Hamilton v. MyersHamilton v. Myers
- Reporters:
- ,
- Before:
- Siler, Moore, Stagg
STAGG, District Judge. Plaintiffs-appellants Jamie Hamilton and Bonnie Hamilton, owners of lakeshore real property on Reelfoot Lake in Obion County, Tennessee, brought this action pursuant to
For the reasons set forth below, we AFFIRM the district court‘s dismissal of the claims against the defendant-appellee employees of the TWRA sued in their individual capacities under the doctrine of qualified immunity, but REVERSE the district court‘s holdings that the plaintiffs-appellants’ claims against the defendants sued in their official capacities were barred under Eleventh Amendment sovereign immunity, and that there was no genuine issue of material fact as to whether the plaintiffs-appellants had constitutionally protected property interests in Reelfoot Lake or its submerged lands. Accordingly, we REMAND to the district court for further proceedings.
I. BACKGROUND
Jamie and Bonnie Hamilton (“Hamiltons“) own real property in Obion County, Tennessee that extends to the ordinary low water mark of Reelfoot Lake. On their real property, the Hamiltons own and operate Hamilton‘s Resort, which features a motel and areas for tent camping and trailer parking. The resort is primarily frequented by hunters and fishermen. By virtue of a Doherty land grant,1 the Hamiltons
November 16, 1996 was the first day of the duck hunting season at Reelfoot Lake. On that day, TWRA enforcement officers were instructed to search the lake for illegal and unregistered blinds, including riparian blind sites. After the official end of the day‘s hunt, i.e., 3:00 p.m., and about thirty minutes before sundown, TWRA officers observed a duck blind in the water at least 200 yards from the shore of the Hamiltons’ property. Upon closer inspection, they discovered that the blind was attached to a boat and was camouflaged. The boat, which was made of aluminum, measured fourteen to sixteen feet in length, had no motor, was moored to the Hamiltons’ light pole, and was surrounded by duck decoys. Additionally, officers observed that there were shot gun shells on the floor of the blind and that, while the blind had a bright sign stating that it was a “riparian duck blind,” no TWRA registration number was displayed on the blind. The officers did not look for a registration number on the boat.
The officers determined that the blind was located within waters administered by TWRA and that the location of the blind was not a registered permanent or draw blind site, and therefore, that the blind was illegal. The Hamiltons did not have a permanent registered or draw blind site on Reelfoot Lake on November 16, 1996. A few hours after the blind was discovered, TWRA officers received orders from the TWRA regional office to remove the items found at the pole from the lake. Without notice, consent, or a warrant, they removed the
After the boat was removed from the water, officers discovered that it had registration numbers on it, and that it was registered to the Hamiltons. Upon discovering that his boat, blind, and decoys were missing, Jamie Hamilton demanded their immediate return or a citation. The TWRA would not return the boat to Mr. Hamilton, however, until after it conducted further investigation. Mr. Hamilton was never cited for any violation and, after ten days, the items seized were returned to him.
On November 12, 1997, the Hamiltons filed the present action pursuant to
The Hamiltons contend that the November 16, 1996 removal of their boat, blind, and decoys constituted an illegal search and seizure and a denial of due process under the Fourth, Fifth, and Fourteenth Amendments. They seek monetary, declaratory, and injunctive relief. Specifically, they seek: a) declaratory judgment against TWRA employees (defendants sued in their individual capacities) in the amount of $1,000 compensatory and $10,000 punitive damages; b) declaratory judgment that enforcement of the TWRA permit program violated their constitutional and civil rights,
On April 21, 1999, the defendants-appellees moved the district court for summary judgment. On January 12, 2000, the district court granted the motion for summary judgment on the following grounds: (1) the claims against defendants sued in their official capacities were barred under the Eleventh Amendment; (2) alternatively, the Hamiltons could not establish a constitutionally protected property interest in Reelfoot Lake or the land thereunder; and 3) the defendants sued in their individual capacities were entitled to qualified immunity. The Hamiltons appeal the district court‘s grant of the defendants-appellees’ motion for summary judgment.
