Lead Opinion
Appellant Rosalind Hall sought an interlocutory appeal from the trial court’s denial of her motion to quash the accusations against her alleging three separate counts of violating the Georgia Reckless Conduct Statute.
Because this matter is being reviewed following the trial court’s denial of appellant Hall’s motion to quash the accusations against her, the underlying facts have not yet been fully developed. The State represents to this Court, however, that it expects to support its accusations against Hall with evidence showing that:
Appellant and [her boyfriend] left their home for approximately four (4) hours in the early to late evening, perhaps longer. The three subject children [ages five, three, and one years old] were left at home in the care of . . . Appellant’s eleven year [and nine month] old son, who did not regularly reside with his mother. Felix Majors III [the three year old child] died of a severe head injury during the period of adult absence.2
At the outset, we note that the State does not expect to show that the eleven-year and nine-month-old boy left to supervise the younger children possessed any unusual or dangerous character traits that might have tended to create a substantial risk of harm to the younger children, and no proceedings have been brought against the boy. Nor does the State contend that any foul play or malice contributed to the three-year-old’s death. Rather, the State contends that Hall’s act of placing the boy, who was nearly twelve years old, in a supervisory role over three younger children, without more, violated the Reckless Conduct Statute.
The State filed three accusations against Hall, one for each of the three younger children left in the care of her eleven-year and nine-month-old son. The accusations — each virtually identical in form — accused Hall of violating Georgia’s Reckless Conduct Statute, OCGA § 16-5-60, by:
endangering] the bodily safety of another person, to-wit, [the child], by leaving him without proper supervision, consciously disregarding a substantial and unjustifiable risk, which would cause harm or endanger the safety of [the child], and which disregard constitutes a gross deviation from a standard of care which a reasonable person would exercise in the situation.
Hall filed a timely motion to quash the accusations, asserting that (1) at the time the children were left alone, the deceased three-year-old was not in Hall’s care and thus she could not be charged with violating a legal duty owed to that child, and (2) OCGA § 16-5-60, as applied to Hall in the accusations, failed to provide her with proper notice of what conduct was prohibited and thus denied Hall due process and equal protection under the law, as guaranteed by the Fifth and Fourteenth Amendments to the United States Constitution and Article I, Section I, Paragraph II of the Georgia Constitution. The trial court denied Hall’s motion to quash, and issued a certificate of immediate review. We granted Hall an interlocutory appeal in order to review the trial court’s ruling, and for the reasons explained below, we reverse.
1. The Georgia Reckless Conduct Statute provides that:
A person who causes bodily harm to or endangers the bodily
*91 safety of another person by consciously disregarding a substantial or unjustifiable risk that his act or omission will cause harm or endanger the safety of the other person and the disregard constitutes a gross deviation from the standard of care which a reasonable person would exercise in the situation is guilty of a misdemeanor.3
In Horowitz v. State,
The parties disagree as to the impact of Horowitz on this appeal. Hall claims that in Horowitz, we merely ruled that the Reckless Conduct Statute is not susceptible to a facial attack on vagueness grounds, and thus that opinion does not control our decision in this case. The State, on the other hand, urges us to read Horowitz as upholding the Statute against all vagueness challenges. While neither party is entirely correct, we determine that Horowitz is not controlling in this matter. “ ‘ “It is well established that vagueness challenges to statutes which do not involve First Amendment freedoms [such as the challenges raised in this case and in Horowitz\ must be examined in light of the facts of the case at hand.” ’ ”
2. In this case, the State charges that when Hall placed the younger children in the care of her older son, she left them “without proper supervision,” thereby violating the Statute’s prohibition against causing harm to another by “consciously disregarding a substantial and unjustifiable risk [of such] harm or endangering] the safety óf another ... in gross deviation from the standard of care which a reasonable person would exercise in the situation.”
In response to Hall’s vagueness as applied challenge, the State argues that because the mental state of “conscious disregard” is a
We disagree with the State’s argument, primarily for two reasons. First, “[t]he principle that due process requires that criminal statutes give sufficient warning to enable [individuals] to conform their conduct to avoid that which is forbidden is one of the great bulwarks of constitutional liberty.”
