S97A0300. HALL v. THE STATE.
S97A0300
Supreme Court of Georgia
May 12, 1997
Reconsideration Denied June 6, 1997
485 SE2d 755
SEARS, Justice.
Smith, Senior Assistant Attorney General, Deborah L. Gale, Assistant Attorney General, for appellee.
Appellant Rosalind Hall sought an interlocutory appeal from the trial court‘s denial of her motion to quash the accusations against her alleging three separate counts of violating the Georgia Reckless Conduct Statute.1 We granted Hall‘s application in order to examine the constitutionality of the Statute, as it is applied in this case. We find that the Statute, as applied, both (1) failed to provide persons of ordinary intelligence with notice that it purports to prohibit certain conduct; and (2) lacks definite and explicit standards to guide its enforcement, thereby making it susceptible to arbitrary and selective enforcement by police, prosecutors, and juries. For these reasons, we find that the Statute violates the due process rights guaranteed by our State and Federal Constitutions, and we reverse.
Because this matter is being reviewed following the trial court‘s denial of appellant Hall‘s motion to quash the accusations against her, the underlying facts have not yet been fully developed. The State represents to this Court, however, that it expects to support its accusations against Hall with evidence showing that:
Appellant and [her boyfriend] left their home for approximately four (4) hours in the early to late evening, perhaps longer. The three subject children [ages five, three, and one years old] were left at home in the care of . . . Appellant‘s eleven year [and nine month] old son, who did not regularly reside with his mother. Felix Majors III [the three year old child] died of a severe head injury during the period of adult absence.2
At the outset, we note that the State does not expect to show that the eleven-year and nine-month-old boy left to supervise the younger children possessed any unusual or dangerous character traits that might have tended to create a substantial risk of harm to the younger children, and no proceedings have been brought against the boy. Nor does the State contend that any foul play or malice contributed to the three-year-old‘s death. Rather, the State contends that Hall‘s act of placing the boy, who was nearly twelve years old, in a supervisory role over three younger children, without more, violated the Reckless Conduct Statute.
The State filed three accusations against Hall, one for each of the three younger children left in the care of her eleven-year and nine-month-old son. The accusations — each virtually identical in form — accused Hall of violating Georgia‘s Reckless Conduct Statute,
endanger[ing] the bodily safety of another person, to-wit, [the child], by leaving him without proper supervision, consciously disregarding a substantial and unjustifiable risk, which would cause harm or endanger the safety of [the child], and which disregard constitutes a gross deviation from a standard of care which a reasonable person would exercise in the situation.
Hall filed a timely motion to quash the accusations, asserting that (1) at the time the children were left alone, the deceased three-year-old was not in Hall‘s care and thus she could not be charged with violating a legal duty owed to that child, and (2)
1. The Georgia Reckless Conduct Statute provides that:
A person who causes bodily harm to or endangers the bodily
safety of another person by consciously disregarding a substantial or unjustifiable risk that his act or omission will cause harm or endanger the safety of the other person and the disregard constitutes a gross deviation from the standard of care which a reasonable person would exercise in the situation is guilty of a misdemeanor.3
In Horowitz v. State, 243 Ga. 441 (254 SE2d 828) (1979), we ruled that the Reckless Conduct Statute was sufficiently definite to give a person of ordinary intelligence notice that, by driving a sports car recklessly through a residential neighborhood at excessive speeds so as to lose control of the car, skid more than 60 feet, and hit a child standing in a front yard, he was engaging in activity that violates the Statute.
The parties disagree as to the impact of Horowitz on this appeal. Hall claims that in Horowitz, we merely ruled that the Reckless Conduct Statute is not susceptible to a facial attack on vagueness grounds, and thus that opinion does not control our decision in this case. The State, on the other hand, urges us to read Horowitz as upholding the Statute against all vagueness challenges. While neither party is entirely correct, we determine that Horowitz is not controlling in this matter. “‘It is well established that vagueness challenges to statutes which do not involve First Amendment freedoms [such as the challenges raised in this case and in Horowitz] must be examined in light of the facts of the case at hand.‘”5 Thus, our ruling in Horowitz was limited to the facts then appearing, and our decision in this case shall be limited to the application of the Statute “in light of the conduct to which it is applied.”6
2. In this case, the State charges that when Hall placed the younger children in the care of her older son, she left them “without proper supervision,” thereby violating the Statute‘s prohibition against causing harm to another by “consciously disregarding a substantial and unjustifiable risk [of such] harm or endanger[ing] the safety of another in gross deviation from the standard of care which a reasonable person would exercise in the situation.”7 On appeal, Hall argues that the Statute failed to provide her with fair notice that it prohibits such conduct, and that it therefore violates the Due Process Clauses of our State and Federal Constitutions.
