Hall v. VirginiaHall v. Virginia
Affirmed by published opinion. Judge Duncan wrote the opinion, in which Judge Niemeyer and Judge Shedd joined.
OPINION
DUNCAN, Circuit Judge:
At issue in this lawsuit under
I.
On June 19, 2001, the Commonwealth held a special election for the United States House of Representatives seat in the Fourth Congressional District. The seat had become vacant on account of the death of longtime Democratic Representative Norman Sisisky on March 29, 2001. In the special election, Republican Randy Forbes defeated Democrat Louise Lucas to capture the Fourth District seat by a 52 to 48 percent margin.
Shortly thereafter, on July 10, 2001, the Virginia General Assembly enacted the existing congressional district plan (the “2001 Redistricting Plan“) based on the results of the 2000 census.1 Relevant to this appeal, the 2001 Redistricting Plan redrew the boundaries of the Fourth District, shifting a number of black2 citizens out of the Fourth District and into the Third and Fifth Congressional Districts. Before the enactment of the 2001 Redistricting Plan, blacks formed 39.4 percent of the total population and 37.8 percent of the voting-age population in the Fourth District.3 In the reconfigured Fourth District, blacks constitute 33.6 percent of the total population and 32.3 percent of its voting-age population.
The plaintiffs are nine registered voters who either currently reside in the Fourth District or were shifted out of the Fourth District as a result of the 2001 Redistricting Plan. On February 21, 2003, the plaintiffs filed a federal complaint in the Eastern District of Virginia alleging that the reconfiguration of the Fourth District dilutes minority voting strength in violation of
Relying on the Supreme Court‘s decision in United States v. Hays, 515 U.S. 737, 115 S.Ct. 2431, 132 L.Ed.2d 635 (1995), the district court dismissed for lack of standing the seven plaintiffs who no longer reside in the Fourth District as a result of the 2001 Redistricting Plan. The Hays Court held that plaintiffs who do not live in a challenged district lack standing to claim that the district has been racially gerrymandered in violation of the Fourteenth Amendment. Id. at 744-45, 115 S.Ct. 2431 (“Where a plaintiff resides in a racially gerrymandered district ... the plaintiff has been denied equal treatment ... and therefore has standing to challenge the legislature‘s action.“). Although Hays concerned a racial gerrymandering claim under the Equal Protection Clause, rather than a vote dilution claim under Section 2 of the Voting Rights Act, the district court was persuaded that the principles of standing discussed in Hays apply equally to the seven plaintiffs in this case who do not live in the challenged district, and thus can claim no more than a “`generalized grievance against governmental conduct of which [they] do [ ] not approve.‘” Hall v. Commonwealth of Va., 276 F.Supp.2d 528, 531 (E.D.Va.2003) (quoting Hays, 515 U.S. at 745, 115 S.Ct. 2431). Accordingly, the district court held that only Plaintiffs Joan Hall and Leslie Speight have standing to challenge the newly-drawn Fourth District “by virtue of their residency within the Fourth District.” Id. at 531-32, 115 S.Ct. 2431.
The district court ultimately dismissed the vote dilution claims of Hall and Speight on the grounds that they failed to satisfy all of the “necessary preconditions” for a Section 2 claim established by the Supreme Court in Thornburg v. Gingles, 478 U.S. 30, 106 S.Ct. 2752, 92 L.Ed.2d 25 (1986). The Gingles Court construed Section 2 in the context of a lawsuit claiming that the election of candidates from a multimember district8 diluted minority voting strength by submerging a cohesive racial minority group within a bloc-voting white majority. The Court held that plaintiffs challenging the use of multimember districts under Section 2 must first establish three threshold conditions. The minority group must be able to (1) “demonstrate that it is sufficiently large and compact to constitute a majority in a single member district,” (2) “show that it is politically cohesive,” and (3) “demonstrate that the white majority votes sufficiently as a bloc to enable it ... usually to defeat the minority‘s preferred candidate.” Id. at 50-51, 106 S.Ct. 2752.9
On appeal, the plaintiffs claim that the district court erred in treating the first Gingles precondition as “a bright-line numerical cut-off requiring black voters to be a numerical majority in a single-member district.” Appellants’ Br. at 8. Although Gingles states very clearly that Section 2 plaintiffs must demonstrate that a minority group is large enough to form “a majority” in a district, Gingles, 478 U.S. at 50, 106 S.Ct. 2752, the plaintiffs argue that nothing in the language of Section 2 or Gingles requires that a minority group constitute a numerical majority in a district in order to state a vote dilution claim. Instead, the plaintiffs contend that the first Gingles precondition is satisfied not only when a minority group constitutes a numerical majority in a single-member district, but also when minorities are sufficiently numerous to form an “effective” or “functional” majority in a single-member district by combining with voters from other racial or ethnic groups. Appellants’ Br. at 28. According to the plaintiffs, the purpose of Section 2 is to remove obstacles that impair the ability of minorities to elect their preferred candidates. Thus, they argue that if minorities can elect a candidate by forming a majority in a single-member district in combination with voters from another racial group, “then they have demonstrated that a structure which prevents them from doing so is dilutive.” Id. at 22. Fundamentally, the plaintiffs contend that Section 2 authorizes a claim that an election law or practice dilutes the voting strength of a multiracial coalition.
