Hanig v. Yorktown Central School DistrictHanig v. Yorktown Central School District
OPINION AND ORDER
Plаintiff Deborah Hanig brings this action against defendant the Yorktown Central School District (the “School District”). Plaintiff seeks relief under: (1)
BACKGROUND 2
Plaintiff is а resident of the state of New York and was, at all times relevant to the Amended Complaint, employed by the School District as a guidance counselor at Yorktown High School. (Am.CompM 3.) Plaintiff holds a Bachelors Degree from the State University of New York at Bing-hamton and a Masters of Art and Masters in Education from Columbia University Teachers College. (Id.) In February of 2000, plaintiff obtained a Provisional Public School Teachers Certificate from the University of the State of New York, Education Department, which certified her as a school counselor. (Id. ¶ 7.) The School District is located in the State of New York. (Id. ¶ 4.)
In July 2000, plaintiff was hired by the School District as high school guidance counselor.
(Id.
¶ 5.) Plaintiffs employment commenced in August 2000, and her
On October 27, 2002, Brenner met with plaintiff to discuss issues relating to her writing skills. (Id.) During that meeting, Brenner asked plaintiff not to send out any written material without first showing it to himself or Buckley to ensure that it was of adequate quality. (Id.) After meeting with Brenner, plaintiff contacted the writing center at Columbia University and hired a doctоral candidate to review her writing. (Id. ¶ 11.) Plaintiff states that from that point forward, both the doctoral candidate as well as a specialist dealing with learning disability writing problems reviewed all of plaintiffs letters before she sent them to Buckley or Brenner. (Id.)
In a memorandum dated March 14, 2003, Brenner advised plaintiff that he still had concerns regarding her writing ability. (Id. ¶ 12.) Brenner indicated that, despite his and Buckely’s best efforts to assist her, plaintiffs writing skills continued to fall short of what is required of a high school guidance counselor. (Id.) Brenner explained that because high school guidance counselors play an integral role in helping students with the college admissions process, they must possess a skill set which includes a “facility with writing.” (Id.) On March 31, 2003, seventeen days after Brenner’s March 14, 2003 memorandum, plaintiff received a letter from Interim Superintendent of Schools, Vincent Ziecolella, advising her that pursuant to Section 3031 of the N.Y. EDUC. LAW (“Section 3031”) at the April 22, 2003 board meeting he would recommend that plaintiff not be granted tenure as a school counselor. (Id. ¶ 13.) Plaintiff contends that because Zic-colella’s letter was delivered to her less than thirty days before the April 22, 2003 board meeting, it was in clear violation of Section 3031 which required defendant to notify plaintiff at least thirty days prior to a board meeting at which the Superintendent intended to recommend that plaintiffs employment be terminated. (Id. ¶ 14.) Plaintiff alleges that the purpose of the thirty-day period was to allow her to request in writing the reasons for her termination prior to the scheduled board meeting. (Id.)
Shortly thereafter, plaintiff contacted representatives of the Yorktown Congress
At the May 20, 2003 board meeting, the Board of Education accepted plaintiffs resignation and her employment with the School Dictrict terminated at the conclusion of the 2002-03 school year. (Id. ¶¶ 18, 19.) Thereafter, plaintiff began to seek other employment as a school guidance counselor. (Id. ¶ 19.) In accordance with the Agreement, Brenner provided plaintiff with a letter of recommendation dated June 9, 2003. (Id. ¶ 20.) The tonе of the June 9, 2003 letter was positive and complimentary. (Id.)
On October 20, 2003, plaintiff filed a charge of discrimination against defendant with the EEOC, alleging that “on or about May 20, 2003,” defendant discriminated against her on the basis of her disability. (Id. ¶¶ 21, 22.) On January 29, 2004, plaintiff received a Dismissal and Notice of Right-to-Sue letter from the EEOC, advising plaintiff that her file was being closed after the EEOC found that the allegations “did not involve a disability as defined by the Americans with Disability Act.” (Id. ¶ 23 (quotations omitted).) 5
Plaintiff was unable to obtain employment as a high school guidance counselor until January 2004, when she was hired by New Rochelle High School as an Interim Maternity Leave Counselor. (Id. ¶ 24.) According to plaintiff, New Rochelle High School was unable to hire her as a permanent employee, but provided her with a very favorаble recommendation upon the expiration of her interim position. (Id) The Amended Complaint does not indicate exactly how long plaintiffs interim position at New Rochelle High School lasted.
