232 Conn. 599 | Conn. | 1995
Lead Opinion
The dispositive issue in these consolidated appeals is whether, without notice, general assistance recipients may be denied three month “extensions” of benefits merely because they previously have been suspended from the general assistance program. The plaintiffs, Clarence Harkless, Michelle Lawson and Rufino Pabon, are general assistance recipients who reside in the city of Meriden. The defendant Ann Whit
The record reveals the following facts. Each of the plaintiffs was impoverished, had been classified by the
At the state fair hearings, the director contended that the applicable regulations automatically made all the plaintiffs ineligible for the three month extension of benefits, because each of them had been “suspended from Workfare . . . during his/her [previous] nine months on assistance . . . .” Regs., Conn. State Agencies § 17-3a-20 (K) (8) (a) (General Assistance
The trial court reversed the decisions of the state fair hearing officer. The court first held that a state fair hearing is “a de novo proceeding” and that the hearing officer is required by § 17b-65 to “ ‘render a final decision based upon all the evidence introduced before him . . . .’ ” Quoting our opinion in Huck v. Inland Wetlands & Watercourses Agency, 203 Conn. 525, 536, 525 A.2d 940 (1987), the court further held that “ ‘[d]ue process of law requires . . . that at [a] hearing the parties involved have a right to produce relevant evidence . . . .’ ” The court concluded, therefore, that “the fair hearing officer’s refusal to consider [each] plaintiff’s evidence concerning the validity of the previous suspension of his [or her general assistance] benefits constituted an abuse of discretion by the hearing officer and a violation of the plaintiff’s due process rights.” The court accordingly rendered judgments remanding each case to the commissioner “for a new decision by the hearing officer, based on all the evidence in the record, including evidence concerning the validity of the suspension of the plaintiff’s General Assistance benefits.”
In these consolidated appeals, the defendants contend that, pursuant to the governing regulations, the only “relevant evidence” in a state fair hearing reviewing the denial of an extension is the fact of an unchallenged suspension, and not whether the recipient actually “wilfully [had] failed to report for work”; Gen
We conclude that each trial court judgment ordering a remand must be affirmed, but for different reasons than the trial court provided, and for a different inquiry than the trial court ordered. We disagree with the trial court’s implicit holding that, whenever a general assistance recipient is denied an extension on the basis of a previous suspension, a hearing officer always must consider the recipient’s evidence that the previous suspension should not have been imposed. We further conclude, however, that in the circumstances of these cases, the defendants’ decision to deny the extensions based solely on the previous suspensions may have deprived the plaintiffs of property rights without due process of law. A remand to resolve this issue is, therefore, required.
I
We first consider the disagreement among the parties and the trial court about the relationship between the regulations and the underlying statutes. The defendants maintain that the underlying statutes pro
We first address whether the regulation conflicts with § 17b-118. The plaintiffs’ argument to that effect depends upon two unstated premises. First, the plaintiffs assume that, in making “compliance with program requirements” a prerequisite to eligibility, § 17b-118 makes “compliance with program requirements” the only criterion for eligibility. Second, the plaintiffs assume that “compliance with program requirements” means only compliance with the requirements specified in § 17b-118.
The plaintiffs provide, and we can find, no support for these premises in the text of § 17b-118. Indeed, the language of that statute supports the argument of the defendants that the commissioner does have discretion to create her own eligibility criteria for extensions. Section 17b-118 nowhere mandates that “compliance with
Furthermore, even if the plaintiffs’ premises were correct, there would be no textual inconsistency between the statute and the regulation at issue.
