*1 IN THE SUPREME COURT OF NORTH CAROLINA No. 86PA24
Filеd 21 March 2025 EMILY HAPPEL, individually, TANNER SMITH, a minor, and EMILY HAPPEL on behalf of TANNER SMITH as his mother
v. GUILFORD COUNTY BOARD OF EDUCATION and OLD NORTH STATE MEDICAL SOCIETY, INC.
On discretionary appeal pursuant to N.C.G.S. § 7A-31 of a unanimous decision
of the Court of Appeals,
Walker Kiger, PLLC, by David Steven Walker, for plaintiff-appellants. Tharrington Smith, LLP, by Stephen G. Rawson, for defendant-appellee Guilford County Board of Education; and Beacon Legal, PLLC, by Gavin J. Reardon, for defendant-appellee Old North State Medical Society, Inc. Justine G. Tanguay for Children’s Health Defense, amicus curiae.
Law Office of B. Tyler Brooks, PLLC, by B. Tyler Brooks, for Rep. Neal Jackson, Rep. Brian Biggs, Rep. Mark Brody, Rep. Keith Kidwell, Rep. Donnie Loftis, Rep. Joseph Pike, Rep. Frank Sossamon, and Rep. Jeff Zenger, amici curiae. Deborah J. Dewart and Tami Fitzgerald for NC Values Institute, amicus curiae.
NEWBY, Chief Justice.
This case concerns a fourteen-year-old boy ’s attempt to seek a legal remedy after his school ’s chosen medical provider injected him with a COVID-19 vaccine against his and his mother’s wishes. Plaintiffs, the child and his mother, present claims for battery and violations of their state constitutional rights. Defendants, the school board and the medical society with which it partnered, argue that the federal Public Readiness and Emergency Preparedness (PREP) Act completely immunizes them from plaintiffs’ su it because it preempts all of their state law claims. Thus, we are tasked with considering whether Congress intended the PREP Act to immunize state actors who forcibly vaccinate a child without his or his parent’s consent , thereby committing a battery and infringing their fundamental rights under the state constitution.
The PREP Act’s plain text leads us to conclude that its immunity only covers tort injuries. Because tort injuries are not constitutional violations, the PREP Act does not bar plaintiffs’ constitutional claims. [1] We therefore affirm the decision below as to plaintiffs’ battery claim, reverse as to their constitutional claims, and remand for further proceedings.
I. Background and Procedural History
During the COVID- 19 pandemic, “ we may have experienced the greatest intrusions on civil liberties in the peacetime history of this country. ” Arizona v. Mayorkas , 143 S. Ct. 1312, 1314 (2023) (statement of Gorsuch, J.). “ Fear and the desire for safety are powerful forces. They can lead to a clamor for action — almost any action — as long as someone does something to address a perceived threat. ” Id. at 1315. Government officials across the Nation “ imposed lockdown orders forcing people to remain in their homes. They shuttered businesses and schools, public and private. They closed churches even as they allowed casinos and other favored businesses to carry on. ” Id. at 1314. And in our State, medical workers affiliated with a public school forcibly vaccinated a fourteen-year-old boy despite knowing they lacked consent from both the child and his mother.
In August 2021, Western Guilford High School notified its football players and their parents, including fourteen-year-old Tanner Smith and his mother, Emily Happel, that it had identified a cluster of COVID-19 cases among the team. [2] It therefore suspended all team activities and required players to undergo COVID-19 testing or be “cleared by a public health professional” before returning to practice. The school provided a list of three locations at which players could receive free testing, one of which was a dual testing and vaccination clinic hosted at the school itself and operated in partnership with defendant Old North State Medical Society (ONSMS). The letter sent to players and their parents, however, only stated that the school clinic offered COVID-19 tests . It did not explain that the school clinic also provided COVID-19 vaccines , nor did it state that the school clinic required students to bring a signed parental consent form before they could be vaccinated.
A few days later, Smith’s stepfather drove him to the school clinic to be tested. Smith did not want to be vaccinated. He did not bring a signed consent form and was unaware that the school clinic even offered vaccines until arriving that day. Clinic workers nonetheless attempted to contact the child’s mother over the phone to obtain consent to vaccinate her son. Happel did not answer, at which point one of the workers instructed another to “give it to [Smith] anyway.” The workers made no effort to contact Smith’s stepfather, who was waiting outside in the parking lot. Ignoring additional protests from Smith himself, the workers forcibly injected him with the first dose of the Pfizer/BioNTech vaccine.
Plaintiffs sued the local school board and ONSMS for battery and violations of
their state and federal constitutional rights. Both defendants moved to dismiss under
Rules 12(b)(1) and 12(b)(6) of the North Carolina Rules of Civil Procedure. In support
of their motions, defendants cited the PREP Act, a federal law passed in 2005 “to
encourage the expeditious development and deployment of medical countermeasures
during a public health emergency.”
Hudak v. Elmcroft of Sagamore Hills
, 58 F.4th
845, 849 (6th Cir. 2023) (internal alterations omitted) (quoting
Cannon v. Watermark
Ret. Cmtys., Inc.
,
The United States Secretary of Health and Human Services (HHS) triggers and “controls the scope” of the Act’s protections by issuing an emergency declaration. Saldana , 27 F.4th at 687. On 10 March 2020, HHS Secretary Alex Azar issued a declaration identifying the COVID-19 outbreak as a public health emergency and activating the Act’s immunity provision. Declaration Under the Public Readiness and Emergency Preparedness Act for Medical Countermeasures Against COVID-19 , 85 . Fed. Reg. 15198, 15198 – 15203 (Mar. 17, 2020) [hereinafter Secretary’s Declaration ]. Relevant here, the declaration identified “[a]ny vaccine[ ] used to treat, diagnose, cure, prevent, or mitigate COVID- 19” as a covered countermeasure . Id. at 15202.
The trial court agreed with defendants ’ arguments about the PREP Act and
dismissed the suit. Plaintiffs appealed to the Court of Appeals. There plaintiffs
abandoned their federal constitutional arguments but contended that the PREP Act
did not cover battery and violations of their rights under Article I, Sections 1, 13, and
19 of the state constitution —specifically, Happel’s right to control her child’s
upbringing and both plaintiffs’ right to Smith’s bodily autonomy. The lower court
unanimously affirmed, holding that the PREP Act’s “extremely broad” immunity
shielded defendants from liability on all of plaintiffs’ claims
Happel v. Guilford Cnty.
Bd. of Educ.
,
In support of its decision, the Court of Appeals primarily relied on three cases
from other jurisdictions applying PREP Act immunity to similar factual scenarios.
Id.
at 570,
Next, the Court of Appeals cited
Cowen v. Walgreen Co.
, an unreported federal
case from the Northern District of Oklahoma.
Happel
,
Finally, the Court of Appeals examined
M.T. ex rel. M.K. v. Walmart Stores,
Inc.
,
The Court of Appeals concluded that these three cases provided “ instructive
[and] persuasive ” support for dismissing plaintiffs’ case.
Happel
, 292 N.C. App. at
571, 899 S.E.2d at 393. The court explained that the PREP Act’s broad scope “constrained” and “[b]ound” its decision.
Id.
at 571,
Plaintiffs filed a petition for discretionary review with this Court, proposing five issues for our consideration. See generally N.C.G.S. § 7A-31 (2023). We allowed the petition as to the first issue only: whether the lower courts erred by concluding that the PREP Act preempted plaintiffs’ claims in their entirety
II. Analysis
We conduct our review de novo, “view[ing] the allegations as true and the
supporting record in the light most favorable to the non-moving party .”
United
Daughters
, 383 N.C. at 624, 881 S.E.2d at 43 (quoting
Mangum v. Raleigh Bd. of
Adjustment
,
For purposes of this opinion, we assume without deciding that plaintiffs
present valid “
Corum
claims ” for violations of their constitutional rights.
See generally Corum v. Univ. of N.C.
,
First, the complaint must allege that a state actor violated the claimant ’ s state constitutional rights. Second, “ the claim must be colorable, ” meaning that the claim “ must present facts sufficient to support an alleged violation of a right protected by the [s]tate [c]onstitution. ” Third, there must be no other “ adequate state remedy ” for this alleged constitutional violation.
Id.
at 726 (citations omitted) (quoting
Deminski ex rel. C.E.D. v. State Bd. of Educ.
,
A. Fundamental Rights Under the State Constitution
Plaintiffs assert that this case implicates a pair of fundamental rights implicitly protected by the state constitution’s Law of the Land Clause: Happel’s parental right to control the upbringing of her son and plaintiffs’ shared right to Smith’s bodily autonomy. [4] The Law of the Land Clause, found at Article I, Section 19, provides, “ No person shall be taken, imprisoned, or disseized of his freehold, liberties, or privileges, or outlawed, or exiled, or in any manner deprived of his life, liberty, or property, but by the law of the land. ” N.C. Const. art. I, § 19. “ The Law of the Land Clause guarantees the famous trinity of life, liberty, and property. It traces its antecedents back to the Magna Carta, and it has existed in similar form in all three iterations of our constitution .” McKinney v. Goins , 911 S.E.2d 1, 11 (N.C. 2025) (citations and quotations omitted).
We consider the Law of the Land Clause our State’s analogue to the Due
Process Clause of the Fourteenth Amendment.