Sometime in the Spring of 2004,
6
plaintiff was hired by the Greenburgh 7 Central School District (the “Greenburgh CSD”) as a high school guidance counselor for the 2004-05 school year.
(Id.)
However, after she entered into an agreement with the Greenburgh CSD, but before her employment began, plaintiff received a telephone call from Superintendent Josephine Mof-fett, advising plaintiff that the Greenburgh CSD had received “unfavorable information” about her from defendant and, as a result, had decided to rescind its offer of employment.
(Id.
¶ 26.) According to plaintiff, she has been otherwise unable to
Plaintiff alleges that defendant provided “unfavorable information” about her to the Greenburgh CSD in direct violation of the Agreement. (Id. ¶27.) Plaintiff also alleges that providing such “unfavorable information” caused the Greenburgh CSD to rescind its offer of employment. (Id.) Additionally, plaintiff notes that, although she was able to obtain temporary employment at New Rochelle High School in January 2004, that position was obtained before the EEOC issued its Dismissal and Notice of Right-to-Sue letter to plaintiff. (Id. ¶ 29.) Accordingly, plaintiff alleges that:
As a proximate result of the defendant’s intentional, willful and/or reckless conduct, plaintiff has been punished for the exercise of her First Amendment Rights; repeatedly been denied other employment opportunities by reason of her expression of opinion regarding matters of public concern, including, inter alia, the defendant’s repeated violation of New York Education Law Section 3031; plaintiff has been humiliated, degraded and publically [sic] embarrassed; deliberately and punitively denied the ability to obtain future employment; caused serious emotional upset and anxiety.
(Id.)
Defendant now moves for dismissal of the Amended Complaint pursuant to
DISCUSSION
I.
Motion to Dismiss Pursuant to
A. Standard of Review
When considering a motion to dismiss for lack of subject matter jurisdiction pursuant to
B. Eleventh Amendment Immunity
The Eleventh Amendment “affirms the fundamental principle that sovereign immunity limits the grant of judicial authority contained in Article III of the Constitution.”
Fay v. South Colonie Cent. Sch. Dist.,
Defendant contends that this Court lacks subject matter jurisdiction over plaintiffs federal claims because, as a New York school district, defendant is an “arm of the State” and therefore entitled to Eleventh Amendment Immunity. (Def. Mem. Supp. Mot. Dismiss at 4.) In support of this contention, defendant relies on
Kimel v. Fla. Bd. of Regents,
The Second Circuit has repeatedly held that a New York school district is not entitled to Eleventh Amendment immunity.
See Fay,
Notwithstanding the foregoing, we note that even if defendant is correct that we need not summarily dismiss defendant’s argument in light of Fay without a consideration of the McGinty “arm of the state” test, our conclusion remains the same. The six factors set forth in McGinty for use in determining whether an entity is considered an “arm of the state” for Eleventh Amendment immunity purposes are:
(1) how the entity is identified in its documents of origin; (2) how the governing members of the entity are appointed; (3) how the entity is funded; (4) whether the entity’s function is traditionally one of local or state government; (5) whether the state has a veto power over the entity’s actions; and (6) whether the entity’s financial obligations are binding on the state.
Cohn,
1. How the Entity is Identiñed in its Documents of Origin
New York Education Law provides that “[t]he board of education ... is hereby created a body corporate.”
Consequently, New York courts have concluded that although school board members perform tasks associated with local government, they are nonetheless considered independent corporations, as are counties, cities and towns, and are separate and apart from the municipality in which they are located.
See Cohn,
2. How the Governing Members of the Entity Are Appointed
Section 1804 of the N.Y. Eduo. Law provides that “[e]ach such central school district shall be managed by a board of education,” and that such board members are to be locally elected, not appointed. Accordingly, we conclude that the second
McGinty
factor weighs against the application of Eleventh Amendment immunity to the School District.
See Cohn,
3. How the Entity is Funded
While school districts receive some financial assistance from the state, most funding comes from local sources. For example, “the budgets of central school districts are determined on a local basis” and school districts are responsible for raising the funds necessary to pay teachers’ salaries.
Cohn,
4.Whether the Entity’s Function is Traditionally One of Local or State Government
A review of relevant case law and New York legislation leads us to conclude that the fourth
McGinty
factor is neutral. For example,
Lanza
clearly indicates that education is a state function.