The plaintiffs’ argument thus devolves into the assertion that § 17b-118 requires an independent inquiry into whether the recipient actually has failed to comply with program requirements and prohibits the defendants
A suspended recipient is entitled to challenge a suspension by proving that he or she has not violated any “program requirement” at the time the suspension is imposed. See General Statutes § 17b-64; Regs., Conn. State Agencies § 17-3a-23 (E) (7) (General Assistance Policy Manual [1993 Ed.] c. I, § XIII [E] [7]). Although the general assistance statutes are remedial and therefore must be given a liberal construction in favor of those whom the legislature intended to benefit; see Tianti v. William Raveis Real Estate, Inc., 231 Conn. 690, 696, 651 A.2d 1286 (1995); nothing in the statutes or the legislative history suggests that a recipient should have more than one opportunity to demonstrate “compliance with program requirements.” Indeed, both the statute and the legislative history support “the position that the regulation is consistent with the general statutory scheme that the regulation was designed to implement. Texaco Refining & Marketing Co. v. Commissioner, 202 Conn. 583, 600, 522 A.2d 771 (1987); see also Phelps Dodge Copper Products Co. v. Groppo, 204 Conn. 122, 129-30, 527 A.2d 672 (1987); Connecticut Hospital Assn., Inc. v. Commission on Hospitals & Health Care, 200 Conn. 133, 144, 509 A.2d 1050 (1986).” (Internal quotation marks omitted.) Caldor, Inc. v. Heslin, 215 Conn. 590, 599, 577 A.2d 1009 (1990), cert. denied, 498 U.S. 1088, 111 S. Ct. 966, 112 L. Ed. 2d 1053 (1991). The legislature expressly conferred on the commissioner broad discretion to “adopt regulations ... to implement the provisions of this section”; General Statutes § 17b-118; see also General Accident Ins. Co. v. Wheeler, 221 Conn. 206, 211, 603 A.2d 385 (1992); and the legislative review committee subsequently approved the regulation at issue here pur
Having concluded that the challenged regulation is consistent with § 17b-118, we now turn to address the trial court’s conclusion that § 17b-65 required the defendants to consider the evidence that the plaintiffs proffered at their state fair hearings. We agree with the trial court that § 17b-65 (a) required the state fair hearing officer to “render a final decision based upon all the evidence introduced before him and applying all pertinent provisions of law, regulations and departmental policy.” This statute, however, did not require the hearing officer to consider evidence that was irrelevant to the substantive issue that he or she was called upon to decide, pursuant to the “pertinent provisions of law,
II
We must next decide whether constitutional constraints arising under the federal due process clause
The plaintiffs present two due process arguments. Their broader contention is that due process always prohibits the defendants from using the mere fact of a previous suspension to justify the denial of an extension and always mandates an independent inquiry into whether a recipient actually has failed to comply with program requirements. Their narrower contention is that due process required such an independent inquiry in the circumstances of these cases. “In order to prevail on [either] due process [claim], the plaintiffs] must prove that: (1) [they have] been deprived of . . . property [or liberty] interests] cognizable under the due process clause; and (2) the deprivation of the property [or liberty] interesfs] has occurred without due process of law. See Double I Limited Partnership v. Planning & Zoning Commission, 218 Conn. 65, 76, 588 A.2d 624 (1991); Connecticut Education Assn., Inc. v. Tirozzi, 210 Conn. 286, 293, 554 A.2d 1065 (1989) (Internal quotation marks omitted.) Frillici v. Westport, 231 Conn. 418, 437, 650 A.2d 557 (1994); Tedesco v. Stamford, 222 Conn. 233, 241-42, 610 A.2d 574 (1992) . We thus address, seriatim, the nature of the property interests at stake and whether the plaintiffs were deprived of those interests without due process.
A
We first consider the extent of the plaintiffs’ property interests in receiving general assistance extensions.
The defendants first argue that the statute creates no property interests whatsoever in the receipt of general assistance extensions. We agree with the defendants that, under § 17b-118, Meriden had the discretion not to provide the extensions to anyone. We further agree with the defendants that, under the statute, Meriden continues to have discretion to provide extensions of varying durations on a case-by-case basis. Having elected pursuant to § 17b-118 to provide extensions to its residents, however, Meriden has created cognizable property interests in those extensions. Pursuant to the regulations implementing the statute, Meriden’s election obligates it to provide extensions of benefits to all individuals who satisfy the eligibility requirements. See Regs., Conn. State Agencies § 17-3a-20 (K) (General Assistance Policy Manual [1993 Ed.] c. I, § X [K]) (“[e]ach town reserves the right to grant the three-month extension . . . [but if] a town chooses to
Although we determine that Meriden’s election to provide benefits pursuant to the statute and regulations did endow some individuals with property interests in the receipt of those extensions, we nevertheless reject the plaintiffs’ claim that all recipients are entitled to extensions as long as they have not actually violated the statutory “program requirements” in § 17b-118. We conclude, rather, that recipients are entitled to extensions only if they are eligible for such extensions pursuant to the governing regulations. Section 17b-118 provides in relevant part that “financial assistance granted . . . to an employable person shall be limited to no more than nine months in a twelve-month period. A town may extend the period during which assistance is granted by up to three months for recipients who are in compliance with program requirements. . . . The commissioner of social services shall adopt regulations, in accordance with the provisions of chapter 54, to implement the provisions of this section.” (Emphasis added.) In other words, Meriden is authorized to provide extensions of benefits only pursuant to the implementing regulations. Thus, in electing to provide extensions, Meriden created property interests in those extensions only as to those eligible for such extensions pursuant to the regulations. Cf. Lavine v. Milne, 424 U.S. 577, 586, 96 S. Ct. 1010, 47 L. Ed. 2d 249 (1976) (no constitutional right to benefits prior to determination of eligibility).
