Lead Opinion
This is аn appeal from the final judgment of the District Court for the Northérn District of Indiana dismissing plaintiff’s petition for an injunction for failure to state a claim upon which relief can be granted. This is a civil rights case under 42 U.S.C. § 1983 by Harald Schleiffer, a minor, brought by next of friend, Ann Ker, against Edward J. Meyers, in his capacity as Judge of the Whitley Circuit Court, Whitley County, Indiana. Harald sought an injunction against enforcement of an order of the Circuit Court of Whitley County, Indiana, enforcing a Swedish decree awarding custody of Harald, a ten-year-old American citizen, to his mother, Hjordis Schleiffer, a resident and citizen of Sweden, and a subsequent order instructing Harald’s father, John Schleiffer, to arrange for Harald to be returned tо his mother in Sweden.
I
The unique nature of this action necessitates a rather detailed review of the facts. The facts, as gleaned from the briefs, the memorandum opinion below, and the opinion of Judge Meyers in the Indiana proceeding, appear to be undisputed.
Harald’s parents were married in Norway in 1970. Harald was born July 17, 1970, in Sweden, where his parents had moved. At the time of Harald’s birth, his father was an American citizen, and his mother was a Swedish citizen. Harald’s birth was reported to and recorded by the United States Department of State on May 1,1971. Har-ald’s American citizenship was confirmed by a “Certificate of Birth Abroad of a Citizen of the United States” issued by the Department оf State on October 25, 1978.
In May, 1976, John Schleiffer went to the Dominican Republic and commenced an action for divorce and for custody of Harald. Hjordis Schleiffer was without knowledge of these proceedings and received no notice or service of summons. On June 11, 1976, John took Harald to the United States to visit his grandparents in New Jersey. John wrote Hjordis on July 19, 1976, informing her of his desire for a divorce, but failing to inform her of the pending Dominican Republic proceeding. On July 29,1976, a final decree of divorce and custody was awarded by default to John in the Dominican Republic proceeding. Hjordis first learned of this divorce decree in February, 1978. During the summer of 1976, John also commеnced a proceeding for divorce and custody in the courts of New Jersey. Hjordis received service of process by mail. The resolution of this proceeding is unclear and appears to be immaterial to the issues before us.
Harald and his father returned to Sweden in August, 1976, and his parent’s mar
On August 30, 1978, John, under the guise of taking Harald to Germany for a short vacation, brought Harald to the United States. Harald has remained in the United States in the care and custody of his father ever since.
In November, 1978, John, through his Swedish counsel, filed an application for absolute divorce in the Swedish divorce action. Harald’s father sought, among other things, custody of Harald. A hearing was held in Gothenborg District Court on January 29, 1979, on the issues of divorce and custody. Harald’s father appeared through his attorney, while Hjоrdis appeared personally and with counsel. Harald was not present at the hearing. On February 12, 1979, the Swedish court issued its decision granting the divorce and awarding custody of Harald to Hjordis. The court found, inter alia, that the parents had agreed in their application for divorce that Hjordis retain custody of Harald, that John had removed Harald to the United States without Hjordis’ consent, and that these circumstances proved John to be less suitable as custodial parent. John has refused to comply with the Swedish court’s award of custody and has not returned Harald to his mother’s care and custody.
Even before the Swedish proceedings were final, Harald’s father filed a “Motion fоr Provisional Order and Temporary Restraining Order Without Notice” in the Circuit Court of Whitley County, Indiana. This motion was supplemented on June 15, 1979, with a “Petition for Custody” praying that Harald be officially placed in his father’s custody. The record before us is incomplete as to what proceedings were held in the Indiana action. It is clear, however, that Hjordis came to the United States to defend against the father’s request.
Judge Meyers issued his decision on July 1, 1980. He concluded that the Indiana Uniform Child Custody Jurisdiction Act, I.C. 31-1-11.6-1, et seq., applied to the case. He specifically found that the Swedish custody decree should be given international recognition pursuant to I.C. 31-1-11.6-23, which gives recognition to custody decrees rendered by appropriate authorities of other nations if reasonable notice and opportunity to be heard were given to all affected persons.
II
Parents have a primary constitutional right to direct the upbringing and education of their children while under their control.
A.