II. ANALYSIS
A. Standard Of Review.
This court reviews a district court‘s grant of summary judgment de novo. See Hartleip v. McNeilab, Inc., 83 F.3d 767, 774 (6th Cir. 1996). Summary judgment is appropriate where “the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show there is not a genuine issue as to any material fact and that the moving party is entitled to summary judgment as a matter of law.”
B. Eleventh Amendment Sovereign Immunity.
The district court granted summary judgment to the defendants-appellees stating that the Hamiltons’ claims were barred by Eleventh Amendment sovereign immunity because they were in the nature of a quiet title action implicating special sovereignty interests. Specifically, the district court held that the Supreme Court‘s decision in Idaho v. Coeur d‘Alene Tribe of Idaho, 521 U.S. 261, 117 S. Ct. 2028 (1997) mandated dismissal of the Hamiltons’ claims because, according to the district court, the Hamiltons sought relief that would, in effect, invalidate the authority of state agencies to regulate and administer Reelfoot Lake. The court held that the importance of state regulatory control over, and public ownership of, Reelfoot Lake militated against the Hamiltons’ claims because the relief they requested intruded too far onto the sovereignty of the State of Tennessee.
In Coeur D‘Alene, the Supreme Court held that the Coeur d‘Alene Indian Tribe‘s (“Tribe“) suit against the State of Idaho, various state agencies, and numerous state officials in their official capacities, was barred by the Eleventh Amendment because it amounted to the “functional equivalent of a quiet title action which implicates special sovereignty interests.” Id. at 281. The Tribe, a federally recognized sovereign nation, claimed ownership of the submerged lands and bed of Lake Coeur d‘Alene, along with the navigable rivers and streams forming part of its water system, and “sought a declaratory judgment to establish its entitlement to the exclusive use and occupancy and the right to quiet enjoyment of the submerged lands as well as a declaration of the invalidity of all Idaho statutes, ordinances, regulations, customs, or usages which purport to regulate, authorize, use, or affect in any way the submerged lands.” Id. at 265. The tribe also sought “a preliminary and permanent injunction prohibiting defendants from regulating, permitting, or taking any action in violation of the Tribe‘s rights of
The Court was troubled because the declaratory and injunctive relief sought by the Tribe was “far-reaching and invasive,” and characterized the Tribe‘s claims as the “functional equivalent of quiet title in that substantially all benefits of ownership and control would shift from the State to the Tribe” should the Tribe prevail. Id. at 282. The Court held that “under these particular and special circumstances” the Ex Parte Young exception to Eleventh Amendment sovereign immunity, which generally permits suits in federal court against state officials sued in their official capacities seeking prospective equitable relief for continuing violations of federal law, did not apply. Id. at 287. This case is distinguishable from Coeur d‘Alene because the Hamiltons’ claims do not rise to the level of a functional equivalent of a quiet title action implicating special sovereignty interests.
The Hamiltons contend that the removal of their boat, blind, and decoys constituted an illegal search and seizure and a denial of due process under the Fourth, Fifth, and Fourteenth Amendments, and seek, in essence, prospective equitable relief in the form of a declaratory judgment as to the existence of their alleged constitutionally protected riparian rights, and an injunction preventing the state from continuing to violate their constitutionally protected riparian rights. The Hamiltons also seek $1,000 in compensatory damages and $10,000 in punitive damages against TWRA employees sued in their individual capacities. The district court‘s dismissal of these claims should be affirmed under the doctrine of qualified immunity as discussed infra at II(D). In the Hamiltons’ remaining claims they seek a judicial declaration of, and an injunction protecting, their alleged exclusive riparian rights over Doherty land grants submerged under Reelfoot Lake, the existence of such rights having already been affirmatively established by the Supreme Court of Tennessee. See State ex rel. Cates v. West Tennessee Land Co., 158 S.W. 746, 752 (Tenn. 1913). The question to be decided in this case is whether the Hamiltons themselves are entitled to enjoy and enforce these rights.
