Hammond Lumber Co. v. United States District Court for District of Oregon

240 F. 924 | 9th Cir. | 1917

GILBERT, Circuit Judge

(after stating the facts as above). [1] We are inclined to the view that the allegations of the petition are insufficient to show ground for the writ of prohibition, for it does not appear therefrom that the District Court of Oregon has ruled upon, or has had the opportunity to rule upon, the question of its own jurisdiction. While the Hammond Dumber Company has filed in that court its exceptions to the jurisdiction, the exceptions have not been brought on for hearing. In Smith v. Whitney, 116 U. S. 167, 6 Sup. Ct. 570, 29 L. Ed. 601, it was said:

“A writ of prohibition is never to be issued, unless it clearly appears that the inferior court is about to exceed its jurisdiction.”

And elsewhere in the same opinion it was said that where the inferior court—

■“has clearly no jurisdiction of the suit or prosecution instituted before it, and the defendant therein has objected to its jurisdiction at the outset, and has no other remedy, he is entitled to a writ of prohibition as a matter of right.”

That rule has been reaffirmed. In re Rice, 155 U. S. 396, 15 Sup. Ct. 149, 39 L. Ed. 198; In re New York, etc., Steamship Co., 155 U. S. 523, 15 Sup. Ct. 183, 39 L. Ed. 246; In re Huguley Mfg. Co., 184 U. S. 297, 22 Sup. Ct. 455, 46 L. Ed. 549; Ex parte Oklahoma, 220 U. S. 191, 31 Sup. Ct. 426, 55 L. Ed. 431. It does not appear, therefore, that the petitioner has no other remedy than prohibition. For aught that the petition shows to the contrary, the District Court for Oregon will, when its attention is directed to the exceptions, deny its jurisdiction and dismiss the proceeding.

[2] But we are of the opinion that, if the petition for the writ alleged facts sufficient to show that the petitioner had no other remedy, this court would have no jurisdiction to issue the writ. The question whether and under what circumstances a Circuit Court of Appeals lias jurisdiction to issue writs such as mandamus and prohibition in aid of its appellate jurisdiction, in cases where it has not actually obtained jurisdiction by appeal or writ of error, was finally determined in McClellan v. Carland, 217 U. S. 268, 30 Sup. Ct. 501, 54 L. Ed. 762, in which the court said:

“There aré not wanting- decisions in the federal courts, holding different views as to the right to issue such writs as are involved in this case, before the appellate court has actually obtained jurisdiction of the case. There are expressions in opinions of this court to the effect that such writs issue in aid of a jurisdiction actually acquired. But we think it the true rule that, where a case is within the appellate jurisdiction of the -higher court, a writ of mandamus may issue in aid of the appellate jurisdiction which might otherwise be defeated by the unauthorized action of the court below.”

The court in that case cited Barber Asphalt Co. v. Morris, 132 Fed. 945, 66 C. C. A. 55, 67 L. R. A. 761, in which it had been held that the test of appellate jurisdiction, in the exercise and aid of which the courts of appeal may issue writs of mandamus, is the existence of that jurisdiction, not its prior invocation. That was a case of a petition for mandamus to á District Judge, directing him to proceed to the trial and determination of an action at law which had been- stayed by *927an order of the court until the final determination of certain appeals then pending in a state court. The rule of McClellan v. Carland is not modified by United States v. Mayer, 235 U. S. 55, 35 .Sup. Ct. 16, 59 L. Ed. 129, in which the court said that the jurisdiction of the Circuit Courts of Appeals is exclusively appellate, and their authority to issue writs is only that which may properly be deemed to be auxiliary to their appellate power, for to that proposition the court cited McClellan v. Carland, and it must be taken that the language so quoted from the opinion in the Mayer Case means that, while the Circuit Courts of Appeals may issue such writs in cases where jurisdiction has not actually been acquired by appeal or writ of error, their authority is limited to cases in which the purpose of the writ is to make the appellate jurisdiction effectual. The Circuit Court of Appeals for the First Circuit (In re Robert Gair Co., 196 Fed. 492, 116 C. C. A. 57) applied the doctrine of McClellan v. Carland to a case where the purpose of the writ was to compel answers by a witness who was being examined in the 'District Court. So in Re Beckwith, 203 Fed. 45, 121 C. C. A. 381, the Circuit Court of Appeals for the Seventh Circuit entertained jurisdiction of a writ of mandamus to the District Court to enforce proceedings for an accounting pursuant to the mandate of the Circuit Court of Appeals. In re Dennett, 215, Fed. 673, 131 C. C. A. 607, this court issued mandamus to a District Court and the judge thereof, to review the action of that court in attempting to modify a prior decree on a motion made after the term at which such decree was entered; and in Re Watts, 214 Fed. 80, 130 C. C. A. 520, the Circuit Court of Appeals for the Second Circuit issued a writ of mandamus to compel a District Court to enter judgment in order that the defeated party might have review by writ of error. And in the Barber Asphalt Paving Co. Case, above cited, the court distinguished the case there under consideration from cases in which the courts to which the applications for mandamus were made—