Halikierra Cmty. Servs. LLC v. N.C.
Dep ’ t of Health & Hum. Servs.
, 385 N.C. 660, 663, 898 S.E.2d 685, 688 – 89 (2024).
Like the Due Process Clause, which encompasses a limited category of
non- enumerated “substantive due process” rights,
Dobbs v. Jackson Women ’ s Health
Org.
,
Both this Court and the Supreme Court of the United States “ tread carefully
before recognizing a fundamental liberty interest ” implicit in the due process clauses
of our respective constitutions.
See Standley v. Town of Woodfin
,
Accоrdingly, the relevant test asks whether the asserted right is “objectively,
deeply rooted in this Nation ’ s [or State’s] history and tradition and implicit in the
concept of ordered liberty, such that neither liberty nor justice would exist if [it] were
sacrificed.”
Standley
, 362 N.C. at 331, 661 S.E.2d at 730 (quoting
Washington v.
Glucksberg
, 521 U.S. 702, 720 21, 117 S. Ct. 2258, 2268 (1997));
cf. Johnston v.
Rankin
, 70 N.C. 550, 555 (1874) (concluding that the Law of the Land Clause
implicitly protects the right to just compensation for takings of private property
because “the principle is so grounded in natural equity[ ] that it has never been denied
to be a part of the law of North Carolina”) . By conducting this stringent inquiry, we
“ guard against the natural human tendency to confuse [the constitutional meaning
of ‘liberty’] with our own ardent views about the liberty that [the people] should
enjoy .”
Dobbs
,
Perhaps unsurprisingly, the Supreme Court of the United States recognizes
“[p] recious few rights ” as “ fundamental in nature. ”
Standley
, 362 N.C. at 332, 661
S.E.2d at 730. The Due Process Clause’s implicit protections “have for the most part
been accorded to matters relating to marriage, family, procreation, and the right to
bodily integrity. ”
Albright v. Oliver
, 510 U.S. 266, 272, 114 S. Ct. 807, 812 (1994).
But see Dobbs
,
1. Parental Right to Control
First, we agree that the state constitution protects a parent ’s right to control
her child’s upbringing , including her right to make medical decisions on her child’s
behalf. At this point, there can be little doubt that our State and Nation have each
fiercely guarded parental rights and consider them integral to the preservation of
liberty and justice. The Supreme Court of the United States has unequivocally
recognized that parents possess a fundamental right to dictate their children’s
upbringing.
See, e.g.
,
Troxel v. Granville
,
“ It is through the family that we inculcate and pass down many of our most
cherished values, [both] moral and cultural .”
Moore v. City of E. Cleveland
, 431 U.S.
494, 503 – 04, 97 S. Ct. 1932, 1938 (1977). Parents, as the traditional heads of the
family unit, spearhead that process.
See In re Watson
, 157 N.C. 340, 354, 72 S.E.
1049, 1054 (1911) (“It is to be remembered that the public has a paramount interest
in the virtue and knowledge of its members . . . . That parents are ordinarily
[e]ntrusted with [their children ’ s education] is because it can seldom be put into
better hands . . . .” (quoting
Ex parte Crouse
,
This Court affirmed “ the paramount right of parents to custody, care, and
nurture of their children ” even earlier than the Supreme Court of the United States.
Petersen v. Rogers
,
Although parental rights are not absolute, government interference is not
justified “ except when the good of the child clearly requires it. ”
Atkinson
, 175 N.C. at
246, 95 S.E. at 488. “ The law ’ s concept of the family rests on a presumption that
parents possess what a child lacks in maturity, experience, and capacity for judgment
required for making life ’s difficult decisions.”
Parham
,
Defendants argue that since our parental rights caselaw only covers literаl
custody and control, it does not apply to the sort of parental right asserted in this
case —the right to consent on the child’s behalf . C ontrary to defendants’ arguments,
our precedents expressly contemplate that parental rights extend further. This
Court’s decision in
Spitzer v. Lewark
, for example, answered a narrow question:
whether competent evidence supported awarding custody to a mother with a history
of serious mental illness. 259 N.C. 50, 52, 129 S.E.2d 620, 621 (1963). But in
upholding the custody decision, this Court also explained , “ As a general rule at
common law, and in this State, parents have the natural and legal right to the
custody, companionship,
control, and bringing up
of their infant children, and the
same being a natural and substantive right may not lightly be denied or interfered
with by action of the courts. ”
Id.
at 53 54, 129 S.E.2d at 623 (emphasis added);
cf. Adams v. Tessener
,
Indeed, the constitutional right to full “custody and control” over one’s minor
children would ring hollow if it did not include the right to consent on the child’s
behalf, as well as the right to seek a constitutional remedy when the State disregards
the absence of that consent.
Cf. In re Stumbo
,
2. Right to Bodily Integrity
Next, we examine whether the Law of the Land Clause confers a right to bodily
autonomy. Although we do not construe this right as broadly as plaintiffs argue, we
agree that the Law of the Land Clause protects the right to bodily
integrity
, which we
define as the right of a competent person to refuse forced, nonmandatory medical
treatment.
[6]
See Glucksberg
,
“ At common law, even the touching of one person by another without consent
and without legal justification was a battery. ”
Cruzan
,
Harper
,
Although the constitutional right to bodily integrity originated in common-law
battery, the two are not equivalent. The constitutional right “ is infringed by a serious,
as distinct from a nominal or trivial, battery. The qualification is important. Because
any offensive touching (unless consented to, which removes the offense) is a battery,
most batteries are too trivial to amount to deprivations of liberty.”
Alexander v.
DeAngelo
, 329 F.3d 912, 916 (7th Cir. 2003) (citations omitted). Fundamental
constitutional liberties a re “not a ‘ font of tort law, ’ ”
Cnty. of Sacramento v. Lewis
, 523
U.S. 833, 848,
Nonetheless, the bodily integrity right is not absolute. Courts across the
United States have overwhelmingly held that the fundamental right to refuse
medical treatment does not imply a fundamental right to disregard a vaccine
mandate.
See, e.g.
,
Children ’ s Health Def., Inc. v. Rutgers, the State Univ. of N.J.
, 93
F.4th 66, 78 n.25 (3d Cir. 2024) (collecting cases),
cert. denied
,
Like the Supreme Court itself, courts confronting this issue distinguish
Cruzan
from
Jacobson
by reasoning that public welfare may sometimes justify vaccination
mandates; purely individualized medical decisions, on the other hand, do not
implicate such concerns.
See id.
at 79 –80 (“
Cruzan
. . . explained
Jacobson
as a case
where ‘ an individual ’ s liberty interest in declining an unwanted smallpox vaccine ’ was outweighed by ‘ the State ’ s interest in preventing disease. ’ ” (quoting
Cruzan
, 497
U.S. at 278,
Those cases, however, do not apply to the particular constitutional claims before us today. Plaintiffs do not argue that they have a categorical right to disobey a vaccine mandate. Rather, their argument is essentially about the existence of a right to resist an unwanted, nonmandatory medical touching that in this instance just so happened to be a vaccine. Indeed, they write in their opening brief: “[Plaintiffs’ battery and state constitutional] claims would result regardless of what substance had been administered to [Smith]. It matters not whether it was a COVID-19 vaccine, a chickenpox vaccine, an [a]spirin, or open- heart surgery.”
Tellingly, defendants do not attempt to justify the workers’ behavior , nor do they claim Smith’s vaccination was necessary to protect the health of his football teammates, the school population, or the general public. Instead, defendants simply contend that they are not liable for this action, whether because of PREP Act immunity, the principal-agent relationship, or another legal theory. Both sides acknowledgе that defendants only required Smith to undergo testing or be otherwise cleared by a medical professional, a requirement with which he dutifully complied. The parties also recognize that defendants’ policy required parental consent as a condition of vaccination and that parental consent was not given here.
Despite the ultimate holdings of
Jacobson
,
Hay
, and
Hutchins
, each stressed
the importance of individual liberty and justified its restraints by emphasizing that
the liberty of one person was no more valuable than the liberty of others.
See Jacobson
, 197 U.S. at 26, 25 S. Ct. at 361 (“ Real liberty for all could not exist
under the operation of a principle which recognizes the right of each individual person
to use his own, . . . regardless of the injury that may be done to others. ”);
Hay
, 126
N.C. at 1000,
Plaintiffs assert a straightforward right to refuse forced, nonmandated medical
treatment, a right that springs from the common-law right to refuse unwanted
touching,
see Cruzan
,
Nonetheless, if defendants are correct that Congress fully barred plaintiffs’
claims, the state constitution would have no practical effect on th is case’s outcome.
See
U.S. Const. art. VI, cl. 2; N.C. Const. art. I, § 5;
see also DTH Media Corp. v. Folt
,
1. Overview of Federal Preemption and Related Principles
“ Federalism was our Nation ’ s own discovery. The Framers split the atom of
sovereignty. It was the genius of their idea that our citizens would have two political
capacities, one state and one federal, each protected from incursion by the other. ”
U.S. Term Limits, Inc. v. Thornton
,
In 1789, the American people memorialized this power-sharing relationship upon ratifying the Federal Constitution. The year before ratification, James Madison explained how the structure would work:
The powers delegated by the proposed Constitution to the federal government are few and defined. Those which are to remain in the State governments are numerous and indefinite. . . . The powers reserved to the several States will extend to all the objects which, in the ordinary course of affairs, concern the lives, liberties, and properties of the people, and the internal order, improvement, and prosperity of the State.
