Hamilton v. New York State DivisionHamilton v. New York State Division
Clark, J. Appeal from a judgment of the Supreme Court (Devine, J.), entered November 14, 2013 in Albany County, which dismissed petitioner‘s application, in a proceeding pursuant to
Petitioner has served approximately 30 years on an aggregate sentence of 18 years to life in prison for his conviction of murder in the second degree and robbery in the first degree. The convictions stemmed from a February 1982 incident in which an off duty police officer was killed by petitioner‘s accomplice during an attempted robbery. Petitioner made his latest of numerous appearances before the Board of Parole in August 2012, and his request for release was denied. He was ordered to be held an additional 24 months. After the Division of Parole failed to timely respond to his administrative appeal, petitioner commenced this
We affirm. The procedures governing parole are set forth in
While the Board is required to detail the reasons for a denial of discretionary release (see
In that regard, the Court of Appeals has held that the Board rationally denied parole release to a petitioner—who “was a productive citizen and model prisoner [and] who enthusiastically engaged in educational and vocational programs, taught other prisoners and wrote about prison life“—based upon the brutality of his crime and his continuing to maintain his innocence of that crime (Matter of Silmon v Travis, 95 NY2d at 477). Similarly, this Court has repeatedly held—both recently and historically—that, so long as the Board considers the factors enumerated in the statute, it is “entitled . . . to place a greater emphasis on the gravity of [the] crime” (Matter of Montane v Evans, 116 AD3d 197, 203 [2014], lv granted 23 NY3d 903 [2014] [internal quotation marks and citation omitted]; see Matter of Williams v New York State Div. of Parole, 114 AD3d 992, 992-993 [2014]; Matter of Lashway v Evans, 110 AD3d 1417, 1418 [2013]; Matter of McCaskell v Evans, 108 AD3d 926, 927 [2013]; Matter of Vigliotti v State of N.Y. Exec. Div. of Parole, 98 AD3d 789, 790 [2012], lv dismissed 20 NY3d 1034 [2013]; Matter of Gonzalez v Chair, N.Y. State Bd. of Parole, 72 AD3d 1368, 1369 [2010]; Matter of Lue-Shing v Pataki, 301 AD2d 827, 828 [2003], lv denied 99 NY2d 511 [2003]; People ex rel. McCormack v New York State Bd. of Parole, 244 AD2d 673, 673 [1997]; Matter of Walker v New York State Div. of Parole, 203 AD2d 757, 758-759 [1994]; Matter of Ittig v New York State Bd. of Parole, 59 AD2d 972 [1977], lv denied 43 NY2d 648 [1978]; but see Matter of King v New York State Div. of Parole, 190 AD2d 423, 434 [1993], affd on other grounds 83 NY2d 788 [1994] [a First Department case holding, in conflict with our precedent, that the Board may not deny discretionary release based solely on the nature of the crime when the remaining statutory factors are considered only to be dismissed as not outweighing the seriousness of the crime]).
Particularly relevant here, we have held that, even when a petitioner‘s institutional behavior and accomplishments are “exemplary,” the Board may place “particular emphasis” on the violent nature or gravity of the crime in denying parole, as long as the relevant statutory factors are considered (Matter of Valderrama v Travis, 19 AD3d at 905). In so holding, we explained that, despite petitioner‘s admirable educational and vocational accomplishments and positive prison disciplinary history, “[o]ur settled jurisprudence is that a parole determination made in accordance with the requirements of the statutory guidelines is not subject to further judicial review unless it is affected by irrationality bordering on impropriety” (id. [internal quotation marks and citations omitted]). We emphasize that this Court has repeatedly reached the same result, on the same basis, when reviewing denials of parole to petitioners whom we recognized as having exemplary records and as being compelling candidates for release (see Matter of Comfort v New York State Div. of Parole, 68 AD3d at 1296-1297; Matter of Cruz v New York State Div. of Parole, 39 AD3d 1060, 1061-1062 [2007]; Matter of Guerin v New York State Div. of Parole, 276 AD2d 899, 900 [2000]; see also Matter of Garofolo v Dennison, 53 AD3d 734, 734-735 [2008]; Matter of Montalvo v New York State Bd. of Parole, 50 AD3d 1438, 1438-1439 [2008]; Matter of Sanchez v Dennison, 21 AD3d 1249, 1249-1250 [2005]; Matter of Mandala v Dennison, 20 AD3d 757, 757-758 [2005], lv denied 5 NY3d 714 [2005]; Matter of Rivera v Travis, 289 AD2d 829, 830 [2001]).
