Lead Opinion
Colonel Eric A. Hanson, who had been removed from the Oklahoma Army National Guard, filed suit against Major General Harry M. Wyatt III in his official capacity as Adjutant General for the State of Oklahoma, seeking reinstatement to his former position plus back pay and retirement points. His claim arises from an alleged violation by a selective retention board (SRB) of a federal regulation governing its procedures. The SRB recommended that Col. Hanson not be retained as a Colonel. Col. Hanson appealed to Maj. Gen. Wyatt on the ground that the SRB had violated the regulation. After that appeal was denied, Col. Hanson sought relief from the Army Board for Correction of Military Records (ABCMR), which rejected his claim. He then filed this suit in the United States District Court for the Western District of Oklahoma.
Col. Hanson contends (1) that the SRB violated an Army National Guard regulation by reviewing his status while he was simultaneously sitting on another SRB and (2) that this violation infringed his right to constitutional due process. The district court decided that the SRB violated the regulation and granted Col. Hanson summary judgment, ordering his reinstatement with retirement points. Maj. Gen. Wyatt has appealed, contending, among other things, that “[t]he Military administrative remedies and appeal process was [Col. Hanson’s] exclusive remedy in this case.” Aplt. Br. at 9 (emphasis omitted) We reverse.
As we discuss below, claims analogous to Col. Hanson’s are permitted in federal court. The United States Supreme Court has recognized two “alternative remedies available to a servicemember demanding to be kept on the rolls.” Clinton v. Goldsmith,
BACKGROUND
The National Guard is a state/federal hybrid. Our Constitution grants Congress authority
[t]o provide for organizing, arming, and disciplining the Militia, and for governing such Part of them as may be employed in the Service of the United States, reserving to the States respectively, the Appointment of the Officers, and the Authority of training the Militia according to the discipline prescribed by Congress.
U.S. Const, art. I, § 8, cl. 16. The National Guard is composed of those portions of state militias that are “federally recognized.” 32 U.S.C. § 101(4). The federal government recognizes a “unit or organization of the National Guard,” id. § 307(a)(1), and sets standards for recognition of individual officers, id. 307(a)(2), (3). Thus, members of the National Guard hold dual enlistments in both a state militia (a State national guard) and a federal force (the National Guard of the United States). See Perpich v. Dep’t of Def,
Each state has an adjutant general, whose duties are set by state law. See 32 U.S.C. § 314(a). The Governor of Oklahoma is the Commander in Chief of the state’s military department, “with the Adjutant General as the executive and administrative head thereof.” Okla. Stat. Ann tit. 44, § 21; see id. § 26 (duties of adjutant general). The Oklahoma militia is composed of able-bodied citizens (and persons who have declared their intent to become citizens) between the ages of 17 and 70, and is divided into three classes: “The National Guard, the Oklahoma State Guard, and the Unorganized Militia.” Id. §41. An officer may be discharged by the Governor for unfitness upon the recommendation of a three-member efficiency board convened by the Governor. Id. § 44.
Col. Hanson joined the Oklahoma Army National Guard in 1980. As a colonel who had served more than 20 years, he was subject in 2003 to review by an SRB. The regulation governing SRBs is the Department of the Army’s National Guard Regulation (NGR) 635-102. See 10 U.S.C. § 14704(c) (authorizing such regulations). The goals of the review process are:
a. Ensuring that only the most capable officers are retained beyond 20 years of qualifying service for assignment to the comparatively few higher level command and staff positions.
b. Providing career incentive.
c. Ensuring an opportunity for advancement to the higher grades at the peak years of an officer’s effectiveness.
NGR 635-102(3). The SRB makes recommendations to the state adjutant general, who is empowered to overturn a nonretention recommendation. NGR 635-102(5)(j)(l)(b). When a nonselected officer loses federal recognition, the officer can no longer serve in the Army National Guard but is transferred to the United States Army Reserve. See 10 U.S.C. § 12213(b); NGR 635-102(7)(a).
“[T]o be reinstated as an officer of the [Army] National Guard, an officer must pursue remedies both within [the Army National Guard of the United States] and within the [Army] National Guard of his state.” Penagaricano v.
