This ease comes before this Court on a permissive appeal from two interlocutory orders ((1) Order Granting in Part and Denying in Part Petitioner’s Supplemental Motion for Discovery and, (2) Order Denying Petitioner’s Motion for Juror Contact) that were entered by the district court while capital post-conviction proceedings were pending for Erick Virgil Hall. Hall argues that the district court erred in prohibiting post-conviction contact with the jurors who deliberated in the underlying criminal ease, and in denying Hall’s motion for a court-ordered deposition of his trial counsel’s investigator. We affirm.
I. FACTUAL AND PROCEDURAL BACKGROUND
In 2004, a jury found Hall guilty of first-degree murder, first-degree kidnapping and rape. The jury also found four statutory aggravating factors, and after weighing each individual aggravating factor against the mitigating circumstances, found that it would not be unjust to impose the death penalty on Hall. Hall was subsequently sentenced to death for first-degree murder, with consecutive unified fixed life sentences for the offenses of first-degree kidnapping and rape; such judgments were entered on January 19, 2005. Hall filed a Notice of Appeal on January 21, 2005, and the State Appellate Public Defender was appointed to represent Hall during post-conviction proceedings.
On March 1, 2005, Hall filed a petition for post-conviction relief, pursuant to I.C. § 19-2719. On approximately January 6, 2006, the district court orally limited contact between Hall’s attorneys and the jurors. Hall filed a motion for reconsideration on January 20, 2006. At a hearing on February 15, 2006, the district court held that counsel could not contact jurors without the prior express permission of the court. On June 1, 2007, Hall filed a motion for juror contact with an attached memorandum in support of that motion. The State objected to Hall’s motion, and at a hearing on August 8, 2007, the district court considered both the general and specific inquiries proposed by Hall and denied the motion for juror contact. The district court issued a written order denying Hall’s motion on September 13, 2007.
On January 5, 2006, Hall filed a motion seeking to depose the attorneys who had represented him at trial, and their investigator, Glenn Elam. The district court allowed the deposition of trial counsel, but denied leave to depose Elam. In response to renewed and supplemental requests for the same, the district court considered the matter fully at a hearing and entered a written order on September 17, 2007, denying leave to depose Elam, finding that “[n]o showing has been made by the petitioner that deposition is necessary to protect his substantial rights.” On August 23, 2007, Hall filed a motion for permission to appeal that order,
II.ISSUES ON APPEAL
1. Whether the district court had the inherent authority to enter an order restricting appellate counsel’s contact with jurors.
2. Whether the district court violated Hall’s attorneys’ First Amendment rights by entering an order forbidding contact with the jurors absent prior court approval.
3. Whether the district court abused its discretion in denying Hall’s motion for post-verdict communications with the jurors.
4. Whether the district court abused its discretion in denying Hall’s motion to depose his trial counsel’s investigator.
III.STANDARD OF REVIEW
An application for post-conviction relief initiates a proceeding that is civil in nature.
Kelly v. State,
To determine whether there is an abuse of discretion this Court considers whether (1) the court correctly perceived the issue as one of discretion; (2) the court acted within the boundaries of such discretion and consistently with legal standards applicable to specific choices; and (3) the court reached its decision by an exercise of reason.
IV.ANALYSIS
Hall appeals from two interlocutory orders entered by the district court in post-conviction proceedings: (1) an order denying a motion for post-verdict contact with jurors; and (2) an order denying a motion to depose his trial counsel’s investigator. Hall argues that it was a violation of due process and free speech for the district court to impose prior restraints on his attorneys’ contact with the jurors, and that the district court further abused its discretion in denying his specific motion for juror contact. Hall also argues that his due process rights were violated through the district court’s denial of his request to depose his trial counsel’s investigator, as Hall had shown that the protection of his substantial rights necessitated that deposition. These issues shall be addressed in turn.
A. The district court had the authority to issue its order prohibiting appellate counsel from contacting trial jurors absent express approval by the court.
Hall argues that as no statute, or rule promulgated by this Court, limits contact with the jury, the district court lacked the authority to enter its order. The State responds that it is within the inherent authori
ty
In
Townsel v. Superior Court,
the Supreme Court of California was confronted with an identical question.
We find that a district court has the inherent authority to enter an order restricting contact with the jury, including post-verdict contact.
B. The district court did not err in prohibiting Hall’s counsel from contacting jurors without prior court approval.
Hall argues that the district court violated his attorneys’ First Amendment rights, as applied to the State by the Fourteenth Amendment, in creating a prior restraint on their speech by forbidding contact with jurors absent prior court approval.
