MEMORANDUM AND ORDER
This civil action has been brought before the Court again by the Commonwealth of Pennsylvania, Department of Transportation (“PennDot”) and its three employees, Stephen Madrak, Michael Kistler and Rebecca Bickley, all of whom Plaintiff sued in their individual and official capacities. Specifically, PennDot, Madrak, Kistler and Bickley seek to dismiss the Amended Complaint against them with prejudice for failure to state a claim upon which relief may be granted and for want of sufficient subject matter jurisdiction. For the reasons set forth below, PennDot’s motion shall be granted in its entirety and the motion of the individual defendants granted in part.
History of the Case
As previously noted in our Memorandum and Order of October 8, 1999 disposing of the motion to dismiss of defendant Motorcycle Safety Foundation, Plaintiffs claims emanate from a written contract between PennDot and the Motorcycle *467 Safety Foundation (“MSF”), a private corporation. Under that contract, MSF was to take over the implementation and oversight of a Motorcycle Safety Program for PennDot from Millersville University. Plaintiff Halstead contends that as part of the bid which MSF submitted to obtain the PennDot contract, his name, personal qualifications and resume were used in that MSF represented that Plaintiffs qualifications would be the minimum qualification for the position of State Coordinator and that the position of State Coordinator would be offered to him first. The position would only be offered to another candidate if the plaintiff refused to accept the job offer.
According to the Amended Complaint, despite these representations, MSF did not offer Plaintiff the position of State Coordinator for the Motorcycle Safety Program ostensibly because of an interview which he gave to a publication known as the Citizen’s Voice on August 13, 1998 and because he informed Defendants that MSF’s Proposal Project Director, Roberta Carlson, the former State Coordinator for the Pennsylvania Motorcycle Safety Program when it was being overseen by Mil-lersville University, was inappropriately using insider information gathered while she was a Millersville employee for the benefit of MSF.
Plaintiff thereafter instituted this suit seeking damages for breach of contract, invasion of privacy, defamation, tortious interference with third party and prospective contractual relations, punitive damages and for violations of his civil rights under 42 U.S.C. § 1983 and the Pennsylvania Whistleblower Law, 43 P.S. § 1421, et. seq. Through these motions, PennDot, Madrak, Kistler and Bickley seek to dismiss the Amended Complaint against them in its entirety, with prejudice.
Standards Governing Motions to Dismiss
The rules governing the pleading of cases in the district courts are clear. Under Fed.R.Civ.P. 8(a),
“A pleading which sets forth a claim for relief, whether an original claim, counterclaim, cross-claim, or third-party claim, shall contain (1) a short and plain statement of the grounds upon which the court’s jurisdiction depends, unless the court already has jurisdiction and the claim needs no new grounds of jurisdiction to support it, (2) a short and plain statement of the claim showing that the pleader is entitled to relief, and (3) a demand for judgment for the relief the pleader seeks. Relief in the alternative or of several different types may be demanded.”
It is equally clear that the issue of the sufficiency of a pleading may be raised by the filing of a motion to dismiss for failure to state a claim upon which relief can be granted pursuant to Fed.R.Civ.P. 12(b)(6) or through a motion for a more definite statement under Rule 12(e). In resolving a Rule 12(b)(6) motion, the court primarily considers the allegations in the complaint, although matters of public record, orders, items appearing in the record of the case and exhibits attached to the complaint may also be taken into account.
Chester County Intermediate Unit v. Pennsylvania Blue Shield,
Subject matter jurisdiction, on the other hand, may be challenged by filing a motion pursuant to Fed.R.Civ.P. 12(b)(1). A district court can grant a Rule 12(b)(1) motion based on the legal insufficiency of the claim but dismissal is proper only when the claim appears to be immaterial and made solely for the purpose of obtaining jurisdiction or is wholly insubstantial or frivolous.
Kehr Packages, Inc. v. Fidelcor, Inc.,
Similarly, any evidence may be reviewed and any factual disputes resolved regarding the allegations giving rise to jurisdiction, since it is for the Court to resolve all factual disputes involving the existence of jurisdiction.
