Before us are two appeals. No. 79 — 1484 is from an order of Judge Burke certifying a class of cross-defendants, appealable under 28 U.S.C. § 1292(b). No. 80-1276 is from a summary judgment of Judge Schnacke in favor of Simpson Timber Company and against plaintiffs Blake and Carlson, made appealable under Rule 54(b), F.R. Civ.P.
I.
We first consider appeal No. 80 — 4276. We affirm.
Appellants Blake and Carlson are Yurok Indians. The case concerns their claimed rights to enter and cross lands of Simpson Timber Company to exercise Yurok hunting arid fishing rights. The lands involved are part of the old Klamath River Indian Reservation in California, a strip of territory commencing at the Pacific Ocean and extending one mile in width on each side of the Klamath river for a distance of approximately 20 miles up river. We refer to this strip as “the Reservation.” It is the lower part of a similar strip, over 40 miles long, running from the Ocean to the original Hoopa Valley Indian Reservation at the confluence of the Klamath and Trinity rivers, and now known as the Hoopa Valley Reservation Extension. The history of the Reservation is described in Mattz
v. Arnett,
1973,
Blake lives on the Reservation, has hunted and fished there all his life, and claims to depend on hunting and fishing, especially the latter, for subsistence. Carlson lives in San Francisco but spends summers camping on land in the Reservation and owned by her and her relatives. She and her family derive much of their food from hunting and fishing on the Reservation. Both claim that their hunting and fishing rights extend to Simpson’s lands within the Reservation, and that they are entitled to enter and use’ those lands to get to their fishing grounds, to fish and to hunt, subject only to such reasonable restrictions as the court may impose to protect Simpson’s, use of its lands.
Simpson owns a great deal of land within the Reservation. Title to most of this land derives from the titles conveyed to individual Indian allottees by the United States under the General Allotment Act of 1887, 24 Stat. 388. Title to the rest derives from the titles of non-Indians who were granted patents to the land by the United States under the Act of June 17, 1892, 27 Stat. 52. This act opened up the Reservation for non-Indian settlement. Simpson’s deeds, and the deeds and patents of its predecessors, purport to convey the lands in fee simple, and they contain no reservation of any servitude for or other provision for hunting or fishing rights in favor of the Yurok tribe or its members.
The court gave summary judgment for Simpson. The relevant portion of the judgment reads:
Plaintiffs have no right by virtue of their Indian ancestry to use or enter upon the lands owned in fee simple by Simpson Timber Company situated within the Hoopa Extension Indian Reservation.
Plaintiffs do not assert that it was error to include the entire Hoopa extension, rather than just the lower 20 mile Reservation.
B. Discussion.
Blake and Carlson argue that the Yuroks’ right to hunt and fish on the Reservation lands was not extinguished by the acts of 1887 and 1892. They point to the long settled policy that statutes be liberally interpreted to favor the Indian tribes, to the fact that fishing and hunting rights can survive even the termination of a tribe
(Menominee Tribe v. United States,
1968,
The plaintiffs might prevail on either of two theories. One theory is that when the United States made allotments and granted patents it gave no better title than it had, and its title was encumbered by a prior grant of or reservation of a fishing and hunting interest to the Indian tribe or its members, or both. This first theory did prevail in
United States v. Winans, supra.
There the Yakima Nation had by treaty in 1858 ceded certain territories but reserved to itself “the right of taking fish in all usual and accustomed places, in common with citizens of the Territory, and of erecting temporary buildings for curing them.”
In its opinion, the
Winans
Court pointed out that the Indians had possessed hunting and fishing rights long before the white man came, and that hunting and fishing rights “were not much less necessary to the existence of the Indians than the atmosphere they breathed” (
Winans goes farther in support of the Indians than it would be necessary to go in our case. At least some of the lands involved there were never a part of an Indian reservation. Here, all that is claimed is rights in lands in a reservation two miles wide and twenty miles long, on each side of a river in which the Indians have always fished. However, for reasons stated later in this opinion, we do not think that W/nans controls this case.