In April 2003 an SRB recommended Col. Hanson for nonretention. Relying on introductory language in NGR 635-102 stating that it “does not apply to ... voting members of current selection boards,” he appealed to Adjutant General Wyatt on the ground that he had been serving on an SRB when he was recommended for non-retention. Maj. Gen. Wyatt denied the appeal. Col. Hanson sought relief from the ABCMR, but the decision of the Board denied relief because “[t]he evidence presented d[id] not demonstrate the existence of a probable error or injustice.” J.App. at 23. The Board’s decision noted the following regarding the consequences of the nonselection decision:
The [adjutant general] ... advised that the non-selection action taken by the SRB only withdrew [Col. Hanson’s] State appointment in the [Oklahoma Army National Guard]. [Col. Hanson] still retains his Federal rank and status and may, at his request, transfer to the Retired Reserve. However, if [Col. Hanson] does not select that option, his orders will indicate transfer to Army Reserve Personnel Center with assignment to the United States Army Control Group (Reinforcement).
J.App. at 21. Col. Hanson then filed the present suit. The district court held that the SRB’s action violated NGR 635-102 and that the nonretention decision was therefore invalid; it ordered Col. Hanson’s reinstatement with retirement points.
DISCUSSION
Col. Hanson contends that there was no bar to the district court’s granting relief based on the violation of NGR 635-102. Maj. Gen. Wyatt counters, however, that Col. Hanson’s sole avenue of relief is through the military’s internal administrative and appellate procedures. Maj. Gen. Wyatt’s brief focuses on court decisions denying various claims implicating military affairs. In these cases the plaintiff invoked a statute or a constitutional doctrine that would appear on its face to encompass the plaintiffs claim, but the court carved out an exception for classes of claims that would create improper interference with the administration of the armed forces. For example, although the Federal Tort Claims Act (FTCA) contains no language barring suits by servicemembers against the government, such suits have been severely limited. See, e.g., United States v. Shearer,
Maj. Gen. Wyatt infers from these opinions a general prohibition on suits regarding “intraserviee military personnel dis-putéis].” Aplt. Br. at 6. Although we agree that these decisions certainly caution courts about being too eager to uphold a claim impacting the military, we cannot accept Maj. Gen. Wyatt’s broad generalization. In particular, it is inconsistent with the Supreme Court’s unanimous opinion in Clinton,
Respondent may also have recourse to the federal trial courts. We have previously held, for example, that “[BCMR] decisions are subject to judicial review [by federal courts] and can be set aside if they are arbitrary, capricious, or not based on substantial evidence.” Chap-pell v. Wallace,462 U.S. 296 , 303,103 S.Ct. 2362 ,76 L.Ed.2d 586 (1983). A servicemember claiming something other than monetary relief may challenge a BCMR’s decision to sustain a decision to drop him from the rolls (or otherwise dismissing him) as final agency action under the Administrative Procedure Act (APA), 5 U.S.C. § 551 et seq.; see § § 704, 706. For examples of such challenges entertained in the district courts or courts of appeals, see Roelofs v. Secretary of Air Force,628 F.2d 594 , 599-601 (C.A.D.C.1980) (proceeding in District Court under APA raising due process challenge to administrative discharge based on conviction of civilian offence); Walker v. Shannon,848 F.Supp. 250 , 251, 254-255 (D.D.C 1994) (suit under APA for review of Army BCMR decision upholding involuntary separation). In the instances in which a claim for monetary relief may be framed, a servicemember may enter the Court of Federal Claims with a challenge to dropping from the rolls (or other discharge) under the Tucker Act, 28 U.S.C. § 1491. See, e.g., Doe v. United States,132 F.3d 1430 , 1433-1434 (C.A.Fed.1997) (suit for backpay and correction of military records following administrative discharge); Mitchell v. United States,930 F.2d 893 , 896-897*1154 (C.A.Fed.1991) (suit for backpay, reinstatement, and correction of records). Or he may enter a district court under the “Little Tucker Act,” 28 U.S.C. § 1346(a)(2). See, e.g., Thomas v. Cheney,925 F.2d 1407 , 1411, 1416 (C.A.Fed.1991) (reviewing challenge to action to drop plaintiff from the rolls); Sibley v. Ball,924 F.2d 25 , 29 (C.A.1 1991) (transferring to Federal Circuit case for back-pay because within purview of “Little Tucker Act”).
