THOMAS HALPIN et al., Petitioners, v. THE SUPERIOR COURT OF SAN BERNARDINO COUNTY, Respondent; THE PEOPLE, Real Party in Interest.
L.A. No. 29949
In Bank. Supreme Court of California
Apr. 24, 1972
885 | 6 Cal. 3d 885 | 101 Cal. Rptr. 375 | 495 P.2d 1295
Paul G. Sloan, Friedman, Sloan & Bresee, Friedman & Sloan, Miller, Glassman & Browning and Anthony Michael Glassman for Petitioners.
Paul N. Halvonik, Charles C. Marson, A. L. Wirin, Fred Okrand, Lawrence R. Sperber, Karlton, Blease & Vanderlaan and Coleman A. Blease as Amici Curiae on behalf of Petitioners.
No appearance for Respondent.
Evelle J. Younger, Attorney General, Herbert L. Ashby, Chief Assistant Attorney General, Doris H. Maier, Assistant Attorney General, S. Clark Moore and Russell Iungerich, Deputy Attorneys General, Lowell E. Lathrop, District Attorney, and Joseph D. Canty, Jr., Deputy District Attorney, for Real Party in Interest.
OPINION
WRIGHT, C. J.—On February 3, 1971, petitioners Thomas and Rebecca Halpin, husband and wife, and Martin Silva were charged by indictment with conspiracy to transport marijuana (
At the outset we deem it appropriate to state that we are compelled to declare invalid the warrant which was issued in connection with the search of the vehicle and the subsequent seizure of the marijuana since the magistrate failed to follow the basic requirements for the issuance of such a warrant enunciated in 1964 by the Supreme Court in Aguilar v. Texas, 378 U.S. 108 [12 L.Ed. 2d 723, 84 S.Ct. 1509]. The two-pronged test spelled out in that decision is not difficult to comprehend or follow.1 Magistrates and law enforcement agencies, however, continue to manifest confusion.
Some, while expressing a threshold knowledge of the requirements of Aguilar, treat them with unwarranted perfunctoriness. An example of such is illustrated by the colloquy between the magistrate who issued the search warrant and the deputy district attorney in the instant case.2
On December 14, 1970, between 2:30 and 3 p.m., police officers, including Detective Cole of the Ontario Police Department, stopped a white and green 1971 Ford Sport Custom camper truck in the City of Ontario. Previously Cole had received information that a camper of the same description contained marijuana reputedly worth $100,000. After the truck pulled over to the curb the driver “jumped out of the truck, and as he did so he locked [it].” He was immediately placed under arrest and a search of his person produced a driver‘s license bearing the name of “Thomas Allon Halpin.” Halpin declined to permit a search of the camper.
Cole then left the truck and Halpin in the custody of the other officers and proceeded to the chambers of the local magistrate to testify in support of an oral application for a search warrant.4 Cole testified before the magistrate that “Captain Mooney [of the Pomona Police Department] called me [at 8:05 a.m. this morning], informing me that at a Havasu Trailer Company at 1515 West Holt I would find a 1971 Ford Sport Custom truck, white color with a dark green roof, and on this truck would be a ten and a half foot Havasu camper, cream color, with a darker wood—simulated wood—panel. He informed me that the truck would have a temporary license in the rear window, giving me a number of 1291208. He stated that
The search warrant was issued solely on the foregoing testimony. The subsequent search of the camper produced over 500 pounds of marijuana.
Halpin was removed to the San Bernardino County jail and, after being booked, was granted permission to make a telephone call using the telephone within the custodial facilities. Halpin informed Deputy Sheriff Warren Hockanson of the number—but not of the name—of the party he wished to call, and Hockanson dialed it for him. (It was later determined that Halpin was calling his wife in San Diego.) Hockanson apparently left the room shortly after the conversation began and before incriminating
I. The Search Warrant
Petitioners initially contend that the testimony offered by Cole in support of the search warrant was constitutionally inadequate since it failed to reflect the underlying circumstances from which the issuing judge could conclude that the informant had personal knowledge of the information which he supplied to the police and that the informant was credible or his information reliable. Petitioners thus argue that the testimony failed to satisfy the test which the Supreme Court announced in Aguilar v. Texas, supra, 378 U.S. 108, 114 [12 L.Ed.2d 723, 728-729], for the determination of the sufficiency of affidavits based upon the hearsay statements of an informant. We agree.
