Lead Opinion
“[NJewsmen have no constitutional right of access to prisons or their inmates beyond that afforded to the general public.” Pell v. Procunier,
In the years after Washington Post the Bureau authorized some in-prison interviews. By the late 1990s reporters could talk to prisoners throughout the federal system. See Program Statement 1480.05 (News Media Contacts) (promulgated Sept. 21, 2000, and in force since). That changed in 2001, however, for inmates housed in some of the Bureau’s most-secure locations—including the “Special Confinement Unit” at the prison in Terre Haute, Indiana, which houses most federal prisoners under sentence of death, plus some others in administrative detention for disciplinary or security reasons.
Program statements generally applicable to federal prisons may be modified by institution-specific supplements. See Program Statement 1480.05(13) (applying this exception-making power to media contacts in particular). The Warden of Terre Haute proposed, and the Bureau’s Director approved, Institution Supplement THA 1480.05A, which bans person-to-person meetings between reporters and inmates of the Special Confinement Unit,
David Paul Hammer, who was sentenced to death for killing another federal prisoner, contends in this suit under Bivens v. Six Unknown Federal Narcotics Agents,
Hammer’s attempt to obtain damages has complicated matters. The validity of federal administrative rules usually is resolved in actions under the Administrative Procedure Act seeking prospective relief, not in suits for money against officials whose positions and roles generally entitle them to qualified if not absolute immunity. A district judge held the policy valid, after all. Although the panel thought that, on an enlarged record, Hammer might yet prevail, “[i]f judges ... disagree on a constitutional question, it is unfair to subject [public officials] to money damages for picking the losing side of the controversy.” Wilson v. Layne,
Pell v. Procunier and Saxbe v. Washington Post establish that the Bureau of Prisons could enforce a system-wide rule against personal or video interviews between prisoners and reporters. Hammer contends, however, that by curtailing press access to some prisoners but not others, the Bureau offends the equal-protection component of the due process clause in the Constitution’s fifth amendment. Yet it is hard to understand why all prisoners should be treated the same. Some are in minimum-security prisons and others in more secure confinement; no one thinks these differences unconstitutional. The Justices observed in Pell and Washington Post that the principal reason for limiting press contacts is the maintenance of security; this implies that the greater the need for security at a given prison (or
Hammer’s argument amounts to a contention that, once a prison system starts to allow access more liberally, it must go all the way; any intermediate position violates equal-protection principles. That understanding is inconsistent with many established doctrines. For example, thirty years ago a court held that Congress had violated equal-protection limits by subjecting members of the diplomatic service, but not other federal workers, to mandatory retirement. The Justices held, however, that it is possible to draw such lines as long as a rational basis for them may be imagined; the basis need not be supported in the record. Vance v. Bradley,
The security justification that carried the day in Pell and Washington Post was that interviews with the press make celebrities of some inmates. This increases tensions within prisons (those who don’t receive public attention may react with envy); and if some inmates use the press to disparage others (or their beliefs, or the organizations to which they belong), the tensions will be greater. More: the interviewed prisoners get swelled heads and “tend to become the source of substantial disciplinary problems that can engulf a large portion of the population at a prison.” Washington Post,
Hammer maintains that prisons must use the least-restrictive available options and that the Bureau’s experience since Washington Post shows that the risks associated with interviews are manageable. This line of argument marks a transition from equal protection to the first amendment, for it incorporates elements of both bodies of doctrine. But this, too, is a tired theme. It has been made in several cases dealing with press interviews and correspondence among prisoners, and the Justices have rejected it. See, e.g., Thornburgh v. Abbott,
Hammer maintains, however, that the Bureau has engaged in content or viewpoint discrimination by silencing inmates on death row. This may well be true of a selective (or “less restrictive”) approach; wardens who allow some prisoners but not others to invite the press into their cells might well take account of what they expect the inmates to say or the reporters to relate to the public. But a blanket ban—no inmate in a given prison or unit may meet face-to-face with any reporter—is neutral with respect to both content and viewpoint. This is one reason why the Justices approved the policies at issue in Pell and Washington Post, giving the exception-free quality of the policies as proof that the decisions were not based on content. See Pell,