Id. at 539-40,
We note, by the way, that, contrary to the apparent view of the concurrence, a suit under the Tucker Act directly challenges the military discharge order; it is not simply judicial review of a BCMR decision. In Clinton the Supreme Court stated that “a servicemember may enter the Court of Federal Claims with a challenge to dropping from the rolls (or other discharge) under the Tucker Act, 28 U.S.C. § 1491. See, e.g., Doe v. United States,
Nevertheless, we agree with Maj. Gen. Wyatt that the district court had no basis for granting the relief it did. Indeed, his argument is, at least in one sense, more powerful than that which prevailed in the cases he relies on. In those cases the plaintiff brought a recognized cause of action — such as under the FTCA, the Bivens doctrine, the ADEA, or Title VII — that on its face applied to the plaintiffs claim, but the court carved out an exception to the cause of action for military matters. Here, in contrast, neither Col. Hanson nor the district court invoked a recognized cause of action (or argued for creation of a novel one) that on its face could support Col. Hanson’s claim. (Of course, if such a cause of action had been identified, it would then be necessary to determine whether — for reasons such as those set forth in Shearer, Stanley, and Costner — Col. Hanson’s claim should nevertheless be barred from proceeding. This opinion does not challenge the holdings in those cases.) We proceed to address the various possibilities.
To begin with, it is clear that Col. Hanson has not sought relief under either of the Tucker Acts. Claims under the Tucker Act, 28 U.S.C. § 1491, and the Little Tucker Act, id. § 1346(a)(2), must be brought against the United States. But Col. Hanson’s complaint does not name the United
With respect to the APA, the situation is a bit more complex. Col. Hanson’s complaint invokes the APA as a basis for jurisdiction, asserts that he exhausted his administrative remedies, and seeks a “declaration that the ABCMR’s decision was arbitrary, capricious, clearly erroneous, and not in accordance with law.” J.App. at 14. Nevertheless, the present suit is not a proper one under the APA. Unless a statute specifically authorizes judicial review of agency action (which is not the case here), judicial review is limited to “final agency action,” 5 U.S.C. § 704. An “agency” must be an “authority of the Government of the United States.” Id. § 551(1). Col. Hanson’s suit, however, is not brought against a final action by a federal agency. Rather, as we shall see, it is brought against Maj. Gen. Wyatt in his state capacity.
One possible final agency action against Col. Hanson was the decision of the ABCMR rejecting his challenge to the SRB’s recommendation. As the Supreme Court stated in Clinton, “A servicemember claiming something other than monetary relief may challenge a BCMR’s decision to sustain a decision to drop him from the rolls (or otherwise dismissing him) as final agency action under the [APA].”
Perhaps one could also characterize as a final agency action the decision by Adjutant General Wyatt to accept the SRB recommendation. But the challenge to Maj. Gen. Wyatt’s decision is not with respect to his federal capacity. Several considerations lead us to this conclusion. First, we can presume that Col. Hanson’s highly competent counsel (now a district judge in this circuit) would have recognized that it was quite doubtful that he could have obtained an enforceable judgment against the adjutant general in his federal capacity without serving the United States. The failure to serve the United States was obviously because the complaint was not intended to seek relief from the United States or any federal agency.
Second, to the extent that Maj. Gen. Wyatt was acting in his federal capacity in deciding that the SRB had not violated NGR 635-102, that issue was reviewed by his superior in the command structure— the Secretary of the Army, acting through the ABCMR. See 32 C.F.R. § 581.3(a)(1) (“This section prescribes the policies and procedures for correction of military records by the Secretary of the Army, acting
Third, there was a quite sensible reason to sue Maj. Gen. Wyatt in his state capacity. In contrast to his authority in the federal hierarchy, Maj. Gen. Wyatt in his state capacity, as “executive and administrative head” of Oklahoma’s military department, Okla. Stat. Ann. tit. 44, § 21, had the last word. Only the adjutant general could reinstate Col. Hanson in the Oklahoma National Guard. See Penagari-cano,
We are not saying that Maj. Gen. Wyatt acted solely as a state, not federal, authority in adopting the SRB’s recommendation not to retain Col. Hanson. All we are saying is that the above considerations lead us to conclude that Col. Hanson is suing Maj. Gen. Wyatt only in his state capacity.
