On appeal from his conviction for attempt to manufacture methamphetamine, possession of ephedrine and pseudoephedrine, and other crimes, Anthony Hargis argues that the trial court erred when it denied his motion to suppress evidence seized pursuant to his July 2009 arrest after he failed to appear at trial originally scheduled for February 2009 and when it did not recuse itself after receiving an ex parte communication before trial from a co-defendant’s counsel about Hargis’s alleged propensity for violence. Because the trial court erred when it failed to recuse itself from the case after receiving the ex parte communication, we reverse Hargis’s conviction and order a new trial. Taking up the matter because it is likely to recur on retrial,
“On appeal from a criminal conviction, we view the evidence in the light most favorable to the verdict, with the defendant no longer enjoying a presumption of innocence.” (Citation omitted.) Reese v. State,
So viewed, the record shows that in June 2006, after reviewing records concerning Hargis’s transactions on eBay between September 2003 and March 2006, including the purchase of a number of items used in methamphetamine manufacture, a drug enforcement agent obtained a warrant to search the house where Hargis lived with co-defendant Karen Taylor. The agent found Hargis working in an outbuilding outfitted with equipment used in methamphetamine manufacture, a ventilation shaft, and a surveillance camera. Taylor arrived during the search, and both were arrested. An agent recovered a handgun from a bedroom in the house. Other evidence seized included shipping labels addressed to Hargis, a box of false identification cards with his picture on each card, over-the-counter tablets containing ephedrine and pseudoephedrine, and liquids that tested
When Hargis did not appear at a scheduled trial in February 2009, a bench warrant was issued for his arrest. After receiving an anonymous tip in July 2009 that Hargis was at his house, officers went to the house one afternoon and saw a beige truck matching the neighbors’ description of Hargis’s vehicle appear in the driveway and then speed away. An officer soon saw the truck parked at a convenience store, unoccupied but with its headlights on. When the officer saw a man walk up and get into the driver’s seat of the truck, he pulled up to the truck and activated his blue lights. The officer told the man that a be on the lookout had issued on the truck and that its owner was wanted on an arrest warrant. The officer then asked the man for his driver’s license. When the man fumbled with his wallet, the officer saw two forms of identification inside it. When the man said that he did not have a license and did not have to give his name, the officer asked him to step out of the truck. When the man did so, the officer began to handcuff him “for [the officer’s] safety” and until the officer “could identify who [Hargis] actually was.” Hargis resisted and cursed the officer, but other officers arriving on the scene helped to subdue him.
With Hargis now under arrest for obstruction, the officer picked up Hargis’s wallet (which he had left on the driver’s seat of the truck), opened it, and saw two identification cards with the same picture but different names. After the first officer gave a second officer one of the false IDs, the second officer looked into the truck and saw two drugstore bags lying in the passenger’s side front seat. The second officer opened the truck door, retrieved and opened the bags, and found items containing ephedrine, lighter fluid, brake cleaner, and 17 identification cards bearing Hargis’s photograph.
Based on the evidence obtained from Hargis’s truck, officers obtained a search warrant for Hargis’s house and found boxes containing devices for manufacturing and smoking methamphetamine, one of which contained the drug. A tape recorder and cassette tape were also seized. Conversations on the tape included Hargis instructing Taylor on the use of the recorder, Taylor’s conversations with her counsel, and their negotiations with prosecutors assigned to the case.
On the first day of Hargis’s trial on the 2006 charges, held in late September and early October 2009, and in addition to the evidence directly supporting those charges, the State moved to admit evidence of Hargis’s failure to appear at the February 2009 trial as indicating consciousness of guilt as well as the tape seized in July 2009 for the purpose of showing the existence of a conspiracy between Taylor and Hargis. The court ruled the tape admissible for the limited purpose of showing the existence of a conspiracy. After a jury found Hargis guilty on all counts, the State introduced evidence for sentencing purposes of two 1997 felony convictions from Arizona, including one for attempted possession of methamphetamine manufacturing equipment. Hargis was convicted and sentenced as a recidivist to two consecutive life terms plus twenty years.
On June 3, 2011, Hargis’s appellate counsel
Q. And when you say “concerned about safety issues,” what do you mean?
A. I considered Mr. Hargis to be somewhat — I’ve always been very leery about Mr. Hargis, danger kind of things, you know, just always somebody that I would probably watch my back with.
