ORDER
This case is before the court on defendant’s motion to dismiss for lack of subject matter jurisdiction pursuant to RCFC 12(b)(1). For the reasons set forth below, defendant’s motion is granted.
Facts
Plaintiff, Hussam T. Hamza, a citizen of Saudi Arabia, owns real property and buildings located in the Kingdom of Saudi Arabia, collectively known as the Hamza Compound. On October 8,1990, plaintiff leased the Ham-za Compound to the United States Government for an annual rental rate of $1,750,000. The Dhahran Area Office (DAO) of the United States Army Corps of Engineers executed the lease in Saudi Arabia in support of Operation Desert Storm. The parties executed the lease for a one year term, from September 30,1990 to September 29,1991; the lease contained an option for defendant to renew for an additional year “provided that notice be given in writing to the LESSOR by the LESSEE not less than sixty (60) days before this lease would otherwise expire.” In addition, paragraph 6 of the lease required that plaintiff notify defendant at least thirty days prior to expiration of the lease if defendant was responsible for restoration of the premises. Restoration involved returning the premises in “as good a condition as that existing at the time of entering” upon the premises, less reasonable and ordinary wear and tear. Under this provision, defendant had the option of either making a monetary settlement with plaintiff or performing the restoration.
By August 1991, defendant had not exercised the option to renew. As a result, plaintiff informed defendant, in a letter dated August 3, 1991, that according to paragraph 3 of the lease, its failure to notify him constituted automatic renewal of the lease for a second year. Plaintiff then requested the first rental payment for the additional year, one-half of the annual rental rate.
In a letter dated August 4, 1991, DAO disagreed with plaintiffs interpretation and construed paragraph 3 to state that defendant’s silence did not constitute automatic renewal of the lease, but rather, renewal required that defendant notify plaintiff of its desire to exercise the option to renew within sixty days prior to expiration of the lease. DAO argued that defendant’s failure to notify plaintiff indicated that it did not intend to renew the lease. DAO also requested that plaintiff, pursuant to paragraph 6 of the lease, submit an itemized list of damages to the premises and the estimated cost to restore the premises to its condition at the time of the execution of the lease. Plaintiff provided the list of damages and estimates for restoration on August 5, 1991, without mentioning additional rent.
In lieu of performance of its restoration obligation, defendant entered into a supplemental agreement with plaintiff on December 10, 1991, in which defendant exercised its right, under paragraph 6 of the lease, to make a monetary settlement with plaintiff for damages totalling $13,333.34. The provisions of the supplemental agreement at issue here stated that defendant vacated the premises on June 19, 1991, and that the lease was terminated on the date of the execution of the supplemental agreement, December 10, 1991, thereby releasing defendant from further liability.
On March 11, 1992, plaintiff informed defendant, in a letter to Warren Swartz, an attorney with the United States Army Corps of Engineers, Savannah District, whom he believed to be responsible for claims arising out of Desert Storm, that he sought payment from defendant for the period October 1, 1991 through December 10, 1991, the final seventy days of the lease. Plaintiff requested that Swartz contact him to discuss the claim, or forward the letter to the person responsible for processing the claim.
In a meeting held on March 14, 1992 between plaintiff, Lt. Colonel Saud Al-Dabaan, Saudi Arabian Ministry of Defense and Aviation (MODA), and Lt. Colonel Nassir Al-Doussary, a Saudi Arabian Support Unit Officer, Lt. Colonel Saud requested that responsibility for resolving the issue be placed with MODA because the lease was assigned to Saudi Arabia. Plaintiff insisted that his claim was not against Saudi Arabia, but rather, the United States Government.