Perhaps Hammer’s point is not that the rule employs content or viewpoint as a ground of decision, but that those who adopted or approved THA 1480.05A took content or viewpoint into account when deciding to change the rules for some federal prisoners but not others. This line of argument starts with the fact that reporters freely interviewed inmates of the Special Confinement Unit, including Hammer himself, for the first nine months of the Unit’s existence—until shortly after an interview with Timothy McVeigh was broadcast by CBS on “60 Minutes” in March 2000. (The Special Confinement Unit was established in July 1999; Hammer and McVeigh were among its first inmates.) McVeigh had been sentenced to death for killing 168 people by bombing the Murrah Federal Building in Oklahoma City. He used the forum of national TV to justify and extol terrorism. Shortly after the interview was broadcast, Byron Dorgan, who represents North Dakota in the Senate, wrote to Kathleen Hawk-Sawyer, Director of the Bureau of Prisons, complaining about the interview. Senator Dorgan stated, among other things:
The American people have a right to expect that the incarceration of a convicted killer will not only remove him physically from society, but will also prevent him from further intrusion in our lives through television interviews and from using those forums to advance his agenda of violence.
About a month after Senator Dorgan sent that letter, Attorney General Ashcroft and Director Hawk-Sawyer announced arrangements for closed-circuit telecasting of McVeigh’s execution and took some questions. Ashcroft also announced that the Bureau would replace its case-by-ease evaluation system with a prohibition on in-person interviews of inmates at the Special Confinement Unit. Hammer finds telling these statements:
I am aware that several media outlets have requested access to interview inmate McVeigh. As an American who cares about our culture, I want to restrict a mass murderer’s access to the public podium. On an issue of particular importance to me as Attorney General of the United States, I do not want anyone to be able to purchase access to the podium of America with the blood of 168 innocent victims.
Pm concerned about irresponsible glamorization of a culture of violence, and that concern has shaped our approach to these issues profoundly.
On April 15, 2001, three days after the press conference, Harley Lappin, the Warden of Terre Haute, issued Institution Supplement THA 1480.05A.
Hammer wants discovery during which former Attorney General Ashcroft, former Director Hawk-Sawyer, and former Warden Lappin must explain under oath why they adopted the policy in question. If a
It is not clear why one bad motive would spoil a rule that is adequately supported by good reasons. See Mueller v. Allen,
Nor do we see how a demand that a Cabinet officer give testimony about his thinking could be squared with United States v. Morgan,
For current purposes, however, we assume that Attorney General Ashcroft’s successors share his views. There’s nothing unconstitutional about them, so we need not decide whether they led to the policy’s adoption and maintenance, how motivation could be proved consistent with Morgan, or what role it plays in evaluating a policy’s validity. Opposing a “culture of violence” is an ordinary, and desirable, goal for a criminal prosecutor. Attorney General Ashcroft’s statements combine the idea that criminals should not be allowed to benefit from their deeds (see Simon & Schuster, Inc. v. New York Crime Victims Board,
One of the reasons that state and federal prison administrators gave for curtailing press access was that they did not want people to become celebrities by committing crimes. The Justices thought this a good basis to curtail press access, not a constitutionally infirm one. See Washington Post,
Some criminal acts are both costly to society and potentially attractive to imita
Naturally, Hammer insists that he is no McVeigh and would not use the press to promote murder. He wants to speak instead about prison conditions, his current professed respect for life, and what he sees as misconduct by guards and wardens. A system of rules that permitted prison administrators to conceal beatings or starvation of prisoners, violations of statutes and regulations, and other misconduct would be intolerable. The Court said as much in Pell and Washington Post. It was important to both decisions that all prisoners could correspond freely with reporters, even though face-to-face interviews were impossible. See Pell,
This line of argument relies on Program Statement 1480.05(7)(d), which we quoted at the outset of this opinion. It provides: “A representative of the news media may not obtain and use personal information from one inmate about another inmate who refuses to be interviewed.” As far as we can tell, this rule applies to interviews (in person or by telephone) but not to correspondence. Program Statement 5265.11(17)(a), which sets out the rules for written exchanges, says that “[a]ll properly identified and labeled correspondence from an inmate who is not on restricted mail status to qualifying representatives of the news media shall be sealed and forwarded without inspection, directly and promptly.” That’s exactly the sort of uncensored outgoing correspondence that the Court deemed adequate in Pell and Washington Post. (Hammer does not contend that persons held in the Special Confinement Unit are “on restricted mail status” or that the prison has ever red-penciled any letter he sent to a reporter.) The limit on information about other inmates deals only with oral interviews. And if Hammer were to prevail in this suit, he would not be rid of Program Statement 1480.05(7)(d), for it covers in-person and televised interviews as well as phone interviews.
