79 So. 499 | Ala. | 1918
The purpose of the bill was to establish and enforce an attorney's lien on the real estate of the client the fruit of the litigation.
It is averred in the bill that during the year 1910, and on June 1st thereof, complainant, an attorney, practicing his profession, was employed by Mary M. Hale as administratrix of the Figh estate to collect a claim therefor, and that he obtained a judgment against one Fitzpatrick, causing the same to be registered as required by statute; that during 1914 he caused execution to issue and be levied on lands owned by the defendant in judgment; that at a sale of such real estate Mary M. Hale became the purchaser, and a sheriff's deed was executed to her in July, 1914. It is further averred that during the year 1917 (and prior to June of that year) said Hale transferred and assigned in writing said judgment to W. D. Hale, and executed and delivered to defendant a deed to the property acquired as aforesaid; that after said Hale became the owner of the judgment, defendant "consulted with orator, obtained legal advice looking to the collection of said judgment and the sale of the property acquired by him from Mary M. Hale." It is further averred that complainant, as attorney, "prepared the deed and the assignment which was made and executed by Mary M. Hale to the defendant, and after the defendant acquired said title to the property he consulted with complainant, and obtained legal advice from him, well knowing that complainant as attorney for Mary M. Hale had obtained the said judgment, and had rendered other professional services looking to the enforcement of said judgment, and well knowing that complainant had a lien upon said judgment for the professional services rendered by him for Mary M. Hale, as administratrix of the estate of Mrs. E. M. Figh." The bill further avers that in May, 1917, a second execution issued on this judgment, and resulted in a sale of the west half of the northeast quarter of section two, township 21, range 16, whereat W. D. Hale became the purchaser, and a sheriff's deed was made to him on June 19, 1917.
The prayer of the bill is that the court ascertain the reasonable value of complainant's services, and enter a decree declaring "a lien in his favor upon the property above described"; and, upon default in the payment of the amount so found by the court to be due the complainant, within the time by the court fixed for its payment, that the court decree a sale of the lands for the enforcement of the lien. The prayer was also for general relief. The demurrer of the respondent on the ground that there is no equity in the bill was overruled. As we are examining the question on its merits, the special grounds of demurrer need not be discussed.
It may be observed that neither the amounts bid at the respective execution sales, nor the amount for which the judgment was transferred and assigned, is averred. No charge of fraud on the part of the client, or on that of her assignee in judgment, to defeat the lien, if any complainant has, is averred. The several transactions made the basis of the instant suit took place with the knowledge or consent of complainant.
At the outset, it is necessary that we consider the nature of the attorney's lien on the client's papers, suit, funds, securities, or judgments, and the fruits thereof, for professional services rendered in the particular *108
matter. Such liens have been declared and enforced as of two classes, viz. general, promissory, or retaining liens, and charging liens. Weed Sewing Machine Co. v. Boutelle,
Of the charging lien of attorneys it is said:
"In addition to the retaining lien * * * an attorney has what is generally known as a particular, special, or charging lien on the judgment, decree or award obtained for his client, for his services rendered in procuring it. Such lien, as recognized by the common law, is the right of an attorney or solicitor to recover his taxable costs from a fund recovered by his aid, and the right to have the court interfere to prevent payment by the judgment debtor to the creditor in fraud of his right to the same, and also to prevent or set aside assignments or settlements made in fraud of his right." "While, as stated, the attorney's lien as enforced at common law is generally recognized, it is frequently the subject of express statutory regulation, which must, of course, be complied with, and the scope of such lien has been greatly enlarged by statute in many states; and in some jurisdictions the right of an attorney to a lien rests entirely on statute, and there is no common law or equitable right of lien. In other states, however, there are no statutes relating to attorneys' liens, and the right thereto is based upon the common law."
Mr. Weeks, in his work on Attorneys at Law (section 369), collects the several English cases in which the attaching lien has been enforced on the fruits of the judgment or decree, which the attorney's service has obtained. We have examined each of these cases, with the result that, on the petition of the attorney, his lien was enforced — out of the funds of a lunatic's estate for "his bill of costs in taking out a commission lunacy" (Ex parte Price, 2 Ves. Sr. 407; Barnesley v. Powell, Ambler's Rep. 102); "out of a duty decreed to an administrator" (Turwin v. Gibson, 3 Atk. 720, case 269); "on the judgment for his costs" (Mitchell v. Oldfield, 4 Term Rep. 123); "upon the debt and costs recovered in the cause" (Read v. Dupper, 6 Term Rep. 361; Randle v. Fuller, 6 Term Rep. 456); and "upon the payment of the annuity to which the executor might be entitled" (Skinner v. Sweet, 3 Maddock's Rep. 244).