Q. And that was something you communicated to the judge, is that correct?
A. Can’t recall the specifics of the conversation, but I do recall that being a concern. ... I just remember being concerned about the contents of the tape, what I might have said on the tape, what Ms. Taylor might have said on the tape, what Mr. Hargis might have heard on the tape and, you know, if that were to be played in open court or if Mr. Hargis were to hear it or something like that, there were some personal safety issues that I was concerned about.
Q. And just to specify, when you say you were concerned about it, was that concern something you voiced with the judge?...
A. I believe I did. I can’t quote that a hundred percent, but I believe I did.
The State concedes that neither Hargis nor his trial counsel was present for this ex parte communication, and there is no evidence that Hargis learned of its contents before or during trial.
Eight months after the hearing on the amended motion, the trial court denied the remainder of Hargis’s motion for new trial. Neither at the hearing on the motion nor in its order denying it did the trial court dispute any part of Taylor’s counsel’s account of the ex parte communication.
1. As a preliminary matter, we note that although Hargis asserts that the trial court erred when it denied his motion to suppress the evidence seized from his truck and house during the July 2009 search, he does not dispute the sufficiency of the remaining evidence against
2. On appeal, as below, Hargis argues that the trial court erred when it failed to recuse itself in the wake of receiving the ex parte communication from Taylor’s counsel.
Section (B) (7) of Canon 3 of the Georgia Code of Judicial Conduct forbids a judge from considering an ex parte communication:
Judges shall accord to every person who has a legal interest in a proceeding, or that person’s lawyer, the right to be heard according to law. Judges shall not initiate or consider ex parte communications, or consider other communications made to them outside the presence of the parties concerning a pending or impending proceeding, [excepting communications for administrative purposes, emergencies, consultations with experts or court personnel, and settlement conferences].
(Emphasis supplied.) See also Uniform Superior Court Rule 4.1 (“judges shall neither initiate nor consider ex parte communications by interested parties or their attorneys concerning a pending or impending proceeding”). It is also clear that ex parte communications “are presumed to have been in error.” City of Pendergrass v. Skelton,
(a) First, Hargis did not waive his objection to the ex parte communication. Canon 3 (E) (1) sets out the general provision that “[¡judges shall disqualify themselves in any proceeding in which their impartiality might reasonably be questioned,” including cases in which the judge “has a personal bias or prejudice concerning a party or a party’s lawyer, or personal knowledge of disputed evidentiary facts concerning the proceeding”; has served as or associated with a lawyer or served as a witness “in the matter of controversy”; or has personal connections to the case. Georgia Code of Judicial Conduct, Canon 3 (E) (1) (a)-(e). The waiver provision of Canon 3 is set out in section (F), which provides that “[¡judges disqualified by the terms of Section 3 (E)” — that is, the general provision — “may disclose on the record the basis of their disqualification and may ask the parties and their lawyers to consider, out of the presence of the judge, whether to waive disqualification.” Code of Judicial Conduct, Canon 3 (E), (F).
On its face, then, Canon 3 (F)’s waiver provision cannot be applied to the ex parte communications covered by the more specific prohibitions of Canon 3 (B) (7). As the Supreme Court of Georgia has held, moreover, in situations involving “specific disqualification standards,” the Canon is “meant to be self-enforcing, and it is the trial [court’s] duty to disqualify himself as soon as he is aware that the grounds exist.” (Citation and punctuation omitted.) Pope v. State,
As we have suggested above, there is no dispute that before being relieved of his duties, trial counsel for Hargis had no notice of the
(b) Nor can the State show that the trial court’s error in receiving the ex parte communication was harmless.
In Arnau, supra, this Court ordered a new trial when an ex parte communication between a court-appointed psychologist and the trial court had deprived a party of “the opportunity to cross-examine the witness with respect to any opinions he offered” during the ex parte communication “or to respond to any new allegations or other evidence which may have been presented to the court.” (Citation omitted.)
Here, as in Arnau, there is no dispute as to the contents or relevance of the ex parte communication: co-defendant Taylor’s prior counsel told the court, outside the presence of Hargis or his counsel,
When the court considers facts not properly in evidence, the other party has rights that can not be protected fully if he is thus denied the privilege of cross-examination. We know that citizens’ rights and liberties are jeopardized when courts abandon the tried and proven court procedure of admitting only relevant evidence and producing witnesses who are subject to cross-examination.