To the extent that Hammer may be contesting the validity of Program Statement 1480.05(7)(d) as applied to phone calls with the press (the only way it affects him), he has not established any constitutional problem. The restriction is a rational one, for reasons covered in Pell and Washington Post. Telling tales about fellow inmates may make them angry (if the tales are defamatory) or may make yet other inmates envious (if the tales are flattering). In either event, disorder may
Correspondence is not the only way to expose misconduct by guards and administrators. Prisoners are free to file lawsuits, and papers sent to courts (or lawyers) cannot be censored. See Bounds v. Smith,
Institution Supplement THA 1480.05A is consistent with the Constitution, and the judgment of the district court is
AFFIRMED.
Dissenting Opinion
with whom Judge BAUER joins, dissenting.
The original panel’s opinion was firmly rooted in the Supreme Court’s long-standing rule that a prison regulation infringing on an inmate’s constitutional rights is valid only if “it is reasonably related to legitimate penological interests.” Turner v. Safley,
Today’s en banc opinion is almost entirely unmoored from the original panel’s narrow treatment of the issues presented in this appeal. With scarcely a reference to Turner, today’s opinion holds that a ban on face-to-face interviews in the prison system is justified if a judge can “imagine” a legitimate basis for its existence, glosses over facts regarding the application of the relevant policies, and concludes with the astonishing proposition that the government may limit a prisoner’s access to the media based on its distaste for the anticipated content of the prisoner’s speech. The en banc opinion thus authorizes the government to deny the public a chance to hear directly from prisoners who can offer a glimpse of situations that may embarrass the government, such as torture and prisoner abuse, by invoking pretexthal justifications for policies that are unrelated to security. For the reasons set forth in the original panel’s opinion, I dissent. I write separately only to memorialize my additional disagreement with the unexpected breadth of the en banc opinion.
Let me begin with the most troubling aspect of today’s opinion: the majority’s
Racial bigotry, anti-semitism, violence on television, reporters’ biases-these and many more influence the culture and shape our socialization. None is directly answerable by more speech, unless that speech too finds its place in the popular culture. Yet all is protected as speech, however insidious. Any other answer leaves the government in control of all of the institutions of culture, the great censor and director of which thoughts are good for us.
In order to circumvent this problem, the majority applies its own interpretive spin to Attorney General Ashcroft’s statements and decides that the Attorney General meant that “criminals should not be allowed to benefit from their deeds.” The majority thus concludes that Attorney General Ashcroft articulated a legitimate penological purpose to the interview ban because he saw restricting face-to-face interviews as a form of punishment or deterrence. But that is a question for a fact finder, who might reject this post-hoc rationalization and instead take Attorney General Ashcroft at his word and conclude that what actually “shaped” his mind in enacting the ban is his desire to prevent death-row prisoners from influencing our “culture.” That desire is not a legitimate penological purpose.