Bearing these principles in mind, and applying them to the facts of this case, we cannot say that the Reckless Conduct Statute provided Hall with fair notice that she could be held criminally responsible for leaving the three children in the care of her son. Ordinary intelligence does not dictate that a statute forbidding the conscious disregard of a substantial risk necessarily encompasses a prohibition against leaving young children in the care of an older child who is
The State’s argument that the required notice of a prohibition against certain conduct is satisfied by the mens rea element of “conscious disregard” set forth in the Statute is entirely unpersuasive. Under the precedent discussed above, the State’s argument could only make sense if the Statute was purported to prohibit a mental state of “conscious disregard” — which, of course, it does not. As it is, the Statute failed to provide Hall with fair notice that she could be held criminally responsible for leaving the children in the care of her older son, and therefore it failed to “clearly define” its prohibitions, rendering it unconstitutionally vague.
The dissent takes strong issue with this assessment of the statute. However, we also find the Statute, as applied, is unconstitutionally vague for a second, and more compelling, reason — a reason not fully considered by the dissent. The Statute also violates the prohibition against vague laws because it fails to provide explicit standards for those who would apply it, and thus is susceptible to arbitrary and selective enforcement.
The Reckless Conduct Statute, as applied in this case, suffers from these very infirmities. The Statute lacked definite and explicit standards to guide its enforcement against Hall. This is shown quite obviously by the State’s argument, discussed above, that the mens rea element of the Statute forewarns individuals that certain action or inaction might give rise to a “substantial and unjustifiable risk” and lead to prosecution. Yet the statute altogether failed to indicate that the purported risk taken by Hall was “substantial and unjustifiable,” and thus prohibited. That determination was made by law enforcement officials only after the unfortunate death of the three-
[An] attempt to enforce the [Statute] would be the exact equivalent of an effort to . . . penalize[ ] and punish[ ] all acts detrimental to the public interest when unjust or unreasonable in the estimation of the court and jury. . . . [The Statute] leaves open . . . the widest conceivable inquiry, the scope of which no one can foresee and the result of which no one can foreshadow or adequately guard against.18
As applied in this case, the Statute’s lack of definiteness about what risks are “substantial and unjustifiable” enabled law enforcement officials to “cast a wide net,”
The Statute’s susceptibility to arbitrary enforcement is most obvious when it is considered in relation to other similar factual scenarios. For example, had Hall left the three younger children in the care of the 12-year-old without incident, it can safely be presumed that the State would not contend that Hall took a risk that was substantial and not justified. This is shown by the State’s failure to contend that the Statute is violated by the many parents who on a daily basis, often due to necessity, leave an older child to care for their younger siblings while the parents work or attend to other business. Similarly, if Hall had left the three-year-old in the care of an experienced child care professional with an unblemished record, and while playing with other children in that professional’s care, the three-year-old suffered the same unintentional, yet fatal, injuries, the State could not seriously contend that Hall took an ill-advised risk. This is shown by the fact that thousands of children in this State are left in day care by their working parents, and sometimes those children are injured while playing with other children. Yet those parents are not deemed to have taken a “substantial and unjustifiable risk” in violation of the Reckless Conduct Statute.
In conclusion, the Reckless Conduct Statute, OCGA § 16-5-60, as applied in this case, both (1) failed to provide persons of ordinary intelligence with notice that it purports to prohibit leaving children in the care of an older sibling; and (2) is vaguely worded so as to encourage arbitrary and selective enforcement by police, prosecutors, and juries, acting on an ad hoc basis. Therefore, we find that the Statute violates the due process rights guaranteed by our State and Federal Constitutions, and that the trial court erred in denying Hall’s motion to quash the accusations against her alleging that she violated the Statute.
Judgment reversed.
Notes
OCGA § 16-5-60 (1996).
Relying upon United States v. Nat. Dairy Products Corp.,
OCGA § 16-5-60 (b) (1996).
Hubbard v. State,
United States v. Nat. Dairy Products Corp.,
OCGA § 16-5-60 (b).
Rose v. Locke,
Roemhild v. State,
See Rose,
Id.; Hubbard,
Lanzetta v. New Jersey,
United States v. L. Cohen Grocery Co.,
See id.
See Grayned,
Roemhild, supra at 572 (quoting Grayned,
Papachristou,
Cohen,
Papachristou, supra.
Dissenting Opinion
dissenting.
Great cases like hard cases make bad law. For great cases are called great, not by reason of their real importance in shaping the law of the future, but because of some accident of immediate overwhelming interest which appeals to the feelings and distorts the judgment.
