ORDER ON MOTION FOR JUDGMENT AS A MATTER OF LAW, MOTION TO STAY JUDGMENT, MOTION FOR A NEW TRIAL, AND MOTION FOR REMITTITUR
I. STATEMENT OF FACTS 1
Mr. Harding, a licensed master electrician, began working for Cianbro in February 1984 and remained employed with Cianbro until he was fired in September 2002. Mr. Harding filed suit against Cianbro alleging violations of the Americans with Disabilities Act (ADA), 42 U.S.C. § 12101 et seq., the Rehabilitation Act of 1973, 29 U.S.C. § 701 et seq., and the Maine Human Rights Act (MHRA), 5 M.R.S.A. § 4551 et seq. After a six-day jury trial, the jury found that Cianbro terminated Mr. Harding’s employment because of his disability and awarded him $137,000 in noneconomic damages, $563,000 in back pay damages, and $50,000 in punitive damages. 2 Jury Verdict (Docket # 149). Cianbro now moves for judgment as a matter of law, to stay the judgment against Cianbro, for a new trial, and for remittitur; Plaintiff opposes. Def.’s Mot. for J. as a Matter of Law, for Stay of the J., or for New Trial and/or Remittitur (Docket #188, 189) (Def.’s Mot.); Pi’s Opp’n to Def.’s Mot. (Docket # 197) (Pi’s Opp’n).
A. Motion for Judgment as a Matter of Law
1. Legal Standard
Defendant moved for judgment as a matter of law pursuant to Federal Rule of Civil Procedure 50(a) at the close of the evidence and now renews its motion under Rule 50(b). A court may set aside a verdict and enter judgment as a matter of law if Defendant demonstrates that there is “no legally sufficient evidentiary basis for a reasonable jury to find for [the Plaintiff] ____” Fed.R.CivP. 50. Significant obstacles are entailed in such a motion. “A party seeking to overturn a jury verdict faces an uphill battle. Courts may only grant a judgment contravening a jury’s determination when the evidence points so strongly and overwhelmingly in favor of the moving party that no reasonable jury could have returned a verdict adverse to that party.”
Rivera v. Turabo Med. Ctr. P’ship,
A motion for judgment as a matter of law only may be granted when, after examining the evidence of record and drawing all reasonable inferences in favor of the nonmoving party, the record reveals no sufficient evidentiary basis for the verdict. This review is weighted toward preservation of the jury verdict, which stands unless the evidence was so strongly and overwhelmingly inconsistent with the verdict that no reasonable jury could have returned it.
Crowe v. Bolduc,
2. The Evidence
Cianbro first argues that it is entitled to judgment as a matter of law because the evidence was insufficient to sustain the jury’s verdict. Cianbro maintains that Mr. Harding failed to carry his burden of proving either: (1) that Cianbro’s ultimate de-cisionmakers knew that he suffered from a disability prior to their decision to authorize his termination, or (2) that Cianbro would not have terminated him in the absence of his disability. 3 Def.’s Mot. at 2-3.
a. Whether Cianbro Knew Mr. Harding was Disabled
Cianbro concedes that prior to his termination, Mr. Harding informed at least one of his supervisors that he had a disability. It argues, however, that there is no probative evidence that the persons who made the decision to terminate him
The Court disagrees that no reasonable jury could find that Mr. Bell had the authority to terminate Mr. Harding. David Leavitt testified:
Q. Do you remember having a conversation with Nick Bell sometime after this meeting about Mr. Harding — Mr. Harding’s employment situation?
A. Yeah. I seem to recall that Nick was with me when we went out there and saw this, and on our way back or through some other part of the job, I said, you know, if this continues, this type of behavior, and not being supportive of our safety rules, you know, if this continues, if there’s another event like this, you can cut him loose.
Tr. at 719:14-22. 4 Mr. Bell concurred: “[Mr. Leavitt and I] had a conversation, and I do not remember it verbatim. But, you know, it was pretty much up to me to choose whether — whether or not I thought Ronny should continue working for Cianb-ro Corporation.” Tr. at 851:17-23. Sometime in September 2002, Mr. Bell called Mr. Harding into his office and fired him. 5 Tr. at 430:13-25, 431:1-18. Based on this testimony alone, a reasonable jury could find that Mr. Leavitt extended to Mr. Bell the authority to terminate Mr. Harding if he acted up again and, that when Mr. Bell terminated Mr. Harding, he exercised that authority. 6
b. Whether Cianbro Would Have Fired Mr. Harding Regardless of his Disability
Cianbro next claims it would have fired Mr. Harding in any event and its decision to terminate him had nothing to do with his disability. Specifically, Cianbro focuses on evidence that Mr. Harding did not meet Cianbro’s legitimate job performance expectations, citing complaints from managers about Mr. Harding’s negativity, his tendency to foster a contentious working environment, and other instances of “egregious misconduct.”