The Federalist
No. 45, at 289 (James Madison) (Clinton Rossiter ed., 1961);
cf.
U.S.
Const. amend. X (“ The powers not delegated to the United States by the Constitution,
nor prohibited by it to the States, are reserved to the States respectively, or to the
people. ”). Thus, under the Federal Constitution , our State often exercises legal
authority beyond the purview of the federal government. This Court, for instance, is
the ultimate interpreter of our state constitution.
State v. Tirado
,
But North Carolina does not have free rein to ignore the federal government
altogether. The Framers clearly intended federal law to trump conflicting state law,
even state constitutional law. The Supremacy Clause of Article VI to the Federal
Constitution provides , “This Constitution, and the Laws of the United States which
shall be made in Pursuance thereof; . . . shall be the supreme Law of the Land . . . any
Thing in the Constitution or Laws of any state to the Contrary notwithstanding .” U.S.
Const. art. VI, cl. 2;
see also
N.C. Const. art. I, § 5 (“ Every citizen of this State owes
paramount allegiance to the Constitution and government of the United States, and
no law or ordinance of the State in contravention or subversion thereof can have any
binding force. ”). Under the Supremacy Clause, Congress may enact laws explicitly or
implicitly preempting state law.
See Va. Uranium, Inc. v. Warren
,
Given the strong language the Framers used to emphasize both the sovereignty
of the States and the supremacy of federal law, the Supreme Court of the United
States has grappled with the boundaries of preemption for centuries.
See, e.g.
,
M’Colloch v. Maryland
,
In cases of express preemption, like the PREP Act, the inquiry must begin by
“focus[ing] on the plain wording of the clause, which necessarily contains the best
evidence of Congress’[s] pre - emptive intent.”
Sprietsma v. Mercury Marine
, 537 U.S.
51, 62 63,
Even the circuits that have read
Franklin
as dispensing altogether with the
presumption in express preemption cases have acknowledged this uncertainty.
See, e.g.
,
Air
Evac EMS, Inc. v. Cheatham
,
When it comes to this case, we find the logic of the Third Circuit compelling: We disagree with [the defendant]’s assertion that “any presumption against express preemption no longer exists.” [The defendant] relies on [ Franklin ,] a Supreme Court case that addressed whether the federal Bankruptcy Code’s express preemption provision preempts a Puerto Rico statute, but that case did not address preemption of claims invoking historic state regulation of matters of health and safety, such as the products liability claims at issue here. As that case does not directly control here, we leave to the Supreme Court the prerogative of overruling its own decisions and continue to apply the presumption against preemption to claims, like those in this case, that invoke the historic police powers of the States.
Shuker v. Smith & Nephew, PLC
,
U.S. 658, 664,
2. Application to the PREP Act
With these interpretative principles in mind, we consider whether the PREP
Act preempts claims brought under our state constitution. As explained at the outset
of our opinion, Congress passed the PREP Act to expedite the development,
distribution, and administration of responsive measures to ongoing public health
emergencies as defined by the contours of the HHS Secretary’s emergency
declaration.
See Hudak
,
The PREP Act’s immunity provision reads:
Subject to the other provisions of this section, a covered person shall be immune from suit and liability under Federal and State law with respect to all claims for loss caused by, arising out of, relating to, or resulting from the administration to or the use by an individual of a covered countermeasure . . . .
42 U.S.C. § 247d-6d(a)(1). Thus, there are essentially four elements to the PREP Act’s immunity: (1) a covered person, (2) a claim for loss, (3) the administration or use of a covered countermeasure, and (4) a causal relationship between the administration or use of the covered countermeasure and the claim for loss. See Kevin J. Hickey, Cong. Rsch. Serv., LSB10443, The PREP Act and COVID-19, Part 1: Statutоry Authority to Limit Liability for Medical Countermeasures 2 3 [hereinafter The PREP Act and COVID-19 ]. Plaintiffs dispute at least two of these elements here. First, is the administration or use of covered countermeasures in a manner that violates fundamental constitutional rights subject to the PREP Act’s protections ? And second, are plaintiffs’ claims properly considered claims “ for loss ”?
a. Immunization of Unconstitutional Conduct
As an initial matter, the ambiguity of the PREP Act’s language requires us to consider whether Congress intended to include even unconstitutional conduct within the immunity’s broad scope. Defendants ask us to adopt this literal reading. Plaintiffs, on the other hand, contend that Congress could not have intended to immunize — indeed, even incentivize — unconstitutional conduct.
We agree with plaintiffs. The literalist interpretation defendants urge us to adopt today defies even the broad scope of the statutory text. Under this view, Congress gave carte blanche to any willful misconduct related to the administration of a covered countermeasure, including the State’s deliberate violation of fundamental constitutional rights, so long as it fell short of causing “death or serious physical injury.” See 42 U.S.C. § 247d 6d(d)(1) (“[T]he sole exception to the immunity . . . shall be for an exclusive Federal cause of action against a covered person for death or serious physical injury proximately caused by willful misconduct.”). The ramifications of this approach are deeply repugnant to our constitutional traditions and the history of this State and Nation. Defendants’ interpretation would permit a state actor to vaccinate an unconscious patient, or a public school nurse to deliberately exaggerate the efficacy of a medical treatment to secure a parent’s “consent.” According to this literalist reading, both scenarios would be covered because neither led to death or serious physical injury. The fundamental and paramount constitutional rights to bodily integrity and parental control would be discarded without second thought. That simply cannot be what Congress intended. Nor could it have been the goal of the HHS Secretary, whose emergency declaration repeatedly predicated immunity on lawful, voluntary conduct. See Secretary’s Declaration at 15202 (“I have also determined that, for governmental program planners only, liability immunity is afforded only to the extent such program planners obtain Covered Countermeasures through voluntary means . . . . ”); see also id. (conditioning liability immunity for program plannеrs and qualified persons on their “reasonabl[e] belie [f] ” that the recipient was in the geographic area covered by the declaration).
It is similarly unconvincing to insist that the PREP Act merely displaces the
remedy for a constitutional violation, as opposed to destroying the underlying right.
As this Court has repeated for decades: “Where there is a right, there is a remedy.
This is a foundational principle of every common law legal system, including ours.”
Washington v. Cline
, 385 N.C. 824, 825, 898 S.E.2d 667, 668 (2024);
see also Von
Glahn v. Harris
, 73 N.C. 323, 332 (1875) (calling this a “time - honored maxim”).
Constitutional rights and constitutional remedies are inseparable. The judiciary has
a sacred duty to ensure it stays that way.
See Corum
,
Textual interpretation seeks to give statutes their plain and ordinary meaning.
Literalism is not proper textual analysis; we must reject readings that defy our
common sense.
See, e.g.
,
Biden v. Nebraska
,
Consider an example from our state constitution: Article I, Section 18 states in part that “[a]ll courts shall be open.” N.C. Const. art I, § 18. Does this provision require that the courts operate twenty-four hours a day, seven days a week, and 365 days a year? Does it prohibit courts from closing during severe winter storms? Does it grant litigants an unconditional right to file, argue, and appeal frivolous claims? Of course not. Instead, we construe the provision’s words in a manner that effectuates their plain purpose: to ensure that North Carolinians always have a forum to seek justice under the law. John V. Orth & Paul Martin Newby, The North Carolina State Constitution 65 66 (2d ed. 2013) [hereinafter State Constitution ] (“Justice would be . available to all who were injured; to this end, the courts would be ‘open.’ The word meant not that the judges would sit round-the-clock or that every spectator would always be welcome, but that legal remedies would not be withheld.”).
We must do the same with the PREP Act. Its plain text, like Article I, Section
18, is extremely broad. But it is not unlimited. “In [a preemption analysis], as in any
field of statutory interpretation, it is our duty to respect not only what Congress wrote
but, as importantly, what it didn’t write.”
Va. Uranium
,
b. “All Claims for Loss”
Nevertheless, it is unnecessary to fully develop the foregoing point because plaintiffs have a second convincing argument: that their state constitutional claims are not “claims for loss.” [10] Again, we agree.
We presume that when the legislature enacts a statute, it intentionally
includes and gives meaning to every word therein.
See State v. Geter
,
The question therefore becomes what “loss” means. In paragraph (a)(2), entitled “Scope of Claims for Loss,” the PREP Act itself gives the following definition:
For purposes of this section, the term “l oss ” means any type of loss, including —
(i) death;
(ii) physical, mental, or emotional injury, illness, disability, or condition;
(iii) fear of physical, mental, or emotional injury, illness, disability, or condition, including any need for medical monitoring; and
(iv) loss of or damage to property, including business interruption loss.
Each of clauses (i) through (iv) applies without regard to the date of the occurrence, presentation, or discovery of the loss described in the clause.
Id. § 247d-6d(a)(2)(A). Immediately after this definition, the statute explains that:
[t]he immunity . . . applies to any claim for loss that has a causal relationship with the administration to or use by an individual of a covered countermeasure, including a causal relationship with the design, development, clinical testing or investigation, manufacture, labeling, distribution, formulation, packaging, marketing, promotion, sale, purchase, donation, dispensing, prescribing, . administration, licensing, or use of such countermeasure.