E.A. Sousa of the United States Corps of Engineers, Dhahran Area Office, Saudi Arabia, sent a memorandum of the March 14, 1992 meeting to Swartz, notifying him that MODA would handle the claim, but would not pay plaintiff because the Saudi Arabian Government previously had reimbursed defendant for plaintiffs claim. The specific reimbursement was the direct result of an agreement between the United States and Saudi Arabia Governments which provided for remuneration by the Saudi Arabian Government of all expenses incurred by the United States as a result of Operation Desert Storm. On March 16, 1992, Sousa executed a requisition voucher internally setting aside funds in the event that either the United States or Saudi Arabia was held liable for plaintiffs claim. Sousa then sent plaintiffs case file to Lt. Colonel Saud Al-Dabaan. On December 14, 1992, a meeting was held between plaintiff, Captain White, and Lt. Colo
Swartz responded to plaintiffs March 11 letter on March 23, 1992, confirming that his office was responsible for entering into leases on behalf of defendant for Operation Desert Storm, and contended that defendant vacated the premises on June 19, 1991, after final inspection of the property. According to defendant, the December 10,1991 supplemental agreement served to identify the damages defendant owed to plaintiff, which were subsequently paid, and unconditionally released defendant and the Kingdom of Saudi Arabia from any other claims arising out of the lease. Therefore, because plaintiff waived his right to make any further claims under the lease against defendant, no rent was due from defendant. Moreover, as a result of the Assignment and Transfer Agreement, the Saudi Arabian Government was the party responsible for the lease. Defendant stated that it would forward the claim to Lt. Colonel Saud Al-Dabaan, the officer responsible for the disposition of any claims against Saudi Arabia.
By letter to Swartz with a copy to Lt. Colonel Saud Al-Dabaan dated April 7,1992, plaintiff maintained that possession of the property was not returned to him and the lease was not terminated until December 10, 1991, seventy days beyond the term of the original lease. Plaintiff further contended that because a contractual agreement did not exist between plaintiff and the Saudi Arabian Government, the Saudi Arabian Government was not responsible for the rent due. Plaintiff stated that he hoped to settle without litigation, but if defendant did not accept responsibility, and if negotiations were not commenced by defendant or the Saudi Arabian Government, plaintiff intended to file a lawsuit by the end of April 1992.
In a letter to plaintiff dated April 22,1992, Swartz again asserted that because the lease was assigned to Saudi Arabia, the appropriate official for processing the claim was Lt. Colonel Saud Al-Dabaan. Swartz contended that negotiations to settle any claims began November 1991 and ended December 1991. Because plaintiff never presented a claim for additional rent prior to execution of the supplemental agreement on December 10, 1991, no payment is due.
On April 24, 1992, James Ellis, Chief of Real Estate Division, United States Corps of Engineers, Savannah District, wrote Lt. Colonel Saud Al-Dabaan, advised him of plaintiffs claim, and forwarded plaintiffs March 11,1992 letter and Swartz’s March 23 response to him. As a result, Lt. Colonel Saud Al-Dabaan, Lt. Colonel Nassir Al-Doussary, Captain White of the American Forces in Saudi Arabia, and plaintiff met to discuss the case. In a second meeting, White informed plaintiff that he lacked the authority to process the claim. However, because White believed plaintiff was entitled to the seventy days’ rent, he would attempt to persuade the United States Corps of Engineers, Savannah District, to settle.
Plaintiff informed defendant, in a letter to Swartz dated May 20, 1992, that he had contacted various officials within the Saudi Arabian Government who insisted that his claim was the responsibility of defendant, not the Saudi Arabian Government. As a result of the Saudi Arabian Government’s position, plaintiff stated his intention to end negotiations and file a lawsuit requesting rent for an entire year, not just the seventy day period, if a favorable response was not received from defendant. Swartz responded on June 3, 1992, again maintaining that the supplemental agreement released the defendant from any claims. Two months later, plaintiff filed an action against defendant in the United States District Court of South Carolina seeking one year’s rent, prejudgment interest, attorney fees and costs.
By order dated June 25, 1993, the United States District Court of South Carolina transferred plaintiffs case to this court, pursuant to 28 U.S.C. § 1631, to cure a lack of jurisdiction. Four months later, to the date, plaintiff filed a complaint in this court seeking one years’ rent. Defendant filed a motion to dismiss, on January 3, 1994, alleging that plaintiff never submitted a certified “claim” to the contracting officer, a prerequisite to this court’s jurisdiction under the Contract Disputes Act of 1978, 41 U.S.C.