Def.’s Mot.
at 4. Cianbro states that Mr. Harding “engaged in what can only be characterized as insub
The only admissible evidence of pretext in this case, which should not have been presented to the jury in light of Plaintiffs failure to prove his prima facie case, was the temporal “proximity”— five weeks — between Plaintiffs disclosure of his fibromyalgia diagnosis and his termination, and Bell’s alleged “stern” reaction to hearing of the diagnosis. However, a “narrow focus” on timing “ignores the larger sequence of events and also the larger truth.” Soileau v. Guilford of Maine,105 F.3d 12 , 16 (1st Cir.1997) (holding that timing alone was insufficient to prove causation where the plaintiff was warned of his performance problems and put on a performance plan before he ever requested accommodation). As the case law clearly provides, “chronological proximity will not by itself establish causality where the larger picture undercuts any claim of causation.” Eaton v. Kindred Nursing Centers West LLC,2005 WL 1185802 (D.Me., May 19, 2005) quoting Soileau,105 F.3d at 16 . See also Testa v. Town of Madison, Civil No. 04-185-B-W (Recommended Decision on Motion for Summary Judgment, September 26, 2005). This is particularly so when the termination at issue is equally proximate in time to serious incidents of misconduct.
Def. ’s Mot. at 5.
In
Clark County School District v. Breeden,
the Supreme Court states that the cases that “accept mere temporal proximity between an employer’s knowledge of protected activity and an adverse employment action as sufficient evidence of causality to establish a prima facie case uniformly hold that the temporal proximity must be Very close.’ ”
Following
Clark County,
the First Circuit addressed temporal proximity in the context of a Title VII retaliation claim.
7
Here, the evidence is that Mr. Harding notified Cianbro that he was suffering from fibromyalgia in early August, and approximately five weeks later, Cianbro fired him. Cianbro had employed Mr. Harding for over eighteen years before it terminated him in September 2002; his long-term employment makes it less likely that its decision to terminate within weeks of the revelation of his fibromyalgia is purely coincidental to that recent revelation. In the circumstances of this case, consistent with
Calero-Cerezo,
the Court coneludes that the five-week interval between knowledge and termination is sufficiently close to sustain Mr. Harding’s
prima facie
case of disability discrimination.
See Zades v. Lowe’s Home Ctrs., Inc.,
On this point, Cianbro’s reliance on
Soi-leau
and
Eaton
is unconvincing, due to factual differences among the cases. In
Soileau,
the First Circuit noted that the employee had been disciplined and warned before the employer was aware he was asserting that he was disabled.
Soileau,
Here, unlike
Soileau
or
Eaton,
there was a sizable amount of evidence beyond temporal proximity supporting Mr. Harding’s claims. Even though Cianbro is able to point to abundant trial testimony suggesting that Mr. Harding had a negative outlook, was a poor communicator, and could be “just miserable,”
Harding,
The evidence strongly suggests that from February 1984 until September 2002, Cianbro was willing to tolerate Mr. Harding’s personality quirks because of his technical expertise, but something happened in the late summer of 2002 that caused Cianbro to change its mind and fire him. Cianbro claims that Mr. Harding:
griped behind co-worker Mike Ritchie’s back about his plan for temporary power, repeatedly demeaned another employee, Jamie Marquis, by calling him a derogatory name in front of Marquis’ direct reports, installed power to a portal crane in a manner directly contrary to the company’s plan and the customer’s directive, costing the company thousands of dollars to fix, and meddled with Marty Roach’s crew, redirecting the crew members in a manner that undermined Roach and created a contentious working environment.
Def.’s Mot.
at 4. Given this litany, a jury could have concluded that Cianbro terminated Mr. Harding for reasons other than his fibromyalgia, but it was not compelled to do so, particularly since Cianbro itself amassed an impressive array of evidence that Mr. Harding’s entire career had been marked by similar incidents. In short, in a result that is admittedly counterintuitive, evidence of the persistence and longevity
The totality of the evidence is more than sufficient to allow a reasonable jury to make a finding in favor of Mr. Harding. In fact, as the jury found it, this was not a particularly close case; the jury determined that Cianbro’s discrimination was sufficiently egregious to impose punitive damages.
8
The Court cannot conclude that the evidence points so strongly and overwhelmingly in favor of Cianbro that no reasonable jury could have returned a verdict for Mr. Harding.
See Rivera Castillo,
B. Subordinate Bias Liability 9
Cianbro raises the question of subordinate bias liability: whether an employer may be held liable for discrimination based on a subordinate supervisor’s discriminatory animus, absent proof that the persons who actually made the termination decision harbored any improper animus towards the employee.
See EEOC v. BCI Coca-Cola,
“[Cjircuit courts have applied at least three distinct approaches to the ‘subordinate bias’ theory.”
Foroozesh v. Lockheed Martin Operations Support, Inc.,
No. 2:03cv1703,
Here, Cianbro’s argument is unpersuasive. As the Court earlier described, the jury could have reasonably concluded that Nick Bell, the supervisor who was aware of Mr. Harding’s disability, made the decision to terminate him. As such, the verdict is sustainable, even under the narrow Fourth Circuit approach and, by extension, under any of the circuit positions. Cianb-ro fails to make the requisite “strong showing that [it] is likely to succeed on the merits.”
11
Hilton,
C. Motion for a New Trial
1. Legal Standard
Rule 59 permits a party to move for a new trial “for any of the reasons for which new trials have heretofore been granted in actions at law in the courts of the United States....” Fed. R. Civ. P. 59(a). “The decision to grant a new trial is squarely within the trial court’s discretion.”