Finally, although we conclude, as the defendants have argued, that only eligible individuals have property interests in receiving general assistance extensions, we reject the defendants’ argument that these plaintiffs lacked such property interests. Before the plaintiffs’ suspensions became final, the plaintiffs were eligible
Once the plaintiffs’ suspensions became final, the suspensions ordinarily would have rendered the plaintiffs statutorily ineligible for further extensions and thereby would have extinguished their constitutionally protected property interests in such extensions. Nevertheless, the suspensions could have extinguished the plaintiffs’ property interests in the extensions only if the plaintiffs were afforded due process before the suspensions became final.
In other words, the issue underlying all the plaintiffs’ due process claims is whether the plaintiffs were provided due process before the suspensions became final. We thus turn to that issue.
B
The plaintiffs argue that they were denied due process in several respects, both before and after the suspensions became final. As noted above, however, we need to consider only those arguments that relate to the adequacy of the process provided before the plaintiffs’ suspensions became final. There are two such contentions. First, the plaintiffs contend that it was unconstitutional for the regulations automatically to make them ineligible for the extensions at the time their suspensions became final, because, in doing so, the regulations created an unconstitutional “irrebuttable presumption.” Second, the plaintiffs argue that they were not provided (a) an adequate opportunity to contest the suspensions, (b) an adequate notice of their opportunity to contest the suspensions, or (c) an adequate notice of the fact that, if they failed to challenge the suspensions, they would be ineligible for the exten
We first conclude that it was not unconstitutional for the regulations automatically to make the plaintiffs ineligible for the extensions because of their previous suspensions. We assume, arguendo, that it is a violation of procedural due process for the government to deprive individuals of protected property interests by way of an “irrebuttable presumption.” See Michael H. v. Gerald D., 491 U.S. 110, 132, 109 S. Ct. 2333, 105 L. Ed. 2d 91 (1989) (Stevens, J., concurring); id., 157 (White, J., dissenting); id., 136 (Brennan, J., dissenting) (“[f]ive Justices agree that the flaw inhering in a conclusive presumption that terminates a constitutionally protected interest without any hearing whatsoever is a procedural one” [emphasis in original]); but see id., 120 (Scalia, J., for plurality) (previous cases that “struck down as illegitimate certain ‘irrebuttable presumptions’ . . . did not . . . rest upon procedural due process” [citations omitted; emphasis in original]). Nevertheless, the regulations here are valid because they do not create an unconstitutional “irrebuttable presumption.”
At the outset, we are unpersuaded that the regulations create a “presumption” at all. According to the plaintiffs, the regulations embody a presumption that those who failed to challenge previous suspensions actually were not “in compliance with program requirements” at the time of the suspensions. The plaintiffs’ argument, however, depends on the same unstated premises we discussed in part I of this opinion. Specifically, the plaintiffs assume that, in making “compliance with program requirements” a prerequisite to eligibility, § 17b-118 both makes “compliance with program requirements” the only criterion for eligibility and ordains the exclusive list of “program require
Moreover, even if the plaintiffs’ premises were correct, and the regulations were construed to embody a “presumption” that suspended individuals are not “in compliance with program requirements,” the presumption is not “irrebuttable.” General assistance recipients do have an opportunity to prove that they are “in compliance with program requirements” by contesting the suspensions at the time those suspensions are imposed. A single opportunity to contest a presumption meets constitutional requirements. See Michael H. v. Gerald D., supra, 491 U.S. 136 (Brennan, J., dissenting) (five justices agree about unconstitutionality of “conclusive
We turn now to the plaintiffs’ alternate argument that they were denied due process in that they did not have (1) an adequate opportunity to contest the suspensions, (2) an adequate notice of their opportunity to contest the suspensions, or (3) an adequate notice of the fact that, if they failed to challenge the suspensions, they would be ineligible for the extensions. Because neither the state fair hearing officers nor the trial court considered these issues, we lack the factual
Once the commissioner finds the relevant facts, her review of the plaintiffs’ claims must be governed by the Mathews v. Eldridge due process test. “ ‘The United States Supreme Court [has] set forth three factors to consider when analyzing whether an individual is constitutionally entitled to a particular judicial or administrative procedure: “First, the private interest that will be affected by the official action; second, the risk of an erroneous deprivation of such interest through the procedures used, and the probable value, if any, of additional or substitute procedural safeguards; and finally, the Government’s interest, including the function involved and the fiscal and administrative burdens that the additional or substitute procedural requirement would entail.” Mathews v. Eldridge, [supra, 424 U.S. 335].’ ” Matza v. Matza, 226 Conn. 166,174, 627 A.2d
Previous opinions of this court and of the United States Supreme Court provide substantial guidance as to how the Mathews v. Eldridge test should be applied to the plaintiffs’ claim. We previously have noted that, because welfare benefits are available only to those who have no other means of support, the private interest in the receipt of such benefits is very significant. See Shea v. State Employees’ Retirement Commission, 170 Conn. 610, 617, 368 A.2d 159 (1976). The United States Supreme Court has further held that, without substantial procedural guarantees, there are significant risks that welfare recipients will be erroneously deprived of their property interests in those benefits. See Goldberg v. Kelly, supra, 397 U.S. 266.