Discussion
When subject matter jurisdiction is questioned, the non-moving party bears the burden of establishing the court’s jurisdiction. Reynolds v. Army and Air Force Exch. Serv.,
I. The Jurisdictional Prerequisites of the Contract Disputes Act
This court’s jurisdiction is defined by the Tucker Act. 28 U.S.C. § 1491 (Supp. IV 1992). The Tucker Act alone does not create a substantive right to recover money, but instead waives sovereign immunity under specific conditions. United States v. Mitchell,
Under the CDA, jurisdiction over a claim vests in this court only after a contractor has submitted a valid claim to the contracting officer and the contracting officer has denied the claim or failed to deny it within sixty days. 41 U.S.C. § 605, 609; W.M. Schlosser Co. v. United States,
The CDA also requires that claims of more than $50,000 be certified. 41 U.S.C. § 605(c)(1) (1988). Certification requires that “[a] contractor claim exceeding $50,000 shall be accompanied by a certification that: (1) the claim is made in good faith; (2) supporting data are accurate and complete to the best of the contractor’s knowledge and belief; and (3) the amount requested accurately reflects the contract adjustment for which the contractor believes the Government is liable.” 48 C.F.R. § 33.201; Transamerica Ins. Corp. v. United States,
II. Defendant’s Motion
In support of its motion, defendant argued that plaintiff did not comply with the CDA because plaintiffs purported claim was not submitted to the contracting officer; failed to demand a sum certain; failed to request a final decision; gave no indication that negotiations were being discontinued; and was not certified. In response, plaintiff averred that he submitted a valid claim to MODA and the United States Army Contracting Officer in Saudi Arabia, and a requisition voucher issued by the United States Army certified his claim.
In reviewing plaintiffs letters, several factors merit consideration in determining whether or not the letters constitute a certified claim. The court must ascertain whether the letters: 1) were submitted to the contracting officer; 2) asserted specific rights; 3) requested specific relief of a sum certain; 4) requested a final decision; 5) were sent in the context of a dispute with the intent to abandon negotiations; and 6) contained the requisite certification.
A. Submission of a “claim”
Because defendant considered plaintiffs letters separately, defendant incorrectly concluded that none of the letters constituted a claim. However, several documents, as a whole, might constitute a valid claim. Contract Cleaning Maintenance, Inc. v. United States,
1. Submission to the contracting officer
Section 605(a) of Title 41 U.S.C. states: “All claims by a contractor against the government relating to a contract shall be in writing and shall be submitted to the contracting officer for a decision.” While the CDA requires submission of a contractor’s claim to the contracting officer, it does not govern how submission of the claim is to be accomplished. Dawco,
The fact that plaintiff addressed his claim to Swartz is irrelevant so long as the plaintiff committed the claim to the contracting officer and yielded to his authority to make a final decision. Plaintiff attempted to send his claim to the correct person by following the instructions of the Corps of Engineers who informed him that Swartz was handling claims arising out of Desert Storm. In the event that this information was incorrect, plaintiff ensured submission to the contracting officer by requesting that Swartz forward his claim to the appropriate person for processing. Such action is precisely what the broad language of the CDA authorizes. “Congress crafted the wording of § 605 to permit appropriate Government officers to receive written claims and forward them to the contracting officer.” Id. at 268.