A suit against Maj. Gen. Wyatt in his state capacity, however, cannot be brought under the APA. Maj. Gen. Wyatt, acting in his state capacity, is not an “authority of the Government of the United States,” 5 U.S.C. § 551(1), and hence not an agency subject to suit under the APA. See Gilliam v. Miller,
The remaining statutes cited in Col. Hanson’s complaint are (1) the Declaratory
To the extent that Col. Hanson may be suggesting that the alleged violation of NGR 635-102 in itself gives him a cause of action, this theory also fails. The Supreme Court has recently clarified that it will rarely recognize an implied private cause of action arising from a mere regulation. In Alexander v. Sandoval,
As we now show, Alexander does not permit an implied right of action under NGR 635-102. Mr. Hanson has not asserted the statutory basis for that regulation, but it appears to be 10 U.S.C. § 14704, which states:
(a) Boards to recommend officers for removal from reserve active-status list. — Whenever the Secretary of the military department concerned determines that there are in any reserve component!3 ] under the jurisdiction of the Secretary too many officers in any grade and competitive category who have at least 30 years of service computed under section 14706 of this title or at least 20 years of service computed under section 12732 of this title, the Secretary may convene a selection board under section 14101(b) of this title to consider all officers on that list who are in that grade and competitive category, and who have that amount of service, for the purpose of recommending officers by name for removal from the reserve active-status list, in the number specified by the Sec*1158 retary by each grade and competitive category.
(b) Separation of officers selected.—In the case of an officer recommended for separation in the report of a board under subsection (a), the Secretary may separate the officer in accordance with section 14514 of this title.
(c) Regulations.—The Secretary of the military department concerned shall prescribe regulations for the administration of this section.
The statute does not contain rights-creating language. The focus of § 14704 is the authority of the Secretary, not the rights of officers subject to nonretention. Indeed, the statute makes no mention of any right or benefit of officers being considered, except that those not selected for retention may be separated under 10 U.S.C. § 14514 (which addresses transfer to the Retired Reserve). Although the statute contains no provision for enforcement of the regulations promulgated under its authority, we can presume that Congress was aware of potential remedies mentioned in Clinton—-namely, review by a BMCR, possibly followed by court review under the APA, and review under the Tucker Act and Little Tucker Act, see
Finally, we note that Col. Hanson alleges a violation of constitutional due process, and he may be contending that the district court could exercise authority to enjoin conduct that infringes constitutional rights. But we need not address the scope, or even existence, of such authority, because Col. Hanson’s due-process claim is flawed on its face. The Fifth and Fourteenth Amendments to our Constitution forbid the deprivation of “life, liberty, or property, without due process of law.” Col. Hanson, however, cannot point to any protected liberty or property interest of which he has been deprived. He does not claim a property interest in military office. See Christoffersen,
RESPONSE TO CONCURRENCE/JUS-TICIABILITY
Not long ago, the Supreme Court approvingly quoted the proposition that “ ‘[j]urisdiction ... is a word of many, too many meanings.’ ” Steel Co. v. Citizens for a Better Env’t,
To understand the meaning of the term justiciable in the context of the political-question doctrine, we begin with the leading case on that doctrine, Baker v. Carr,
The District Court was uncertain whether our cases withholding federal judicial relief rested upon a lack of federal jurisdiction or upon the inappropriateness of the subject matter for judicial consideration — what we have designated “non-justiciability.” The distinction between the two grounds is significant. In the instance of nonjusticiability, consideration of the cause is not wholly and immediately foreclosed; rather, the Court’s inquiry necessarily proceeds to the point of deciding whether the duty asserted can be judicially identified and its breach judicially determined, and whether protection for the right asserted can be judicially molded. In the instance of lack of jurisdiction the cause either does not “arise under” the Federal Constitution, laws or treaties (or fall within one of the other enumerated categories of Art. Ill, § 2), or is not a “case or controversy” within the meaning of that section; or the cause is not one described by any jurisdictional statute. Our conclusion, see pp. 208-237, infra, that this cause presents no nonjusticia-ble “political question” settles the only possible doubt that it is a case or controversy. Under the present heading of “Jurisdiction of the Subject Matter” we hold only that the matter set forth in the complaint does arise under the Constitution and is within 28 U.S.C. § 1343.