The first prong of Aguilar‘s two-pronged test requires that the magistrate be informed of some of the underlying circumstances from which the informant concluded that the items to be seized were where he claimed they were. In accordance with Aguilar, this court in People v. Hamilton (1969) 71 Cal.2d 176, 179-180 [77 Cal.Rptr. 785, 454 P.2d 681] required that “the affidavit . . . allege the informant‘s statement in language that is factual rather than conclusionary and must establish that the informant spoke with personal knowledge of the matters contained in such statement.”
In Hamilton the affidavit offered in support of the search warrant contained in relevant part the following allegations: “That said affiant was informed on July 13, 1967, by confidential reliable informant that Jane Doe Nora also known as Nora Mae Hamilton and John Doe Tony have in their possession at a white single story, one family dwelling located at 822 W. Alpine Street, Upland, Calif. approximately three hundred (300) rolls of dangerous drugs wrapped in tin foil in groups of ten pills per roll.
Citing People v. Benjamin (1969) 71 Cal.2d 296, 302-303 [78 Cal.Rptr. 510, 455 P.2d 438], the People alternatively argue that even if the hearsay statements of Mooney‘s informant were not sufficient in themselves to justify the issuance of the warrant, when combined with the officers’ observations the issuing magistrate could reasonably be led to believe that Halpin was transporting and selling marijuana.
The affidavit in support of the warrant in Benjamin was “quite extensive and reflected an investigation of defendant‘s activities which had taken place over a period of more than two months.” (People v. Benjamin, supra, 71 Cal.2d at p. 299.) The information there provided by the informant, which appeared in the affidavit, was to the effect that the officer-affiant had received information from a confidential reliable informant that defendant was accepting wagers from bettors at a specifically described location and, three months later, at a specified telephone number. The content of the remaining allegations concerned the officer‘s already existing knowledge as to the same type of illegal activity and their subsequent investigation and observations over a two-month period.8 Although we there concluded
In the instant case, Cole‘s observations were not of the same character as those of the officers in Benjamin. Those officers already had knowledge of some of the illegal bookmaking activity described by their informant, and their investigation and observations thereafter continued over a period of more than two months. During that period of time they kept the suspected location under surveillance, saw the defendant meet with known bettors and conduct transactions from which the experienced officers could conclude that bookmaking activities were being carried on. (People v. Benjamin, supra, 71 Cal.2d at pp. 299-300.) Here, Cole observed only the seemingly innocent activity of Halpin as he entered and left the Havasu Trailer Company office and subsequently drove the camper away. (Cf. People v. Madden (1970) 2 Cal.3d 1017, 1023-1024 [88 Cal.Rptr. 171, 471 P.2d 971]; Price v. Superior Court (1970) 1 Cal.3d 836, 842 [83 Cal.Rptr. 369, 463 P.2d 721].) Unquestionably, the inferences to be drawn from the account of the observations presented to the issuing magistrate in Benjamin were significantly conclusive of illegal activity. The account of the observations presented to the issuing magistrate in the instant case instead of corroborating claims of illegal activity suggested no criminal activity whatsoever and were entirely consistent with innocent conduct.