The majority’s comparison of this case to United States v. Benson,
The original panel was also concerned that the Special Confinement Unit’s prohibition on face-to-face interviews does not leave sufficient alternatives for death-row inmates to access the media. Today’s opinion concludes that the alternatives are sufficient because death-row inmates have 15 minutes of telephone time each day that they can use to speak with reporters, and because they are entitled to unlimited correspondence. But the government concedes that death-row inmates are not allowed—through any method of communication—to discuss other inmates with members of the media. I am particularly troubled by this aspect of the policy because it may prevent inmates from reporting prison abuse. Under the current policies an inmate could be disciplined for informing the media—whether on the phone or by letter—that another inmate is being abused by a guard. When this concern was raised at the en banc argument, counsel for the defendants asserted that a victimized inmate could report the abuse himself. But that suggestion ignores the reality that any guard who abuses an inmate is likely to pressure his victim not to disclose the abuse, and such threats are particularly effective.
Today the majority brushes aside this concern, because “as far as [it] can tell,” the ban on talking about other inmates does not apply to written correspondence. It relies on a program statement that says that outgoing mail to the media is sent without inspection. But at the en banc argument, counsel for the defendants said that all mail sent by inmates at the Special Confinement Unit must be given to prison officials unsealed for inspection before it is mailed. When asked what would be the consequence to an inmate who sends a letter discussing another inmate, counsel for the government had no answer. Thus our original fears are unabated; on this record we cannot tell whether there is any satisfactory alternative for inmates at the Special Confinement Unit to give the media any information that involves other inmates.
Which leads to another concern that today’s opinion glosses over completely— Hammer was denied the opportunity to create a full record at the summary judgment stage. As discussed in the original opinion, the government moved for summary judgment before the close of discovery and only then responded to Hammer’s discovery requests by objecting to them. Hammer asked for a continuance to allow him to build an adequate record, but the district court did not rule on his motion before the deadline for his summary-judgment response. To avoid missing his deadline, Hammer was forced to respond without receiving any discovery from the defendants. Today’s opinion is quick to fill in the blanks itself in the face of ambiguity about the interests underlying the challenged policy. That is a task that may not have been necessary had Hammer had the chance to conduct proper discovery or if the district court had granted any of Hammer’s three requests for counsel.
The majority’s treatment of Hammer’s equal-protection argument is also untethered from the governing legal standard and the facts of this case. The majority assumes that the media ban applies to all
Finally, the majority is concerned that a remand in this case could subject the former, and perhaps current, Attorney General to discovery, and that any demand for his testimony would rub up against United States v. Morgan,
I believe that in the rare circumstances where a prisoner submits evidence casting doubt on the legitimacy of the security rationale supposedly supporting a policy, he deserves to have the chance to create a full record to shed light on those circumstances, and ultimately, to have a trier of fact resolve disputes of fact. I stand by that holding, and accordingly, I dissent.
Notes
. Of course the government may regulate speech that amounts to incitement of violence, see Brandenburg,
Dissenting Opinion
dissenting.