Evaluating the Board‘s written determination here in the context of the parole hearing transcript (see Matter of Siao-Pao v Dennison, 11 NY3d 777, 778 [2008]; Matter of Montane v Ev-ans, 116 AD3d at 203 n 2), we conclude that the Board properly considered the necessary factors in denying petitioner‘s request for parole release and founded its determination upon the facts of this particular case. Indeed, the record is replete with evidence that the Board reviewed, considered and discussed the relevant factors, as well as the facts of the underlying crime. Specifically, the Board explored in detail petitioner‘s rehabilitative efforts, educational and institutional achievements, release plans, COMPAS Risk and Needs Assessment instrument, lack of criminal history, evident remorse and insight, numerous letters of support, clean disciplinary record and the sentencing minutes, in addition to the seriousness of the crime and his initial failure to cooperate with law enforcement agents, which allowed his accomplices to escape conviction. With respect to the seriousness of the crime, it is worth noting that—as the Board recognized—petitioner was convicted of murder under the felony murder statute, under which, “[b]y operation of law, the intent necessary to sustain a murder conviction is inferred from the intent to commit a specific, serious, felonious act, even though the defendant, in truth, may not have intended to kill” (People v Stokes, 88 NY2d 618, 623 [1996]; see People v Cahill, 2 NY3d 14, 67 [2003]). Thus, while the facts as set forth in the record strongly support petitioner‘s claim that he did not shoot the victim or intend to murder him, “in the eyes of the law, [he] brutally killed [a police officer]” (Matter of Silmon v Travis, 95 NY2d at 477-478).
In our view, the Board neither failed to comply with the requirements of the statutory guidelines nor engaged in irrationality bordering on impropriety. This is not a case in which, for example, the Board irrationally concluded—in glaring contradiction with both the facts in the record and the normal limits of human capability, and without a sound basis in reason—that a nearly 90-year-old, terminally ill cancer patient with additional debilitating medical conditions that required continuous medical care had “a propensity for extreme violence” based solely on the nature of the crime (Matter of Friedgood v New York State Bd. of Parole, 22 AD3d 950, 951 [2005]). Nor is this a case in which the Board “considered factors outside the scope of the applicable statute,” such as penal philosophy and the historical treatment of murderers (Matter of King v New York State Div. of Parole, 83 NY2d at 791) or in which the hearing transcript suggests that the Board improperly imposed a “burden [on petitioner] to demonstrate that his release would somehow enhance society” (Matter of Prout v Dennison, 26 AD3d 540, 541 [2006]). Rather, the record establishes that the Board acknowledged petitioner‘s extensive rehabilitative suc-cess
That said, this Court is persuaded that petitioner‘s achievements during his incarceration have been extraordinary. Petitioner has, among other things, earned a Bachelor‘s degree from Nyack College and a Master‘s degree from New York Theological Seminary, participated in myriad programs through the prison system, and acted as a teacher and mentor to dozens of current and former inmates. Most notable are the numerous letters that petitioner submitted advocating for his release, including letters from the former Commissioner of Corrections and Community Supervision, the former Chair of the Division of Parole, and the Assistant District Attorney who prosecuted petitioner. In addition, the Superintendent of Fishkill Correctional Facility opined that he “would be fine having [petitioner] and his family as [his] neighbors,” and 18 correction officers and other correction employees submitted letters further supporting petitioner‘s release. As one Board commissioner acknowledged—before voting against petitioner‘s release in a split decision—“anyone would be hard pressed to argue that [petitioner was not] rehabilitated.”3
Nevertheless, our view on whether petitioner is a “prime candidate for parole release” is not the relevant question before us (Matter of Cruz v New York State Div. of Parole, 39 AD3d at 1062). Petitioner‘s record, while compelling, provides no basis for overturning our settled precedent and for failing to apply the relevant decisions of the Court of Appeals; nor do the 2011 amendments to
Finally, we have previously considered and rejected petitioner‘s arguments that the 2011 amendments to
Rose, J., concurs.