In sum, we conclude that the defendants were authorized to deny the extensions of benefits based solely on the previous suspensions, unless, at the time of those suspensions, the plaintiffs had been deprived of their property interests in the extensions without due process of law. The trial court implied, to the contrary, that the defendants never would be authorized to deny the extensions based solely on the previous suspensions, and it remanded the cases to the commissioner “for a new decision by the hearing officer, based on all the evidence in the record, including evidence concerning the validity of the suspension^] . . . .” Because the current record does not demonstrate that the plaintiffs were denied due process at the time of the suspensions, we are persuaded that the trial court’s remand order was misdirected. Therefore, although we also remand the cases to the commissioner, we do so with different instructions.
On remand, the commissioner initially must determine whether at the time of the suspensions—that is,
Each judgment is affirmed insofar as it ordered a remand to the commissioner, but each case is remanded with direction to amend the terms of that order of remand to comport with the requirements stated immediately above.
In this opinion Callahan, Borden, Norcott, Katz and Palmer, Js., concurred.
General Statutes § 17b-118 provides: “(formerly sec. 17-273b). limitations ON ASSISTANCE TO EMPLOYABLE PERSONS. REGULATIONS. No assistance or care shall be given under sections 17b-19,17b-115 to 17b-133, inclusive, 17b-259,17b-263 and 17b-689 to 17b-693, inclusive, to an employable person who has not registered with the nearest local employment agency of the labor department, has refused to accept a position for which he is fitted and which he is able to accept, or has refused to participate or wilfully failed to report for work in a work program or training or education program, pursuant to section 17b-689, by the town liable to support such person in accordance with sections 17b-116 and 17b-134. The provisions of this section shall not apply to any person who cannot register with such employment agency because of being over sixty-five years of age, health or other disability as determined by the commissioner. On and after July 1,1992, financial assistance granted under sections 17b-19,17b-63 to 17b-65, inclusive, 17b-115 to 17b-138, inclusive, 17b-220 to 17b-250, inclusive, 17b-256,17b-259,17b-263,17b-287,17b-340to l7b-350, inclusive, 17b-689 to 17b-693, inclusive, and 17b-743 to 17b-747, inclusive, to an employable person shall be limited to no more than nine months in a twelve-month period. A town may extend the period during which assistance is granted by up to three months for recipients who are in compliance with program requirements. A person determined to be unemployable who is subsequently determined to be employable shall be eligible for the assistance provided to an employable person under the general assistance program from the date he is determined employable. Persons with dependent children under eighteen years of age eligible for assistance under sections 17b-19, 17b-63 to 17b-65, inclusive, 17b-115 to 17b-138, inclusive, 17b-220 to 17b-250, inclusive, 17b-256, 17b-259, 17b-263, 17b-287, 17b-340 to 17b-350, inclusive, 17b-689 to 17b-693, inclusive, and 17b-743 to 17b-747, inclusive, shall not be subject to the nine-month durational limit on assistance established pursuant to this section. The commissioner of social services shall adopt regulations, in accordance with the provisions of chapter 54, to implement the provisions of this section.”
All the briefs and records in this case refer to section numbers contained in General Statutes (Rev. to 1993). For ease of future reference, however, we use the section numbers contained in General Statutes (Rev. to 1995). There are no relevant substantive differences between the two revisions.
On July 1, 1993, the department of income maintenance was replaced by the department of social services. See Public Acts 1993, No. 93-262.
General Statutes § 17b-64 provides: “(formerly sec. 17-292e). procedure for fair hearings by commissioner, (a) An aggrieved person, or the conservator of such person on his behalf, authorized by law to request a fair hearing to review a decision of a public welfare official may make a signed application for such hearing to the commissioner and shall state in such application why he claims to be aggrieved. Such application shall be mailed to the commissioner within ten days of such decision. Within fifteen days after receipt of an application to review a decision of a public welfare official, or within four business days if the application concerns a decision on an application for assistance, the commissioner shall hold a fair hearing at a location convenient to the person requesting the hearing.