Sitkoff v. BMW of North America, Inc.,
Discussion
A. Eleventh Amendment Immunity.
Defendants first argue that this Court lacks subject matter jurisdiction over Plaintiffs claims against them by virtue of the Eleventh Amendment to the U.S. Constitution. 1 That Amendment states that:
The Judicial power of the United States shall not be construed to extend to any suit in law or equity commenced or prosecuted against any one of the United States by Citizens of another State, or by Citizens or Subjects of any Foreign State.
The Amendment has been interpreted to protect an “unconsenting state from suit in federal court by its own citizens as well as those of another state.”
Blanciak,
There are, however, certain well-established exceptions to the reach of the Eleventh Amendment.
Atascadero State Hospital v. Scanlon,
In traditionally sensitive areas, such as legislation affecting the federal balance, the requirement of clear statement assures that the legislature has in fact faced, and intended to bring into issue, the critical matters involved in the judicial decision.
Blanciak,
In this case, plaintiff invokes 42 U.S.C. § 1983, which provides in pertinent part:
Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory or the District of Columbia, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress ...
In analyzing this statute in an effort to determine whether a cause of action under it may lie against a State, the Supreme Court has repeatedly concluded that while municipal corporations and similar governmental entities are “persons” subject to suit, a State is not a “person” within the meaning of § 1983.
See: Howlett v. Rose,
There thus being no Congressional abrogation of the States’ Eleventh Amendment immunity in Section 1983, we look next to Pennsylvania state law to see if the Com *470 monwealth 3 has voluntarily waived this immunity. In so doing, we find that 42 Pa.C.S. § 8521 answers this question in the negative. Specifically, that Statute states:
§ 8521. Sovereign immunity generally
(a) General rule. — Except as otherwise provided in this subchapter, no provision of this title shall constitute a waiver of sovereign immunity for the purpose of 1 Pa.C.S. § 2310 (relating to sovereign immunity reaffirmed; specific waiver) or otherwise.
(b) Federal courts. — Nothing contained in this subchapter shall be construed to waive the immunity of the Commonwealth from suit in Federal courts guaranteed by the Eleventh Amendment to the Constitution of the United States.
As this statute makes clear, Pennsylvania has explicitly reserved its right to immunity from suit in federal court and we therefore conclude that PennDot and its three employees acting in their official'capacities are immune from the plaintiffs § 1983 claims.
See: Fitzpatrick v. Pennsylvania Department of Transportation,
B. Plaintiffs State Law Claims Against PennDot.
There is a distinction between sovereign immunity under the Eleventh Amendment and sovereign immunity with respect to state law claims. The Commonwealth of Pennsylvania has enacted a statute specifically preserving its -sovereign immunity subject to certain statutorily enumerated exceptions. Indeed, under 1 Pa.C.S. § 2310,
... it is hereby declared to be the intent of the General Assembly that the Commonwealth, and its officials and employees acting within the scope of their duties, shall continue to enjoy sovereign immunity and official immunity and remain immune from suit except as the General Assembly shall specifically waive the immunity. When the General Assembly specifically waives sovereign immunity, a claim against the Commonwealth and its officials and employees shall be brought only in such manner and in such courts and in such cases as directed by the provisions of Title 42 (relating to judiciary and judicial procedure) or 62 (relating to procurement) unless otherwise specifically authorized by statute.
As regards Commonwealth parties such as PennDot 4 , the ■ General Assembly has specifically waived its immunity from suit with respect to actions in nine distinct categories “for damages arising out of a negligent act where the damages would be recoverable under the common law or a statute creating a cause of action if the injury were caused by a person having available the defense of sovereign immunity.” 42 Pa.C.S. § 8522(a). Specifically, the categories for which immunity has been waived are: (1) vehicle liability; (2) medical-professional liability; (3) care, custody or control of personal property; (4) Commonwealth real estate, highways and sidewalks; (5) potholes and other danger *471 ous conditions; (6) care, custody or control of animals; (7) liquor store sales; (8) National Guard activities; and (9) toxoids and vaccines. 42 Pa.C.S. § 8522(b)(1) — (9).
Plaintiff here is advancing claims under state law against the Department of Transportation for defamation, tortious interference with third party and prospective contractual relations and for violation of the Pennsylvania Whistleblower Law, 43 P.S. § 1421, et seq. None of these claims, of course, involve negligence or fall within the menu of claims for which sovereign immunity has been waived under Section 8522(b) and we therefore shall dismiss Counts V and VI with prejudice. We reach the same conclusion as to Plaintiffs Whistleblower Law claim, although for a slightly different reason.