As alluded to supra at note 1, in 1913, the Supreme Court of Tennessee delineated the respective rights of the public and private individuals in the ownership and use of the waters of Reelfoot Lake and the land thereunder. See State ex rel. Cates, 158 S.W. at 752-53. The court held that Reelfoot Lake was a “navigable stream” in the “technical sense,” meaning that “the rights of the public attach to it, to its use, and to its fisheries, so that it is incapable of private ownership, and the state owns it in public trust for all the people, and cannot alienate it away.” Id. at 752. With that said, however, the court continued its discussion as follows:
Does the fact that the Doherty grants were submerged by the lake after they were granted, and are now the bed of a navigable stream, deprive the owners of the submerged land of their title to the lands and their right to claim the fisheries in the waters lying over them? Upon this particular question, we have not been cited to any authority directly in point, and we have found none. It would seem, on principle, that the title to the land would be unaffected by the formation of the lake, and its owners would be entitled to its use and its enjoyment as long as they can reasonably identify it and fix its boundaries. It is proven in this case that the Doherty grants can still be identified, and their boundaries are reasonably well established. The waters of the lake are clear, and many of the monuments of boundary can still be identified. Grants Nos. 51, 90, and 31 are not totally submerged, and portions of them are still upland and form parts of the shore of the lake. Grant No. 161 is entirely submerged; but its boundaries are located, and it is platted on the map. As these lands were grantable by North Carolina, and were subject to private ownership before the formation of the lake, we are of opinion that the mere fact that they have since become submerged by a body of navigable water does not deprive the owners of their title
to the land as long as they can be reasonably identified. Upon all of the authorities, this title and ownership will carry with it the exclusive right of fishery in the waters over these grants.
Id. In light of this discussion, the court concluded that the State of Tennessee was “entitled to a decree establishing its title in trust for all the people to all that portion of the lake, its fisheries and fowling privileges, lying outside of, and not over and above, the grants issued by the state of North Carolina to Doherty.” Id. at 753 (emphasis added).
It is evident that the Hamiltons are claiming entitlement to riparian rights already determined by the highest court of the State of Tennessee to be valid property rights incident to the ownership of land submerged by Reelfoot Lake. Property interests are not created by the Fourteenth Amendment, rather they are created and defined by independent sources, such as state law. See Brotherton v. Cleveland, 923 F.2d 477, 480 (6th Cir. 1991). State supreme court decisions are controlling authority for such determinations. See id. at 480. The Supreme Court of Tennessee has specifically stated that the rights of the public attach to Reelfoot Lake and to its use, but only to those portions of the lake not over and above Doherty grants. Unlike the Tribe in Coeur d‘Alene, the Hamiltons are not seeking to divest sovereign ownership of Reelfoot Lake from the state, or seeking entitlement to the exclusive use and occupancy of the lake. Nor are the Hamiltons seeking to invalidate the regulatory authority of the Tennessee agencies in this case.
If the Tribe in Coeur d‘Alene had prevailed, Lake Coeur d‘Alene would have been annexed to the sovereign control of the Tribe, effectively placing the lake beyond the jurisdiction of the State of Idaho. Justice O‘Connor, in her concurring opinion in Coeur d‘Alene, characterized the Tribe‘s suit as follows:
First, as the Tribe concedes, the suit is the functional equivalent of an action to quiet its title to the bed of Lake Coeur d‘Alene. It asks a federal court to declare that the
lands are for the exclusive use, occupancy, and enjoyment of the Tribe and to invalidate all statutes and ordinances purporting to regulate the lands. The Tribe could not maintain a quiet title action in federal court without the State‘s consent, and for good reason: A federal court cannot summon a State before it in a private action seeking to divest the State of a property interest . . . . Second, the Tribe does not merely seek to possess land that would otherwise remain subject to state regulation, or to bring the State‘s regulatory scheme into compliance with federal law. Rather, the Tribe seeks to eliminate altogether the State‘s regulatory power over the submerged lands at issue--to establish not only that the State has no right to possess the property, but also that the property is not within Idaho‘s sovereign jurisdiction at all.