“(b) At least seven days prior to the date of such hearing, the commissioner shall mail a notice to such aggrieved person, giving the time and place of the hearing. If the hearing concerns a decision on an application for assistance, the commissioner shall make all reasonable efforts to provide notice of the time and place of the hearing to such aggrieved person at least one business day before the hearing. A reasonable period of continuance may be granted for good cause. The aggrieved person shall appear personally at the hearing, unless his physical or mental condition precludes appearing in person, and may be represented by an attorney or other authorized representative. A stenographic or mechanical record shall be made of each hearing, but need not be transcribed unless (1) an appeal from the decision of the hearing officer is made or (2) a copy is requested by the aggrieved person, in either of which cases it shall be furnished by the commissioner of social services without charge. The commissioner of social services and any person authorized by him to conduct any hearing under the provisions of this section shall have power to administer oaths and take testimony under oath relative to the matter of the hearing and may subpoena witnesses and require the production of records, papers and documents pertinent to such hearing. No witness under subpoena authorized to be issued by the provisions of this section shall be excused from testifying or from producing records, papers or documents on the ground that such testimony or the production of such records or other documentary evidence would tend to incriminate him, but such evidence or the records or papers so produced shall not be used in any criminal proceeding against him. If any person disobeys such process or, having appeared in obedience
General Statutes § 17b-65 provides in relevant part: “(formerly sec. 17-292Í). decision, appeal, (a) Not later than fifteen days after such hearing, or three business days if the hearing concerns a decision on an application for assistance, the commissioner or his designated hearing officer shall render a final decision based upon all the evidence introduced before him and applying all pertinent provisions of law, regulations and departmental policy. Such final decision shall supersede the decision made without a hearing. Notice of such final decision shall be given to the aggrieved person by mailing him a copy thereof within one business day of its rendition and if the final decision concerns an application for assistance, the commissioner shall make all reasonable efforts to provide notice to the aggrieved person within such time. Such decision after hearing shall be final except that the applicant for such hearing, if aggrieved, may appeal therefrom in accordance -with section 4-183. Appeals from decisions of said commissioner shall be privileged cases to be heard by the court as soon after the return day as shall be practicable.”
Harkless’ benefits were suspended for ninety days beginning August 13, 1992, Lawson’s benefits were suspended for ninety days beginning August 21,1992, and Pabon’s benefits were suspended for ninety days beginning February 2, 1993.
General Statutes § 17b-689 provides in relevant part: “(formerly sec. 17-281a). SUPPORTED WORK, EDUCATION AND TRAINING PROGRAMS. ‘EMPLOYABLE PERSON’ AND ‘UNEMPLOYABLE PERSON’ DEFINED. REGULATIONS. employability PLANS, (a) As hereinafter provided, each town shall establish a work program which shall include work, work training or work readiness experience and may include substance abuse counseling for persons dependent on drugs and alcohol who are participating in such program. Except as provided in subsection (f), employable persons otherwise eligible for support, pursuant to sections 17b-116 and 17b-134, from any town shall be required to perform such work or participate in such program as may be assigned to them by the public welfare official of the town granting such support or to participate in an education or training program under section 31-3d or any other training or education program approved by the labor commissioner. The public welfare official shall assign to such work as is available in connection with the affairs of state or town government or to public work programs established by the commissioner of social services, as approved by the labor commissioner, including the performance of work in the operation of or in an activity of a nonprofit agency or institution, as defined in Subsection (c) (3) of Section 501 of the United States Internal Revenue Code pursuant to a contract with a town, or to a private employer training program under section 17b-691, or to education or training, employable recipients of support provided such official is satisfied that such persons will not be used to replace, or to perform any work ordinarily performed by, regular employees of any department or other unit of a town or the state, or to replace, or to perform any work ordinarily performed for a town or the state by, craft or trade in private employment. Participation in an education, rehabilitation or training program not part of a work program may be deemed participation in a work program if approved by the commissioner of social services. The number of hours of work to be required of each such person, except a person participating in a private employer training program under section 17b-691, shall be determined by
“(c) For the purposes of this section and sections 17b-63,17b-118,17b-134 and section 17b-690, an ‘employable person’ means one (1) who is sixteen years of age or older but less than sixty-five years of age; (2) who has no documented physical or mental impairment or who has such an impairment which is expected to last less than six months, as determined by the commissioner, prohibiting him from working or participating in an education, training or other work-readiness program; (3) who is required to register with the labor department, pursuant to section 17b-138; and (4) who is not in full-time attendance in high school. ... A person who is a substance abuser without additional health problems or barriers to employment shall be deemed employable, but not job-ready. Such a person shall be required to participate in treatment, including counseling, as part of his employability plan and shall be eligible for assistance while waiting for treatment.”
The notice to Lawson, dated March 22, 1993, stated that benefits would not be extended for the three month period beginning April 1, 1993. The notice to Pabon, dated May 7, 1993, stated that benefits would not be
General Statutes § 17b-63 provides in relevant part: “(formerly sec. 17-292d). fair hearings, application, (a) Any person whose application for assistance under sections 17b-116 and 17b-134 is rejected or whose receipt of such assistance is terminated or modified, except as provided in subsection (c) of this section, shall have the right to a fair hearing to review such decision in accordance with sections 17b-64 and 17b-65, provided that the town has held a hearing in accordance with this section. Any such person shall be notified in writing immediately of a rejection, termination or modification of such assistance and of the right to such hearings.