Id. at 198-99,
Second, Baker sets forth the criteria for determining whether a case presents a political question. The Court observed:
Prominent on the surface of any case held to involve a political question is found [1] a textually demonstrable constitutional commitment of the issue to a coordinate political department; or [2] a lack of judicially discoverable and manageable standards for resolving it; or [3] the impossibility of deciding without an initial policy determination of a kind clearly for nonjudicial discretion; or [4] the impossibility of a court’s undertaking independent resolution without expressing lack of the respect due coordinate branches of government; or [5] an unusual need for unquestioning adherence to a political decision already made; or [6] the potentiality of embarrassment*1160 from multifarious pronouncements by various departments on one question.
Baker,
The concurrence relies on the first ground for deciding that an issue is a political question — “a textually demonstrable constitutional commitment of the issue to a coordinate political department.” Id. But the Supreme Court has never suggested that all matters military — or even military personnel matters, the subject of this case — are committed to the political branches of government to the exclusion of the judicial branch. As we shall see, at most it has said that courts lack power to take action that amounts to running the military and has adopted in essence a plain-statement rule, at least in some circumstances, that precludes judicial review of military matters without clear authority from Congress. The Supreme Court decisions on tort claims involving military personnel raised under the FTCA or as a Bivens action make no mention of the political-question doctrine nor use the terms justiciability or nonjusticiable. See, e.g., Stanley,
The one Supreme Court decision cited by the concurrence that does address the political-question doctrine in the military context is readily distinguishable from our case. In Gilligan v. Morgan,
[T]his is not a case in which damages are sought for injuries sustained during the tragic occurrence at Kent State. Nor is it an action seeking a restraining order against some specified and imminently threatened unlawful action.*1161 Rather, it is a broad call on judicial power to assume continuing regulatory jurisdiction over the activities of the Ohio National Guard.
Id. at 5,
Respondents continue to seek for the benefit of all Kent State students a judicial evaluation of the appropriateness of the “training, weaponry and orders” of the Ohio National Guard. They further demand ... that the District Court establish standards for the training, kind of weapons and scope and kind of orders to control the actions of the National Guard. Respondents contend that thereafter the District Court must assume and exercise a continuing judicial surveillance over the Guard to assure compliance with whatever training and operations procedures may be approved by that court.
Id. at 5-6,
It should be clear that we neither hold nor imply that the conduct of the National Guard is always beyond judicial review or that there may not be accountability in a judicial forum for violations of law or for specific unlawful conduct by military personnel, whether by way of damages or injunctive relief. We hold only that no such questions are presented in this case.
Id. at 11-12,
Moreover, to read these decisions as foreclosing justiciability of military personnel decisions is contrary to a more recent Supreme Court decision. As previously discussed at some length, the Court in Clinton,
This brings us to our second point. Perhaps what is meant by saying that Col. Hanson’s claim is nonjusticiable is simply that the political branches of government have not authorized it. We question whether one could say that the Constitution commits an issue to the political branches, see Baker,
The above discussion explains why justi-ciability doctrine does not preclude this opinion’s treatment of Col. Hanson’s claim based on a violation of NGR 635-102.
The concurrence cites various Supreme Court dicta from which one could reasonably infer that justiciability under the po
More recently, the Court has suggested that perhaps not all claims under the Guarantee Clause present nonjusticiable political questions. Contemporary commentators have likewise suggested that courts should address the merits of such claims, at least in some circumstances.
We need not resolve this difficult question today. Even if we assume that petitioners’ claim is justiciable, neither the monetary incentives provided by the Act nor the possibility that a State’s waste producers may find themselves excluded from the disposal sites of another State can reasonably be said to deny any State a republican form of government. As we have seen, these two incentives represent permissible conditional exercises of Congress’ authority under the Spending and Commerce Clauses respectively, in forms that have now grown commonplace. Under each, Congress offers the States a legitimate choice rather than issuing an unavoidable command. The States thereby retain the ability to set their legislative agendas; state government officials remain accountable to the local electorate. The twin threats imposed by the first two challenged provisions of the Act — that New York may miss out on a share of federal spending or that those generating radioactive waste within New York may lose out-of-state disposal outlets — do not pose any realistic risk of altering the form or the method of functioning of New York’s government. Thus even indulging the assumption that the Guarantee Clause provides a basis upon which a State or its subdivisions may sue to enjoin the enforcement of a federal statute, petitioners have not made out such a claim in these cases.