It should also be noted that although Cole testified that on November 30 Mooney had received similar information from the same informant which resulted in an arrest, such information is relevant only for purposes of
II. The Electronic Surveillance
Petitioners contend that the electronically monitored and tape-recorded conversation between Halpin and his wife is inadmissible because it violated their rights under title III of the Omnibus Crime Control and Safe Streets Act of 1968 (
Petitioners argue that Congress, in enacting title III, intended to preempt state legislation in the field of wiretapping and electronic surveillance and that since prior judicial approval was thus required but was not obtained for the tap, the telephone conversation between Halpin and his wife is inadmissible. The People maintain that title III is unconstitutional as applied because it constitutes an unreasonable infringement upon California‘s right, reserved to it by the Tenth Amendment, to regulate and administer the internal affairs of its penal institutions.9
Section 2511 of title 18 of the United States Code makes it a crime, subject to the exceptions contained in subdivisions (2)(a) through (3) of that section, to wilfully intercept or disclose any wire or oral communication.10
Sections 2510-2520 were drafted to meet the standards of Berger
An intent to have certain provisions of the law completely occupy the field of wiretapping and electronic surveillance is evidenced by their plain and all-inclusive wording. (See Allen B. Dumont Laboratories v. Carroll (3d Cir. 1950) 184 F.2d 153, 155.) Section 2511(1)(a) provides penal sanctions for “any person who willfully intercepts . . . any wire or oral communication,” and section 2510(1) defines “wire communication” as “any communication made . . . through the use of facilities . . . furnished or operated by . . . a common carrier . . . for the transmission of interstate or foreign communications.” (Italics added.) That Congress intended to enact comprehensive national legislation, against which all then existing federal and state legislation was to be measured, is also illustrated by the comments of the Senate Committee on the Judiciary.16 At the same time, however, Con-
Congress’ authority in enacting legislation to accomplish its asserted purpose is said to emanate from its plenary power under the commerce clause (see, e.g., Prudential Ins. Co. v. Benjamin (1946) 328 U.S. 408, 423 [90 L.Ed. 1342, 1356-1357, 66 S.Ct. 1142, 164 A.L.R. 476]; see also Atlanta Motel v. United States (1964) 379 U.S. 241 [13 L.Ed.2d 258, 85 S.Ct. 348]; Weiss v. United States (1939) 308 U.S. 321 [84 L.Ed. 298, 60 S.Ct. 269]; cf. American Power Co. v. S.E.C. (1946) 329 U.S. 90 [91 L.Ed. 103, 67 S.Ct. 133]) to regulate telegraph and telephone lines as instrumentalities of interstate commerce (Western Union v. Lenroot (1945) 323 U.S. 490, 502 [89 L.Ed. 414, 423, 65 S.Ct. 335])18 and the right of privacy “arising under certain provisions of the Bill of Rights and the due process clause of the Fourteenth Amendment.”19 Since title III is a valid exercise of Congress’ power under particular provisions of the Constitution, we reject the People‘s contention that it is unconstitutional as applied because it infringes upon the police power of the state, reserved to it by the Tenth Amendment, to regulate the internal discipline of its penal institutions. “[T]he [Tenth] amendment has been construed as not depriving the
Unquestionably the conversation between Halpin and his wife was a wire communication within the meaning of section 2510(1) since it was carried over wires between Ontario and San Diego and operated by a common carrier engaged in interstate communications. Moreover, the conversation was intercepted within the meaning of section 2510(4)20 and the interception was not authorized in accordance with section 2516. The contents of the conversation are therefore inadmissible. (§ 2515.)
Since we hold that title III has preempted particular fields of wiretapping and electronic surveillance, we need not reach the issue whether the Halpins’ right of privacy was invaded by monitoring and tape recording the phone call.21
Let a peremptory writ of mandate issue directing the respondent superior court to suppress the evidence obtained in the execution of the search warrant and from the interception of petitioner‘s call to his wife from the telephone at the jail.
McComb, J., Peters, J., Tobriner, J., Burke, J., and Sullivan, J., concurred.
I agree completely with the court‘s opinion on federal preemption of electronic surveillance. On the subject of the search warrant, however, I concur under compulsion of People v. Hamilton (1969) 71 Cal.2d 176 [77 Cal.Rptr. 785, 454 P.2d 681].
The admonition to magistrates on the improvident issuance of search warrants, and on the two-pronged requirements of Aguilar v. Texas (1964) 378 U.S. 108 [12 L.Ed.2d 723, 84 S.Ct. 1509], is well advised. With relatively simple effort and a minimum of cerebration, issuing judges can prevent the embarrassment that is theirs, and the potential injustice to society, when a faulty warrant prevents evidence from being introduced at a trial.