“(b) Within ten working days of an action to reject, terminate or modify his assistance, except as provided in subsection (c) of this section, a person may make a signed application requesting a hearing held by the public welfare official. Within three working days after receipt of such application for a hearing concerning a decision on an application for assistance and within seven working days after receipt of such application for a hearing concerning a decision on matters other than an application for assistance, the public welfare official shall hold such hearing. Within three days after the hearing, the public welfare official shall render a decision based solely upon all the evidence introduced at the hearing and the application of all pertinent provisions of law, regulation and state policy. Notice of the decision shall be mailed to the aggrieved person within three days of its rendition.”
Section 17-3a-20 (K) of the Regulations of Connecticut State Agencies (General Assistance Policy Manual [1993 Ed.] c. I, § X [K]) provides in relevant part: “durational limits for employable single recipients
“Employable recipients of General Assistance are subject to durational limits on eligibility. Such recipients are eligible to receive state-reimbursed financial assistance for nine out of twelve months, with a possible three-month extension.
“Each town reserves the right to grant the three-month extension.
“If a town chooses to fund additional aid to its employable recipients, the town will uniformly apply the criteria set-forth in subsections 7. and 8. in each and every case.
“Each town must inform the Department of Income Maintenance of its intentions to offer the extension to its recipients on the W-15, Comprehensive Town Plan.
“l.The . . . [nine month period begins] with the month the person first received General Assistance financial aid, starting any time after July 1, 1992. . . .
* ** *
“7. A town may opt to extend fund assistance for up to three additional months to employables who, during their nine months of assistance, have demonstrated a good-faith effort to comply with all eligibility requirements.
This may mean a number of things:
“a. The recipient kept all redetermination and other eligibility appointments as required (or was excused for good cause for failing to do so); and
“b. The recipient was cooperative in providing all documentation required to determine and maintain his/her eligibility on a timely basis; and
“c. The recipient:
“(1) Participated in Workfare, as required, and
“(2) Cooperated in developing, and participated in, his/her case management plan, and
“(3) Provided verification of job search activities, as required, and
“(4) Maintained active, satisfactory registration with the job service.
“8. A recipient would be ineligible for the extension if he/she:
“a. Was suspended from Workfare at any time during his/her nine months on assistance; or
*608 “b. Failed to cooperate and/or participate in his/her case management plan; or
“c. Was repeatedly uncooperative in keeping appointments, providing requested documentation, including medical documentation, or complying with other program eligibility requirements; or
“d. Assaulted or threatened the safety of General Assistance staff or other persons in the office (a complaint must have been filed with the police); or
“e. Was convicted of General Assistance fraud during the nine-month period; or
“f. Acknowledged receipt of assistance improperly obtained during the nine-month period; or
“g. Was discontinued from General Assistance because of finding employment, and subsequently quit (without good cause) or was fired (for cause) from that job; or
“h. Refused, without good cause, to accept a job that was offered.
“9. The duration of the extension (which may be up to three months) should be determined by the facts of the individual case. It should continue only as long as needed, provided the person remains eligible, for a maximum of three months. [F]or example, a person may only need the extension for one month, pending receipt of wages from a new job.
“10. The town’s right to discontinue an employable person after nine months may not be disputed at a hearing if it is not the town’s policy to ever g[r]ant such extensions. However, a recipient may request a hearing provided the town routinely offers the extension to its recipients if he/she disagrees with the basis on which the town declined to grant the extension. For example, a town may propose to discontinue assistance because the recipient failed to complete a Workfare assignment; the recipient may dispute this rationale, pointing out that his/her suspension was not upheld at a local-level or State Fair Hearing.” (Emphasis in original.)
Harkless testified that, during the relevant time period, he had been unable to work because of medical problems. Lawson testified that, during the relevant time period, she had been living in the state of Delaware. Pabon testified that during the relevant time period, he had believed that he had completed his workfare requirement.
Neither the municipal fair hearing officer, the state fair hearing officer nor the trial court made any findings of fact as to whether the plaintiffs were provided such notice.
Because this case concerns only the validity of § 17-3a-20 (K) (8) (a) of the Regulations of Connecticut State Agencies (General Assistance Policy Manual [1993 Ed.] c. I, § X [K] [8] [a]) (recipient ineligible for extension if previously suspended from workfare), we need not consider whether, if the plaintiffs’ premises were correct, the other regulations in § 17-3a-20 (K) (7) through (8) of the Regulations of Connecticut State Agencies (General Assistance Policy Manual [1993 Ed.] c. I, § X [K] [7] through [8]), would be valid.