See Alexander v. United States,
Hall contends that this Court should apply the test developed by the United States Supreme Court in
Gentile v. State Bar of Nevada,
It is well established that attorneys acting as advocates in a judicial proceeding do not enjoy the same First Amendment protections as the general public, both due to their membership in a specialized profession and their status as officers of the court.
See Gentile,
Rules restricting attorneys’ post-verdict contacts with jurors are widespread, and in the absence of local rules regulating such contacts the issue of post-verdict juror contact is often left to the discretion of the trial court.
See
Benjamin M. Lawsky,
Limitations on Attorney Postverdict Contact with Jurors: Protecting the Criminal Jury and its Verdict at the Expense of the Defendant,
94 Colum. L.Rev. 1950,1951 (1994).
See also Haeberle,
Courts determining the constitutionality of local rules and orders that restrict or prohibit post-verdict contact with jurors have attempted to balance attorneys’ First Amendment rights and appellant/defendants’ due process rights against the broader systemic public policy of ensuring fair trials and competent veniremen. In
Benton,
the Supreme Court of Texas noted that “it is well established in the law that post-verdict speech can also pose a sufficiently significant threat to the fairness of jury trials to justify curtailing the would-be speakers’ constitutional interests.”
In
Haeberle,
a civil case, Haeberle appealed the district court’s denial of his request for post-verdict contact with the jury, arguing that he wished to question the jury, not for purposes of impeachment, but merely to determine the basis upon which the verdict had been reached.
neither the attorney nor any party to an action nor any other person shall himself or through any investigator or other person acting for him interview, examine or question any juror, relative, friend or associate thereof either during the pendency of the trial or with respect to the deliberation or verdict of the jury in any action, except on leave of Court granted upon good cause shown.
Id.
at 1020-21. The Fifth Circuit Court of Appeals noted that important public policy reasons support such a rule, for example: protecting the jury from post-verdict charges of misconduct; increasing the certainty of verdicts; and preserving court resources for what would be time-consuming and often futile proceedings.
Id.
at 1021. The Court noted that it had previously held that leave to interview jurors would only be granted where specific evidence of misconduct was demonstrated by either testimony or affidavit.
Id.
at 1021.
See also King v. United States,
In
United States v. Kepreos,
the First Circuit Court of Appeals was confronted with a situation wherein a criminal case ended in a mistrial, and an Assistant U.S. Attorney contacted some of the jurors from the first trial, prior to the retrial, to inquire why the jury had not been convinced of the defendant’s guilt.
In accordance with the reasoning employed in the above-cited cases, we hold that attorneys’ limited First Amendment rights implicated by an order prohibiting post-verdict juror contact absent a court order, are outweighed by the public policy interests in preserving a full and fair trial, protecting juror privacy and protecting the finality of verdicts. Therefore, we hold that the district court did not err in using its inherent authority to enter an order prohibiting post-verdict juror contacts absent a showing of good cause to believe that juror misconduct occurred.
Where courts determine that juror contact may be appropriate, the preferable method of initiating such contact would be for the court to instruct parties seeking post-verdict contact with jurors to draft a letter to be sent to those jurors. These letters should stress that jurors have complete discretion to decline any contacts, or to terminate any agreed-upon contact once initiated. These letters should also include a statement that jurors should contact the court to report any contacts which occur despite the juror’s decision to decline or terminate the same. Trial courts have the inherent authority to review such letters and enclosures and order counsel to make modifications accordingly.
C. The district court did not abuse its discretion in denying Hall’s motion for post-verdict juror contact.
The district court did not absolutely proscribe contact with the jurors, but rather ordered that Hall make a motion and receive express permission from the court prior to making any contact. After receiving
My sense of Rule 606(b) is that it’s not just an admissibility rule, because there would be no reason to contact a juror unless counsel hoped to find something that was admissible that would then come into court and would be governed by Rule 606.
So to try to parse out and distinguish Rule 606 as an admissibility [sic] in Court in a post-conviction proceeding versus a contact with former jurors rule is, I think, ignoring the obvious, because the whole reason for contacting a former juror is to, from petitioner’s point of view, apparently not having any evidence now that — or even indication of any strong likelihood now that the Court’s instructions were not followed or that there was somehow juror misconduct, to get some information somewhere along the line in the total absence of any indication that maybe something untoward happened.
So there’s no reason to contact them unless you hope to admit it and to bring it forward to the Court. So to argue that 606 is only an admissibility rule and not a contact rule, I think ignores the whole purpose of the proceeding.