New York,
We recognize that New York predates the Supreme Court’s decision in Steel, which rejected the practice of hypothetical jurisdiction, a practice used by lower courts to reject a claim on the merits when that course was easier than deciding whether the court had jurisdiction. See
In sum, we think that our opinion does not represent an improper exercise of judicial authority. Rather, we have addressed and resolved the core issue presented by the parties — whether the district court had authority to resolve Col. Hanson’s claim against Maj. Gen. Wyatt based on a violation of a military regulation.
CONCLUSION
Col. Hanson has not stated a cause of action cognizable in federal court. We therefore REVERSE the judgment of the district court and REMAND to that court with instructions to dismiss the complaint. Because of this reversal, we need not address Col. Hanson’s argument on cross-appeal that he is entitled to attorney fees.
Notes
. We note that in the record of proceedings of the ABCMR, Maj. Gen. Wyatt "advised that the non-selection action taken by the SRB only withdrew [Col. Hanson's] State appointment in the OKARNG [Oklahoma Army National Guard],” and Col. Hanson "still retains his Federal rank and status.” J.App. at 21.
. We emphasize that we are saying nothing about the scope of the ABCMR's authority in reviewing Maj. Gen. Wyatt's decision. Also, we are not addressing whether Col. Hanson has a claim under the APA against Maj. Gen. Wyatt in his federal capacity, because we believe that Col. Hanson's claim is against Maj. Gen. Wyatt in his state capacity. We note, however, that even if Col. Hanson's APA claim was against Maj. Gen. Wyatt in his federal capacity, we would need to reverse the judgment against him in that capacity because of the failure to serve the United States. See Jordan v. United States,
. The Army National Guard of the United States is a reserve component. See 10 U.S.C. § 10101(1).
. The concurrence states that this opinion "say[s] that the courts have the authority to hear a case whenever the facts permit a plaintiff to state a claim for relief under a statute of general applicability.” Op. (Gorsuch, J. concurring) at 1173-74 n. 12. This opinion, of course, says no such thing. As stated on page 1154, supra, in the absence of an available statute of general applicability, we have no need to decide whether a claim like this could proceed if there were such a statute.
. The concurrence claims support for its position on justiciability in a string cite of circuit-court opinions. We have not ignored these cases. Their reasoning has been ably captured in the concurrence’s argument, which we have confronted. We would be more daunted by this authority if any of the opinions had distinguished the Supreme Court’s decision in Clinton. But none even cites Clinton, and only two were handed down after Clinton. The most recent of the cited opinions is of particular interest in two respects. In Dibble v. Fenimore,
Concurrence Opinion
concurring in the judgment.
Like the court, I would reverse the district court’s judgment with directions to dismiss this suit. Unlike the court, however, I would not reach the merits of Col. Hanson’s claims. The court rests its decision on merits arguments never raised before the district court or briefed before us. When, at the end of its opinion, it turns to the justiciability question decided by the district court and contested by the parties in this appeal, the court holds that it has the power to entertain this case. While I fully agree with the court that “[j]usticia-bility is itself a concept of uncertain meaning and scope,” Flast v. Cohen,
1. The Supreme Court has instructed that “[t]he complex subtle, and professional decisions as to the composition, training, equipping, and control of a military force are essentially professional military judgments, subject always to civilian control of the Legislative and Executive Branches.” Gilligan v. Morgan,
These guideposts strongly suggest the nonjusticiability of Col. Hanson’s suit. Col. Hanson seeks to have the federal courts directly overrule his commanding officer’s “act of removing him from service under the authority of’ NGR 635-102. Appellee’s Br. at 3. Citing both textual and prudential considerations, the Supreme Court has repeatedly declined to entertain suits like Col. Hanson’s. In Gilligan, for example, a group of students at Kent State University sought an injunction to regulate certain aspects of the National Guard’s personnel training procedures after some Guardsmen tragically shot and killed protestors on the University’s campus.