General Statutes § 4-170 provides in relevant part: “legislative regulation REVIEW COMMITTEE. FILING REQUIREMENTS FOR REGULATIONS. FISCAL notes required, (a) There shall be a standing legislative committee to review all regulations of the several state departments and agencies following the proposal thereof, which shall consist of eight members of the house of representatives, four from each major party, to be appointed on the first Wednesday after the first Monday in January in the odd-numbered years, by the speaker of said house, and six members of the senate, three from each major party, to be appointed on or before said dates by the president pro tempore of the senate. . . .
“(b) No adoption, amendment or repeal of any regulation, except a regulation issued pursuant to subsection (f) of section 4-168, shall be effective until the original of the proposed regulation approved by the attorney general, as provided in section 4-169, and seventeen copies thereof have been submitted to the standing legislative regulation review committee at the designated office of the committee by the agency proposing the regulation and the regulation has been approved by the committee, at a regular meeting or a special meeting called for the purpose, and filed in the office of the secretary of the state by the agency, as provided in section 4-172. . . .
“(c) The committee shall review all proposed regulations and, in its discretion, may hold public hearings thereon, and may approve, disapprove or reject without prejudice, in whole or in part, any such regulation. If the committee fails to so approve, disapprove or reject without prejudice a proposed regulation, within sixty-five days after the date of submission as provided in subsection (b), the committee shall be deemed to have approved the proposed regulation for purposes of this section.”
The state hearing officer was not required to consider the plaintiffs’ evidence even if, as the trial court held, state fair hearings on the denial of the extensions are “de novo” proceedings. In a “de novo” proceeding, a trier of fact may not “consider or adjudicate issues beyond the scope of those proper for determination by the order or decree attacked.” Appeal of Stevens from Probate, 157 Conn. 576, 581, 255 A.2d 632 (1969).
The fourteenth amendment to the United States constitution provides in relevant part that “[n]o State shall . . . deprive any person of life, liberty or property, without due process of law . . . .” The plaintiffs make no claims under the independent due process guarantees of our state constitution.
The plaintiffs claim that they have property interests in receiving the extensions only as a result of the statute itself. They do not claim to have property interests as a result of independent constitutional requirements that the state provide general assistance benefits for twelve months per year. Cf. Moore v. Ganim, 233 Conn. 557, 660 A.2d 742 (1995); Hilton v. New Haven, 233 Conn. 701, 661 A.2d 973 (1995). We thus need not consider what process would be due in connection with the denials of extensions if the constitution independently required the state to provide such extensions.
Because the denial of an extension is properly characterized as a termination “of benefits already being received”; Walters v. National Assn, of Radiation Survivors, 473 U.S. 305, 320 n.8, 105 S. Ct. 3180, 87 L. Ed. 2d 220 (1985); rather than a denial of an application for benefits in the first instance, we need not decide whether “applicants for [new] benefits . . . [also would have] a ‘legitimate claim of entitlement’ to benefits if they met the statutory qualifications.” Id. We note that the United States Supreme Court repeatedly has declined to reach the same question. See Lyng v. Payne, 476 U.S. 926, 942,106 S. Ct. 2333, 90 L. Ed. 2d 921 (1986); Walters v. National Assn, of Radiation Survivors, supra, 320 n.8; cf. Shea v. State Employees’ Retirement Commission, 170 Conn. 610, 617, 368 A.2d 159 (1976) (individual had property interest in receipt of benefits once application had been approved, although benefits had not yet been provided).
We recognize that the presumption did become “irrebuttable” after the time for contesting the suspension had expired, when the suspensions had become final. Unless the plaintiffs were denied due process at the time of the suspensions, however, the plaintiffs no longer had property interests in the extensions after the suspensions had become final. See part II A of this opinion. Even if it is unconstitutional to deprive an individual of a protected liberty or property interest by way of an irrebuttable presumption; see text, supra; there is no constitutional infirmity in applying an irrebuttable presumption when no constitutionally protected liberty or property interest is at stake. SeeMichael H. v. Gerald D., supra, 491 U.S. 120-22, 127; id., 132 (O’Connor, J., concurring); id., 133 (Stevens, J., concurring); id., 136 (Brennan, J., dissenting); id., 158, 160-61 (White, J., dissenting); see also Weinberger v. Salfi, 422 U.S. 749, 772-73, 777, 95 S. Ct. 2457, 45 L. Ed. 2d 522 (1975) (where no constitutionally protected interest is at stake, “irrebuttable” legislative classifications are unconstitutional only if patently irrational). Thus, the irrebuttability of the presumption after the suspensions had become final is relevant only if the plaintiffs were denied due process before the suspensions.