Id. § 247(d)-6d(a)(2)(B).
“When Congress takes the trouble to define the terms it uses, a court must
respect its definitions as ‘ virtually conclusive. ’ ”
Dep’t of Agric. Rural Dev. Rural Hous.
Serv. v. Kirtz
,
Here the first part of the statutory definition, “ the term ‘loss’ means an y type of loss,” is circular and thus unhelpful. Fortunately, the second part of the definition provides four examples of losses that tease out the word’s meaning. We therefore begin with the second part of the definition and work backwards: first using the examples to understand “loss,” then applying that understanding to interpret “any type of loss.”
Examples help limit the scope of words that might otherwise be subject to a
wider interpretation.
See Begay v. United States
,
[A] football league might adopt a rule that players must not “grab, twist, or pull a facemask, helmet, or other equipment with the intent to injure a player, or otherwise attack, assault, or harm any player.” If a linebacker shouts insults at the quarterback and hurts his feelings, has the linebacker nonetheless followed the rule? Of course he has.
The examples of prohibited actions all concern dangerous physical conduct that might inflict bodily harm; trash talk is simply not of that kind.
Fischer v. United States
,
The above reasoning aligns with a pair of related canons of statutory construction. First, noscitur a sociis provides that a word is better understood by considering the meanings of neighboring words. Id. at 2183 84. And second, ejusdem generis provides that “a general or collective term at the end of a list of specific items is typically controlled and defined by reference to the specific classes that precede it.” [11] Id. at 2184 (internal quotation marks and ellipses omitted). Together, these interpretative canons “track the common sense intuition that Congress would not ordinarily introduce a general term that renders meaningless the specific text that accompanies it .” Id.
When we apply that logic to the PREP Act’s examples of loss — e.g., death, physical injury, and property damage — we conclude that each example is of the measurable and compensable type ordinarily associated with tort law. See, e.g. , Radiator Specialty Co. v. Arrowood Indem. Co. , 383 N.C. 387, 407, 881 S.E.2d 597, 610 – 11 (2022) (using “loss” to refer to “ property damage or bodily injury ” (quoting Thomas M. Jones & Jon D. Hurwitz, An Introduction to Insurance Allocation Issues in Multiple-Trigger Cases , 10 Vill. Envt ’ l L.J. 25, 37 – 38 (1999))); Carey v. Piphus , 435 U.S. 247, 257 58, 98 S. Ct. 1042, 1049 – 50 (1978) (discussing how the common law of torts assigns monetary value to injuries); Loss , Black’s Law Dictionary (12th ed. 2024) ( defining “loss” as a “disappearance or diminution of value”). The “ sole exception ” to the PREP Act’s immunity, “ an exclusive[ly] Federal cause of action against a covered person for death or serious physical injury proximately caused by willful misconduct ,” further confirms that Congress viewed the immunity through a tort law lens, see 42 U.S.C. § 247d-6d(d)(1), as do the myriad examples of the immunity’s scope, see id. § 247(d)-6d(a)(2)(B) (applying the immunity to claims for loss causally related to the “ design, development, clinical testing or investigation, manufacture, labeling, distribution, formulation, packaging, marketing, promotion, sale, purchase, donation, dispensing, prescribing, administration, licensing, or use of” a covered countermeasure).
This limitation becomes even clearer upon considering the sentence
immediately following the four tort- like examples: “Each of clauses (i) through (iv)
applies without regard to the date of the occurrence, presentation, or discovery of the
loss described in the clause.”
Id.
§ 247(d)-6d(a)(2)(A). It would be highly unusual to
give a non-exhaustive list of examples of covered claims but then provide additional
protection only to those supposedly illustrative examples. Given the tort-like
examples and the subsequent sentence about the statutory scope, it makes more
sense to interpret “ all claims for loss” as all claims for
tort
loss — notwithstanding the
apparently broad sweep of the word “including.”
Cf. Samantar v. Yousuf
, 560 U.S.
305, 317,
Loss under tort law, though serious in its own right, is not equivalent to loss
in the constitutional sense. Tort law protects the people from each other under a
system of sometimes arbitrary rules created by judges over a span of centuries.
See Carey
,
Because ordinary tort loss is distinct from constitutional loss, the tort-based
examples included in the PREP Act suggest that Congress did not intend for the
immunity to block state constitutional claims.
See Begay
,
3. Preemption of State Family Law
The Supreme Court’s historic reluctance to tamper with state family law
further supports our conclusion that the PREP Act does not preempt plaintiffs’ state
constitutional claims predicated on Happel’s right to control Smith’s upbringing. The
parental right to control the upbringing of one's child lies directly at the intersection
of constitutional law and family law, and family law is “an area that has long been
regarded as a virtually exclusive province of the States.”
Sosna v. Iowa
,
In line with that history, the Supreme Court has explained its approach to family law preemption as follows:
We have consistently recognized that the whole subject of the domestic relations of husband and wife, parent and child , belongs to the laws of the States and not to the laws of the United States . On the rare occasion when state family law has come into conflict with a federal statute, this Court has limited review under the Supremacy Clause to a determination [of] whether Congress has positively required by direct enactment that state law be pre-empted.
Rose v. Rose
, 481 U.S. 619, 625, 107 S. Ct. 2029, 2033 (1987) (emphases added)
(internal punctuation and citations omitted). State family law “must do major
damage to clear and substantial federal interests” before it may be preempted.
Id.
As
plaintiffs point out, shortly before Smith ’s vaccination , our General Assembly enacted
legislation recognizing a parent’s right to control whether her child received a vaccine
under emergency use authorization.
[12]
Before medical providers may administer that
kind of treatment, state law requires them to obtain written parental consent.
See
N.C.G.S. § 90-21.5(a1) (2023). By enacting the statute, the General Assembly
directly exercised this State’s “virtually exclusive” authority to regulate domestic
relations.
See Sosna
,
It is difficult to seе how our State’s parental consent statute “do[es] major
damage” to the “clear and substantial federal interests” contained in the PREP Act.
See Rose
, 481 U.S. at 625, 107 S. Ct. at 2033 – 34. Although the PREP Act clearly
preempts tort law, its application to other areas of the law is at best speculative.
See The PREP Act and COVID-19
at 2 (“This language [about loss] seemingly
includes, at a minimum, most state law tort, medical malpractice, and wrongful death
claims arising from the ad ministration of covered countermeasures.”);
Dressen
, slip
op. at 19 23 (denying vaccine manufacturer’s motion to dismiss breach -of-contract
case because the PREP Act’s text was limited to “tort - like claims”);
Leonard v. Ala.
State Bd. of Pharmacy
,
Indeed, the HHS S ecretary’s declaration, which “controls the scope of the
immunity . . . within the confines of the PREP Act ,”
Maglioli v. All. HC Holdings LLC
,
C. Precedents from Other Jurisdictions
Defendants point to several cases from other jurisdictions that they believe to be on point here and support dismissal. These decisions include the trio of cases cited by the Court of Appeals — Parker , Cowen , and M.T. — as well as the Vermont Supreme Court’s ruling in Politella v. Windham Southeast School District , issued in between the Court of Appeals’ decision and oral argument at this Court . Defendants also cite Maney v. Brown , in which the Ninth Circuit held that federal constitutional claims brought under 42 U.S.C. § 1983 were claims “ for loss ” under the PREP Act . 91 F.4th 1296, 1303 (9th Cir. 2024). None of the cited cases persuade us that the PREP Act preempts claims brought under our state constitution.
1. Parker, Cowen, and M.T.
First, we consider each of the decisions cited by the Court of Appeals meaningfully distinguishable from the instant case. Thе plaintiffs in Parker and Cowen , for instance, did not bring constitutional claims. Instead, they only brought tort claims that fit comfortably within the PREP Act’s tort-based examples of loss. See Parker , 954 N.Y.S.2d at 260 61 (bringing state law claims for negligence and battery); Cowen , slip op. at 3 (bringing state law claims for negligence and vicarious liability).
Similarly, while the plaintiff in
M.T.
alleged a violation of her parental rights,
she did not raise a constitutional issue, nor did the court there consider one.
M.T.
,
2. Politella
Nor do we believe the Vermont Supreme Court’s decision in
Politella
to be on
point. That case, like this one, involved a lawsuit brought by the parents of a child
whose school vaccinated him against the parents’ will .
Politella
,
3. Maney
Finally, we are unpersuaded by the Ninth Circuit’s decision in Maney for several reasons. First, and perhaps most importantly, Maney did not address preemption of state law. The plaintiffs there brought federal constitutional claims via a federal procedural vehicle, section 1983, [15] and the defendants asserted immunity under another federal statute, the PREP Act. Maney , 91 F.4th at 1302. “Congress . . . may specifically foreclose a remedy under [section] 1983,” id. (alteration and quotation omitted), much like it can preempt state law. But courts analyze these actions differently. See id. (discussing how courts determine whether “Congress intended to preclude reliance on [section] 1983 as a remedy for the deprivation of a federally secured right ” (emphasis added) (quoting Price v. City of Stockton , 390 F.3d 1105, 1114 (9th Cir. 2004))). Because Congress enacted both section 1983 and the PREP Act, the latter statute can restrict the former without raising preemption concerns.