Velazquez v. Figueroa-Gomez,
2. The Evidence
a. Rebuttal Evidence — Harold Smith
The first contention is that the Court improperly admitted rebuttal testimony concerning a conversation between Cianbro employee, Harold Smith, and Mr. Bell. As the First Circuit has stated, “[r]e-buttal evidence may be introduced to explain, repel, contradict or disprove an adversary’s proof [and] its admissibility is a matter for the trial court’s discretion.”
United States v. Laboy,
Defendant did not raise the issue of Harold Smith or any conversation between Harding and Nick Bell about Smith during trial. Plaintiffs counsel, however, cross-examined Bell as to whether he had told Harding that he (Bell) did not care ábout the age and disability laws. The Court then allowed Plaintiffs counsel to recall Harding to testify on rebuttal that he did not believe Smith should have been let go, that he expressed concerns to Bell about the , legal ramifications of letting him go, and that Bell responded: “I don’t give a fuck, I’ve been in court before and I’ll be in court again ... I don’t care. Cianb-ro’s got to pay the bills. I don’t.”
Def.’s Mot. at 8-10 (citations omitted). Mr. Harding responds:
The testimony regarding the Harold Smith conversation was relevant in that it directly contradicted the testimony of Cianbro’s Human Resources Manager, [who] testified that Cianbro is aware of the state and federal anti-discrimination laws and has its own internal antidis-crimination policies; she further testified that Cianbro has a habit of conforming with those policies and laws and has an extensive history of accommodating employees with work restrictions. [The Human Resources Manager] thus opened the door to the line of questions Plaintiff posed to Nick Bell regarding the Harold Smith conversation when she alleged that Cianbro nearly always accommodates disabled workers and never unlawfully discriminates. Plaintiffs counsel questioned Bell with respect to Mr. Smith; when Bell denied ever having made the statements, Plaintiff was entitled to contradict Bell with Plaintiffs own testimony.
Pl.’s Opp’n at 11 (citations omitted).
The Court concludes that the rebuttal testimony was properly admitted on a number of bases. The extent of Cianb-ro’s adherence to antidiscrimination laws was patently relevant, particularly since Cianbro unquestionably opened the door to further inquiry when it offered testimony that Cianbro has been not only aware of state and federal discrimination laws, but that it has routinely gone to great lengths to make certain its supervisors comply with the laws regarding disabled employees.
13
Since Cianbro adduced this evi
The questioning was particularly relevant because the witness was Mr. Bell: the same supervisor Mr. Harding contended was guilty of discriminatory animus toward him. Mr. Bell was specifically asked on cross-examination whether Mr. Harding asked him to retain Mr. Smith on the job for an additional six months to allow Mr. Smith to obtain retirement benefits and Mr. Bell acknowledged that he thought Mr. Harding may have felt that Cianbro should keep Mr. Smith on. Tr. at 916:8-14. Despite Mr. Harding’s sentiment, Cianbro decided that Mr. Smith had to retire, because of his medical condition. Tr. at 916:15-22. Mr. Bell then admitted that he had required Mr. Harding to escort Mr. Smith off the job site. Tr. at 916:9-12. Mr. Bell could not, however, recall Mr. Harding telling him that he (Mr. Harding) believed that in its treatment of Mr. Smith, Cianbro was violating the age and disability discrimination laws; Mr. Bell emphatically denied ever telling Mr. Harding that he did not care about those laws, that he did not care because he had had those complaints before and would have them again, and that he did not care because it was Cianbro, not Mr. Bell, that ended up paying. Tr. at 917:18-25, 918:1— 8. Mr. Harding elicited all this testimony without objection by Cianbro.
Once Mr. Bell emphatically denied ever making these statements, the question was whether Mr. Harding had the right to rebut his denial. Cianbro argues that a party may not introduce extrinsic evidence of specific instances of conduct to attack a witness’s character for truthfulness. Cianbro does not dispute that under Federal Rule of Evidence 608(b) Mr. Harding could cross-examine Mr. Bell on this conversation, but it contends that, once Mr. Bell denied it, Mr. Harding could not introduce rebuttal evidence to suggest that Mr. Bell was not telling the truth.
Cianbro is correct only to a limited extent. Its argument construes Rule 608(b) too narrowly and assumes that the rule serves as a categorical bar on all extrinsic evidence of specific instances of conduct. Rather, Rule 608(b) prohibits only the introduction of extrinsic evidence of specific instances of conduct to attack a witness’s “character for truthfulness.” In 2003, the advisory committee clarified the distinction between impeachment by contradiction and impeachment of character by replacing the word, “credibility,” with “character for truthfulness.” The Advisory Committee explained:
The Rule has been amended to clarify that the absolute prohibition on extrinsic evidence applies only when the sole reason for proffering that evidence is to attack or support the witness’ character for truthfulness---- The amendment conforms the language of the Rule to its original intent, which was to impose an absolute bar on extrinsic evidence only if the sole purpose for offering the evidence was to prove the witness’s character for veracity.... By limiting the application of the Rule to proof of a witness’s character for truthfulness, the amendment leaves the admissibility of extrinsic evidence offered for other grounds of impeachment (such as contradiction, prior inconsistent statement,bias and mental capacity) to Rules 402 and 403.