Before considering the pertinent factors involved in the present case and then balancing the constitutional claims of the custodial parent and the child, it is important to note one additional factor that pervades the parent-child relationship. Obviously, the ordinary dispute between a parent and child does not arise as a civil rights issue since it would lack the requisite state action in support of one side or the other. In those situations where there is state involvement, the outcome of the parent-child conflict often turns on whether the state chooses to exercise its discretionary power to favor one side or the other. The result, therefore, is often determined by state law
First, we consider the importance of the parental role in child rearing. Harald was reared by his mother and father in Sweden for his first six years. After a two-month visit with his father to the United States, he and his father returned to Sweden, where he lived for two more years with his mother (and presumably also with his father). Under the guise of taking Harald to Germany for a short vacation, his father took him to the United States on August 30, 1978, where he has since remained. Having spent eight years in Sweden with his mother, he is no stranger to either his mother or her country.
The father, who hаd himself petitioned the Swedish court for an absolute divorce and was fully represented therein, was found by that court “to be less suitable as custodial parent of the child.” That finding is understandable inasmuch as the father had previously agreed in writing that the mother should have custody, and yet he fled Sweden with the child. Two years earlier, the father had fled Sweden with Harald while he tried unsuccessfully to obtain a divorce in both the Dominican Republic and New Jersey. The father also brought the Indiana proceedings which recognized the Swedish decree and ordered that Harald be sent to his mother in Sweden.
We know little of Harald’s mother except that she has prevailed in both the Swedish and Indiana courts. She also came to the United States in order to appear before the Indiana court. It is important to note that in Harald’s skeletal petition in these federal proceedings, there is no allegation that his mother is unfit in any way; no allegation as to where or in whose custody Harald would end up if he prevailed here; no allegation as to the identity of Ann Ker, who brought this suit as Harald’s “next of friend;” no allegation as to whether Ann Ker intends to assume the role of custodial parent, or her fitness to so act; and no allegation of the fitness of Harald’s father if he intends to act as custodial parent. But most important, there is no allegation that relates in any way to the best interest of Harald or that attacks in any way the validity, integrity, or continuing viability of either the Swedish decree or the Indiana decree enforcing the Swedish decree. We are left with the unchallenged assumption that it is in Harald’s best interest to be under the care and custody of his mother.
The implications of this suit leave the upbringing and education of Harald in a total vacuum. Even if we assume that Harald was mature enough to seek independent counsel or at least to acquire a next of friend who had his best interest in mind, we cannot assume that at age 10V2 Harald is mature enough to become emancipated and to provide for himsеlf. To comply with Harald’s petition to enjoin the Indiana decree would be to leave Harald without a parental custodian.
B
This brings us to the second factor to be considered: the inability of a child to make critical decisions in an informed, mature manner. We must assume on the bare record before us that Harald is acting upon his own preference, but in considering that preference we cannot isolate ourselves from reality. As the comprehensive Harvard Law Review comment on familial constitutional rights has noted:
But although a young child may indeed be competent to make many important personal decisions, there is a strong reason to doubt his ability to make an enlightened decision as ■ to which parent should be his guardian. A child’s preference in such circumstances is uniquely likely to be based on considerations that run counter to his own long run best interests. For example, many children may automatically prefer the more lenient parent; many may be psychologically impelled to vent anger or act so as to punish one of the parents for getting a divorce. Perhaps most important, thereis a strong likelihood that the choice will be improperly influenced by parental threats or promises.
Developments in the Law — The Constitution and the Family, 93 Harv.L.Rev. 1156, 1346-47 (1980) (footnotes omitted).
These considerations lead to the factor of the peculiar vulnerability of children. Eithеr Harald already has been put through the trauma of suing to displace his natural mother as his guardian or he is unaware of the suit because it conceivably could have been filed by others without his knowledge. In either case, it would be even more traumatic for Harald to be brought before the court in a formalized fact finding hearing, or even before the federal district judge in chambers, to determine his actual preference as between his parents. This could be in the worst interest of Harald, see Parham v. J. R.,
Moreover, we must put Harald’s preference to reside in the United States in the context of the entire family picture. Har-ald may indeed prefer to live in the United States, but we question whether the preference would still exist if it means the destruction, or deterioration of other family relations. In this case, the Swedish court, and indirectly the Indiana state court, have determined that, on balance, it is in Har-ald’s best interest to maintain a family life with his mother. That Harald will be in the care, custody, and control of his mother necessarily implies some restriction upon Harald’s own preferences, such as his desire to live in the United States. But, the balancing decision made by the Swedish court and the tradeoffs implicit within family life do not necessarily deny Harald his constitutional rights. Harald will remain an American citizen, will reside in a free country, and will retain his freedоm to choose where he shall live once he is emancipated from his custodial parent. To exalt a ten-year-old’s choice of residence over the larger question of which parent will care for him in his best interest would be to invert and subvert the normal family hierarchy.
Finally, we consider the state involvement. Indiana law requires that its courts give full faith and credit to foreign decrees substantially in conformity with a decree entered within a state of the United States. Ind.Code 31-1-11.6-23.