It is clear that the Whistleblower Law applies only to public employees who are discharged or otherwise discriminated or retaliated against by governmental entities.
See: Clark v. Modern Group, Ltd.,
(a) Persons not to be discharged.— No employer may discharge, threaten or otherwise discriminate or retaliate against an employee regarding the employee’s compensation, terms, conditions, location or privileges of employment because the employee or a person acting on behalf of the employee makes a good faith report or is about to report, verbally or in writing, to the employer or appropriate authority an instance of wrongdoing or waste.
(b) Discrimination prohibited.— No employer may discharge, threaten or otherwise discriminate or retaliate against an employee regarding the employee’s compensation, terms, conditions, location or privileges of employment because the employee is requested by an appropriate authority to participate in an investigation, hearing or inquiry held by an appropriate authority or in a court action.
Under the Definitions portion of the statute, 43 P.S. § 1422, “employee” is defined as “[a] person who performs a service for wages or other remuneration under a contract of hire, written or oral, express or implied, for a public body.” “Employer,” in turn, is “[a] person supervising one or more employees, including the employee in question; a superior of that supervisor; or an agent of a public body.” A “public body” is defined to include all of the following:
(1) A state officer, agency, department, division, bureau, board, commission, council, authority or other body in the executive branch of State government.
(2) A county, city, township, regional governing body, council, school district, special district or municipal corporation, or a board, department, commission, council or agency.
(3) Any other body which is created by Commonwealth or political subdivision authority or which is funded in any amount by or through Commonwealth or political subdivision authority or a member or employee of that body.
The language “funded in any amount by or through Commonwealth or political subdivision authority or a member or employee of that body” has been held to have been intended by the legislature to be limited to monies which were appropriated by the legislature for the purpose of aiding “public bodies” in pursuit of their public goals and was obviously not intended to make an individual or corporation a “public body” solely on the basis that monies were received by it from the state as reimbursement for services rendered.
Cohen v. Salick Health Care, Inc.,
Nevertheless, we find the plaintiffs Amended Complaint insufficient to state a Whistleblower cause of action against the Department of Transportation given Mr. Halstead’s failure to allege that he was ever an employee of either MSF or PennDot. Rather, in Count XI of the Amended Complaint, Mr. Halstead contends that he was an employee of the Pennsylvania Motorcycle Safety Program then being run by Millersville University. In the absence of an employment relationship, no cause of action can lie here as between the plaintiff and the Department of Transportation. Accordingly, the Defendant’s motion to dismiss shall be granted with respect to Count XI as well.
Plaintiffs final claim against PennDot is lodged in Count XII and is for punitive damages. In Pennsylvania, punitive damages are an element of damages arising out of an initial cause of action for compensatory damages.
Kirkbride v. Lisbon Contractors, Inc.,
C. Plaintiffs Claims Against Stephen Madrak, Rebecca Bickley and Michael Kistler.
The Eleventh Amendment does not bar § 1983 personal capacity suits against state officials in federal court.
Hafer v. Melo,
The courts have repeatedly held that the purpose of § 1983 is to provide a civil cause of action to protect persons against the misuse of power possessed by virtue of state law and made possible because the defendant was cloaked with the authority of the state.
Del Signore v. McKeesport,
To make out a claim under § 1983, a plaintiff must demonstrate that the conduct of which he is complaining has been committed under color of state or territorial law and that it operated to deny him a right or rights secured by the Constitution or laws of the United States.
Gomez v. Toledo,
Although a § 1983 complaint is not held to a heightened pleading standard, to withstand a motion to dismiss it must still satisfy the requirements of Fed. R.Civ.P. 8(a) of “a short and plain statement of the claim that will give the defendant fair notice of what the plaintiffs claim is and the grounds upon which it rests.”
Leatherman v. Tarrant County Narcotics Unit,
Again, the plaintiff here has invoked § 1983 as a remedy for what he alleges was retaliation for his exercising his First Amendment right to freedom of speech by giving an interview which was reported in an article in the
Citizen’s Voice
entitled “Officials Fighting to Keep Motorcycle Safety Program in State.” It is now clear that under Supreme Court precedent, public employees are afforded some protection against adverse employment actions based on their expressive activity but only when two conditions are satisfied.-
Azzaro v. County of Allegheny,
Whether speech touches on a matter of public concern is a legal question to be determined by the court, not the finder of fact.