Idaho v. Coeur d‘Alene Tribe of Idaho, 521 U.S. 261, 289, 117 S. Ct. 2028 (1997) (O‘Connor, J., concurring). If the Hamiltons prevail at trial, Reelfoot Lake will remain within the sovereign control of the State of Tennessee, and will continue to be subject to Tennessee‘s regulatory authority. At most, if the Hamiltons prevail, the State of Tennessee will be required to tailor its regulatory scheme to respect the Hamiltons’ constitutionally protected riparian rights -- something the state may be required to do for all owners of submerged Doherty land in accordance with the jurisprudence of the Supreme Court of Tennessee. The relief sought by the Hamiltons in this case does not begin to approach the far-reaching and invasive relief sought by the Tribe under the particular and special circumstances of Coeur d‘Alene, and this court does not read the ruling of Coeur d‘Alene to extend to the facts of this case.
Eleventh Amendment sovereign immunity does not bar the Hamiltons’ claims for equitable prospective relief. The Hamiltons seek prospective relief to enjoin Tennessee officials from committing continuing violations of federal law, namely violation of their rights under the Fifth and Fourteenth Amendments, and therefore, the Ex Parte Young
C. Procedural Due Process And Protected Property Interests.
The Hamiltons contend that the district court erred in its alternative holding that the defendants-appellees are entitled to summary judgment on the ground that the Hamiltons were unable to establish a constitutionally protected property interest in the waters of Reelfoot Lake or the land thereunder. In essence, the district court held that, by virtue of the State of Tennessee‘s ownership of Reelfoot Lake in public trust and the Tennessee legislature‘s enactments empowering state agencies to regulate the lake, even if the Hamiltons are Doherty land owners, they have no constitutionally protected property interests in their submerged land.
In considering procedural due process claims, this court first determines whether the interest at stake is within the
Property interests protected by the due process clause must be more than abstract desires for or attractions to a benefit. See Board of Regents v. Roth, 408 U.S. 564, 577, 92 S. Ct. 2701, 2709 (1972). The due process clause protects only those interests to which one has a “legitimate claim of entitlement.” Id. at 577, 92 S. Ct. at 2709. This has been defined to include “‘any significant property interests . . . including statutory entitlements.‘” Brotherton, 923 F.2d 477, 480 (6th Cir. 1991) (citations omitted). As previously stated, property interests are not created by the Fourteenth Amendment, rather they are created and defined by independent sources, such as state law. See id. at 480 (quoting Roth, 408 U.S. at 577, 92 S. Ct. at 2709). State supreme court decisions are controlling authority for such determinations. See id.
As noted in the discussion supra in section II(B), the Hamiltons are claiming entitlement to riparian rights already determined by the Supreme Court of Tennessee to be protected property rights incident to the ownership of land submerged by Reelfoot Lake. See State ex rel. Cates v. West Tennessee Land Co., 158 S.W. 746, 752-53 (Tenn. 1913). The district court held, however, that the Hamiltons were unable to reasonably identify the areas of land submerged by the lake to which they claim ownership because their deed to their real property on the lake merely establishes that their
The Hamiltons contend, and the defendants-appellees do not dispute, that their property is subsumed within Doherty grant number fifty-one (51). In 1913, as is the case today, grant number 51 was not totally submerged, and portions of it formed parts of the shore of the lake. See id. As noted by the district court, the Hamiltons’ 1979 warranty deed states that the Hamiltons’ property on Reelfoot Lake extends to the lake‘s “ordinary low water mark.” Because the State of Tennessee condemned grant number 51 in 1913, any land that is submerged when the lake is below its 1913 low water mark is owned in public trust by the state. However, any land that is submerged when the lake is above its 1913 low water mark is part and parcel of Doherty grant number 51. Thus, the key determinant of whether the Hamiltons have protected riparian rights is the location of the 1913 low water mark on Reelfoot Lake.