Fed.R.Evid. 608(b), advisory committee note (2003). “Extrinsic evidence of specific conduct may be admitted for other purposes, such as to show matters such as a party’s or a witness’s motive, intent, opportunity, knowledge, or bias.” 4-608 Weinstein’s . Federal Evidence § 608.20[3][b];
see also United States v. Gomes,
The Court properly allowed Mr. Harding to testify that when he warned Mi. Bell that Cianbro could end up in court for its treatment of Mr. Smith, Mr. Bell responded in no uncertain terms that he did not care, that he had been in court before and would be again, and that, in any event, Cianbro ends up paying the bills. Tr. at 1125:14-21. This evidence constituted impeachment by contradiction and was probative of Mr. Bell’s bias and motivation— whether the person who had fired Mr. Harding harbored an antipathy for the legal rights of the disabled. It also rebutted Cianbro’s claim that it maintained strict compliance with federal. and state discrimination laws. 14 The Court rejects Cianbro’s claim of error in the admission of Mr. Harding’s rebuttal testimony.
b. Rebuttal Evidence — Peter Schein
Cianbro’s second point of contention is that the Court improperly admitted rebuttal testimony- concerning a physical threat that Mr. Leavitt allegedly made towards Mr. Schein. Cianbro argues that it was an attempt at impeachment on a collateral matter barred by Rule 608(b).
See
Fbd.R.Evid. 608(b);
United States v. Beauchamp,
To place the testimony in context, Cianbro’s main defense to Mr. Harding’s allegations was that it terminated him not because of his fibromyalgia, but because he had a long history of untoward conduct. To prove this point, Cianbro called Mr. Leavitt as a witness. 15 Mr. Leavitt was Nick Bell’s supervisor and there was also testimony that Mr. Leavitt had sought authority from his boss, Frank Susi, to fire Mr. Harding. Mr. Leavitt testified on direct examination that, in making the decision to terminate Mr. Harding, he considered Mr. Harding’s work history, including an incident at the so-called Phoenix Project in 1996. Tr. at 707:8-25, 708:1-6. The incident involved a physical altercation between Mr. Harding and another employee, Mike Ritchie. Id. Mr. Leavitt said that when he heard about the incident in 1996, “I did think it was serious. I thought it was deserving of Ron being fired.” Tr. at 709:5-9.
Peter Schein
16
was involved in the Phoenix Project as well. During direct examination of Mr. Schein, Mr. Harding attempted to bring out evidence. that Mr. Leavitt himself had had a physical confrontation with Mr. Schein at the Phoenix
On cross-examination of Mr. Leavitt, Mr. Harding asked him without objection whether he had had a confrontation with Mr. Schein at the Phoenix Project and, if so, whether he threatened to physically assault Mr. Schein. Tr. at 737:4-25, 738:1-25, 739:1-2. Mr. Leavitt emphatically denied this incident. Tr. at 737:9 (“Absolutely not”); 737:11 (“That never happened”); 738:22 (“I don’t — this never happened.”). In rebuttal, Mr. Harding proposed to call Mr. Schein to testify that the incident with Mr. Leavitt did in fact occur and that Mr. Leavitt had threatened him physically. The Court allowed Mr. Schein’s testimony over Cianbro’s objection. Mr. Schein testified that during the Phoenix Project Mr. Leavitt had come into his office and said: “I will knock you down, I will beat you up.” Tr. at 1115:5-9. He explained that Mr. Leavitt was upset because Mr. Schein had failed to attend an important meeting. Tr. at 1115:12-15.
Whether Mr. Schein should have testified in rebuttal was a closer call, given the danger that the jury would be sidetracked by the collateral matter of whether Mr. Leavitt did or did not threaten to assault Mr. Schein. However, the evidence was probative of several issues. First, it was impeachment by contradiction; Mr. Leav-itt denied the confrontation and Mr. Schein was prepared to testify to the contrary. As the First Circuit has said, the admissibility of this type of evidence is subject to a requirement of materiality.
United States v. Perez-Perez,
Finally, this issue spanned only moments of a six-day jury trial. In evaluating the Rule 403 impact of Mr. Schein’s exceedingly brief testimony, the probative value was not substantially outweighed by the danger of unfair prejudice, confusion of the issues, and misleading the jury. Fed. R.Evid. 403. The Court rejects Cianbro’s objection to the admission of Mr. Schein’s rebuttal testimony.
D. Motion for Remittitur
Finally, Cianbro argues that the damage award is excessive, unsupported by the evidence, and should be remitted.
Def’s
1. Reduction of the Back Pay Award Based on Plaintiffs Alleged Failure to Make Reasonable Efforts to Seek Alternative Employment
The First Circuit has held that “[a] prevailing ADA claimant is presumptively entitled to all back pay which would have accrued from the termination date to the entry of judgment, provided it is made to appear that reasonable diligence [was exercised in the effort to secure] other suitable employment.”