Lanza,
The Commissioner of Education (the “Commissioner”) is charged with general supervision over the school districts and has some authority to review the decisions of local boards of education.
See Cohn, 363
F.Supp.2d at 430 (citing
(1) adopt their own by-laws; (2) establish their own rules and regulations concerning order and discipline in then schools; (3) prescribe the course of study by which students are graded and classified; (4) prescribe the textbooks to be used; (5) purchase or lease sites for school-related purposes; (6) take charge or possession of the schoolhouse, sites, lots, furniture, books, apparatus and all school property within its district; (7) cоntract with and employ teachers; (8) determine the number of teachers so employed; (8)[sic] remove board members for misconduct; (9) raise by tax moneys required to pay teachers’ salaries ....
Id.
(citing NY. Educ. Law § 1709). Thus, it is clear that although the state may be charged with general supervision and control over education within the state, the bulk of the actual authority, responsibility and control is vested with the local school districts themselves.
See Rosa,
6. Whether the Entity’s Financial Obligations are Binding on the State
This factor is regarded as the most important because it implicates one of the primary purposes of Eleventh Amendment immunity.
See Fay, 802
F.2d at 27 (noting that Eleventh Amendment immunity applies “when the state is the real party in interest,” i.e., where the payment of a judgment would come from the state treasury);
see also Cohn,
A review of New York Education Law and the New York Constitution leаds us to conclude that this factor weighs strongly against the application of Eleventh Amendment immunity to the School District. For example,
The application of the
McGinty
factors to this case leads us to conclude that the School District is not an “arm of the state” and is therefore not entitled to Eleventh Amendment immunity. However, “to the extent that the application of these factors is not conclusive, for the reasons stated above [under factor six] it is clear that ‘a suit against [the School District] in federal court would [not] threaten the integrity of the state and expose its treasury to risk’ ” and therefore Eleventh Amendment immunity does not apply.
Cohn,
Since we have determined that Eleventh Amendment immunity does not apply to the School District, we deny defendant’s
II.
Motion to Dismiss Pursuant to
A. Standard of Review
On a motion to dismiss pursuant to
In assessing the legal sufficiency of a claim, the court may consider those facts alleged in the complaint, documents attached as an exhibit thereto or incorporated by reference,
see
Defendant contends that plaintiffs allegations do not make out a
prima facie
case for any of her federal claims and, therefore, the Court should decline to exercise pendent jurisdiction over plaintiffs re
B.
1. First Amendment Retaliation 10
To state a claim under
The speech that plaintiff alleges is protected under the First Amendment is her “expression of opinion ... regarding ... defendant’s repeated violation of New York Education Law Section 3031 ...,” in оther words, her complaint to the union. (Am.CompltY 29.) Defendant contends that plaintiff is unable to demonstrate that her speech was constitutionally protected because the primary aim of her complaint to the union was the protection of her employment, which is clearly not a matter of public concern. (Def. Mem. Supp. Mot. Dismiss at 14.)
For speech to be protected under the First Amendment, it must first relate to “any matter of political, social or other concern to the community.”
Connick v. Myers,
We have serious doubts as to whether plaintiffs complaints to her union about defendant’s alleged violation of Section 3031 involves a matter of public concern. While plaintiff is correct that speech involving an employer’s violation of state law will often be a matter of social and political concern, here the facts do not suggest that plaintiff was motivated either by a desire to protect the public welfare or a desire to bring the state’s alleged wrongdoing to light. To the contrary, it is clear that plaintiffs speech related primarily if not exclusively to her desire to protect her job and/or her reputation as a school counselor. Any motivation to advance a public interest was tenuous and incidental.
See Ezekwo v. N.Y. City Health & Hosps. Corp.,
However, even if plaintiffs speech did involve a matter of public concern and was thus constitutionally protected, she is still unable to make out a
prima facie
case for First Amendment retaliation because she has not alleged the requisite causal connection between her speech and the adverse employment action. Plaintiff alleges that the adverse employment action she suffered was the School District’s decision not to grant her tenure, thus effectively terminating her employment. (PI. Mem. Opp. Mot. Dismiss at 10-11.) Plaintiff also alleges that the aforementiоned adverse employment action did not occur until the School District accepted her resignation at the May 20, 2003 board meeting, because the Board of Education could have changed its mind and ignored the Superintendent’s negative recommendation.