To be sure, as the majority correctly points out, the Supreme Court has hardly suggested that all matters touching on military affairs are automatically beyond judicial competence. See id. at 11-12,
By contrast, the standard for assessing the justiciability of military suits offered by the majority today — it would decline to hear only claims that require the judiciary to “run[ ] the military,” Maj. Op. at 1160 — seems to suggest that only military orders of a magnitude of Gen. Patton directing his troops across the Rhine are beyond the competence of the courts to adjudicate. As it happens, however, the Supreme Court has held that discrete personnel decisions like the one Col. Hanson challenges are part and parcel of what it means to “run[] the military” and are themselves beyond judicial authority. So, in Orloff v. Willoughby,
We know that from top to bottom of the Army the complaint is often made, and sometimes with justification, that there is discrimination, favoritism or other objectionable handling of men. But judges are not given the task of running the Army. The responsibility for setting up channels through which such grievances can be considered and fairly settled rests upon the Congress and upon the President.... It is not difficult to see that the exercise of such jurisdiction as is here urged would be a disruptive force as to affairs peculiarly within the jurisdiction of the military authorities.
Id. at 93-95,
Similarly, in United States v. Shearer, the Supreme Court held beyond the scope of judicial review the military’s alleged negligence in failing to supervise more closely a potentially dangerous soldier.
Finally, in Chappell v. Wallace,
3. Interpreting the Supreme Court’s guidance as I have, and consistent with our decision in Costner, the vast majority of circuits have held that, while judicial review may be had of congressionally authorized BCMRs, direct suits against military superiors challenging discharge and other discrete personnel decisions are not congressionally authorized and therefore would represent an inappropriate intrusion into matters textually and prudentially committed to the political branches. They have frequently done so, moreover, in the very context here — suits brought by National Guard members challenging their dismissal by the relevant adjutant general. See, e.g., Watson v. Ark. Nat’l Guard,
4. The Supreme Court has repeatedly instructed that “courts are ill-equipped to determine the impact upon discipline that any particular intrusion upon military authority might have,” see Chappell,
First, citing Doe v. United States,
Second, the majority holds that Col. Hanson’s suit under the APA fails because Col. Hanson chose to sue Maj. Gen. Wyatt exclusively in his state capacity. Maj. Op. at 1154-55. The majority thus leaves open the possibility that a suit aimed at Maj. Gen. Wyatt in his federal capacity might succeed. See Maj. Op. at 1156 n. 2 (“[W]e are not addressing whether Col. Hanson has a claim under the APA against Maj. Gen. Wyatt in his federal capacity”). In doing so, the majority creates a roadmap for and invites substantial future litigation by service members who wish to air discharge or demotion grievances in federal court, creating precisely the sort of threat of litigation over military personnel matters the Supreme Court has instructed us to avoid.
On that score, the record is plain. In Count Two of his Complaint, Col. Hanson seeks review under the APA, a statute that authorizes review only of federal agency action. Col. Hanson also seeks attorney fees under the Equal Access to Justice Act, 28 U.S.C. § 2412, a statute that allows litigants to recover attorney fees in certain suits against federal, not state, officials. And Col. Hanson unmistakably describes his suit in federal terms.
The majority’s inference about the nature of Col. Hanson’s complaint becomes even more problematic when it concedes, as it must, Maj. Op. at 1156, that when Maj. Gen. Wyatt discharged Col. Hanson, he acted in both a federal and state capacity. An examination of NGR 635-102, the federal regulation pursuant to which Maj. Gen. Wyatt withdrew Col. Hanson’s federal recognition, makes that point indisputable. Although National Guard officers are appointed by the state in charge of their unit, they must also be federally recognized. See 32 U.S.C. § 101(4); 32 U.S.C. § 305; Nelson v. Geringer,
Third, the majority stresses that Col. Hanson did not name the “Secretary of the Army, acting through the ABCMR,” who is, according to the majority, the relevant final agency authority and thus the proper defendant in a suit under the APA. Maj. Op. at 1155-56. The majority thus appears to conceive of the ABCMR as responsible for directly reviewing Maj. Gen. Wyatt’s personnel order discharging Col. Hanson, rather than as a form of collateral review occurring after the fact. Although we are without the benefit of briefing from the parties or a decision by the district court on this subject, case law and the statutory and regulatory scheme governing the ABCMR at least invite questions about that claim.