The first case we find on the question by the Supreme Court of the United States is Wylie v. Coxe, 15 How. 415,
"The evidence proves that the complainant was to receive a contingent fee of 5 per centum out of the fund awarded, whether money or scrip. This being the contract, it constituted a lien upon the fund, whether it should be money or scrip. The fund was looked to and not the personal responsibility of the owner of the claim. A bill filed under the act would have authorized an injunction for the amount claimed by complainant. Such a procedure would be within the act. But under the contract the lien on the fund in the hands of the administrator, is a sufficient ground for an equity jurisdiction. The payment of the fund to the executrix in Mexico would place it probably beyond the reach of the complainant."
The annotations of the Wylie Case (5 Rose's Notes U.S. Rep. 336) show that the lien, when enforced, was against the "fund" procured or recovered for the client by the attorney. Wright v. Tebbits,
"An attorney's lien for his fee upon the judgment recovered does not attach to land which is sold in satisfaction of the judgment and purchased by the client." Cowen v. Boone,
See, also, 2 Kent's Comm. 640, 641; 4 Cyc. 1014.
Ruling Case Law has to say, of the charging lien of the attorney upon the judgment, decree, or award, for compensation for services rendered in procuring the award (volume 2, § 170, pp. 1079, 1080), that it has been recognized from an early period and now exists in almost every jurisdiction under the common-law rule or by virtue of statute. It is declared that the lien of the attorney upon his client's judgment is an interest to the same extent as if the client had assigned it to him as collateral security for his fees and disbursements, and that he also has an interest in the legal incidents which attach thereto. As supporting this text is cited Hobson v. Watson,
In this state we have a declared statutory lien of attorneys at law, embracing the two classes, to wit, the retaining lien and the charging lien. The statute covers the whole subject, and renders largely unnecessary the foregoing discussion of authorities in the other states of the Union and in England. Since, however, the Alabama statute was taken from the Georgia statute, or is a modification thereof, and since the state of Georgia has attempted a codification of the common law, we trust that the historical view of the subject given is not out of place.
Our statutory liens of attorneys at law were recently discussed in Denson v. Alabama Fuel Iron Company, 73 So. 525, 531.1 It was there said, treating of the pertinent portion of the statute declaring a charging lien upon suits for the recovery of personal property and upon judgments and decrees for the recovery of the same, that the attorney at law has a lien (1) "for services rendered," (2) upon suits, etc., for the "lien or claim of the attorney for his fees," and (3) upon all suits for the recovery of personal property, etc., "for their fees." "Thus clearly does the statute declare the extent of such liens under contracts of employment subsisting between attorney and client. In the absence of contract stipulation, the reasonable value of the services rendered will control." Code, § 3011. Viewing the whole statute, we may say that the statutory lien of the attorney is not broader than its terms. Its provisions in substance are: (1) That the attorney at law shall have a lien on all papers and moneys of his client, in his possession, for services rendered to the client in reference thereto; (2) a lien upon suits, judgments, and decrees for money, with the same right and power that the client had or may have over such suits, judgments, and decrees to enforce such lien, for the amount due him for professional services rendered in that behalf; (3) a lien upon (a) all suits for the recovery of personal property, upon (b) all judgments or decrees for the recovery of the same, and upon (c) the personal property recovered on such judgments or decrees; (4) that this lien may be enforced as other liens on personal and real estate; and (5) that the personal property recovered on such judgments or decrees shall remain subject to such lien, "unless transferred to bona fide purchasers without notice." Thus it is observed that by this statute no charging lien of an attorney is conferred, and no provision is made for its enforcement on the real estate of the client, the subject of legal services, or which has been successfully defended or recovered as the result of professional advice or services rendered by the attorney.
Our statute, and its relation to the Georgia statute, together with the construction by the Georgia court given the latter, and the modification thereof as so construed, will be further discussed later. In answer to the inquiry whether such statutory lien was given on lands the fruits of a sale under execution on a moneyed judgment or decree. It is pertinent to note that the public policy of this state, before the adoption of the statute, forbade the creation and enforcement of attorneys' liens on real estate of the client, the subject of, acquired by, or recovered in, the litigation in which the professional services were rendered by the attorney. Warfield v. Campbell,
In Ex parte Lehman, Durr Company,
In a case where, by bill in equity, it was sought to establish an attorney's lien on real estate of his client, for professional services rendered in its recovery or in the establishment of title thereto, Chief Justice Brickell said:
"Whether a solicitor, successfully prosecuting a suit in equity to establish the title of his client to real estate, has a lien on the estate for his fees, was decided in Hinson v. Gamble,
See, also, on this phase of the subject, McWilliams v. Jenkins, supra; Higley v. White,
Nor has such a lien been held to attach to lands which were sought to be subjected to an unfounded claim or liability, and the professional services were rendered in the successful resistance of such claim or liability. Hinson v. Gamble, supra; McWilliams v. Jenkins, supra; Warfield v. Campbell, supra; Higley v. White, supra; Lee v. Winston,
It is true that the Rhode Island case (Cozzens v. Whitney, supra), cited by Judge Stone as denying the lien, was a proceeding to remove cloud from title, yet in Hanger v. Fowler, supra,
"To hold that the solicitor's lien attached to the land recovered by the heirs of Cunningham would be introductory of a new principle, and an extension of the doctrine of the solicitor's lien beyond an adjudged case, and would in effect be to create an equitable mortgage which would be exposed to all the objections that have or can be made to the doctrine of equitable mortgages in England, and even more under our registry system, without having the same plausible ground to stand upon, which is the presumed agreement to execute a legal mortgage."