II.
We review de novo the dismissal of a complaint under
III.
A.
A vote “dilution” claim alleges that a particular practice operates “to cancel out or minimize the voting strength” of a minority group. White v. Regester, 412 U.S. 755, 765, 93 S.Ct. 2332, 37.L.Ed.2d 314 (1973). In turn, a minority group‘s “voting strength” is measured in terms of its ability to elect candidates to public office. Gingles, 478 U.S. at 88, 106 S.Ct. 2752 (O‘Connor, J., concurring) (observing that “minority voting strength is to be assessed solely in terms of the minority group‘s ability to elect candidates it prefers“) (emphasis omitted)). In choosing the ability “to elect” its preferred candidates as the measure of a minority group‘s voting strength, the Court declined to address whether Section 2 permits claims, brought by a minority group too small to form a majority in a single-member district, that a practice “impairs its ability to influence [rather than to win] elections.”11 Id. at 46 n. 12, 106 S.Ct. 2752. Thus, under existing Supreme Court authority, a vote dilution claim under Section 2 must be cast solely in terms of an allegation that a particular practice “impede[s] the ability of minority voters to elect representatives of their choice.” Id. at 48, 106 S.Ct. 2752.
Any claim that the voting strength of a minority group has been “diluted” must be measured against some reasonable benchmark of “undiluted” minority voting strength. As Justice Frankfurter once observed, “[t]alk of `debasement’ or `dilution’ is circular talk. One cannot speak of `debasement’ or `dilution’ of the value of a vote until there is first defined a standard of reference as to what a vote should be worth.” Baker v. Carr, 369 U.S. 186, 300, 82 S.Ct. 691, 7 L.Ed.2d 663 (1962) (Frankfurter, J., dissenting); see also Gingles, 478 U.S. at 88, 106 S.Ct. 2752 (O‘Connor, J., concurring) (noting that to evaluate a vote dilution claim, “it is ... necessary to construct a measure of `undiluted’ minority voting strength.“).
The size, compactness, and cohesiveness requirements of the Gingles preconditions are at the heart of the measure of undiluted voting strength that the Supreme Court has adopted for vote dilution claims. In Gingles, Justice O‘Connor observed that the first and second preconditions establish a standard of undiluted minority voting strength in terms of the voting power a minority group could wield if its members were all concentrated within one, hypothetical single-member district.
The Court‘s definition of the elements of a vote dilution claim is simple and invariable: a court should calculate minority voting strength by assuming that the minority group is concentrated in a single-member district in which it constitutes a voting majority. Where the minority group is not large enough, geographically concentrated enough, or politically cohesive enough for this to be possible, the minority group‘s claim fails. Where the minority group meets these requirements, the representatives that it could elect in the hypothetical district or districts in which it constitutes a majority will serve as the measure of its undiluted voting strength. Whatever plan the State actually adopts must be assessed in terms of the effect it has on this undiluted voting strength.
Gingles, 478 U.S. at 90-91, 106 S.Ct. 2752 (O‘Connor, J., concurring) (emphasis added). The electoral ability of a group concentrated within a hypothetical single-member district makes sense as the measure of undiluted minority voting strength, because: (1) voting strength is measured in terms of a group‘s “ability to elect” candidates; and (2) “a minority group that could constitute a majority in a single-member district ordinarily has the potential ability to elect representatives without white support,” while “a minority that could not constitute such a majority does not.” Id. at 89 n. 1, 106 S.Ct. 2752 (emphasis added).