For the foregoing reasons, I regret that I am unable to join the court’s opinion. Respectfully, I submit the judgment in this matter should be reversed with instructions to the district court to dismiss it as nonjusticiable.
. To be sure, the Constitution affords the states with substantial shared authority over the militia. See U.S. Const. Art. I, § 8, cl. 16. But the suit before us challenges a decision made pursuant to a federal regulation to strip Col. Hanson of his federal recognition as a member of the National Guard, see NGR 635-102 ¶ 7 ("When the Federal recognition is withdrawn from officers under provisions of this regulation .... ”), and this regulation is promulgated by a joint bureau of the federal Departments of the Army and Air Force pursuant to federal statutory authority, with review available before the federal Army Board for Correction of Military Records, see 10 U.S.C. § 1552. For these reasons, we have consistently treated disputes like this one as implicating the federal authority to "organiz[e] ... and discipline] the Militia,” see Nelson v. Geringer,
. NGR 635-102 provides procedures for the Selective Retention Boards ("SRBs”) that review officers in the National Guard with more than 20 years of service. The regulation provides that the SRB make a recommendation to the Adjutant General, which he approves or disapproves within 30 days. Most pertinently here, NGR 635-102 provides that the Adjutant General may "[rjemove an officer's name from the nonselect list and place it on the select list for retention,” NGR 635-102 § 5(j)(l)(b). What Col. Hanson sought and obtained from the district court was not a correction of any record that the ABCMR might supply, but an injunction ordering Maj. Gen Wyatt to select this specific action from among those available to him under the terms of NGR 635-102.
. While Chappell and Stanley did not expressly speak of their holdings in terms of justicia-bility, instead focusing on the proper scope of the judicially-created Bivens remedy that the plaintiffs in those cases sought, their reason
. Neither Dibble nor Walden v. Bartlett,
. After holding this suit justiciable, the majority alternatively concludes, citing New York v. United States,
. Specifically, Maj. Doe sought only "back pay from the date of his discharge through March 31, 1992, and retirement pay from April 1, 1992 ... to the present. Major Doe also sought to require the Secretary of the Air Force to correct his military records” to expunge an "Under Other Than Honorable Conditions discharge.” Doe,
. To pluck but one example: "32 U.S.C. § 324 requires Adjutants General to supervise National Guard officers. Appellant’s wrongful application of a federal regulation resulted in Hanson’s federal recognition in the Army National Guard being withdrawn. Thus, Appellant’s actions were taken in a federal capacity, involved the application of federal law, and impacted a federal status. Thus, for purposes of the EAJA, the Adjutant General [is] subject to the assessment of attorney fees.” Appellee’s Br. at 12 (emphases in the original) (citation omitted).
. Commissioned officers in the National Guard of the United States are under dual state and federal control. Nelson,
. While after his dismissal Col. Hanson may well have "retained his federal rank and status" for purposes of his status in the Army reserve, he was interested in more than federal rank and status — he wished to remain a recognized member of the National Guard, which requires membership in both the federal and state militias. It is for precisely this reason that he brought suit against Maj. Gen. Wyatt, an individual who controls the membership to both. See Nelson,
. For example, in Goldsmith, far from suggesting that the military personnel order at issue was itself directly reviewable in any way by a federal court, the Supreme Court held that the Court of Appeals for the Armed Forces lacked jurisdiction to directly issue the relief sought. Instead, the Court suggested the plaintiff must first seek administrative relief from the civilian BCMR before going to court. Goldsmith,
. The Supreme Court long ago held that the APA is not an affirmative grant of subject matter jurisdiction. Califano v. Sanders,
. The majority appears to suggest as an alternative holding that its analysis whether Col. Hanson has a viable cause of action doubles as an analysis of whether his suit is justiciable. See Maj. Op. at 1161-62; see also id. at 1154. Of course, as the Supreme Court has acknowledged, Congress may exercise its constitutional authority over the Armed Forces or militia by affording courts jurisdiction to hear challenges to discrete federal military personnel decisions. See Goldsmith,
. Lewis Carroll, Alice’s Adventures in Wonderland and Through the Looking Glass 115 (2000 ed.).