In response to Hall‘s vagueness as applied challenge, the State argues that because the mental state of “conscious disregard” is a
We disagree with the State‘s argument, primarily for two reasons. First, “[t]he principle that due process requires that criminal statutes give sufficient warning to enable [individuals] to conform their conduct to avoid that which is forbidden is one of the great bulwarks of constitutional liberty.”8 This Court and the United States Supreme Court have consistently equated the “sufficient warning” of prohibited conduct required of criminal statutes to the provision of “fair notice” that by engaging in such conduct, one will be held criminally responsible.9 Of course, every mere uncertainty as to a statute‘s applicability will not render it void for vagueness.10 However, it is beyond question that the Due Process Clause requires that the law give a person of ordinary intelligence fair warning that her specific contemplated conduct is forbidden, so that she may conduct herself accordingly.11 “All persons are entitled to be informed as to what the State commands or forbids.”12
Bearing these principles in mind, and applying them to the facts of this case, we cannot say that the Reckless Conduct Statute provided Hall with fair notice that she could be held criminally responsible for leaving the three children in the care of her son. Ordinary intelligence does not dictate that a statute forbidding the conscious disregard of a substantial risk necessarily encompasses a prohibition against leaving young children in the care of an older child who is
The State‘s argument that the required notice of a prohibition against certain conduct is satisfied by the mens rea element of “conscious disregard” set forth in the Statute is entirely unpersuasive. Under the precedent discussed above, the State‘s argument could only make sense if the Statute was purported to prohibit a mental state of “conscious disregard” — which, of course, it does not. As it is, the Statute failed to provide Hall with fair notice that she could be held criminally responsible for leaving the children in the care of her older son, and therefore it failed to “clearly define” its prohibitions, rendering it unconstitutionally vague.
The dissent takes strong issue with this assessment of the statute. However, we also find the Statute, as applied, is unconstitutionally vague for a second, and more compelling, reason — a reason not fully considered by the dissent. The Statute also violates the prohibition against vague laws because it fails to provide explicit standards for those who would apply it, and thus is susceptible to arbitrary and selective enforcement.15 Criminal statutes must set forth sufficiently definite standards for those responsible for their enforcement “so that basic policy matters are not impermissibly delegated ‘to policemen, judges, and juries for resolution on an ad hoc and subjective basis [].‘”16 The Due Process Clause prohibits statutes that, by avoiding the requisite definite standards, “‘allow the net to be cast at large, to allow men to be caught who are vaguely undesirable in the eyes of police and prosecution.‘”17
The Reckless Conduct Statute, as applied in this case, suffers from these very infirmities. The Statute lacked definite and explicit standards to guide its enforcement against Hall. This is shown quite obviously by the State‘s argument, discussed above, that the mens rea element of the Statute forewarns individuals that certain action or inaction might give rise to a “substantial and unjustifiable risk” and lead to prosecution. Yet the statute altogether failed to indicate that the purported risk taken by Hall was “substantial and unjustifiable,” and thus prohibited. That determination was made by law enforcement officials only after the unfortunate death of the three-
[An] attempt to enforce the [Statute] would be the exact equivalent of an effort to . . . penalize[ ] and punish[ ] all acts detrimental to the public interest when unjust or unreasonable in the estimation of the court and jury. . . . [The Statute] leaves open . . . the widest conceivable inquiry, the scope of which no one can foresee and the result of which no one can foreshadow or adequately guard against.18
As applied in this case, the Statute‘s lack of definiteness about what risks are “substantial and unjustifiable” enabled law enforcement officials to “cast a wide net,”19 and ensnare an individual whose actions were deemed to be unjust and unreasonable only when viewed in retrospect.
The Statute‘s susceptibility to arbitrary enforcement is most obvious when it is considered in relation to other similar factual scenarios. For example, had Hall left the three younger children in the care of the 12-year-old without incident, it can safely be presumed that the State would not contend that Hall took a risk that was substantial and not justified. This is shown by the State‘s failure to contend that the Statute is violated by the many parents who on a daily basis, often due to necessity, leave an older child to care for their younger siblings while the parents work or attend to other business. Similarly, if Hall had left the three-year-old in the care of an experienced child care professional with an unblemished record, and while playing with other children in that professional‘s care, the three-year-old suffered the same unintentional, yet fatal, injuries, the State could not seriously contend that Hall took an ill-advised risk. This is shown by the fact that thousands of children in this State are left in day care by their working parents, and sometimes those children are injured while playing with other children. Yet those parents are not deemed to have taken a “substantial and unjustifiable risk” in violation of the Reckless Conduct Statute.