On the other hand, there are also two-pronged mitigating considerations for reviewing courts. First, the exigent circumstances under which search warrants are originally sought often preclude careful preparation and thoughtful consideration by the magistrate; the motor vehicle in transit here is a typical example of the necessity for haste. Second, the lay character of those who generally prepare affidavits for warrants suggests the documents will seldom be drafted with consummate legal skill.1
The manner in which warrants should be interpreted has divided courts from Draper v. United States (1959) 358 U.S. 307 [3 L.Ed.2d 327, 79 S.Ct. 329], through Aguilar and its progeny, down to United States v. Harris (1971) 403 U.S. 573 [29 L.Ed.2d 723, 91 S.Ct. 2075]. Often as a last refuge, reliance upon an illusory test of “common sense” has been employed in a wide variety of search and seizure contexts. For example, in United States v. Ventresca (1965) 380 U.S. 102, 109 [13 L.Ed.2d 684, 689, 85 S.Ct. 741], Justice Goldberg wrote that the affidavit should be “read in a commonsense way.” In the same opinion he insisted that “affidavits for search warrants, such as the one involved here, must be tested and interpreted by magistrates and courts in a commonsense and realistic fashion.” Justice Black, dissenting in Katz v. United States (1967) 389 U.S. 347, 366 [19 L.Ed.2d 576, 591, 88 S.Ct. 507], stated that “common sense requires a liberal construction.” Conflicting views in Spinelli v. United States (1969) 393 U.S. 410 [21 L.Ed.2d 637, 89 S.Ct. 584], invoked the same doctrine: Justice Harlan, for the majority, wrote, “[I]ssuing magistrates are not to be confined . . . by restrictions on the use of their common sense” (id. at p. 419 [21 L.Ed.2d at p. 645]); Justice Fortas, disagreeing in the same case, maintained that “a policeman‘s affidavit is entitled to common-sense evaluation.” (Id. at p. 439 [21 L.Ed.2d at p. 657].)
Whatever may be the appropriate test, I have urged numerous times that this court must give law enforcement officers every encouragement to seek warrants, rather than to compel them to depend upon their hasty and competitive judgment in the field. (See my dissents in People v. Scoma (1969) 71 Cal.2d 332, 340 [78 Cal.Rptr. 491, 455 P.2d 419]; People v. Hamilton, supra, at p. 183; People v. Sesslin (1968) 68 Cal.2d 418, 431 [67 Cal.Rptr. 409, 439 P.2d 321].) An excessively restrictive interpretation of affidavits, or as the high court in Ventresca, supra, put it, a “grudging or negative attitude by reviewing courts toward warrants” will in the long run “tend to discourage police officers from submitting their evidence to a judicial officer before acting.” (380 U.S. at p. 108 [13 L.Ed.2d at p. 689].)
It is of vital importance to society, to suspects, and for the protection of law enforcement officers themselves, that probable cause be determined by a “neutral and detached magistrate.” (Johnson v. United States (1948) 333 U.S. 10, 14 [92 L.Ed. 436, 440, 68 S.Ct. 367].) To this end, “it obviously is not desirable to place unnecessary burdens” upon the use of warrants. (People v. Keener (1961) 55 Cal.2d 714, 723 [12 Cal.Rptr. 859, 361 P.2d 587].)
Were it not for Hamilton and if we were writing on a clean slate, I would be inclined to treat the instant warrant—though certainly it is no model—somewhat more tolerantly, and to find it does not offend the Fourth Amendment, or article I, section 19, of the Constitution of California.
The petition of the real party in interest for a rehearing was denied May 23, 1972.
Notes
“THE COURT: I am satisfied with the search warrant if you are satisfied that you have completely complied in the following respects, sir: We have in the law several cases where the officer received information by radio by the dispatcher or another officer, which imparts information that then gives probable cause. Are you prepared to call the officer who transmitted the information to him to supplement your probable cause? In other words, how did that man who sent the information over the radio get his information, and is that reliable? If you are satisfied on that aspect I will go along with this.