18
Quint v. A.E. Staley Mfg. Co.,
Cianbro’s point on mitigation must be that Mr. Harding failed to demonstrate that he had made “some effort” to secure other employment. According to Cianbro, the evidence showed that Mr. Harding made almost no effort to secure alternative employment, that additional jobs would have been readily available to him if he had been willing to become a union member, that he virtually withdrew from the job market and, as such, his back pay award should be reduced by $290,245. Mr. Harding, in turn, states:
Harding did not “virtually withdraw” .from the labor market after he lost his job.... Rather, he testified that after looking for work, some four months later he obtained a job ... as an electrical superintendent, which fell through when the actual job proved to be that of an electrician, whose physical demands were far more extensive. He also called people he knew in the trade; contacted employers he had contacted before ... checked on the internet; contacted the IBEW Union; and reviewed the newspapers. Nor did Harding turn down union work ... [A vocational - expert] supplemented Harding’s testimony, corroborating that the labor market for electrical superintendents has been very limited in Maine since Plaintiffs termination. She testified that Harding’s work search conformed “exactly” withthe recommendations that she would make to her clients.
PI. ’s Opp’n at 15.
Cianbro makes no claim that the Court improperly instructed the jury on this issue; instead, it asserts that the jury erred in evaluating the facts. Having failed to convince the jury of the facts, Cianbro now bears the heavy burden to convince the Court that the jury erred as a matter of law. One problem for Cianbro is that Mr. Harding actually did obtain employment after he was terminated. Mr. Harding testified that after he “searched around quite a lot ... [he] ended up with a company called S & L Construction” in late November, 2002. Tr. at 438:18-25, 439:1-6. Mr. Harding stopped working for S & L in February 2003 when S & L went out of business. Tr. at 443:17-18. In mid-July 2005, Mr. Harding obtained another job, this time with J & M Logging, a business owned by his nephew and he was still working for J & M at the time of the trial. Tr. at 447:25; 448:1-21. Cianbro’s argument that Mr. Harding failed to make “some effort” to obtain employment is made more difficult by the fact that he found two jobs, thereby demonstrating “some effort.”
Cianbro focuses its argument on the period from February 2004 to the present, arguing that since February 2004, Mr. Harding made virtually no effort to become employed, that he inappropriately restricted his job search, and that from mid-July, 2005 onward, he has been underemployed. Mr. Harding testified that after he was terminated by S & L in February 2003, he looked in the newspapers and on the internet for employment, including the IBEW website and he contacted people he had “known in the past in the trade.” Tr. at 444:2-4, 9-19. He revealed that, at one point, he was offered work as an electrical supervisor with SWB in Jay, Maine, but the offer was withdrawn and instead he was offered an entry level job as an electrician that was beyond his physical ability. 19 Tr. at 445:4-25, 446:1-23. Mr. Harding also testified that after leaving work at S & L, he sought work at a number of other contractors. Tr. at 447:12-24.
In addition, Mr. Harding presented the testimony of Margaret Robinson, a vocational-rehabilitation counselor, who met him twice, March 2005 and July 5, 2006.
Tr.
at 202: 12-18.
See Carey,
Based on the evidence, the jury acted well within its fact-finding role in determining that he met his mitigation obligation and made “some effort” to find work. The Court cannot agree with Cianbro that “no reasonable jury ... could have found that ... Mr. Harding made a ‘reasonable effort’ to mitigate his back pay damages.” Def’s Mot. at 14. Cianbro’s motion to reduce Mr. Harding’s damages based on his failure to make reasonable efforts to mitigate his damages is denied.
Cianbro next argues that Mr. Harding’s award should be reduced because it was based on erroneous calculations. Mr. Harding’s expert testified that the back pay-losses totaled $568,897.00; the jury awarded Mr. Harding $563,000.00 in back pay. Cianbro claims:
[T]he jury ... clearly adopted [the expert’s] findings. [The expert] testified that he included stock grants in his estimate of Plaintiffs income losses. However, it was undisputed at trial that Cianbro discontinued the management incentive plan at the end of 2004 and that no stock was issued in 2003 or in any year thereafter. The jury therefore had no basis for including 2003, 2004, 2005, and 2006 stock grants in Plaintiffs back pay award.
Def.’s Mot. at 15. Mr. Harding, in turn, points back to Cianbro’s own argument which states that the expert “did not testify, and his report does not reveal, how he valued future stock grants.” PI. ’s Mot. at 18 (citing Def.’s Mot. at 15). Moreover, Mr. Harding argues that his expert testified that he did not value the stock options as a benefit, but rather included them in income. PI. ’s Mot. at 18.
Though seemingly complex, Mr. Wish-nick’s analysis of stock options is rather straightforward. Cianbro had a management incentive plan that annually granted shares of Cianbro stock to Mr. Harding and, under this plan, he had received stock grants from the end of 1995 through the end of 2001. Under the plan, an employee’s right to the stock did not fully vest immediately; it vested at a rate of 10% per year. Tr. at 400:21-24. As of his termination, Mr. Harding owned 15,764 shares of Cianbro stock under this plan. Applying the annual vesting percentage to his shares, he had a vested interest in 9,153 shares and was not vested in 6,611. On the assumption that he would have increased his vested interest in these shares at an annual rate of 10% if he had continued working at Cianbro and ultimately would have been fully vested, Mr. Wish-nick calculated the loss from his termination at the number of non-vested shares times the price per share as of August 1, 2006 of $14.25, a figure stipulated by the parties. Tr. at 351:1-19. Based on these assumptions, the resulting stock loss was $94,202. Tr. at 401:25.