Although the record contains some notices that allegedly were provided to the plaintiffs, we decline to make factual findings in the first instance as to whether, and when, these notices were provided. We also express no opinion as to whether the plaintiffs properly have preserved a claim, mentioned to us at oral argument, that even if the notices were provided, the notices were constitutionally insufficient because they were only in English. If the claim was preserved and if resolution of the claim is necessary to decide whether the plaintiffs received due process before their suspensions became final, we instruct the commissioner on remand to consider the claim under the Mathews v. Eldridge test described in the text, infra.
Applying the precursor version of the Mathews v. Eldridge test, “the United States Supreme Court identified several elements of due process that must be part of the procedure employed by the state prior to its decision to terminate a welfare recipient’s benefits. The court concluded that the recipient is entitled to the following procedure: (1) timely and adequate notice detailing the reasons for a proposed termination; Goldberg v. Kelly, [supra, 397 U.S. 267-68]; (2) a hearing before an impartial decisionmaker; id., 271; (3) the opportunity to confront and cross-examine adverse witnesses and to present evidence and argument; id., 268-70; (4) the right to be represented by counsel; ibid.; (5) a determination by the decisionmaker that rests solely on the legal rules and evidence adduced at the hearing, which, in turn, requires the decisionmaker to state the reasons for his determination and indicate the evidence he relied on. Id., 271.” (Internal quotation marks omitted.) Lee v. Board of Education, 181 Conn. 69, 77-78, 434 A.2d 333 (1980), on appeal after remand sub nom. Halpern v. Board of Education, 231 Conn. 308, 649 A.2d 534 (1994).
Dissenting Opinion
dissenting. The issue before this court is whether the commissioner of social services
Each plaintiff in this case was provided with a hearing before the commissioner,
The commissioner, however, refused to consider this evidence in making her determination of eligibility for the extended § 17b-118 benefits. She concluded that “[rjegardless of the correctness of this suspension, the appellant was suspended for the three month period and this action was not contested or overturned. . . . It is simply too late to argue about the suspension that the appellant accepted and served, regardless of what led to the suspension.”
This conclusion, in my view, was incorrect. The commissioner, in deciding whether the plaintiffs were eligible for the extended general assistance benefits, was required to determine if they were “in compliance with program requirements.” General Statutes § 17b-118. In making this determination, the commissioner was required, under a special statutory scheme applicable to welfare benefits, to conduct a de novo hearing; see General Statutes § 17b-64; and to “render a final decision based upon all the evidence introduced before him.” General Statutes § 17b-65 (formerly § 17-292Í). It is clear that at such a hearing the “strict rules of evidence” do not apply, and that the hearing “must be conducted so as not to violate the fundamental rules of natural justice.” (Internal quotation marks omitted.) Huck v. Inland Wetlands & Watercourses Agency, 203 Conn. 525, 536, 525 A.2d 940 (1987).
The legislature, by enacting a special process by which a poor person could appeal directly to the commissioner a town’s determination that he or she was ineligible for subsistence benefits, demonstrated its deep concern about the rights that were at stake. The legislature recognized that subsistence for the poor—
Accordingly, in cases such as these, where the commissioner has not previously determined whether the recipient of general assistance benefits wilfully failed to comply with program requirements, the commissioner must conduct a de novo review and make this determination. Therefore, I agree with the trial court that these cases should be remanded to the commissioner for a new decision, based upon all the evidence in the record, including evidence concerning the validity of the suspension of the plaintiffs’ general assistance benefits by Meriden’s welfare officials.
The department of income maintenance was replaced by the department of social services on July 1, 1993. See Public Acts 1993, No. 93-262.
I agree with the majority, of course, that the government must afford a recipient of general assistance benefits procedural due process before it may terminate these benefits because of the recipient’s failure to comply with program requirements. See part IIB of the majority opinion. In such cases, due process requires that the recipient be provided with notice of the government’s intent to act; Mullane v. Central Hanover Bank & Trust
See footnote 1 of the majority opinion.
The applicable statutes provide that these hearings may be conducted by the commissioner or by “any person authorized by him”; General Statutes § 17b-64 (b); and that the decision shall be rendered by the commissioner “or his designated hearing officer.” General Statutes § 17b-65 (a); see footnote 3 of the majority opinion. For purposes of clarity and convenience, however, I refer to the person conducting the hearing and rendering the decision as the commissioner.
See footnote 3 of the majority opinion.
Indeed, the entire statutory review scheme reflects the legislature’s concern with protecting the rights of the benefit recipient. General Statutes § 17b-65 (a), for example, requires the commissioner to render a fair hearing decision “[n]ot later than fifteen days after such hearing, or three business days if the hearing concerns a decision on an application for assistance.” These provisions recognize that a town’s decision to deny or terminate general assistance benefits can have grave consequences, and that prompt review of local decisions by the commissioner is essential.