The legislative history of the statutory language “submitted to the contracting officer” explains Congress’s intent; “If ... the contracting officer is not the primary decision[-]maker on the contract matter, the Government must tell the contractor this, and tell the contractor who is making the decision. From this course of action the contractor will know with whom he is dealing.” Id.; S.Rep. No. 1118, 95th Cong., 2d Sess. 1, at 22 (1978), reprinted in 1978 U.S.C.C.A.N. 5235, 5256. Through Swartz’s March 23 letter, defendant identified the primary decision-maker for plaintiffs claim. Swartz’s letter informed plaintiff that Swartz’s office was responsible for entering into leases, but that Lt. Col. Saud Al-Dabaan was the officer responsible for the disposition of any claims. Following this notification, plaintiff ensured submittal of his claim to the proper authority by mailing his claim to both Swartz and Lt. Col. Saud Al-Dabaan, and requesting a deci
2. Assertion of rights
A claim must demand or assert as a legal right the payment of stated amounts of money. Mingus Constructors, Inc. v. United States,
3. Request for specific relief of sum certain
The contracting officer must receive a “clear and unequivocal notice of the amount of the claim.” Sun Eagle Corp. v. United States,
4. Request for final decision
The CDA’s broad language requiring submission of a claim to the contracting officer “for decision” only requires “an expression of interest” in a final decision by the contracting officer. Transamerica,
5. Dispute and abandonment of negotiations
A request for payment that is not in dispute when submitted is not a claim. 48 C.F.R. § 33.201; Dawco,
Although it is unclear whether negotiations had ended completely, a willingness by plaintiff to continue negotiations is not necessarily inconsistent with the existence of a claim. Contract Cleaning,
B. Certification of the claim
As stated above, a contractor’s claim which exceeds $50,000 must be properly certified. 41 U.S.C. § 605(c)(7) (1988). Plaintiff asserted that the issuance of a requisition voucher by the United States Army reserving funds internally for his claim, in fact, certified his claim. Such an argument is not supported by the CDA. Section 605(c)(7) of Title 41 states that “[t]he certification ... may be executed by any person duly authorized to bind the contractor with respect to the claim.” 41 U.S.C. § 605(c)(7) (Supp. IV 1992). For example: “[i]f the contractor is an individual, the certification shall be executed by that individual.” 48 C.F.R. § 33.-207(e)(1). Certification by an individual contractor is required to trigger “a contractor’s potential liability for a fraudulent claim under [§] 604 of the Act.” Ball, Ball & Brosamer, Inc. v. United States,
Athough certification is an essential element of a CDA claim, a defect in the certification of a claim does not deprive this court of jurisdiction over that claim. 41 U.S.C. §§ 605(c)(1), 605(c)(6) (1988 & Supp. IV 1992). Section 605(c)(6) provides a plaintiff with the opportunity to correct a defective certification. Id. Congress sought to allow contractors to cure “technically defective” certifications — defective as a result of innocent mistake — in order “to avoid repetition of the entire administrative claims process and waste of judicial ... resources.” H.Rep. No. 102-1006, 102d Cong., 2d Sess. 28, reprinted in 1992 U.S.C.C.A.N. 3921, 3937. Examples of “technically defective” certifications that may be cured include:
certification with each document submitted as part of the claim when all claim documentation is not submitted simultaneously[;] missing certifications when two or more claims not requiring certification are deemed by the court or board to be a larger claim requiring certifieation[;] and certification by the wrong or incorrect representative of the contractor (when the person making the certification was authorized by the contractor to certify on its behalf).
Id.
All the aforesaid examples share a common element; an attempt was made by
While the issue of correction of a defective certification under § 605(c)(6) of the CDA is nonjurisdictional, the total lack of any certification, in the first instance, remains a jurisdictional prerequisite. A contrary reading of § 605 would constitute a repeal by implication of the certification requirement of the CDA. Because the doctrine' of repeals by implication is not favored, Tennessee Valley Authority v. Hill,
Albeit plaintiffs submissions were sufficient to qualify as a claim under the CDA, plaintiff failed to supply the minimum requirement, a defective, but curable, certification. Accordingly, without any credible attempt at certification, this court lacks jurisdiction over plaintiffs claim.
Conclusion
For the reasons set forth above, this court lacks jurisdiction over plaintiffs claim and, defendant’s motion to dismiss for lack of subject matter jurisdiction under RCFC 12(b)(1) is granted. The Clerk is directed to dismiss the complaint. No costs.
IT IS SO ORDERED.
Notes
. 70 days/365 days x $1.75 million (one year's rent) = $335,616.