To the same effect was Smalley v. Clark, supra,
In the Humphrey v. Browning Case lands were recovered in ejectment, and were sought to be impressed with an attorney's lien for professional services rendered in the recovery suit; and the English and American authorities are collected to the effect that an attorney has no lien for his compensation upon the real estate recovered for his client. The Chief Justice said:
"It may be, a lawyer's services in recovering a tract of land by suit are as meritorious as those of a carpenter or mason who builds a house, but the latter had no lien until it was given to them by an express statute. At common law, liens of particular persons, in certain cases, were recognized and enforced, but they were of a kind that attached to an article in the actual possession of the bailee. If he parted with the possession, the lien, in general, was lost."
In Keehn v. Keehn,
"In their argument they [the attorneys] say they obtained a lien on the property of the main defendant, and that he and his codefendants are seeking to defraud them out of their fees. The exact contention is that they had an attorney's lien upon the land referred to in the petition, which could not be defeated by a compromise and settlement between the parties. Let us see, then, if they had such a lien. In Ward v. Sherbondy,
In McWilliams v. Jenkins,
In Higley v. White,
"If a judgment or decree for money * * * has been rendered in a cause, * * * and real estate * * * condemned to sale for itssatisfaction, the lien may be declared * * * on the decree, and made operative on the proceeds of the sale of the land, to theextent that the proceeds may not be liable to superior claims. The incidental liability of the land, or the proceeds of its sale, for the satisfaction of the decree, is no invasion of the rule we have announced against declaring a lien on land for the payment of solicitor's fees and charges." (Italics supplied.)
To a full understanding of the Higley Case, it may be said that it originated in a bill in equity by a purchaser for the specific performance of a contract, in which it was averred that Higley had a lien on real estate, which could be enforced only in a court of equity.
"Our court has never extended the lien beyond the moneyed judgment, but has often held that no lien attaches to lands or other things other than the moneyed judgment."
The property sought to be subjected to the attorney's lien in Williams v. Bradley,
That the foregoing is in accord with the latest enunciation of this court is evident from the discussion by Mr. Justice McClellan in Harton v. Amason,
"Whatever may be the ultimate construction of the statute in respects indicated, it is quite clear in this instance that the agreement of the attorney to the dismissal by his client of the suit upon which he would now rest a claim to a statutory lien effected to extinguish the basis of any statutory lien that might once have existed upon the suit."
The construction of the statute "in respects indicated" was that the attorney has a lien for professional services rendered upon the judgment or decree in the instances indicated in the statute, and "that an attorney or solicitor has no lien on real estate of his client for his remuneration." Higley v. White, supra; Kelly v. Horsely,
Adverting to our statute (Code, § 3011), we have noted that it was taken from a Georgia statute. Analysis of the construction placed on the Georgia enactment by the Supreme Court of that state is persuasive that it was originally intended to adopt the Georgia statute as so construed (Fuller v. Lanett Bleaching Co.,
"Upon all suit for the recovery of real or personal property, and upon all judgments or decrees for the recovery of the same, attorneys at law shall have a lien on the property recovered, for their fees superior to all liens but liens for taxes, which may be enforced by said attorneys at law or their unlawful representatives, as liens on personal and real estate by mortgage and foreclosure."
The construction placed on the Georgia statute by the Supreme Court of that state (Wooten v. Denmark,
The statutory system now prevails in Alabama, and the attorney's lien is fixed and governed thereby. Code 1907, §§ 3009-3011; Gen. Acts 1903, p. 33, § 1; p. 346, § 9; Bidwell v. Johnson,
It results from what we have said that the bill was without equity, and that the demurrer should have been sustained. The judgment of the lower court is reversed, and the cause is remanded for proper order in consonance herewith.
Reversed and remanded.
McCLELLAN, MAYFIELD, and GARDNER, JJ., concur. ANDERSON, C. J., and SAYRE and SOMERVILLE, JJ., dissent.