Arnau, supra at 697 (1). Because “so fundamental a right” was denied Hargis as a result of Taylor’s counsel’s ex parte meeting with the judge, the trial court erred when it failed to recuse itself from the case, and, therefore, when it denied Hargis’s motion for new trial. Accordingly, a new trial is necessary. Id. (ordering new trial on the basis of judge’s reception of ex parte communication from witness); Johnson v. State,
3. Of Hargis’s remaining assertions of error, the only issue we deem likely to recur on retrial is whether evidence seized from his truck and house in the wake of his July 2009 arrest was properly admitted. Hargis argues that because his arrest for obstruction occurred before police seized either his false identification in his wallet or the supplies in the bags also left in the truck, the search of his truck and house yielding these items was illegal. We agree.
(a) As the United States Supreme Court noted in Arizona v. Gant,
Police may search a vehicle incident to a recent occupant’s arrest only if the arrestee is within reaching distance of the passenger compartment at the time of the search or it is reasonable to believe the vehicle contains evidence of the offense of arrest. When these justifications are absent, a search of an arrestee’s vehicle will be unreasonable unless police obtain a warrant or show that another exception to the warrant requirement applies.
(Emphasis supplied.) Id. at 351 (VI).
The Supreme Court of Georgia recently applied Gant when it suppressed the results of a police search of a vehicle after its occupant had been arrested on an outstanding warrant. “ ‘[Bjecause officers have many means of ensuring the safe arrest of vehicle occupants, it will be the rare case in which an officer is unable to fully effectuate an arrest so that a real possibility of access to the arrestee’s vehicle remains.’ ” Boykins v. State,
The only issue raised and ruled on below was whether the seizure of Hargis’s wallet and bags from the truck was authorized as incident to his arrest for obstruction.
Hargis had already been removed from the truck and handcuffed before the police search of his vehicle began, however, with the result that police cannot show that their safety required a search of the truck’s passenger compartment during the arrest. See Boykins, supra,
(b) Because we reverse the trial court’s denial of Hargis’s motion to suppress evidence of the wallet and bags recovered from his truck moments after his July 2009 arrest for obstruction, we also direct the trial court to suppress the evidence recovered from his house pursuant to the search warrant obtained on the basis of these illegally seized items as “fruit of the poisonous tree.” (Citation and punctuation omitted.) State v. Driggers,
(c) In light of this disposition, which does not affect the evidentiary basis of the 2006 charges at issue in this appeal, we need not decide whether the July 2009 evidence would be admissible as a similar transaction in a new trial on those 2006 charges. We also note that no issue has been presented to us concerning the admissibility of Hargis’s 1997 Arizona conviction for attempted possession of methamphetamine manufacturing equipment.
Judgment reversed and case remanded with direction.
Notes
Hargis also contends that the trial court erred when it conducted voir dire outside the presence of Hargis or his counsel, when it took judicial notice of his failure to appear for the February 2009 trial, when it failed to merge certain counts at sentencing, and when it held that trial counsel was not ineffective. These contentions are mooted by our grant of a new trial.
See Uniform Superior Court Rule 31.3 (B).
Before her case was severed from Hargis’s, Taylor was represented by a colleague of Hargis’s trial counsel. After Hargis was convicted, he refused to waive a potential conflict arising from these representations. As a result, the trial court replaced Hargis’s trial counsel with appellate counsel.
At the outset of the hearing on the motion, the State conceded that because Hargis’s 1997 Arizona convictions could not be used in aggravation of his sentence, the maximum sentence for Hargis’s conviction for either conspiracy or attempt to manufacture methamphetamine was 30 years rather than life imprisonment. See OCGA § 16-13-30 (d) (on conviction for “a second or subsequent offense” of possession or manufacture of certain controlled substances, a defendant “shall be imprisoned for not less than ten years nor more than 40 years or life imprisonment”; the provisions of “subsection (a) of” the recidivist statute, OCGA § 17-10-7, concerning out-of-state felony convictions, “shall not apply to a sentence imposed for a second such offense; provided, however, that the remaining provisions” of the same statute “shall apply for any subsequent offense”).
There was doubt as to whether the prosecutor was present for the communication.
An inventory search on arrest can occur if it is “reasonably necessary under the circumstances.” Cappellan v. State,