Northern Securities Co. v. United States,
A finding of vagueness means that no criminal responsibility attaches because the defendant could not reasonably understand that his or her contemplated conduct was proscribed under the terms employed in the challenged statute. Douglas v. State,
[a] person who causes bodily harm to or endangers the bodily safety of another person by consciously disregarding a substantial and unjustifiable risk that his act or omission will cause harm or endanger the safety of the other person and the disregard constitutes a gross deviation from the standard of care which a reasonable person would exercise in the situation is guilty of a misdemeanor.
Under the specific allegations of the accusations, Ms. Hall is charged with violating this statute by leaving the children “without proper supervision.” It is not necessary that the words “without proper supervision” which appear in the accusations also appear in OCGA § 16-5-60 (b) in order for the statute to pass constitutional muster. For a law to withstand a vagueness challenge, the federal and state constitutions require only that the statutory provision convey a sufficiently definite warning as to the proscribed conduct when measured by common understanding and provide explicit standards to prevent arbitrary enforcement. Douglas v. State, supra at 749 (2). Accordingly, the sole issue in this appeal is whether the terms employed in OCGA § 16-5-60 (b) to proscribe “reckless conduct” are sufficiently definite to encompass the act of leaving a child “without proper supervision” and to prevent arbitrary enforcement of the statutory mandate in that regard.
“Conduct,” as commonly understood, is a broad concept which includes “[p]ersonal behavior; deportment; mode of action; any positive or negative act.” Black’s Law Dictionary (5th ed. 1979). It is this broad definition which is applicable here, because, in the context of OCGA § 16-5-60 (b), “conduct” means an “act or omission” without any limitation or qualification whatsoever. Thus, any “act or omis
It follows that the terms contained in OCGA § 16-5-60 (b), as commonly understood, are sufficiently definite to criminalize, as “reckless conduct,” an act of leaving a child “without proper supervision” which was undertaken with a conscious disregard for a substantial and unjustifiable risk of harm or endangerment to the child amounting to a gross deviation from the standard of care a reasonable person would have exercised. See Wilson v. State,
It is urged that OCGA § 16-5-60 (b) nevertheless is unconstitutional because it fosters arbitrary law enforcement. By its terms, however, the statute is limited to “conduct” which is “reckless,” and “reckless” is further defined so as to limit the scope of the conduct which is made criminal. The General Assembly is not required to define every word in a criminal statute and, so long as a criminal statute provides a fair warning to the public and to law enforcement officers as to what actions are proscribed, there is no constitutional infirmity. See Land v. State,
By this dissent, I do not intend to suggest that Ms. Hall is guilty of violating OCGA § 16-5-60 (b). No evidence has yet been presented to support’ the allegations that Ms. Hall’s “conduct” in leaving the children “without proper supervision” was “reckless.” This is because the constitutional challenge to OCGA § 16-5-60 (b) arises in the context of Ms. Hall’s pre-trial motion to quash the accusations. Compare United States v. Mazurie,
In the first instance, I find nothing in the record to support the majority’s assertion that the State has made a representation to this Court regarding the evidence of Ms. Hall’s “conduct” that it expects to
Contrary to the majority, following the mandate of United States v. Nat. Dairy Products Corp. will not allow the State to “avoid all vagueness challenges simply by withholding allegations of fact from its indictments.” The mandate of that case is simply that an appellate court must determine a pre-trial constitutional challenge on the ground of vagueness on the basis of the allegations of the indictment or accusation and not on the basis of the evidence which will be produced at trial in support of those allegations. Ms. Hall otherwise was free to challenge the sufficiency of the factual allegations of the accusations by filing demurrers. See State v. Shepherd Constr. Co.,
Certainly, if the State cannot present evidence at trial to prove the allegation that Ms. Hall’s “conduct” in leaving the children “without proper supervision” was “reckless,” she should not be convicted of violating OCGA § 16-5-60 (b). However, nothing in the record before us forecloses the possibility that the State can introduce evidence at trial proving that Ms. Hall’s “conduct” in this regard was “reckless.” Contrary to the import of the majority opinion, I know of no authority which compels the State to disclose all of its evidence when defending
I am authorized to state that Justice Hunstein and Justice Thompson join in this dissent.