The same is not true of this case. This Court has explained that our state
constitution confers a direct cause of action to remedy constitutional harms.
Corum
,
Moreover,
Maney
couched its reasoning and conclusion in less-than-definite
terms. It first noted that the PREP Act covers “all claims for loss,”
Maney
, 91 F.4th
at 1302, and then asserted that “[t]he use of ‘all’ indicates a sweeping statutory
reach ,”
id.
(quoting
AK Futures LLC v. Boyd St. Distro, LLC
,
This Court understands the statute’s lack of a categorical exemption for constitutional claims to mean something much different, and Maney is far from a definitive rejection of this Court’s theory. The PREP Act’s inclusion of the words “for loss” must be given meaning ; the plain text of the statute leads us to conclude that Congress did not intend to preempt state constitutional claims.
III. Conclusion
We hold that the plain text of the PREP Act does not bar claims brought under
our state constitution. On remand, the Court of Appeals should decide the remaining
state constitutional issues raised by the parties in their briefs to that court. These
questions include whether plaintiffs ’ complaint sufficiently alleged that defendant
ONSMS was a state actor and whether plaintiffs have an adequate state remedy
available for their constitutional claims.
See generally Corum
, 330 N.C. 761, 413
S.E.2d 276;
see also, e.g.
,
Craig ex rel. Craig v. New Hanover Cnty. Bd. of Educ.
, 363
N.C. 334, 340,
“ The [state] constitution is our foundational social contract and an agreement
among the people regarding fundamental principles .”
Harper
,
The decision of the Court of Appeals is affirmed with respect to plaintiffs’ battery claim, reversed with respect to their state constitutional claims, and remanded for further proceedings consistent with this opinion.
AFFIRMED IN PART, REVERSED IN PART, AND REMANDED.
Berger, J., concurring
Justice BERGER concurring.
I concur fully in the majority opinion as “f orced medication [is] a battery, and
the[re is a] long legal tradition protecting the decision to refuse unwanted medical
treatment. ”
Washington v. Glucksberg
,
I write separately to note that the sweeping grant of immunity in the PREP Act seems contrary to this basic understanding. The government’s reading of the Act appears to override state consent laws such that intentional torts may be cloaked with immunity when the harm inflicted falls short of death or serious physical injury. See 42 U.S.C. § 247d- 6d(d)(1). But shouldn’t immunity under the PREP Act be predicated on a lawful administration of a covered countermeasure?
Consider the following: you’re waiting for your morning coffee at the local café. While standing with other customers, a healthcare official authorized to administer a covered countermeasure walks in and injects everyone in the coffee shop without asking or otherwise obtaining consent. All have been the victim of a battery. But
Berger, J., concurring
under the government’s reading of the PREP Act, unless death or serious physical injury results, the healthcare worker has blanket immunity for these intentional acts.
Common sense tells us that although the grant of immunity under the Act is broad, it is not limitless. The statute on its face appears to encourage beneficial conduct. However, the PREP Act could be understood as immunizing forcible administration of medication similar to the scenario described above, if not worse. Given the fundamental principles articulated by Locke and echoed in Glucksberg , it is difficult to concede that the PREP Act confers immunity for outright wrongful acts.
Justice BARRINGER joins in this concurring opinion.
Justice RIGGS dissenting.
Self-described textualists and originalists have historically professed to avoid
“turn[ing] somersaults” to reach particular interpretations of the written law.
Riegel
v. Medtronic, Inc.
,
In the first of many backflips, the majority starts by assuming — and then,
questionably, by announcing — the existence of two unenumerated state
constitutional rights before turning to the question of whether the PREP Act
establishes immunity from claims under
Corum v. Univ. of N.C.
,
I. PREP Act Applicability I agree with the majority that “congressional purpose [is] ‘the ultimate touchstone’” in determining whether the PREP Act’s grant of immunities is intended to preclude state constitutional claims. See Cipollone v. Liggett Group, Inc., 505 U.S. 504, 545 (1992) (Scalia, J., concurring in the judgment in part and dissenting in part) (“The ultimate question in each [pre -emption] case, as we have framed the inquiry, is one of Congress’s intent, as revealed by the text, structure, purposes, and subject matter of the statutes involved.” (citations omitted)). Shockingly absent from the majority opinion’s interpretive analysis, however, is any substantive engagement with what the PREP Act was intended to achieve or accomplish and, between its prefatory praise of implied constitutional rights and the genius of federalism, [1] one might come away from that opinion with the impression that Congress’s primary concern was with protecting state constitutional rights from federal intrusion. This, however, is manifestly not the case.
A. The PREP Act’s Purposes and Full Context
The 109th Congress and the George W. Bush administration had one key objective in passing and signing the PREP Act:
Congress enacted the PREP Act in 2005 “[t]o encourage the expeditious development and deployment of medical countermeasures during a public health emergency” by allowing the HHS Secretary “to limit legal liability for losses relating to the administration of medical countermeasures such as diagnostics, treatments, and vaccines.”
Cannon v. Watermark Ret. Cmtys., Inc.
,
The text of the PREP Act makes clear that Congress intended this protection to apply in an almost universal [2] fashion. In describing the laws preempted under its provisions, the PREP Act provides, in relevant part:
[A]t any time with respect to conduct undertaken in accordance with [an emergency] declaration, no State or political subdivision of a State may establish, enforce, or continue in effect with respect to a covered countermeasure any provision of law or legal requirement that — (A) is different from, or is in conflict with, any requirement applicable under this section; and (B) relates to . . . the prescribing, dispensing, or administration by qualified persons of the covered countermeasure, or to any matter included in a requirement applicable to the covered countermeasure under this section . . . .
42 U.S.C. § 247d- 6d(b)(8) (emphases added). Usage of the unambiguous word “any”
throughout this section shows a plain and clear intention to preempt and immunize
against
all
causally linked State law claims for loss that conflict with the PREP Act,
regardless of whether they sound in tort, equity, a state constitution, or any other
source of redressable rights. The terms of art employed by Congress are likewise
expansive; as the Supreme Court of the United States has recognized, the federal
legislature resorts to the term “requirement” to describe “a rule of law that must be
obeyed,”
Bates v. Dow Agrosciences LLC
,
The text of the immunity provision reinforces the PREP Act’s wide preemptive and inoculating reach. It broadly provides that:
[A] covered person shall be immune from suit and liability under Federal and State law with respect to all claims for loss caused by, arising out of, relating to, or resulting from the administration to or the use by an individual of a covered countermeasure if a declaration . . . has been issued with respect to such countermeasure.
42 U.S.C. § 247d-6d(a)(1) (emрhases added). From there, in subsection (a)(2), titled “Scope of claims for loss,” it continues to define “loss” in outright expansive and strictly inclusive terms :
(A) Loss
For purposes of this section, the term “loss” means any type of loss, including —
(i) death;
(ii) physical, mental, or emotional injury, illness, disability, or condition;
(iii) fear of physical, mental, or emotional injury, illness, disability, or condition, including any need for medical monitoring; and
(iv) loss of or damage to property, including business interruption loss.
Each of clauses (i) through (iv) applies without regard to the date of the occurrence, presentation, or discovery of the loss described in the clause.
Id. § 247d-6d(a)(2)(A) (emphases added); see also Fed. Land Bank v. Bismarck Lumber Co. , 314 U.S. 95, 100 (1941) (“[T]he term ‘including’ is not one of all- embracing definition , but connotes simply an illustrative application of the general principle.” (emphasis added)).
It is the next subsection, subsection (a)(2)(B), “Scope,” that limits the reach of the expansive immunities against any losses — albeit, and importantly, in a very proscribed fashion — by imposing a causality requirement:
The immunity under paragraph (1) applies to any claim for loss that has a causal relationship with the administration to or use by an individual of a covered countermeasure, including a causal relationship with the design, development, clinical testing or investigation, manufacture, labeling, distribution, formulation, packaging, marketing, promotion, sale, purchase, donation, dispensing, prescribing, administration, licensing, or use of such countermeasure.
Id. § 247d-6d(a)(2)(B) (emphases added). [3]
This clear trend towards the expansive continues in the identification of those granted immunity. Anyone , anywhere , connected in any way to the development, deployment, and administration of the covered countermeasure pursuant to the declaration is covered by the PREP Act. A “covered person” is defined as:
(A) the United States; or
(B) a person or entity that is-
(i) a manufacturer of such countermeasure; (ii) a distributor of such countermeasure; (iii) a program planner of such countermeasure; (iv) a qualified person who prescribed, administered, or dispensed such countermeasure; or
(v) an official, agent, or employee of a person or entity described in clause (i), (ii), (iii), or (iv).
Id. § 247d-6d(i)(2). Driving the point home that the PREP Act is intended to cut across all jurisdictions and through any divisions between the public and private sectors, Congress also expressly eliminated any distinctions between natural persons, private co rporations and entities, and government agents of any level: “The term ‘person’ includes an individual, partnership, corporation, association, entity, or public or private corporation, including a Federal, State, or local government agency or departmen t.” Id. § 247d-6d(i)(5).