Cianbro objects to this figure because the jury “had no basis for including 2003, 2004, 2005, and 2006 stock grants in Plaintiffs back pay award.” Def.’s Mot. at 15. Cianbro’s argument, however, badly misconstrues Mr. Wishnick’s testimony. Tr. at 354:5-16. 20 The plain fact is that Mr. Wishnick did not include any stock grants for those years in his calculations. He did assume that Mr. Harding would continue to vest at 10% per year in the unvested stock and would ultimately fully vest. However, contrary to Cianbro’s argument, the $94,202 figure did not include any assumptions about Mr. Harding receiving any additional stock after 2001.
It may be that Cianbro’s point is that there is no evidence that the non-vested portion of Mr. Harding’s stock ever vested,
The Court cannot conclude that the jury’s award “exceeds any rational appraisal ... of the damages that could be based upon the evidence.”
Wortley v. Camplin,
3. Reduction of the Back Pay Award for Certain Benefits
a. Health and Welfare Benefits
Cianbro argues that Mr. Harding is not entitled to recover the value of health and welfare benefits because there was no evidence that he incurred any out-of-pocket expenses, as required by the First Circuit.
Def’s Mot.
at 16. It is true that in the First Circuit lost benefits are “recoverable only if the plaintiff has offered evidence of out-of-pocket expenses for the same benefits.”
McMillan v. Mass. Soc’y for Prevention of Cruelty to Animals,
b. Payment of Additional Taxes Incurred on Stocks
Cianbro objects to another of Mr. Wish-nick’s calculations. Mr. Wishnick used a 1999 total compensation statement for Mr. Harding to calculate his benefits. See Pl. ’s Ex. 27. He took the value of discretionary benefits — health and welfare and profit sharing — which totaled $7,333.48 and the value of the taxes Cianbro paid Mr. Harding on the full value of his stock purchase, which totaled $4,118.93, and added them for a total of $11,452.00. PL’s Ex. 27; Ct. Ex. P-31. He assumed the benefits would grow at a rate of 3% per year and added interest on past due benefits from 2002 to August 1, 2006 to arrive at a total past benefit loss of $53,533. Tr. at 346:11-25, 347-348:1-7 22
Here, assuming Cianbro did what it said, Cianbro is factually correct; the Wishnick calculations include an amount that did not continue after 2002. Nevertheless, the jury’s award still stands, because Cianbro waived its current objection. During trial, presumably for well conceived strategic reasons, Cianbro elected to allow Mr. Wishnick to testify without objection about its tax value payments and later it elected to present countervailing evidence. 23 This strategic decision allowed Cianbro’s counsel to engage in a lengthy and pointed cross-examination of Mr. Wishnick on the faulty evidentiary underpinnings of his calculations, see Tr. at 361:16-25, 362:1-25, 363:1-25, 364:1-25, 365:1-3 and during its case, Cianbro presented the testimony of Ms. Bubar about the discontinuance of the management incentive plan. Tr. at 644:4-5. This strategy allowed Cianbro to argue at closing that Mr. Wishnick’s calculations were unreliable because “he didn’t know that Cianbro’s management incentive plan is gone,” Tr. at 1205:4-5, and to urge the jury to conclude that “the numbers are not reliable. They’re based on something that’s wrong. It’s like garbage in; garbage out.” Id. at 1205:23-25.
Having made this strategic decision, Cianbro must live with it. The evidence of the existence and benefits of the management incentive plan and Mr. Wishnick’s calculations based on that plan were before the jury. Although Cianbro asserts that the discontinuance of the plan was “undisputed at trial,”
Def.’s Mot.
at 17, the law allows the jury to disbelieve Ms. Bubar about the discontinuance of the plan. It is the jury’s sole province to decide who to believe, who not to believe, and how much of a witness’s testimony to believe.
24
Moreover, Ms. Bubar’s brief testimony about the plan was not unequivocal:
“That particular plan
terminated at the end of 2004, and all of the stock was bought back by the company. So that
that plan
was basically dissolved. .And, in 2003, we didn’t have a bonus at all. There wasn’t (sic) any moneys issued under
that plan.” Tr.
at 644:4-7 (emphasis added). Based
The Court may not “disturb a jury award of damages unless it exceeds any rational appraisal or estimate of what the damages should be.”
McMillan,
Cianbro has failed to demonstrate that, if the jury’s damage award for back pay included amounts for tax value payments, this constituted legal error, given the extremely high standard the law imposes for disturbing a jury verdict.
4. Noneconomic Award
Regarding noneconomic damages, the Court instructed the jury that such damages may be awarded for emotional pain, suffering, inconvenience, mental anguish, loss of enjoyment of life, humiliation, and other noneconomic losses if the jury found that Mr. Harding had proved by a preponderance of the evidence that he experienced any of these as a result of disability discrimination. Tr. at 1156:15— 20. The jury returned an award of $137,000 in noneconomic damages.