Egan Jr., J. (concurring). On February 11, 1982, James Carragher, an off duty police officer, was walking home from work when he was accosted, robbed and murdered on a street in Brooklyn. Upon reviewing the extensive record before this Court, I fully agree with the majority that the determination rendered by the Board of Parole in this matter was neither arbitrary and capricious nor constituted an abuse of discretion, and I am similarly satisfied that, contrary to the view expressed by my dissenting colleagues, the Board‘s decision was not premised upon a misunderstanding of the relevant facts or the consideration of improper factors. Indeed, my analysis of the record leads me to conclude that the Board‘s decision to deny
As the majority aptly observes, parole is not a reward for good behavior in prison (see
Peters, P.J. (dissenting). Over 30 years ago, petitioner was sentenced to 18 years to life in prison for his role in the crimes that led to the death of an off duty police officer. He remains behind bars, having been denied parole seven times during that period, the most recent of which—decided by a two-to-one vote of the Board of Parole—is now before us. The majority has concluded that the Board‘s decision to deny parole to petitioner during this latest appearance did not exhibit “irrationality bordering on impropriety” (Matter of Silmon v Travis, 95 NY2d 470, 476 [2000], quoting Matter of Russo v New York State Bd. of Parole, 50 NY2d 69, 77 [1980]). I respectfully disagree.
In my view, the Board‘s decision was based upon significant errors of fact and the consideration of improper factors. As the parole hearing minutes reveal, the Board‘s decision was made by the closest of margins (two commissioners voted to deny pa-role
This same commissioner also relied on his own subjective beliefs and experiences to interpret the facts in a manner contrary to the record by suggesting that petitioner was aware at the time of the incident that the victim was a police officer. Petitioner steadfastly maintained that he was unaware of such fact at any time during the course of events, and the record supports his assertion. Supreme Court described the victim as “a 55-year-old man . . . carrying a black gym bag[,] wearing a cap, corduroy pants and a coat,” and the prosecuting attorney wrote that the victim was “dressed in clothes that suggested he was a middle-aged manual laborer.” Yet this commissioner opined that, based upon his own training in the police academy, “when you‘re pulling out your gun, the first words that are supposed to simultaneously come off your lips is ‘police.‘” The emphasis that this commissioner placed on his belief that the victim must have identified himself as a police officer can only be viewed as relevant if it was also his belief that petitioner was the shooter;
Also troubling are repeated comments made by this same commissioner indicating that, because petitioner initially failed to cooperate with police in 1982 and neither of his two coconspirators were ever charged for their role in the offenses, petitioner put himself in the “precarious position” of being the only person who could be held accountable for the crimes. This commissioner implied that someone must continue to be punished for the unfortunate death of this police officer and, absent the ability to punish the most culpable party, petitioner must continue to pay that price in his stead. Manifestly, such punitive considerations find no support in statute (see
Even had such blatant factual errors and inappropriate considerations not affected the outcome, I would still find the Board‘s decision to be irrational. To be sure, pursuant to the governing statute and early Court of Appeals precedent governing the review of parole decisions, the courts’ role appeared to be limited to discerning errors of fact or law (see
Applying this standard, I fully acknowledge that parole release is not granted merely as a reward for good conduct, and that the decision to grant or deny parole rests primarily within the discretion of the Board. I am also well aware that the showing required to set aside a parole decision is, indeed, a weighty one.3 However, given the lack of any evidence to support the Board‘s finding that there is a reasonable probability that petitioner would commit further crimes if released, and that his release would be incompatible with the welfare of society and undermine respect for the law, I find the Board‘s determination to be patently irrational.