Each of the above considerations leads us to conclude that in the context of this child custody situation the constitutional rights of the child cannot be equated with those of an adult.
C
We must next consider what constitutional rights Harald seeks to claim. His petition and memorandum in the district court and his briefs in this court indicate that his most precise claim is that the Indiana decree amounts to a “deportation” from the United States and that a citizen cannot be deported. He broadly claims violation of due process and equal protection under the Fourteenth Amendment.
The “deportation” argument is based upon the constitutional right to travel, to exercise a choice of residence, and to leave or stay in the United States as one choosеs. Kent v. Dulles,
In Schneider v. Rusk,
A native-born citizen is free to reside abroad indefinitely without suffering loss of citizenship.... Living abroad, whether the citizen be naturalized or native born, is no badge of lack of allegiance and in no way evidences a voluntary renunciation of nationality and allegiance. It may indeed be compelled by family, business, or other legitimate reasons.
Consequently, we do not consider Harald’s constitutional right to be an absolute bar to his custodial parent’s decision to reside in Sweden. His constitutional right to travel and to reside in the United States is one of several rights involved in the family relationship. Harald retains his citizenship and his rights to return to the United States as an adult.
D
Before considering Harald’s broader claims of deprivation of due process and equal protection, it is pertinent to observe that the whole subject of domestic relations, and particularly child custody problems, are generally considered state law matters outside federal jurisdiction.
In Bergstrom v. Bergstrom,
While that appeal was pending, the Eighth Circuit Court of Appeals vacated the federal district court’s judgment on the ground that the constitutional issue of the child’s right to remain in the United States was not ripe for decision and that the district court should have dismissed the child’s complaint.
The recent decision of the Second Circuit, in a case involving constitutional conflicts similar to those here, resolves Harald’s remaining due process and equal protection claims. In Leonhard v. United States,
The Second Circuit Court of Appeals affirmed the district court’s dismissal of the children’s constitutional claims, concluding that the federal defendants’ “reliance on ... [the mother’s] consent to the removal and concealment of the children to protect them from organized crime, did not deny the children due process of law.”
This conclusion finds support in the recent decision of the Supreme Court in Parham v. J. R., supra442 U.S. 584 ,99 S.Ct. 2493 ,61 L.Ed.2d 101 (1979). Involved there was the question whether the state could constitutionally rely on a decision by a child’s parent or guardian to commit the child to a mental institution without a hearing before or after the commitment. The Court held that despite the child’s substantial liberty interest in not being confined, he has no constitutional claim when his parent or guardian has decided that he should be placed in a mental hospital and the hospital psychiatrists have determined that he needs treatment. Id. at 606-13,99 S.Ct. at 2506-2510 . The liberty interest in Parham was clearly more substantial than the interest of the children here in the possibility of periodic visits from their father. And the effect of the parents’ decision in Parham, i. e., the complete’ removal of the child from any family environment, was far more drastic than the effect here of the children’s relocation accompanied by their mother. Since, as was held in Parham, a child has no right to a hearing when his parent decides to obtain needed medical treatment for him by transferring him from thе family to the confinement of a mental institution, a fortiori children have no cause to complain when their custodial parent and the government officials charged with such functions decide to protect their safety by relocating and concealing them, with their parent. If the more drastic intrusion does not require a hearing, surely the less drastic intrusion does not.
Permitting Harald to be returned by his father to Sweden, where he had spent his first eight years, is neither as drastic as the placement of a child into a mental institution as in Parham, nor as drastic as secreting children from their father as in
Ill
In summary, balancing the constitutional rights of the custodial parent and the child, and considering all of the factors which affect this case, we conclude that Harald Schleiffer has not suffered a judicially remediable deprivation of civil rights which, as the district court has held, would be sufficient to overcome the obstacles interposed by the Anti-Injunction Act. Although Harald’s best interest is for the determination of the Indiana or Swedish courts, we note in passing that the record before us indicates that his best interest will be advanced by terminating this proceeding as promptly as possible and allowing the state court to proceed.
The judgment of the district court is affirmed.
Notes
. See footnote 7 infra.
. I.C. 31-1-11.6-8(b) states:
Unless required in the interest оf the child, the court shall not exercise its jurisdiction to modify a custody decree of another state if the petitioner, without consent of the person entitled to custody, has improperly removed the child from the physical custody of the person entitled to custody or has improperly retained the child after a visit or other temporary relinquishment of physical custody. If the petitioner has violated any other provision of a custody decree of another state the court may decline to exercise its jurisdiction if this is just and proper under the circumstances.