The First Circuit has commented that “[translating legal damages into money damages — especially in cases which involve few significant items of measurable economic loss — is a matter peculiarly within a jury’s ken.”
Nydam v. Lennerton,
Cianbro argues that the noneconomic damage award is disproportionate to the
Quite a change of life. I don’t know if there’s a simple, easy way — I don’t know. Easy way to explain it might be it’s like my wife and I just dropped about 35 years and went back to where we started, you know, small income, struggling, worrying how you’re going to pay the bills. I would say the bigger difference between then and now is then we didn’t have anything, so we didn’t have anything to lose. Now we just kind of worry and struggle how to keep everything that we worked so hard to get, you know, things like — you know, we’d gotten into the mode of making a little bit of money, go out to supper once or twice a month, fill the gas tank, just go for a ride for something different, go visit friends. Now, well, we pretty much have to budget how much gas we can spend and how much traveling around we do. We do — we don’t go out to lunch, supper, whatever. We pretty much just stay home, like we did when we was starting and trying to make every dollar into two dollars, if you can.
PI. ’s Opp’n at 21. Mr. Harding went on to recount that he was “devastated” and “just couldn’t imagine what — what was going on, what had happened.” Id. at 20. He further “described how he had had to borrow $10,000 from his retirement account to stay afloat financially.” Id. at 21.
Mindful of the deference to the jury’s assessment of Mr. Harding’s damages, the Court declines to override its non-econom-ie damage award. Nor, in light of the evidence, can the Court conclude that $137,000 is grossly excessive or shocking to the conscience. The Court will not reduce Mr. Harding’s noneconomic damage award.
5. Punitive Damage Award
Finally, Cianbro argues that the punitive damages award is unsupported by the evidence. Claiming that an employer may only be held liable for punitive damages if it is found to have acted with “reckless indifference to [the plaintiffs] right,” Cianbro insists that the only evidence of any “reckless disregard” by Cianbro consisted of the inappropriate and inadmissible rebuttal testimony regarding Mr. Bell’s alleged comments that he did not care about a potential discrimination lawsuit. Contrary to Cianbro’s main argument, the Court has concluded that Mr. Bell’s comments concerning adherence to antidiscrimination policies was appropriate rebuttal testimony.
Further, without objection from Cianbro, the Court instructed the jury that it could assess punitive damages if Mr. Harding established by a preponderance of the evidence that Cianbro “either knew that its actions violated federal or Maine law or acted with reckless or callous indifference to that risk.”
Tr.
at 1160:15-19, 1165:6-7;
see McDonough v. City of Quincy,
Finally, by stipulation, Cianbro narrowed the areas, of dispute. It conceded
III. CONCLUSION
The Court DENIES Defendant’s Motion for Judgment as a Matter of Law, Motion to Stay the Judgment, Motion for a New Trial, and Motion for Remittitur (Docket # 188,189).
SO ORDERED.
Notes
. The Court previously recounted at length the facts in this case.
See Harding v. Cianbro,
. Following the jury verdict, Mr. Harding filed a motion for equitable relief seeking front pay or, alternatively, reinstatement if the Court found reinstatement practicable, prejudgment interest on his compensatory and punitive damages, and a statutory civil penalty pursuant to 5 M.R.S.A. § 4613(2)(B)(7).
PI. 's Mot. for Equitable Relief
(Docket #171). The Court granted Mr. Harding's demand for reinstatement, denied his claim for front pay and his claim for prejudgment interest on the punitive damages award, but granted his claim for prejudgment interest on the compensatory damages award.
Harding,
. The Court previously noted:
During trial, the parties stipulated that when Cianbro terminated him, Mr. Harding "had a disability” and that “he was a qualified individual; in other words, that he could have performed the essential functions of his position as an electrical superintendent with or without reasonable accommodation.” To place this stipulation in context, the Court preliminarily instructed the jury that the Plaintiff had the burden of proof on four elements: (1) that he had a disability; (2) that when Cianbro discharged him, he was a qualified individual, meaning that he could have performed the essential functions of his position as an electrical superintendent with or without reasonable accommodation; (3) that Cianb-ro knew Mr. Harding had a disability; and, (4) that were it not for Mr. Harding’s disability, Cianbro would not have terminated him. Based on the stipulation, the Court instructed the jury that the first two elements had been "satisfied by the stipulation” and Mr. Harding retained the burden of proof on the last two elements.
Harding,
. The transcripts are located at Docket #178-183.
. Mr. Bell also testified that he contacted Frank Susi to obtain permission to fire Mr. Harding. Tr. at 854:11-25, 855:1. If so, there is evidence from which a jury could reasonably find that Mr. Bell gave Mr. Susi incomplete or inaccurate information. If so, this would present a separate basis for imposing liability. See infra Part II.B.