Notwithstanding “the breadth of the preemption clause[,] . . . the sweeping
language of the statute’s immunity provision,”
Parker v. St. Lawrence Cnty. Pub.
Health Dep’t
, 954 N.Y.S.2d 259, 262 (N.Y. App. Div. 2012), and the obvious
expansiveness of the other provisions discussed
supra
, Congress included “
one
exception to this statutory immunity,”
Maglioli
,
The majority functionally ignores most of these provisions, and it’s easy to see
why: “The text of the preemption provision must be viewed in context, with proper
attention paid to the history, structure, and purpose of the regulatory scheme in
which it a ppears.”
Lorillard Tobacco Co. v. Reilly
,
Indeed, it is not possible to square the majority’s reading with the purposes of
thе PREP Act and the almost uniformly broad language used to effectuate it.
[4]
Allowing plaintiffs to skirt around the immunity granted by the PREP Act by simply
recasting their otherwise-preempted claims as state constitutional injuries would
create a glaring loophole that undermines the very protections Congress intended to
provide.
[5]
Elevating a claim’s form over its substance to avoid the application of a
preemption provision — especially when it frustrates the purpose of the overall act —
is plainly contrary to law.
See Riegel
,
Exempting common-law claims would also disserve the central purpose of the ADA. . . . What is important . . . is the effect of a state law, regulation, or provision, not its form, and the ADA’s deregulatory aim can be undermined just as surely by a state common-law rule as it can by a state statute or regulation.
Northwest, Inc. v. Ginsberg
,
B. The Majority’s Reversed Reading and Misapplied Presumptions
Rather than confront this reality, the majority quite literally reasons backwards to avoid it. It does so, it says, because “the first part of the statutory definition, “ ‘loss’ means any type of loss,’ is circular and thus unhelpful.” But this attempt at lawyerly sleight of hand is as clumsy as it is unconvincing.
Black’s Law Dictionary has historically “defined over 30 types of loss, including
‘capital loss,’ ‘economic loss’ and ‘passive loss.’ ”
United States v. Boler
,
The majority’s solutions to its entirely reinvented ambiguity are, for those of a
certain generation, reminiscent of Homer Simpson’s declaration— famously shouted
from the bottom of a hole —that “we’ll dig our way out!” The majority first asserts
that the entire (and entirely unnecessary) interpretive exercise should begin with the
“starting presumption that Congress does not intend to supplant state law.” Majority
supra
Section II.B.1. (quoting
N.Y. State Conf. of Blue Cross & Blue Shield Plans v.
Travelers Ins. Co.
,
The majority also purports to rely on a presumption against preemption of family law and, because the parental consent in N.C.G.S. § 90-21.5(a1) (2023) apparently does not seriously impede the PREP Act, the Act should thus not be read preemptively here. But this fundamentally confuses the issue presented by this case. The PREP Act does not expressly seek to preempt the state constitutional rights of parents to care for their children, but it does explicitly seek to foreclose any vehicle to sue or recover for violation of those rights when caused by a covered person administering a covered countermeasure in connection with a PREP Act declaration. See 42 U.S.C. § 247d- 6d(a)(1) (“[A] covered person shall be immune from suit or liability un der Federal and State law with respect to all claims for loss . . . .”). Of course N.C.G.S. § 90-21.5(a1) does no violence to the immunity provisions of the PREP Act — the state statute does not purport to convey any private right of action whatsoever. As for whether that law statutorily reflects a state constitutional right of parents, that right is only vindicated through litigation pursuant to Corum . Said differently, this case does not ask us to determine whether covered persons were still legally required by state law to seek parental consent in light of the PREP Act; instead, we have been asked to decide whether plaintiffs can sue to recover for any conduct that violated state constitutional law. So, what’s actually preempted in this case is not state family law, but Corum . To the extent the statute also provides a basis for common law battery — as pleaded by plaintiffs in their complaint — that claim is barred even under the majority’s interpretation, see majority supra Section II.B.2.b. (holding the ma jority’s definition “encompasses plaintiffs’ battery claim”).
As to whether N.C.G.S. § 90- 21.5(a1)’s requirement for parental consent could be preempted by the other provisions of the PREP Act, we need not decide that question. But, contrary to the majority’s representations, there are certainly instances in which that state statute could manifestly frustrate the Act, such as a PREP Act declaration in response to a nationwide mеdical emergency that was particularly deadly or dangerous to children. Moreover, it is not entirely clear that the statute is of the type of state “family law” that is generally seen as the exclusive province of the states as opposed to a statute that is principally related to medical treatment. Indeed, the federal government already legislates in the arena of medical treatment, including in the context of minors’ consent for treatment and the confidentiality thereof. See, e.g., 42 C.F.R. § 59.10(b) (2022) (“Title X projects may not require consent of parents or guardians for the provision of services to minors.”); 45 C.F.R. § 164.502(g)(5) (2022) (establishing certain circumstances in which HIPAA precludes parents from accessing medical records of their unemancipated children). And N.C.G.S. § 90-21.5 is not located in our family law or juvenile welfare statutes, see, e.g., N.C.G.S. §§ 7B-100 through -4002 & 50-2 through -11 (2023), but in Chapter 90, which regulates “Medicine and Allied Occupations,” N.C.G.S. §§ 90 -1 through - 747 (2023).
C. The Majority’s Backwards Understanding of “Including”
No more convincing is the majority’s claim that treating a list
of expressly
illustrative examples
as such somehow serves to render those examples meaningless.
Again, Congress may use explanatory, illustrative lists without presumptively
constraining the broader category it intends to illustrate.
See Fed. Land Bank
, 314
U.S. at 100 (“[T]he term ‘including’ is not one of all-embracing definition, but connotes
simply an illustrative application of the general principle.”). Indeed, “the word
‘including’ does not lend itself to such destructive significance.”
Phelps Dodge Corp.
v. NLRB
, 313 U.S. 177, 189 (1941). And when Congress does intend the word
“including” to have some limiting effect, it generally does so by constraining the
illustrated
items, not the broader category that precedes them.
See Massachusetts v.
EPA
,
Even treating the inclusive list as surplusage does not lead the majority to the
result it wants. “Sometimes the better overall reading of the statute contains some
redundancy.”
Rimini Street, Inc. v. Oracle USA, Inc.
,
Where there are two ways to read the text — either attorney is surplusage, in which case the text is plain; or attorney is nonsurplusage[,] . . . in which case the text is ambiguous — applying the rule against surplusage is, absent other indications, inappropriate. We should prefer the plain meaning since that approach respects the words of Congress. In this manner we avoid the pitfalls that plague too quick a turn to the more controversial realm of legislative history.
Lamie v. U.S. Trustee
,
D. The Majority’s Other Various Illogical Arguments
Ignoring the command that “our constitutional structure does not permit
[courts] to rewrite the statute that Congress has enacted,”
Franklin
,
As for the majority’s assertion that any other reading of the PREP Act defies
common sense, that argument fails because the PREP Act neither promotes
wrongdoing nor does it completely insulate bad actors from punishment. Immunizing
covered persons from civil suits does not positively reward — and thus incentivize —
any particular misconduct. Moreover, PREP Act immunity is one from
civil
suits and
liability. A person who violates a penal statute may still be charged and punished
criminally because a prosecut ion is not in any sense a “claim for loss,” and our
statutes already criminalize the unlawful administration and dispensation of
medication, including to children.
See, e.g.,
N.C.G.S. § 110-102.1A (2023)
(criminalizing administration of medication without parental consent to children
attending childcare facilitiеs); N.C.G.S. § 90-85.40 (2023) (criminalizing violations of
the North Carolina Pharmacy Practice Act). Licensing discipline is likewise not
preempted by the PREP Act.
See Leonard
,
At least one other question goes unanswered by the majority’s approach. Tort
law and the state constitution undoubtedly serve different, if occasionally related,
aims, at least insofar as tort law protects people from each other and the state
constitution protects the people from the excesses of government. But there is an
alignment — rather than a division — between the state and federal constitutions in
this regard.
See, e.g., McDonald v. City of Chicago,
The majority’s ultimate answer is also not internally consistеnt on its own
terms for another reason. The majority would selectively read the PREP Act to
demonstrate a congressional intent to protect covered persons from the “measurable
not a state law equivalent” of § 1983 because of its more limited availability, remedial
character, and state law origins,
Washington v. Cline
,
and compensable” monetary damages available in tort.
[10]
But
Corum
claims
also afford monetary relief
—as this Court has recently explained, “
Corum
claims are
constitutional claims
for damages
directly against the State. These claims are
extraordinary and defy many principles of this Court’s jurisprudence,
not least the
principle that money damages against the State are barred unless the State has
authorized them
.”
Washington
,
In sum, whatever the majority is doing, it cannot in any sense be said to be textualist, let alone vindicative of Congress’s will. It employs interpretative canons to create an ambiguity rather than to clarify one. It reads the statutory language right-to-left, not left-to-right. It adopts a reading that frustrates, instead of fosters, the patent aims of the PREP Act. It eschews an obvious and plain meaning in favor of an entirely presumed and internally inconsistent one. And, though it is too timorous to include the appropriate quotation marks, the majority flagrantly rewrites “‘all claims for loss’ as “all claims for tort loss.”