Fogarty v. Boles,
In applying these principles to this case, the gravamen of Plaintiffs § 1983 claim against the individual Penn-Dot defendants is contained in Count VII at Paragraph 61 of the Amended Complaint:
Upon information and belief, the decision of defendant MSF not to hire Plaintiff was based upon the decisions, requests or actions of Madrak, Kistler and/or Bickley as a result of Plaintiff exercising his First Amendment right to freedom of speech in an interview he gave which was reported in the press in the Citizen’s Voice on August 13, 1998 entitled “Officials Fighting to Keep Motorcycle Safety Program in State.”
As a threshold matter, it is impossible to determine from the Amended Complaint which of these three defendants took which action or how their decisions, requests or actions influenced MSF. We thus find that the amended complaint falls short of giving the defendant “fair notice of what the plaintiffs claim is and the grounds upon which it rests.”
Additionally and as has previously been discussed, Mr. Halstead was never an employee of PennDot or MSF and there are no facts which would suggest that MSF had a prior or ongoing commercial or independent contractor relationship with Penn-Dot. Indeed, Plaintiff does not complain that he was not awarded the PennDot contract but rather his complaint is that he was not offered a job by a prospective employer. Thus, even assuming that the matters which Plaintiff discussed with the Citizen’s Voice reporter were matters of public interest, we find that he has failed to plead a § 1983 cause of action against the individual defendants for violations of his First Amendment rights to free speech and freedom of expression. Count VII is therefore dismissed in its entirety.
We do, however, find that Plaintiffs claims against the individual defendants for defamation and tortious interference with contractual relations have been pled sufficiently to permit them to proceed further. To be sure, sovereign immunity extends only to Commonwealth employees acting within the scope of their duties.
Fitzpatrick v. Pennsylvania Department of Transportation, supra,
For all of the reasons outlined above, we shall grant PennDot’s motion to dismiss in its entirety and grant in part 5 the motion *475 of Defendants Madrak, Kistler and Bickley in accordance with the attached order.
AND NOW, this 29th day of October, 1999, upon consideration of the Motions of the Commonwealth of Pennsylvania, Department of Transportation and Stephen Madrak, Michael Kistler and Rebecca Bickley to Dismiss the Plaintiffs Amended Complaint, and Plaintiffs Responses thereto, it is hereby ORDERED that the Motion of the Commonwealth of Pennsylvania, Department of Transportation is GRANTED and all claims against the Department of Transportation are DISMISSED with prejudice.
IT IS FURTHER ORDERED that the Motion of Defendants Madrak, Kistler and Bickley is GRANTED IN PART and DENIED IN PART and Counts VII and XII are DISMISSED in their entirety from the Amended Complaint with prejudice.
Notes
. The Eleventh Amendment is a jurisdictional bar which deprives federal courts of subject matter jurisdiction and therefore a motion raising Eleventh Amendment immunity may properly be considered a motion to dismiss the complaint for lack of subject matter jurisdiction under Fed.RXiv.P. 12(b)(1).
Blanciak v. Allegheny Ludlum Corp.,
. It should be noted that official capacity suits generally represent only another way of pleading an action against an entity of which an officer is an agent and it is for this reason that suits against state officials in their official
*469
capacity are to be treated as suits against the State.
Hafer v. Melo,
. The Pennsylvania Department of Transportation has been held to be "an executive agency of the state, controlled by the Commonwealth and acts as its ‘alter ego’ in accomplishing a public purpose which is in part to construct and maintain the state roadways using state tax revenues and employing state agencies under the control of the state executive branch.” PennDot is therefore generally immune from suit in federal court under the Eleventh Amendment. See:
Holdampf v. Fidelity & Casualty Company of New York,
. Under 42 Pa.C.S. § 8501, “Commonwealth Party” is defined as "[a] Commonwealth agency and any employee thereof, but only with respect to an act within the scope of his office or employment.”
. As was our ruling with respect to the motion to dismiss of Defendant MSF, we cannot find any allegations or other potential facts which would evince that the individual defendants acted with such evil motive or reckless indifference to Mr. Halstead’s rights that would support a claim for punitive damages against them.
See: Feld v. Merriam,