. There was countervailing evidence that Mr. Bell neither retained nor exercised the ultimate authority to terminate Mr. Harding and that Frank Susi, the man who did retain that authority, was unaware of Mr. Harding's fi-bromyalgia. Mr. Leavitt testified that after his conversation with Mr. Bell, Mr. Bell came back to him and recommended that Mr. Harding be terminated; Mr. Leavitt further testified that he then took the issue up with Frank Susi, his boss, and it was only after receiving Mr. Susi’s approval that Mr. Harding was terminated. Tr. at 721:17-22, 722:7-23, 753:21-24. But, at this stage, Cianbro must demonstrate that no reasonable jury could have found that Mr. Leavitt gave Mr. Bell termination authority and that Mr. Bell exercised it. In view of the testimony of both Mr. Leavitt and Mr. Bell, Cianbro cannot sustain its burden.
. Although Mr. Hardings’ claims are not retaliation claims, the rationale behind temporal proximity would seem to apply with equal force to ADA claims. Further, courts commonly consider temporal proximity in a variety of discrimination contexts, including disability discrimination, racial discrimination, discrimination based on national origin, pregnancy discrimination, and discrimination based on military activity.
See, e.g. Velazquez-Garcia v. Horizon Lines of P.R., Inc.,
. The Court instructed the jury that it was "entirely up to [them] whether or not to award punitive damages, but that it should be presumed that Mr. Harding has been made whole by compensatory damages.”
Harding,
. Cianbro moved to stay this Court's action on the post-trial motion pending the outcome of
BCI Coca-Cola Bottling Company v. EEOC,
- U.S.-,
.In BCI, the Tenth Circuit explained "cat’s paw" saying:
In the employment discrimination context, ‘cat's paw' refers to a situation in which a biased subordinate, who lacks decisionmak-ing power, uses the formal decisionmaker as a dupe in a deliberate scheme to trigger a discriminatory employment action. The 'rubber stamp’ doctrine has a more obvious etymology, and refers to a situation inwhich a decisionmaker gives perfunctory approval for an adverse employment action explicitly recommended by a biased subordinate.
Id.
at 484 (internal citations omitted);
see also Oakstone v. Postmaster Gen.,
. Another problem is that First Circuit law on this issue is clear and this Court is required to apply that law under the doctrine of
stare decisis. Gately v. Massachusetts,
. Cianbro has also failed to demonstrate the other
Hilton
criteria.
See Hilton,
. Cianbro Human Resources Manager testified that she "could count the number of
. The Court allowed Cianbro to have the last word on the issue by allowing Cianbro to recall Mr. Bell, who — as the last trial witness — restated his denials.. Tr. at 1142:17-25; 1143:1-16.
. The Court recognizes that in describing this evidence, it is recounting a version of events different from its earlier rendition regarding whether Mr. Bell alone had the authority, and made the decision, to terminate Mr. Harding. When it made its evidentiary ruling, the Court could not know what version of the evidence the jury was going to accept.
.Mr. Schein was Mr. Harding’s long-term mentor and advocate within Cianbro.
. The First Circuit noted that "impeachment by contradiction is a recognized mode of impeachment not governed by Rule 608(b).... But, again largely for reasons of efficiency, extrinsic evidence to impeach is only admissible for contradiction where the prior testimony being contradicted was itself material to the case at hand.”
Perez-Perez,
. The Court instructed the jury on Mr. Harding's duty to mitigate his damages and that he would not be entitled to any damages he could reasonably have avoided incurring. Tr. at 1157:25; 1158:1-6; Def.'s Mot. at 12; PL’s Opp’n at 14.
. Mr. Harding's testimony on this point is confusing, since he fixed the time of this job offer as June 2002, when he was still working for Cianbro. TV. at 445:16-18. In the context of the questioning, however, it seems clear that Mr. Harding was discussing his efforts at finding work after he left S & L in February 2003.
. Mr. Wicknick testified about the number of non-vested shares Mr. Harding had through 2001. In explaining his testimony, he used a demonstrative exhibit, which was not admitted into evidence. Tr. at 350:19-23. Mr. Wishnick’s report, however, was admitted for purposes of the front pay issue. The figures in that report correspond with the figures in his testimony and unequivocally confirm that he did not include any stock grants after 2001. PL’s Ex. #31 at 5.
. This conclusion is buttressed by the fact that Cianbro is an employee-owned company. Tr. at 1090:23-25 ("We're a hundred-percent, employee-owned company."). Presumably, it would not be in the interest of the employee owners to allow management to adopt a stock buy-out plan that extinguished the value of their non-vested stock.
. These figures are also reflected in Mr. Wishnick’s report entered before the Court as Plaintiff's Exhibit Number 31 for purposes of front pay calculations only. This report did
. Cianbro could have contemporaneously objected to this portion of Mr. Wishnick’s testimony on the ground that it was without foundation. If the Court had then allowed his expert testimony subject to an adequate evi-dentiary foundation, then following Ms. Bu-bar's testimony, Cianbro could have moved to strike this part of Mr. Wishnick’s opinion and requested a curative juiy instruction. It did neither, electing as a matter of trial strategy to vigorously pursue Mr. Wishnick on cross-examination and to make his lack of foundation a central focus of its closing argument.
. The Court instructed the jury without objection: ' "In deciding what the facts are, you must consider all the evidence. In doing this, you niust decide what testimony to believe and what testimony not to believe. You may believe or disbelieve all or any part of any wit