. This appeal was docketed on September 3, 1980, and five days later Harald pеtitioned for a stay, which was denied on September 12, 1980 by a motion panel of three judges other than this panel. Harald’s petition to reconsider the denial of a stay was denied on September 25, 1980. A brief second petition to reconsider, citing no new matter, resulted in the granting of a stay on November 3, 1980 by the motion panel, which stated no reasons for granting the stay.
. Quilloin v. Walcott,
. In re Winship,
. For example, see McKeiver v. Pennsylvania,
. Ind.Code 31-1-11.6-23 provides:
The general policies of this chapter extend to the international area. The provisions of this chapter relating to the recognition and enforcement of custody decrees of other states apply to custody decrees and dеcrees involving legal institutions similar in nature to custody rendered by appropriate authorities of other nations if reasonable notice and opportunity to be heard were given to all affected persons.
. Gonzalez Cuevas v. Immigration and Naturalization Service,
. In re Burrus,
. The Supreme Court of North Dakota subsequently reversed the lower state court and reinstated the original custody decree of the District of Columbia court insofar as the split
. On December 28, 1980, the President approved Public Law 96-611, which provides that the Federal locator service may be used in connection with the enforcement of a child custody decree and in cases of parental kidnapping; and provides specifically that the existing provision of the Criminal Code dealing with flight to avoid prosecution or giving testimony, 18 U.S.C. § 1073, shall apply in the case of parental kidnapping. This law provides a current assessment of the Congressional attitude toward parental kidnapping.
Concurrence Opinion
concurring.
I concur fully in Judge Sprecher’s excellent opinion in this murky and potentiаlly tragic impasse but wish to elucidate what seems the heart of the matter to me.
Harald seeks recognition for either (1) a constitutional right, as a citizen, to remain in the United States, or (2) a right to a due process hearing with respect to the order sending him to Sweden and depriving him of a constitutionally protected liberty interest. Parenthetically, I think it plausible that Harald does in fact presently want to stay in the United States. Children generally prefer things as they are, and, at ten or eleven, “home” is where they have been for the last year or two.
However,
[t]he involvement of a constitutional right for minors by no means lifts a case above the practical and policy problems of minority status into some abstract sphere in which an abandonment of that special body of law that has always applied to children is justified. When both parents and children are involved, ... the law must concern itself even more with that special context, since a court must then confront the unique legal and social role of parents.
Hafen, Children’s Liberation and the New Egalitarianism: Some Reservations About Abandoning Youth to Their “Rights”, 1976 B.Y.U.L.Rev. 605, 641. Although there is sufficient state action here to invoke the protections of the Constitution, see Shelley v. Kraemer,
Minors, as well as adults, are protected by the Constitution, however, even when that protection operates to subvert the normally dominant parental role. For example, in Planned Parenthood of Central Missouri v. Danforth,
The companion cases of Parham v. J. R.,
While each set of circumstances may obviously be very different from the others, it is clear that any constitutional rights that a young child may possess to override unpalatable parental decisions are (and in my view should be) very limited.
Though a child who is not yet fully mature in all respects may be able to make mature decisions concerning certain activities, the parent-child relationship cannot be separated by subject matter into component parts. Litigation over the child’s capacity to make [one] decision may endanger that relationship. If disagreement between parent and child over a contested right has not already ‘fractured the family structure,’ the state has a legitimate interest in preserving the parental role in guiding the child in other decisions that he is not yet mature enough to make alone. The psychological costs of litigation may even justify recourse to arbitrary line drawing by age, sacrificing the interests of the unusually precocious child at an age at which the availability to his contemporaries of individualized inquiry would only serve as a forum for immature aggression.
Developments in the Law — The Family, 93 Harv.L.Rev. 1156, 1380 (1980) (footnotes omitted). A child of less than eleven is simply not capable of going it alone. If Harald is able to remain in the United States contrary to the wishes and decision of his custodial parent, who will assume responsibility for his care? I am reluctant to make a child de facto a ward of the state because of a disagreement over where the family will live.
. I deem it immaterial, when one parent has lawful rights to custody of the child, that the decision to live in Sweden has been made by only that parent. See Leonhard v. United States,
. This distinguishes this case from others establishing constitutional rights for children where the parents side with the child against the state. E. g., Tinker v. Des Moines School District,
. In circumstances where the parent is unfit or acts contrary to the best interests of the child, state intervention into the familial relationship on behalf of the child may be justified. See Parham,
. I am also reluctant to recognize the father as an alternative provider of care for Harald because this would condone his “kidnapping” of Harald in apparent violation of the Swedish custody decree. In any event, custody is for the state courts to determine.