The district court concluded that Hall had failed to provide any evidence suggesting that any impropriety had occurred, for which testimony would have been permitted under I.R.E. 606(b), and denied the motion accordingly.
Similar public policy concerns were behind the creation of F.R.E. 606(b) and I.R.E. 606(b). In
Tanner v. United States,
the United States Supreme Court noted “common fairness requires that absolute privacy be preserved for jurors to engage in the full and free debate necessary to the attainment of just verdicts. Jurors will not be able to function effectively if their deliberations are to be scrutinized in post-trial litigation.”
Upon an inquiry into the validity of a verdict or indictment, a juror may not testify as to any matter or statement occurring during the course of the jury’s deliberations or to the effect of anything upon the juror’s or any other juror’s mind or emotions as influencing the juror to assent to or dissent from the verdict or indictment or concerning the juror’s mental processes in connection therewith, nor may a juror’s affidavit or evidence of any statement by the juror concerning a matter about which the juror would be precluded from testifying be received for these purposes, but a juror may testify on the questions whether extraneous prejudicial information was improperly brought to the jury’s attention or whether any outside influence was improperly brought to bear upon any juror and may be questioned about or may execute an affidavit on the issue of whether or not the jury determined any issue by resort to chance.
See also Levinger v. Mercy Med. Ctr., Nampa,
In
Tanner,
Tanner and Conover were tried as co-defendants and convicted of mail fraud; prior to sentencing, Tanner filed a motion seeking, in relevant part, permission to interview the jurors.
Tanner argued that regardless of F.R.E. 606(b)’s constraints on juror testimony, his Sixth Amendment guarantee to a fair trial before an impartial and competent jury required the district court to hold an evidentiary hearing.
Id.
at 126,
As noted above, courts have consistently upheld orders and rules restricting attorneys from post-verdict contact with jurors absent a showing of good cause, despite the limited attorney First Amendment interests at stake. However, where there is a showing of good cause, suggesting that juror misconduct occurred, questioning the jury may lead to admissible evidence even where the jurors themselves may not testify.
Determinations of whether or not to allow discovery pursuant to proceedings for post-conviction relief is entrusted to the sound discretion of the trial court, absent a showing that the failure to allow such discovery shall result in prejudice to an appellant’s substantial rights.
Baldwin,
It is clear from the record that the district court recognized the issue of post-verdict juror contact as one of discretion. The exhaustive analysis the district court gave to each point of inquiry proposed by Hall in the memorandum accompanying his motion, clearly demonstrates that the district court reached its decision through an exercise of reason. The court found that no evidence had been submitted to suggest that: (1) extraneous prejudicial information was improperly brought to the jury’s attention; (2) an outside influence was improperly brought to bear upon any juror; or (3) the jury determined any issue by resort to chance. Thus finding no evidence to suggest that juror contacts would lead to admissible testimony or affidavits under I.R.E. 606(b), the district court denied Hall’s motion.
The goal in limiting contact with the jury is not to unduly restrict the discovery of
Although the district court erred in finding that I.R.E. 606(b) restricted the permissible scope of post-conviction juror interviews to those topics on which jurors themselves might testify, it was correct in finding that lines of inquiry related to the jurors’ deliberations, mental processes, minds or emotions were improper. Idaho Rule of Evidence 606(b) expressly prohibits jurors from testifying as to these topics, and also bars any other party from offering evidence of any statement by a juror concerning these topics. As juror statements are the only way to ascertain what took place in the deliberative process or in the minds of the jury, the effect of this rule is to make lines of inquiry pertaining to these areas inherently fruitless. Where such questioning could never lead to admissible evidence there is necessarily no showing of good cause to interview the jurors on these topics. Thus, we find that the district court properly barred areas of inquiry relating to the jurors’ deliberations, mental processes, minds or emotions, on the basis that I.R.E. 606(b) would bar any discovered evidence.
In Hall’s Memorandum in Support of Motion for Juror Contact, he identified the areas that he intended to question the jurors about, divided into “General Inquiries” and “Inquiries Specific to Certain Jurors.” Most of the areas of specific inquiry pertained to information that should have been obtained at voir dire, and Hall has made no allegation that the jurors were untruthful when answering questions during that process. Rather, Hall is seeking a second chance to investigate areas that he believes trial counsel failed to properly explore. Absent some reason to believe that the jurors were untruthful in voir dire, the district court found that Hall was seeking to engage in a “fishing expedition” with nothing to suggest that anything improper occurred. Although the district court did not employ the terminology “good cause” in reaching its decision, it is clear that the district court found that Hall had not demonstrated good cause to inquire into these areas.