Ultimately, the right to “undiluted” voting strength in Section 2 is a guarantee of equal opportunity in voting, ensuring that a minority group is not denied, on account of race, color, or language minority status, the opportunity to exercise an electoral power that is commensurate with its population in the relevant jurisdiction. See Smith v. Brunswick County, 984 F.2d 1393, 1400 (4th Cir.1993) (explaining that “the analysis [of a vote dilution claim] must consider whether the protected voting group has a voting opportunity that relates favorably to the group‘s population in the jurisdiction for which the election is being held.“). This guarantee of equal opportunity in voting is evident in the plain language of Section 2, which is violated whenever an election law or practice leaves minorities with “less opportunity than other members of the electorate ... to elect representatives of their choice.”
B.
In light of these principles informing a vote dilution claim under Section 2, we must conclude that the complaint in this case fails to state a claim upon which relief can be granted. The plaintiffs cannot establish that black voters have been denied an equal opportunity to elect candidates of their choice. The 2001 Redistricting Plan reduces the voting-age population of blacks in the Fourth District from 37.8 to 32.3 percent. It does not follow, however, that the new plan dilutes minority voting strength under Section 2. Section 2 and Gingles instruct that a plan may not create a barrier to the ability of minorities to elect their preferred candidates. As a group that could only form a minority of the voters in the Fourth District even before the Plan‘s enactment, the ability to elect candidates of their own choice was never within the plaintiffs’ grasp. See Cano v. Davis, 211 F.Supp.2d 1208, 1231 (C.D.Cal.2002) (observing that “unless the minority group can establish that an effective majority-minority district can be created, a vote dilution claim is not cognizable because there is no minority voting power to dilute.“), aff‘d, 537 U.S. 1100, 123 S.Ct. 851, 154 L.Ed.2d 768 (2003). The plaintiffs concede that black voters cannot form a majority in the Fourth District, and thereby elect a candidate, without the support of voters from other racial or ethnic groups.
At roughly 38 percent of the voting-age population in the Fourth District before the 2001 Redistricting Plan, blacks possessed the same opportunity to elect a candidate as any group that cannot form a majority of the voters in a district. A minority group that is too small to form a majority may be able to join with other voters to elect a candidate it supports. However, such groups will be obliged “to pull, haul, and trade to find common political ground” with other voters in the district. De Grandy, 512 U.S. at 1020, 114 S.Ct. 2647. The 2001 Redistricting Plan does not change this fact for black voters in the Fourth District; their political fortunes remain tied to the interests of other voters in the district. Because the same is true for all other groups in the Fourth District that are too small to dominate an election with their own votes, the plaintiffs cannot establish that black voters in the Fourth District have less opportunity “than other members of the electorate” to elect candidates of their choice.
Furthermore, any construction of Section 2 that authorizes the vote dilution claims of multiracial coalitions would transform the Voting Rights Act from a law that removes disadvantages based on race, into one that creates advantages for political coalitions that are not so defined. “Congress enacted § 2 of the Voting Rights Act ... to help effectuate the Fifteenth Amendment‘s guarantee that no citizen‘s right to vote shall `be denied or abridged ... on account of race, color, or previous condition of servitude.‘” Voinovich, 507 U.S. at 152, 113 S.Ct. 1149 (quoting
The purpose of the [Voting Rights] Act is to redress racial or ethnic discrimination which manifests itself in voting patterns or electoral structures.... If a minority group lacks a common race or ethnicity, cohesion must rely principally on shared values, socio-economic factors, and coalition formation, making the group almost indistinguishable from political minorities as opposed to racial minorities.
Campos v. City of Baytown, 849 F.2d 943, 945 (5th Cir.1988) (Higginbotham, J., dissenting from denial of reh‘g en banc).
IV.
Because the plaintiffs cannot establish that black voters in the Fourth District can form a majority in a single-member district as required by Gingles, the complaint fails to state a vote dilution claim under Section 2. Accordingly, the district court‘s order dismissing the complaint with prejudice is
AFFIRMED.