There is no evidence in the record affirmatively establishing the low water mark of Reelfoot Lake in 1913. The parties presented competent summary judgment evidence raising a genuine issue of material fact as to this issue. In his affidavit in opposition to the motion for summary judgment, Jamie Hamilton stated that he “saw the plans for the first spillway at Reelfoot Lake in 1917, and it showed the low water mark at 276.0 feet.” This assertion, if true, is not merely conclusory and is based on a personal observation by the affiant. The defendants-appellees dispute the assertion, but do not present any evidence to the contrary. Rather, the defendants-appellees cite
Evidently, it is the case that the current water level of Reelfoot Lake is approximately 282.4 feet - the same level the lake was at in 1925. The Hamiltons allege that, starting in 1917, the State of Tennessee constructed a series of spillways or dams progressively raising the lake‘s water level from 276 feet to its present level. According to a 1985 United States Geological Survey, a 276-foot water-surface elevation covers 4,660 acres in surface area while a 282-foot water-surface elevation covers 14,800 acres. The Hamiltons claim to own portions of Doherty grant 51 submerged after 1913, and a genuine issue for trial exists as to the extent of their ownership of the Reelfoot Lake lake bed. If the Hamiltons can establish ownership of Doherty lands submerged after 1913, the Hamiltons have protected riparian rights in the waters above those lands.
D. Qualified Immunity.
Finally, the Hamiltons contend that the district court erred when it dismissed their claim for monetary damages against the defendants-appellees named in their official capacities under the doctrine of qualified immunity. Qualified immunity is a question of law and, as such, is reviewed de novo by this court. See Gardenhire v. Schubert, 205 F.3d 303, 310 (6th Cir. 2000). Qualified immunity is an affirmative defense that is available to government officials performing discretionary functions. See Painter v. Robertson, 185 F.3d 557, 566 (6th Cir. 1999). By operation of that doctrine, government officials “generally are shielded from liability for civil damages insofar as their conduct does not violate clearly established [federal] statutory or constitutional rights of which a reasonable person would have known.” Painter, 185 F.3d at 566-67 (quoting Harlow v. Fitzgerald, 457 U.S. 800, 818, 102 S. Ct. 2727 (1982)). Accordingly, any “objectively reasonable” action by a state officer, as assessed in the light of clearly established law at the time of the conduct at issue,
“In inquiring whether a constitutional right is clearly established, we must ‘look first to decisions of the Supreme Court, then to decisions of this court and other courts within our circuit, and finally to decisions of other circuits.‘” Id. (quoting Walton v. City of Southfield, 995 F.2d 1331, 1336 (6th Cir.1993))(citation omitted). “The ultimate burden of proof is on the plaintiff to show that the defendants are not entitled to qualified immunity.” Id. (quoting Rich v. City of Mayfield Hts., 955 F.2d 1092,1095 (6th Cir. 1992)). Claims of qualified immunity are assessed on a fact-specific basis to ascertain whether the particular conduct of the defendant state employee infringed a clearly established federal right of the plaintiff, and whether an objectively reasonable officer would have believed that his conduct was lawful under extant federal law. See id. (citing Anderson v. Creighton, 483 U.S. 635, 641, 107 S. Ct. 3034 (1987)). Although the application of qualified immunity comprises a legal issue, summary judgment is inappropriate when conflicting evidence creates subordinate predicate factual questions which must be resolved by a fact finder at trial. See id.
The Hamiltons argue that the TWRA employees named as defendants in their individual capacities violated their rights under the Fourth, Fifth, and Fourteenth Amendments because they participated in an unlawful seizure of their boat, duck blind, and duck decoys. The defendants-appellees argue that they are entitled to qualified immunity because they acted within their authority. The parties do not dispute a) that TWRA employees removed the Hamiltons’ boat, blind, and decoys from Reelfoot Lake on November 16, 1996; b) that the blind site from which they were removed, the pole near the Hamilton Resort, was neither registered with nor permitted by
The defendants-appellees’ search of the Hamiltons’ property did not violate the Hamiltons’ rights. The TWRA has broad enforcement over Tennessee wildlife laws. See
Everyone who participates in the privilege of hunting has a duty to permit inspections to determine whether they are complying with applicable laws. See
In the Hall case it was not expressly held that the Act authorized Game Wardens to make searches without search warrants but such is clearly the inescapable implication. This Court speaking through the late Mr.