I see no need to engage in any of these many “somersaults,” Riegel , 552 U.S. at 325, and would do what the plain text of an unambiguous statute — in furtherance of the clear intentions of the entire PREP Act —commands: hold that “all claims for loss” actually means “ all claims for loss,” 42 U.S.C. § 247d - 6d(a)(1), and “ ‘loss’ ” actually “means any type of loss,” id. § 247d-6d(a)(2)(A). Adherence to that plain text, consistent with and not in opposition to the congressional intent and the overarching structure of the PREP Act, is what respect for the legislative branch and constitutional preemptive powеrs of Congress demands. See Wyeth v. Levine , 555 U.S. 555, 565 (2009) (“First, the purpose of Congress is the ultimate touchstone in every pre- emption case.” (cleaned up)); Sprietsma v. Mercury Marine, a Div. of Brunswick Corp. , 537 U.S. 51, 62 –63 (2002) (“[O]ur task of statutory construction must in the first instance focus on the plain wording of the clause, which necessarily contains the best evidence of Congress’ pre - emptive intent.” (cleaned up)); Dep’t of Agric. Rural Dev. Rural Hous. Serv. v. Kirtz , 144 S. Ct. 457, 472 (2 024) (“When Congress takes the trouble to define the terms it uses, a court must respect its definitions as virtually conclusive.” (cleaned up)). The majority’s mere lip service to these principles does not suffice, either to effectuate our constitutional duties to faithfully interpret the law or to show appropriate respect to the powers of the other branches and the federal government.
II. The Corum Claims As explained above, I would hold any constitutional claims raised by plaintiffs to be preempted by the PREP Act, rendering the defendants immune from suit. Thus, I would not reach the question of the scope and degree of any state constitutional rights at issue in this case. Nonetheless, because the majority does so — and in a way with which I disagree in form — I likewise dissent from this portion of the majority.
I take no umbrage with the concept of implied constitutional rights.
See, e.g.,
Wilkinson v. Austin
,
I cannot agree with the majority that the right to bodily integrity does not
impliedly or necessarily recognize a right to bodily autonomy, and there is no
principled reason to carve the latter out, at least under the rubric adopted by the
majority.
See Meyer
, 262 U.S. at 399 (siting the right to “freedom from bodily
restraint” alongside several of the implied rights identified by the majority). The
right to bodily autonomy — like the right to bodily integrity described by the
majority — has roots in tort law, constitutional law, and foundational principles dating
back to and predating the Founding. The writ of habeas corpus, “the great Writ of
Right,”
In re Bryan
,
But these examples also draw into stark contrast the complications of tying
each and every substantive due process right to a direct historical analogue. None of
these principles were so “objectively, deeply rooted in this Nation’s [or State’s] history
an d tradition and implicit in the concept of ordered liberty,”
Standley
, 362 N.C. at
331 (quoting
Washington v. Glucksberg
, 521 U.S. 702, 720 – 21 (1997)), as to apply
equally to persons of color, fully to women, or uniformly to the poor.
See State v.
Tirado
, No. 267PA21, slip op. at 78 – 80 (N.C. Jan. 31, 2025) (Earls, J., concurring)
(discussing in detail “the dangers of using history as the yardstick for modern
constitutional rights,” including that many rights did not historically extend with
equal force to women, unlanded and poor persons, and non-white individuals). A
Black person held in bondage could sue in tort for freedom, but slave status was a
valid defense.
Evans
,
Bodily integrity was likewise not fully extended to women. If a married woman
was the victim of a battery, she could only sue in conjunction with her husband.
Crump v. McKay
,
to the residential patterns that so many families experience in rural areas”); see generally Janet L. Wallace & Lisa R. Pruitt, Judging Parents, Judging Place: Poverty, Rurality, and Termination of Parental Rights , 77 Mo. L. Rev. 95 (2012) (discussing the disparate impact of termination of parental right considerations on rural and impoverished families); Robyn M. Powell, Legal Ableism: A Systematic Review of State Termination of Parental Rights Laws , 101 Wash. U. L. Rev. 423 (2023) (discussing the same regarding parents with disabilities).
In short, requiring that implied state constitutional rights be exclusively
limited to direct historical analogues simply writes certain persons and rights out of
constitutional protection —not because of any “objective[ ]” principle relating to
“concept[s] of ordered liberty,”
Standley
,
Finally, as to the majority’s decision to recognize a discrete constitutional right of parents to make medical decisions for their children, I believe such a holding entirely unnecessary. As even the majority acknowledges, our caselaw establishing and detailing the constitutional rights of parents already encompasses the fundamental concerns undergirding the majority’s articulation. But going so far as to describe it as a discrete right, with only a scant few sentences acknowledging its limits in only the most general of senses, needlessly presents a host of complicating constitutional concerns, both direct and indirect. Consider, for example, N.C.G.S. § 90-21.1 (2023). First enacted in 1965, that statute authorizes lifesaving medical treatment for minors without parental consent when the time necessary to obtain parental consent — or to litigate a refusal of parental consent in court — would place the minor’s life in jeopardy. [12] Id. Or, more indirectly, consider our precedent that “the state has a compelling interest in seeing that children are educated and may, constitutionally, establish minimum educational requirements and standards for this education.” Delconte v. State , 313 N.C. 384, 401 02 (1985). Given the ill-defined contours of the discrete constitutional right identified today, the majority’s strictly historical (and, as described herein , also ahistorical) approach to articulating parental rights, its broader statements tightly curtailing any state interest in the rearing of children, and the presumptions it asserts regarding the same, it seems only too certain that the survival of these longstanding directives of state law will be questioned. Maybe that is the intention, but this Court ought not be in the business of installing backdoors into loadbearing constitutional walls.
III. Conclusion The facts alleged in the plaintiffs’ complaint are undoubtedly troubling; as even the defendants’ policies provided, the administration of a vaccine to a minor child without parental consent in these circumstances was wrong. The minor child and his parents had every right and reason to be outraged at their losses of their physical and parental rights. And, absent any congressional countermand, they should have the opportunity to pursue any lawful claims for those losses against those responsible.
But “tragic facts make bad law,”
Wyeth
,
I am unable to concur in the majority for the reasons outlined
supra
Part II.
In an attempt to obscure the clear and obvious congressional purposes in enacting
the PREP Act, the majority first articulates two implied constitutional rights through
flawed — and unnecessary — historical analyses. From there, it uses the heft of the
principles articulated under that shaded history like a weighted blanket to cover up
what it’s really doing: reasoning backwards so that it can rewrite a statute to avoid a
legislative policy preference it finds distasteful. The ultimate effect is to smother
Congress’s plain and obvious intent. But the PREP Act is clear: “ ‘loss’ means
any
type of loss,” 42 U.S.C. § 247d -6d(a)(2)(A) (emphasis added), and immunity from suit
and liability “applies to
any
claim for loss that has a causal relationship” to the
provision of a covered countermeasure,
id.
§ 247d-6d(a)(2)(B) (emphasis added);
see
also id.
§ 247d- 6d(a)(1) (providing immunity for “
all
claims for loss caused by, arising
out of, relating to, or resulting from” the provision of a covered countermeasure
(emphasis added)). That this plain and unambiguous language leads to what a judge
might view as undesirable policy outcomes — or even unforeseen ones — is no reason
to disregard congressional intent; to the contrary, it reinforces our duty to apply it
consistent with its broad reach.
See, e.g., Haroco, Inc. v. Am. Nat. Bank and Tr. Co.
of Chicago
,
Justice EARLS joins in this dissenting opinion.
Notes
[1] Unless otherwise noted, the words “constitutional” and “unconstitutional” refer to the state constitution.
[2] This matter comes to this Court following the trial court’s grant s of motions to
dismiss under Rules 12(b)(1) and 12(b)(6) of the North Carolina Rules of Civil Procedure. As
such, we take all of plaintiffs’ unproven allegations as true for purposes of our review.
See United Daughters of the Confederacy v. City of Winston-Salem ex rel. Joines
, 383 N.C.
612, 624,
[3]
Hudak
is one of several federal cases considering whether the PREP Act “completely
preempts” state law.
[4] A parent generally shares in her child’s right s.
Cf. Parham v. J.R.
,
[5] By “nonmandatory,” we mean not otherwise lawfully required.
[6] When litigants assert the right to bodily integrity under the Federal Constitution, they sometimes make First Amendment religious freedom arguments. Cruzan v. Dir., Mo. Dep ’ t of Health , 497 U.S. 261, 270, 110 S. Ct. 2841, 2847 (1990). Similarly, plaintiffs’ complaint here also cites Article I, Section 13 of the state constitution, which guarantees that
[7] Furthermore, both this Court and the Supreme Court of the United States have
recognized th at the government’s use of a needle to make “ a compelled physical intrusion
beneath [a person’s] skin and into his veins” is an inherently invasive аct warranting
constitutional protection in the context of searches and seizures.
Missouri v. McNeely
, 569
U.S. 141, 148,
[8] The dissent proclaims that the Supreme Court ’s “more recent precedents clarify that
such presumptions do not apply where the act contains an express preemption clause” and
that prior decisions applying that presumption, like
Altria
, are “outdated.” To the contrary,
the scope of the lone Supreme Court case the dissent cites,
Puerto Rico v. Franklin California
Tax-Free Trust
, 579 U.S. 115, 125, 136 S. Ct. 1938, 1946 (2016), is an open question.