Although I agree with much of Judge Rovner’s dissent, I write separately in order to highlight my own concerns with the majority’s opinion. Briefly put, they are as follows: first, the record does not support certain key assumptions made in the majority’s opinion; second, and related to the first point, it was error to grant summary judgment in favor of the defendants without permitting the plaintiff, David Hammer, to develop the record properly; and third, the majority has erred by adopt
First, we must look at the record. Central to the majority’s analysis is the assumption that inmate “[cjorrespondence is unlimited; an inmate’s letters to reporters are not subject to inspection or censorship.” Ante at 800. In support of this proposition, the majority cites Bureau of Prisons (“BOP”) Program Statement (“PS”) 5265.11(17)(a) (July' 9, 1999). It then goes on to say that “[pjhone calls with reporters are subject to [PS] 1480.05(7)(d), which provides that ‘[a] representative of the news media may not obtain and use personal information from one inmate about another inmate who refuses to be interviewed.’ ” What the majority brushes over, however, is the fact that there is nothing in paragraph 7(d) of the Program Statement (or any other part of that Statement) that limits this restriction to information collected through telephone calls. In fact, materials in the record suggest strongly that the prohibition extends to all forms of communication. For example, the record includes a letter from Warden Lappin to a lawyer who published a news release that included statements that inmate Hammer made about other inmates. (Plaintiffs Appendix at A169.) The Warden’s letter rebukes the lawyer and informs him that 28 C.F.R. § 540.61(d) prohibits this publication. That regulation applies to all collection of information by the media, not just to telephone calls. Id. In a memorandum of December 22, 2000, from the Warden directly to Hammer, the Warden reprimands Hammer for providing information concerning other inmates “during a recent news media interview.” (Plaintiffs Appendix at A171.) The memorandum says nothing about the form the interview took. Two weeks later, in response to Hammer’s request for clarification, Warden Lappin replies “You are hereby ordered not to provide any information concerning other inmates during news media interviews, social calls, or correspondence with the media.” (Plaintiffs Appendix at A172; emphasis added.)
At oral argument before this court, counsel for the governmental defendants did not endorse the narrow rule that the majority has postulated. To the contrary, counsel said that all mail sent by inmates in the Special Confinement Unit (where Hammer is incarcerated) must be given to prison officials unsealed for inspection before it is mailed. Although this might seem to conflict with PS 5265.11(17)(a), which provides that properly identified and labeled correspondence from an inmate not on restricted mail status to qualifying representatives of the news media “shall be sealed and forwarded without inspection, directly and promptly,” that rule is not unqualified. Most importantly, mail from inmates on restricted special mail status is subject to inspection, and PS 5265.11(17) is expressly made subject to the Program Statement on News Media Contacts—that is, to PS 1480.05. The record does not establish whether Hammer was on restricted mail status, but it indicates that he may have been. (It would not surprise me if everyone in the Special Confinement Unit were subject to additional restrictions.) Furthermore, it is still necessary to reconcile 28 C.F.R. § 540.61(d), PS 5265.11(17), and PS 1480.05(7)(d). It seems most consistent with all of these materials (and consistent with both Warden Lappin’s interpretation and the government’s representation) to conclude that if a prisoner wrote a letter to a representative of the media that conveyed information about a fellow inmate, the letter would be confiscated. Without the linchpin provided by its assumption
This brings me to my second point— again one that Judge Rovner has also emphasized: Hammer was blocked completely from developing a record at the summary judgment stage. The government moved for summary judgment before the close of discovery and then refused to comply with Hammer’s requests. This left Hammer with little or nothing on which to rely when he attempted to oppose the summary judgment motion. The majority here sets up a straw man, claiming that the only thing that would suffice would be direct depositions of former Attorney General John Ashcroft, former Director of the BOP Kathleen Hawk-Sawyer, and former Warden of the U.S. Penitentiary at Terre Haute Harley Lappin, in which Hammer tried to unmask their “true” reason for the new rules. The majority is worried that such untrammeled discovery would be inconsistent with United States v. Morgan,
It is by no means unprecedented to seek the deposition of the Director of the BOP or the warden of a particular prison. Once again, the district court would be in a position to decide whether such a measure was necessary, or if alternatives (including production of documents or answers to interrogatories; perhaps even depositions upon written questions) would suffice. Hammer has a right to explore whether the media ban was based upon legitimate penological concerns—in which case it is legal under the well-established standards of Turner v. Safley,
That leads me to the final point, which is the one that Judge Rovner has emphasized: the First Amendment implications of the media ban. While I certainly agree
As the original panel opinion did, I would therefore reverse the grant of summary judgment and remand this case to the district court for further proceedings, along the lines I have outlined here. I therefore respectfully dissent.