The majority rightly notes that petitioner‘s achievements while incarcerated are truly remarkable and extraordinary, but in light of the task at hand, those accomplishments are worthy of iteration. Petitioner, who entered prison at the age of 20 with a high school diploma, has since earned both a Bachelor‘s degree in organizational management and leadership skills and a Master‘s degree in professional studies. Over the three decades of his incarceration, petitioner has assumed the role of adjunct instructor and academic assistant through Nyack College and the New York Theological Seminary, and has also become the facilitator or coordinator for at least eight distinct programs within his current and former correctional facilities. Throughout his incarceration, petitioner has successfully participated in nearly every rehabilitative program available to him, including several years of therapeutic counseling focused in part on taking responsibility for his crime, services to prepare him for his transition out of prison and programs addressing, among other areas, marriage, parenting and alternatives to violence. Through
In addition, petitioner has not only maintained employment during his incarceration, serving most recently as the Inmate Director of the Transitional Services Program in which he oversees 15 to 20 other inmates, but also continues to work extensively to promote the rehabilitation of other inmates. Petitioner worked to create the Stop the Violence Peace Initiative at Sing Sing Correctional Facility to address violence within the prison and helped to raise $10,000 for the prison‘s Family Center, as well as for activities and school supplies for the children of inmates. He has established plans for employment outside of prison and successful integration back into the community in the form of letters of reasonable assurance from three organizations for employment and counseling, as well as close relationships with two established mentors. If released, petitioner would live with his wife, who he has known for more than 30 years, and enjoy the support of a large network of friends and family.
Petitioner‘s behavioral record during his approximately 30 years of incarceration is extraordinary. He has incurred only one infraction ticket—and that almost a quarter century ago—for excess/altered clothing.4 Moreover, according to both an independent psychological evaluation and his COMPAS Risk and Needs Assessment instrument, he is at the lowest possible risk level for reoffending. The author of the former evaluation stated that “[t]here is nothing further [petitioner] could be expected to do while incarcerated that could lower his risk level.”
Over the years, petitioner has received an unprecedented outpouring of support and advocacy for his release by, among others, over 20 correction staff who supervise him on a daily basis, a former parole commissioner, the former Commissioner of Corrections and Community Supervision and the Assistant District Attorney who prosecuted his case. The Superintendent of Fishkill Correctional Facility, where petitioner is currently
Despite this abundance of evidence demonstrating petitioner‘s extraordinary rehabilitative achievements that would appear to strongly militate in favor of granting parole, two commissioners declined to do so, seemingly on the sole basis that a police officer was killed during the course of an attempted robbery. As one of those commissioners frankly stated to petitioner during the hearing, “if you‘re held, the reason you would be held is because a police officer was murdered in the line of duty.” “The Legislature, however, has not defined ‘seriousness of [the] crime’ in terms of specific categories of either crimes or victims” (Matter of King v New York State Div. of Parole, 190 AD2d 423, 433 [1993], affd 83 NY2d 788 [1994]). There can be no dispute that the crimes for which petitioner was convicted are serious and resulted in the tragic death of a police officer, but a blind eye cannot be turned to the facts underlying those offenses. Not insignificantly, petitioner was convicted of murder under the felony murder statute, requiring an intention on the part of petitioner to commit the underlying felony, but not requiring proof that he fired the weapon or had an intention to kill (see
Upon considering all of the evidence, I am left with the inescapable conclusion that the Board‘s decision to deny parole release to petitioner was irrational. Accordingly, I would reverse the judgment, annul the Board‘s determination and remit the matter to the Board for further proceedings not inconsistent with this decision.
Garry, J. (dissenting). I fully agree with the dissent; however, I write separately to raise an additional issue. As previously stated in my concurring opinion in Matter of Montane v Evans, 116 AD3d 197, 205 [2014], lv granted 23 NY3d 903 [2014], I believe that our own Court has established an overbroad rule in appeals from denials of parole. The majority asserts that this clearly extraordinary case is not susceptible to reversal upon judicial review; we have then wholly abdicated our critical judicial function, and the courthouse doors are closed. For all the reasons stated in the thorough analysis of the Presiding Justice, this determination was irrational. No sound basis supports this individual‘s continuing incarceration. While our review powers are limited, they should not be applied in a manner that is so inordinately deferential as to render the appellate review process a mere sham.
Ordered that the judgment is affirmed, without costs.