See, e.g.
,
Cal. Rest. Ass ’ n v. City of Berkeley
,
[9] The emergency declaration here strongly implies — if not outright requires — that immunity only apply to situations in which the covered persons attempted to comply with the law: I[, HHS Secretary Azar,] have determined that liability immunity is afforded to Covered Persons only for Recommended Activities involving Covered Countermeasures that are related to : (a) Present or future federal contracts, cooperative agreements, grants, other transactions, interagency agreements, memoranda of understanding, or other federal agreements; or (b) Activities authorized in accordance with the public health and medical response of the Authority Having Jurisdiction to prescribe, administer, deliver, distribute or dispense the Covered Countermeasures following a Declaration of an emergency. As used in this Declaration . . . [t]he Authority Having Jurisdiction means the public agency or its delegate that has legal responsibility and authority for responding to an incident, based on political or geographical (e.g., city, county, tribal, state, or federal boundary lines) or functional (e.g., law enforcement, public health) range or sphere of authority. Secretary’s Declaration at 15202 (emphases added); see also id. at 15201 (defining “Recommended Activities” as “the manufacture, testing, development, distribution, administration, and use of the Covered Countermeasure ” ).
[10] A few days after oral argument in this case, the District of Utah issued an in-depth opinion considering the kinds of claims that satisfy th e PREP Act’s causal relationship element. Dressen v. AstraZeneca AB , No. 2:24-CV-00337, slip op. at 6 27 (D. Utah Nov. 4, 2024). The court held that the text of the PREP Act did not support extending the immunity to contract claims because contract claims, unlike tort claims, are not “ causally related to the [PREP Act’s] specified set of immunized activities. ” Id. at 15. Plaintiffs subsequently filed a memorandum of additional authority with this Court, citing Dressen Because we hold that state constitutional claims are not “claims for loss,” however, w e do not address whether plaintiffs’ claims “relat[e] to” the administration or use of a covered countermeasure. See 42 U.S.C. § 247d-6d(a)(1).
[11] Courts typically limit
ejusdem generis
to sequences in which a general catch-all term
follows specific examples.
See
Antonin Scalia & Bryan A. Garner,
Reading Law: The
Interpretation of Legal Texts
203 –05 (2012). In the PREP Act’s case, however, the general
term “loss” comes before the specific examples. Nonetheless, we apply the canon here in light
of the Supreme Court’s frequent warnings against construing a statute’s preemptive reach too liberally.
See, e.g.
,
Altria
,
[12] An Act to Authorize Immunizing Pharmacists to Dispense, Deliver, and Administer Certain Treatment and Medications and to Require Parental Consent for Administration of Vaccines Under an Emergency Use Authorization to a Minor, S.L. 2021 110, § 9, 2021 N.C. Sess. Laws 416, 419 (codified as amended at N.C.G.S. § 90-21.5(a1) (2023)).
[13] The Eleventh Circuit’s opinion in
Leonard
addressed the clarity of the PREP Act as
it related to
Younger
abstention, another federal jurisdictional doctrine not at issue in this
case. That court’s
Younger
abstention caselaw allows it to interfere with state court
proceedings in “ only the clearest of federal preemption claims .”
Leonard
, 61 F.4th at 913
(quoting
Hughes
, 377 F.3d at 1265). But regardless of the precise reason for the court’s
evaluation of the PREP Act’s preemptive clarity, its ultimate conclusion— that the PREP Act
only clearly preempts tort claims — is relevant here to support our conclusion that the Act
does not demonstrate a clear and substantial interest in preempting state family law.
See id.
at 915 (“[T] he few cases to have addressed PREP Act preemption have generally concluded
that state tort law is preempted with respect to the administration of covered
countermeasures. ” (citing
Parker
,
[14] Even in the rare instances where the Supreme Court has held that Congress validly
preempted family law, the statutes in question regulated either “ the economic aspects of
domestic relations ” or the welfare of Indian children.
See Haaland
, 143 S. Ct. at 1630
(collecting cases);
see also id.
at 1687 (Alito, J., dissenting) (“[Until
Haaland
, the Supreme
Court had] never held that Congress under any of its enumerated powers may regulate the
very nature of [domestic] relations . . . . Nor could we and remain faithful to our founding. ”). Those caveats do not apply here. In
Haaland
, the Supreme Court upheld the
constitutionality of the Indian Child Welfare Act, a federal law requiring state family courts
“to place an Indian child with an Indian caretaker, if one is available.”
Id.
at 1622. While the
plaintiffs there made several constitutional arguments, including one based on the Supreme
Court’s traditional reluctance to find family law preempted,
Haaland
’s reasoning primarily
focused on Congress’s plenary authority to regulate Indian affairs.
See id.
at 1627 (collecting
cases);
see also
U.S. Const. art. I, § 8, cl. 3. The Supreme Court did, however, note that “t he
Constitution does not erect a firewall around family law.”
Haaland
,
[15] Section 1983 permits a plaintiff whose federal constitutional rights have been
harmed by a person acting “under color of” state law to hold that person liable “in an action
at law, suit in equity, or other proper proceeding for redress . . . .” 42 U.S.C. § 1983. “T he law
regarding the interpretation of [s]ection 1983 is labyrinthine, ” as this Court once noted.
Corum
,
[1] After recounting the factual and procedural background of the case, the majority engages in a remarkable 18 pages of discussion of these subjects before returning to any analysis of the PREP Act —the act that, by the majority’s own recognition, presents the dispositive issue in this appeal.
[2] As detailed herein, “[t]here is
one
exception to this statutory immunity.”
Maglioli
,
[3] This singular causality limitation is reinforced by the subsection that immediately follows, which states that immunity only applies to covered countermeasures when: (1) delivered during a declaration, (2) in connection with the public health threat identified therein, and (3) in the casе of program planners or countermeasure administrators, to a population and geographic area subject to the declaration. 42 U.S.C. § 247d-6d(a)(3), (4).
[4] The majority suggests, in citing to and relying on
Leonard v. Ala. State Bd. of
Pharmacy
,
[5] Consider, for example, our state constitution’s Fruits of Their Own Labor Clause. Allowing a party to recast an injury otherwise preempted by the PREP Act under that constitutional clause would run headlong into the PREP Act’s bar against suit and recover y for “loss of or damage to property, including business interruption loss .” 42 U.S.C. § 247d - 6d(a)(2)(A)(iv) (emphasis added).
[6] There is no meaningful analytical analogy between this section of the PREP Act — which expressly and unambiguously defines “loss,” 42 U.S.C. § 247d -6d(a)(2)(A) — and the undefined usage of the term “open” in our state constitution, N.C. Const. art I, § 18. A nd, as explained below, the purported nonsensical results that the majority rely upon to draw its connection simply do not exist in this case.
[7] As the majority notes, there is a disagreement — an overwhelmingly lopsided one —
as to the full effect of
Franklin
. With a single exception, every federal circuit to have
addressed the question, including our own, has given the text of
Franklin
its full due by
declining to employ any presumptions regarding preemption when a federal statute contains
an express preemption clause.
See Atay v. County of Maui
,
[8] Yet again, the majority gets things exactly backwards. “Canons of statutory
interpretation are only employed if the language of the statute is ambiguous.”
JVC Enters.,
LLC v. City of Concord
,
[9] This clear and unequivocal statement in
Maney
followed those that the majority
reads as rendering “its reasoning and conclusion in -less- than definite terms,” due to “its
language . . . bec[oming] progressively less forceful.” Perhaps the majority is reading
Maney
backwards, too.
In any event, the majority’s attempt to distinguish
Maney
on the basis of § 1983 is
just as unpersuasive as its effort to assert that
Leonard
is analogous to this case. Section
1983 is nothing more than “a mechanism for vindicating federal statutory or constitutional
rights.”
Maney
,
[10] The majority relies in part on
Dressen v. AstraZeneca AB
, No. 2:24-CV-00337-RJS-
CMR,
[11] The history of parental rights is no less fraught; slaves also lacked any
constitutional right to the care, custody, or control of their children.
See Jones v. Jones
, 1
N.C. (Cam. & Nor.) 482, 483 (1801) (holding a will devising a female slave to one of the
deceased’s heirs did not result in the devise of the slave’s children to that preferred heir;
instead, the children passed by remainder to a different heir). If the majority is to truly
recognize the robust constitutional rights of parents, its practice in other areas of family law
should show a departure from, rather than reinforcement of, any historically disparate
treatment of disadvantaged populations when it comes to exercising a constitutional right to
parent.
See In re L.L.
,
[12] One could foresee this situation arising under the PREP Act where a vaccine authorized by an emergency use declaration is the only lifesaving treatment available. But see N.C.G.S. § 90- 21.5(a1) (“Notwithstanding any other provision of law to the contrary, a health care provider shall obtain written consent from a parent or legal guardian prior to administering any vaccine that has been granted emergency use authorization . . . to an individual under 18 years of age.”); see majority supra Section II.B.3. (asserting, in entirely conclusory fashion, that N.C.G.S. § 90- 21.5(a1) does not meaningfully impede Congress’s interests in passing the PREP Act).