Justice McKinney cited a wealth of authority to illustrate the proposition that he who undertakes to avail himself of a privilege granted by the State must do so on whatever terms and conditions the State chooses to annex to the exercise of the privilege, including the waiver of constitutional rights.
TWRA officers’ search of the Hamiltons’ boat, blind, and decoys was within their authority. After spotting a floating blind in what they considered to be TWRA-administered waters, TWRA officers inspected the blind. The statutes and jurisprudence discussed above authorized them to inspect the blind without a search warrant. Upon inspecting the blind, officers found that it had no registration number affixed to it, which communicated to the officers that it was not registered as a permanent or annual draw blind, and they observed shot gun shells on its floor. Thus, the officers presumed the blind to be a “temporary” blind and, as such, the blind should not have been on the lake. Unlike permanent and draw blind sites, no registration is required for temporary blinds, but state regulations require that a temporary blind be removed from the lake at the end of each day‘s hunt. See
The defendants-appellees also acted within their authority when they removed the Hamiltons’ property from Reelfoot Lake. Regulations provided ample notice to the Hamiltons that their property could be removed from the lake. Before the property was removed, defendants confirmed that the floating blind was not a registered permanent or draw blind site. Therefore, they treated the blind as temporary. State regulations provide that “[h]unters may hunt from temporary cover provided that all decoys and materials are removed at the end of each day‘s hunt.” See
No blind may be constructed, or repaired, or any floating blinds moved onto the area that has not met the deadline for registering the blind and displaying the registration number, as prescribed. Unregistered and/or unnumbered blinds are subject to removal at the discretion of the area manager or a designee of the Tennessee Wildlife Resources Agency.
The Hamiltons argue that the TWRA had no authority to remove their properly registered boat because the TDEC has the power to regulate navigability on Reelfoot Lake. Furthermore, they contend that the boat should not be treated as a component of the blind because, in 1996, the regulatory meaning of the terms “blind” and “floating blind” were ambiguous. The TWRA acknowledged the terms’ ambiguity. The Hamiltons argue that any ambiguity as to what structures could be removed from the lake militate against qualified immunity. Ambiguity, however, argues in favor of qualified immunity. Regulations did not prohibit TWRA officers from removing floating blinds with a boat component. The record does not provide a clear description or any pictures of how the blind was affixed to the boat (which was aluminum, 14 to 16 feet in length, and had no motor) but, as the blind was attached to the boat, it would have been reasonable for the officers to conclude that the boat was a component of the blind in that it provided the “float.”
Additionally, defendants are shielded from plaintiffs’ claim that the retention of their property for ten days violated their Fifth and Fourteenth Amendment rights. In Parratt v. Taylor, 451 U.S. 527, 101 S. Ct. 1908 (1981), the Supreme Court stated that in many situations it is impracticable or impossible to provide an opportunity to be heard before the initial deprivation of a property interest. In those instances, the requirements of due process are met if the state provides an
In light of the forgoing discussion, this court holds that the Hamiltons have not met their burden of demonstrating that the defendants violated clearly established rights of which a reasonable official would have been cognizant on November 16, 1996. Thus, the district court was correct in its determination that the defendants sued in their individual capacities are entitled to qualified immunity.
III. CONCLUSION
For the foregoing reasons, we AFFIRM the district court‘s dismissal of the Hamiltons’ claims against the TWRA employees sued in their individual capacities. We REVERSE the district court‘s holdings (1) that the Hamiltons had no constitutionally protected property interest in Reelfoot Lake or its submerged lands and (2) that the Hamiltons’ claims against the defendants sued in their official capacities were barred under Eleventh Amendment sovereign immunity. We REMAND to the district court for further proceedings not inconsistent with this opinion.