“MR. [Deputy District Attorney]: I believe, your Honor, the state of the record before the Court is that information from a reliable source, the Captain of the Pomona Police Department, was furnished to the Ontario Police Department, that this particular office in Pomona had prior experience with this particular defendant—
“THE COURT: That could be hearsay.
“MR. [Deputy District Attorney]:—and that the information furnished by the Pomona Police Captain in every particularity, and the information furnished by the informant to the police captain, and then to the Ontario Police Department, was found to be true. And under these circumstances I believe there was a basis for showing through the conduct and information furnished by the reliable informant there is a basis for the search of the truck presently in custody and under the control of the officials—
“THE COURT: This will almost beyond a doubt be contested. Now, let me ask you this, sir, are you allowed in anyway [sic] to supplement the showing up at this point on 1538.5 motion or a motion to suppress or any of the numerous ways it could be attacked by bringing in Captain Mooney to testify directly?
“MR. [Deputy District Attorney]: I suppose this should be off the record. I don‘t think there would be anything further to add to the record unless the Court has anything particular in mind.
“THE COURT: No, I have nothing in mind, except I just wondered if you could present additional testimony if you deemed it advisable at the time of a hearing on a 1538.5 and supplementing what you have on the record so far.
“MR. [Deputy District Attorney]: As a general state of law, I believe there are two ways such additional information could be presented, and if the Court feels there is need for it I will bring those people here now.
“THE COURT: I would rather not cause any delay here unless it is absolutely essential because that truck is under surveillance. Anything can happen out there, and the quicker you get there with a search warrant I think the quicker the interests of justice can be served.
“MR. [Deputy District Attorney]: I assume from that the Court is satisfied with the People‘s showing of—
“THE COURT: I am satisfied. I can see trouble coming up on that point at the
“MR. [Deputy District Attorney]: Of course the Court is raising an issue that I have to deal with on the record, that is, are you personally satisfied with the probable cause shown here today?
“THE COURT: Yes, but with some reluctance because I can see some loose parts of the dike, and somebody is going to have to act like the Dutch boy with his finger in the hole at some future time.”
“(a) willfully intercepts . . . any wire or oral communication;
“(b) willfully uses . . . any electronic, mechanical, or other device to intercept any oral communication . . . .”
“(d) willfully uses . . . the contents of any wire or oral communication, knowing or having reason to know that the information was obtained through the interception of a wire or oral communication in violation of this subsection; shall be fined not more than $10,000 or imprisoned not more than five years, or both.”
In the Senate Report on the Omnibus Crime Control and Safe Streets Act of 1968 (Sen. Comm. on the Judiciary, Omnibus Crime Control and Safe Streets Act of 1968, Sen. Rep. No. 1097, 90th Cong., Second Sess. (1968) [hereinafter cited as Senate Report]) section 2511 was explained in part as follows:
“Section 2511 of the new chapter prohibits, except as otherwise specifically provided in the chapter itself, the interception and disclosure of all wire or oral communications. Paragraph (1) sets out several prohibitions. Subparagraph (a) prohibits the interception itself. This eliminates the requirement under existing law that an ‘interception’ and a ‘divulgence’ must take place. See Massicot v. United States [(5th Cir. 1958) 254 F.2d 58, certiorari denied (1958) 358 U.S. 816 (3 L.Ed.2d 58, 79 S.Ct. 23)]; Benanti v. United States [(1957) 355 U.S. 96, 102 fn. 10 (2 L.Ed.2d 126, 131, 78 S.Ct. 155)].
“Subparagraph (a) establishes a blanket prohibition against the interception of any wire communication. Since the facilities used to transmit wire communications form part of the interstate or foreign communications network, Congress has plenary power under the commerce clause to prohibit all interception of such communications, whether by wiretapping or otherwise. (Weiss v. United States [(1939) 308 U.S. 321 (84 L.Ed. 298, 60 S.Ct. 269)].)” (Sen. Rep., supra, at pp. 91-92.)