Congress can create a reservation, reserve rights to the Indians, and dispose of lands of the United States by statute as well as by treaty.
Hynes v. Grimes Packing Co.,
1949,
We do not think that the distinction between a treaty and a statute has great significance. Before 1871, relations between the United States and Indians were frequently established by treaties with Indian nations which were held to be independent sovereign powers under the protection of the United States.
E. g., Worcester v. Georgia,
1832,
However, first, both treaties and statutes are the supreme law of the land. Const. Art. VI, cl. 2. Second, the real power had lain with the United States alone long before 1871. Some at least of the treaties were the embodiment of orders im
The second theory on which Blake and Carlson might prevail is that, while the United States did have full title and appeared to give this title to individuals, in fact it gave its grantees less than it had. They urge that to construe the acts of 1887 and 1892 as extinguishing hunting and fishing rights related to Reservation land now held by Simpson is contrary to the rule that statutes must be construed in favor of the Indian tribe. Thus, appellants argue that even though Congress could have extinguished these rights, it did not do so.
If plaintiffs are to prevail on either of these theories it must be that the Yurok tribe or its individual members have some interest in the lands now held by Simpson. This interest, if it exists, is a form of equitable servitude that benefits the tribe and burdens the land, whoever owns it. Such an encumbrance on land may not fit easily into the established categories of the common law or equity, but we do not regard this as fatal to it.
On the other hand, Simpson will prevail if the United States had full title and conveyed it to individual owners or if the United States, in giving them title, cut off or destroyed the plaintiffs’ rights.
We need not decide today whether the issuing of allotments or the granting of patents required compensation for loss of fishing and hunting rights by those to whom the rights had previously been reserved by treaty or statute. Apparently this question has never been expressly decided by the Supreme Court. Chambers, Judicial Enforcement of the Federal Trust Responsibility to Indians, 27 Stanford L.Rev. 1213, 1226 n.65 (1975). It is not before us in this case.
To determine whether or not Simpson has an unencumbered title to the land it holds we look to the acts of 1887 and 1892. The wording of the federal patents does not settle the issue.
United States v. Winans, supra; Choate v. Trapp,
1912,
We conclude that Congress intended that the allotments and patents, granted under the Act of 1887, would grant an unencumbered title to the Indian allottees and their successors in interest, which would not be subject to any interest in the land that might be implied from the mere creation of the reservation. As we observed in
Colville Confederated Tribes v. Walton,
9 Cir., 1981,
The language of the Act of 1892, 27 Stat. 52, is less explicit. The land of the Klamath River Reservation is “declared to be subject to settlement, entry, and purchase under the laws of the United States granting homestead rights and authorizing the sale of mineral, stone, and timber lands.. . . ” (§ 1). Reference is also made to the Act of 1887.
(Id.)
There can be no real doubt that it was intended that non-Indian settler-purchasers would take a fee-simple in the Indian land. Patents issued under the acts referred to are said to be “the most accredited type of conveyance known to our law.”
(United States v. Cherokee Nation,
Ct.Cl., 1973,
Although the recent decision in
Montana
v.
United States,
1981,
The judgment appealed from in No. 80-4276 is correct.
II.
We next consider appeal No. 79-4484. We modify the order and affirm it as modified.
In its “Counterclaim and Third Party Complaint,” Simpson named Blake and Carlson as class representatives of “all Yurok Indians or other Indians” claiming “similar interests” to those claimed by Blake and Carlson. As we have seen, Blake and Carlson claim special hunting and fishing rights, on the Reservation only — i. e., on the lower twenty miles of the Klamath
In its motion to certify a class, Simpson asked to expand the action to include all other Indians than Yuroks, including specifically the Hoopas, who do or may claim similar rights, and to deal with lands in the so-called “connecting strip” or upper half of the Hoopa Valley Reservation Extension and in the original Hoopa Valley Reservation — the so-called Hoopa square. Simpson alleged that there are 3,849 Yuroks and 1,498 Hoopas.