“had no present or prospective right to review the cases to which the applications related, and in which the applications for the writs of m'andamus were accordingly denied.”

The decision of this court in Ex parte Equitable Trust Co., 231 Fed. 571, 145 C. C. A. 457, cited by the petitioner, is not inconsistent with the doctrine of the foregoing decisions. That case was before this court on appeal from an interlocutory order and on petitions for prohibition and mandamus. Prohibition was allowed as to an order of the District Court, which we held was in excess of its jurisdiction, which would have brought into the pending suit for the foreclosure of a railroad mortgage certain other parties to interplead, and thus would have indefinitely delayed the foreclosure decree. Prohibition in that case was in aid of the appellate jurisdiction of this court. It is the doctrine of the foregoing cases that the Circuit Courts of Appeals have no power to issue the writ by virtue of the fact alone that they have appellate jurisdiction to review judgments and decrees of the District Courts, but that the exercise of that jurisdiction rests upon the fact that the issuance thereof is auxiliary to and is necessary for the protection of the appellate jurisdiction of the court which issues *928the same. In the case at bar the writ is not sought for .any such purpose. It is sought for the purpose of prohibiting the court below from proceeding f'ur&er with a cause. If prohibition is allowed, the appellate jurisdiction of this court will never be invoked over the case against which the writ is directed. In short, the writ is not sought in aid of appellate jurisdiction of this court, “which might otherwise be defeated by the unauthorized action of the court below.”

[3] Again, the only ground alleged for prohibition is the lack of jurisdiction of,the court below, not jurisdiction of the parties, but jurisdiction of the subject-matter. On that question of the jurisdiction alone there would be no appeal to this court. The appeal would necessarily be to the Supreme Court. In United States v. Sessions, 205 Fed. 502, 123 C. C. A. 570, the Circuit Court of Appeals for the Sixth Circuit said:

“This court lias no power, even on error or appeal, to review a decision of the District Court which involves only a question of the jurisdiction of that court. The remedy lies exclusively in the Supreme Court.”

That was a case in which mandamus was sought to require a District Judge to dismiss a certain cause from the District Court and remand it to the state court. The Circuit Court of Appeals, in denying its jurisdiction, said:

“The right in this court to issue writs of mandamus is incidental to other powers expressly conferred; and it need not be said that, since the power to review simply a question of jurisdiction in the court below does not reside in this court, there is nothing to which the right to issue such a writ can be said to be an incident.”

In Re Garrosi, 229 Fed. 363, 143 C. C. A. 483, Judge Bingham, in a concurring opinion, in view of the fact that the question raised as to the jurisdiction of the District Court was one which related to its jurisdiction over the subject-matter of the suit, said:

“We think that the question is reviewable by writ of error or appeal to the Supreme Court under section 5 of the act of 1891 [Comp. St. 1913, § 1215], and not to this court, and, such being the case, that this court is without jurisdiction to issue the writ of mandamus.”

In United States v. Severens, 71 Fed. 768, 18 C. C. A. 314, Judge Taft, for the court, said:

“The right to issue writs of mandamus, of course, is incidental to the other powers expressly conferred upon this court, and does not arise, except where it is thus incidental. As we could not consider a case on error presenting alone the issue of jurisdiction of the court below, we cannot exercise an appellate jurisdiction over the same subject-matter by mandamus.”

In Dowagiac Mfg. Co. v. McSherry Mfg. Co., 155 Fed. 524, 84 C. C. A. 38, it was held that a Circuit Court of Appeals has no power to interfere by mandamus with the action of a Circuit Court, where the question involved relates to its jurisdiction as a Circuit Court of the United States, but the application in such case must be made to the Supreme Court.

The petition will be dismissed.