(Id.)
However, plaintiffs version of events conveniently fails to take into account the fact that defendant’s acceptance of her resignation on May 20, 2003 was part of the Agreement that the parties entered into as a result of her complaint to the union, a complaint that was prompted solely by defendant’s March 31, 2003 letter to plaintiff advising her that she was not being granted tenure.
11
Despite plaintiffs attempt to rewrite history, it is clear that the speech whiсh plaintiff claims is protected was prompted by the very action she now says that it caused. Accordingly, we grant defendant’s
2. Fourteenth Amendment Violation
In Count II of the Amended Complaint, plaintiff brings a
C. ADA Retaliation
The ADA prohibits retaliation against an employee who has engaged in a statutorily protected activity, and provides that:
No person shall discriminate against any individual because such individual has opposed any act or practice made unlawful by this chapter or because such individual made a charge, testified, assisted, or participated in аny manner in an investigation, proceeding, or hearing under this chapter.
Defendant’s primary argument supporting dismissal of plaintiffs ADA retaliation claim is that she is unable to establish the first factor, that she engaged in a protected activity, because she has not pled facts establishing that she had a good-faith reasonable belief that actions of which she complained to the EEOC violated her rights under the ADA. (Def. Mem. Supp. Mot. Dismiss at 18.) Defendant contends that we should accord “great deference” to the EEOC’s finding that plaintiff did not possess a disability covered by the ADA. (Id.)
First, we note that defendant seems to have overlooked the fact that the protected activity that plaintiff alleges she engaged in was the filing of her EEOC complaint, an activity which has been well-established as being protected under the ADA.
See Lovejoy-Wilson v. NOCO Motor Fuel, Inc.,
Plaintiff alleges that defendant retaliated against her for filing her EEOC complaint by providing “unfavorable information” to the Greenburgh CSD, in violation of defendant’s contractual obligation to provide a “neutral reference” for plaintiff to any prospective employеr. (Am. Complt-¶ 39.) However, to state a
prima facie
case for retaliation under the ADA, plaintiff must allege that her
employer
took adverse
employment
action against her and that a causal connection exists between the protected activity and the alleged adverse
employment
action. The Amended Complaint clearly states that plaintiffs employment with the School Dis
Additionally, we note that the elements of a
prima facie
case for retaliation under the ADA also apply to plaintiffs retaliation claim brought under the NYHRL.
12
See Treglia,
III. Remaining State Law Claim
A district court may decline to exercise supplemental jurisdiction over a claim if it “has dismissed all claims over which it has original jurisdiction.”
CONCLUSION
For the foregoing reasons, defendant Yorktown Central School District’s motion to dismiss for lack of subject matter jurisdiction is denied. However, defendant’s motion to dismiss for failure to state a claim is granted with respect to plaintiff Deborah Hanig’s
SO ORDERED.
Notes
. This Court has jurisdiction pursuant to
. The following facts are gleaned from plaintiff’s Amended Complaint and are accepted as true for the disposition of the present motions.
. For example, plaintiff states that her evaluations contained statements such as, “Ms. Hanig has done an excellent job of establishing a rapport with this student" and “[Ms. Hanig’s] [p]reconference preparation/organization was excellent.” (Id. ¶ 8.)
. The Agreement provided that plaintiff would deliver to defendant an irrevocable letter of resignation, effective June 30, 2003, and that defendant would accept such letter at the May 20, 2003 board meeting. (Id.)
. The Amended Complaint appears to quote a relevant section of the Notice of Right-to-Sue letter, however, plaintiff does not specifically refer to the letter or provide the Court with a copy of it.
.Plaintiff alleges that she was interviewed on “multiple occasions’’ beginning in April 2004. (Id. ¶ 25.)
. When presented with a
. Defendant also cites and relies upon unpublished decisions of the Southern District of New York and the Second Circuit. In one such case,
Scaglione v. Mamaroneck Union Free Sch. Dist.,
. We note that the quoted language comes from "
. Plaintiff also alleges a
. Furthermore, plaintiff’s contention directly contradicts New York law which provides that "the district superintendent's recommendation at the end of the probationary period to deny tenure is
binding upon the board of education." See United Liverpool Faculty Assoc. v. Bd. of Educ.,
. There are some differences; for example, the definition of disability under the state law is broader than the federal definition.
See Tomney v. Int’l Ctr. for the Disabled,