Reading the transcript of the hearing on post-verdict juror contacts, it is clear that the district court provided alternate bases for rejecting most of the proposed inquires that Hall wished to make, relying on I.R.E. 606(b) only where it was appropriate to do so under a proper reading of that rule. The transcript shows that, although employing different terminology, the district court found that Hall had failed to show good cause for any of the proposed questioning. The court specifically noted that it found “that the claims made by the petitioner relating to possible jury misconduct are made without factual support. The petitioner makes no effort to support his claims with any objective or observable conduct.” The thorough and specific analysis the district court applies to the majority of both the general inquiries and specific inquiries proposed by Hall reveals that the district court properly considered whether Hall had made a showing of good cause.
Similarly, as for Hall’s general inquiry into “Juror bias regarding Mr. Hall’s dangerousness”, the district court found that the only support argued for this ground arose from a factually incorrect premise. One day at trial Mr. Hall’s counsel was fiddling with a large paperclip. Hall alleges that one of the jurors sent the judge a note to ask the defense to dispose of the “sharp object”, and that such contact suggests that the juror may have thought Hall was dangerous and did not want a shai’p object in his vicinity. However, the court noted that what had actually occurred was that a juror verbally mentioned to the bailiff that counsel’s manipulations of the paperclip were distracting, and then the bailiff wrote a note to this effect to the court.
Having found that no good cause existed to allow Hall to question the jurors, the district court did not abuse its discretion in denying such contacts.
D. The district court did not abuse its discretion in denying Hall’s motion to depose his trial counsel’s investigator.
The district court, in its discretion, permitted Hall to depose the two attorneys who had represented him at trial, while denying leave to depose the investigator employed by those attorneys, Glenn Elam. Hall argues that this denial constituted an abuse of discretion as he had demonstrated that the deposition was necessary in order to protect his substantial rights. Hall alternatively argues that the court abused its discretion by misapplying relevant facts and law.
It is clear that the district court recognized that its determination of whether or not to order the deposition of Elam, as a part of post-conviction discovery, was a matter of discretion. It is likewise clear from the record both in the hearing transcripts and order that the district court reached its decision through an exercise of reason. The sole remaining question is whether the district court acted within the outer bounds of its discretion, or in other words, whether Hall’s requested discovery was necessary in order to protect his substantial rights.
The post-conviction claim Hall was seeking to support was a Strickland 2 claim of ineffective assistance of counsel, based upon a failure to fully investigate and present evidence on a theory of an alternate perpetrator. The Court authorized the deposition of both of the attorneys who had represented Hall at trial, in order to obtain information relevant to that claim. It is also evident from the record that Elam fully participated with Hall’s appellate counsel’s investigation, talking on numerous occasions with their investigator. Hall’s sole ground for seeking to depose Elam appears to be that Elam would not sign an affidavit that had been prepared for him by Hall’s counsel.
As a claim of ineffective assistance of counsel for failure to properly investigate and submit evidence on a theory of an alternate perpetrator may best be made by demonstrating what investigation trial counsel authorized, what the result of that investigation was, and how that information was used, the deposition of trial counsel was the most direct and material evidence to that claim. As the district court noted, Elam was “not a decision-maker on what evidence was introduced, or known or not known, known about and not introduced.” Further, the record shows that Elam cooperated fully with Hall’s attorneys’ investigation into this issue, and the trial court recognized that an affidavit prepared by the appellate investigator might be an alternative means of submitting evidence on the issue. Due to the discovery that was granted and the alternative means Hall had available to gather and submit evidence on the relevant post-conviction claim,
Hall also argues that heightened procedural safeguards should be employed at discovery in capital cases, but he cites to no Idaho authority supporting that proposition, instead citing to law pertaining to discovery during federal habeas corpus actions.
See Payne v. Bell,
V. CONCLUSION
We hold that the district court had the inherent authority to enter an order barring contact with the jurors absent prior court approval. The district court’s order did not violate Hall’s attorneys’ First Amendment rights. The district court did not abuse its discretion in denying Hall’s request to contact jurors, as Hall failed to demonstrate good cause to believe that those contacts would lead to admissible evidence of juror misconduct. Nor did the district court abuse its discretion in denying Hall’s request to depose his trial counsel’s investigator, as that denial was a proper exercise of discretion and did not prejudice his substantial rights. We affirm the district court’s decision on all issues.
Notes
. It is worth noting that the Court in
Gentile
did not hold that the Nevada rule constituted the constitutional minimum required under the First Amendment.
Id.
at 1075,
.
Strickland v. Washington,