In conclusion, the Reckless Conduct Statute,
Judgment reversed. All the Justices concur, except Hunstein, Carley and Thompson, JJ., who dissent.
CARLEY, Justice, dissenting.
Great cases like hard cases make bad law. For great cases are called great, not by reason of their real importance in shaping the law of the future, but because of some accident of immediate overwhelming interest which appeals to the feelings and distorts the judgment.
Northern Securities Co. v. United States, 193 U. S. 197, 400 (24 SC 436, 48 LE 679) (1904) (Holmes, J., dissenting). I think that those words clearly apply to the case at bar. I further submit that the majority opinion also demonstrates that, on occasion, empathy and a faulty prognosis of dire results can cause courts to abandon judicial restraint and perform major legal surgery instead of allowing the traditional jurisprudential course of treatment to cure any ill that may exist. At this stage, the State has yet to bring Rosalind Hall to trial on the accusations charging her with reckless conduct. The only issue presented for resolution in this interlocutory appeal is whether the statute which underlies the pending prosecution against Ms. Hall is unconstitutionally vague. Concluding that the reckless conduct statute is unconstitutionally vague as applied to Ms. Hall, the majority reverses the trial court‘s denial of the motion to quash the accusa-
A finding of vagueness means that no criminal responsibility attaches because the defendant could not reasonably understand that his or her contemplated conduct was proscribed under the terms employed in the challenged statute. Douglas v. State, 263 Ga. 748, 749 (2) (438 SE2d 361) (1994). In determining the sufficiency of the notice, the challenged “statute must of necessity be examined in the light of the conduct with which a defendant is charged. [Cit.]” United States v. Nat. Dairy Products Corp., 372 U. S. 29, 33 (II) (83 SC 594, 9 LE2d 561) (1963). Ms. Hall is charged with violating
[a] person who causes bodily harm to or endangers the bodily safety of another person by consciously disregarding a substantial and unjustifiable risk that his act or omission will cause harm or endanger the safety of the other person and the disregard constitutes a gross deviation from the standard of care which a reasonable person would exercise in the situation is guilty of a misdemeanor.
Under the specific allegations of the accusations, Ms. Hall is charged with violating this statute by leaving the children “without proper supervision.” It is not necessary that the words “without proper supervision” which appear in the accusations also appear in
“Conduct,” as commonly understood, is a broad concept which includes “[p]ersonal behavior; deportment; mode of action; any positive or negative act.” Black‘s Law Dictionary (5th ed. 1979). It is this broad definition which is applicable here, because, in the context of
It follows that the terms contained in
It is urged that
By this dissent, I do not intend to suggest that Ms. Hall is guilty of violating
In the first instance, I find nothing in the record to support the majority‘s assertion that the State has made a representation to this Court regarding the evidence of Ms. Hall‘s “conduct” that it expects to
Contrary to the majority, following the mandate of United States v. Nat. Dairy Products Corp. will not allow the State to “avoid all vagueness challenges simply by withholding allegations of fact from its indictments.” The mandate of that case is simply that an appellate court must determine a pre-trial constitutional challenge on the ground of vagueness on the basis of the allegations of the indictment or accusation and not on the basis of the evidence which will be produced at trial in support of those allegations. Ms. Hall otherwise was free to challenge the sufficiency of the factual allegations of the accusations by filing demurrers. See State v. Shepherd Constr. Co., 248 Ga. 1, 3 (I) (b) (281 SE2d 151) (1981). However, she did not do so and filed only a pre-trial challenge to the constitutionality of the “reckless conduct” statute as applied to her. Where, as here, the defendant does not contest the sufficiency of the factual allegations of the underlying accusations, but contests only the pre-trial constitutional vagueness of the predicate statute, I believe that the issue can and should be resolved only on the basis of the unchallenged allegations of the criminal “conduct” contained in the accusations.
Certainly, if the State cannot present evidence at trial to prove the allegation that Ms. Hall‘s “conduct” in leaving the children “without proper supervision” was “reckless,” she should not be convicted of violating
I am authorized to state that Justice Hunstein and Justice Thompson join in this dissent.
DECIDED MAY 12, 1997 —
RECONSIDERATION DENIED JUNE 6, 1997.
Shulman & McBride, Warren S. Shulman, for appellant.
Roxann G. Daniel, Solicitor, Russell B. Poole, Assistant Solicitor, for appellee.