Blake and Carlson do not wish to represent the class, but the court found them to be “representative parties who will fairly and adequately protect the interests of other unnamed class members.” However, the court’s order certifying the class does not name either of them, or anyone else, as representatives of the defendant class. The order establishes the following class:
All Indians (including all Yurok and Hoopa Indians) who, by virtue of their Indian ancestry, have hunting and fishing rights within the old Klamath River Reservation and the Connecting Strip, i. e., the one-mile strip of land on either side of the Klamath River in California, running from the mouth of the Klamath to 40 miles upstream at the confluence of the Klamath and Trinity Rivers, and who thus may claim an interest in land owned by Simpson Timber Company within the boundaries of said reservation and connecting strip.
The order thus expands the case to include claims of “all Indians,” including the Hoopas, and to deal with lands in the entire 40+ mile Hoopa Valley ■ Extension rather than in just the lower 20 miles (the old Klamath River Reservation).
A class action must satisfy the requirements of F.R.Civ.P. Rule 23(a) and at least one of the requirements of Rule 23(b).
Green v. Occidental Petroleum Corp.,
9 Cir., 1976,
The judge found that the requirements of Rule 23(b)(1) and (2) were also met. As to requirement (1)(A), the judge found the possibility of varying adjudications with respect to individual members of the class which would establish incompatible standards of conduct for Simpson. We doubt the validity of this finding. A final decision of this court (or of the Supreme Court if it were to grant certiorari) would settle the legal issue presented, and would presumably control the decision in any other case. However, the judge also found that the requirements of (2) are met, and, at least as to the Yuroks, we agree. Simp
Plaintiffs argue that the class is inappropriate because it does not include the Yurok and Hoopa tribes, which may have fishing and hunting rights on behalf of their members, different from those of individual Indians. They also remind us that the tribes, by reason of sovereign immunity, cannot be sued.
Santa Clara Pueblo v. Martinez,
1978,
First, because we hold that the Hoopas should not be included in the class, the absence of the Hoopa Tribe has become immaterial. Moreover, there is a question whether there is such a thing as an organized Yurok Tribe; so far as the record shows, there is not.
Second, plaintiffs themselves are asserting personal rights, founded upon their status as Yuroks, to enter, cross, and use Simpson’s lands for hunting and fishing. It is only similar rights of other Yuroks that Simpson seeks to have litigated in its cross-action. The fact that it cannot litigate against the Tribe, either because the tribe has sovereign immunity or because it does not exist, should not bar Simpson’s cross-action. Obviously, the ultimate judgment cannot bar the tribe. But that does not mean that the action cannot be maintained against individual Yuroks.
Puyallup Tribe, supra,
In short, we conclude that the class action is appropriate as to the Yuroks. We also conclude, however, that it is not appropriate, as to the Hoopas. In the first place, there is no showing that any Hoopas have made claims similar to the claims of the Yuroks. In the second place, neither of the plaintiffs is a Hoopa, and there is evidence of some disagreement between the Hoopas and the Yuroks as to the rights that accrue to them in their capacities as reservation Indians. See
Short v. United States,
Ct.Cl., 1973,
None of the cases cited in any of the briefs is squarely in point, and we think it unnecessary to expand this opinion by discussing them. The prerequisites for class actions are clearly stated in Rule 23, and the cases merely apply the Rule to various fact situations. There are few cases dealing with involuntary representatives of a defendant class or classes. We think, however, that the courts should be reluctant to designate such representatives for members of the class as to whom the designated representatives assert that there are con
In No. 80-4276, the judgment appealed from is affirmed.
In No. 79-4484, the order appealed from is modified by striking from the description of the class in paragraph 2 the words “All Indians (including all Yurok and Hoopa Indians)” and substituting for those words the following: “All Yurok Indians,” and by inserting at the end of paragraph 2 the following:
Plaintiffs and cross-defendants Harold Blake and Margaret Carlson are hereby designated as representative parties on behalf of all members of the class.
As so modified, the order is affirmed.
