Hale v. AshcroftHale v. Ashcroft
ORDER ACCEPTING RECOMMENDATION OF MAGISTRATE JUDGE
This mаtter comes before the Court on Defendants’ Motion to Dismiss Plaintiffs Claims as Moot [Docket No. 121]. Plaintiff is a prisoner in the Federal Bureau of Prisons (“BOP”). The issue before the Court is whether, despite the lifting of the Special Administrative Measures (“SAMs”) that the Attorney General had placed on plaintiff, plaintiffs original claims can be fairly read to challenge the effect of new BOP restrictions placed on him.
Plaintiff Matthew F. Hale filed a response to the motion to dismiss on April 10, 209 [Docket No. 125] and defendants filed a reply on April 24, 2009 [Docket No. 126]. On June 29, 2009, Magistrate Judge Kristen L. Mix entered a Recommendation of United States Magistrate Judge (“Recommendation”) [Docket No. 127] recommending that the defendants’ motion to dismiss be granted on two grounds: first, that the matter is moot because, on February 25, 2009, the SAMs previously placed on plaintiff were not renewed; second, because plaintiff is no longer subject to the SAMs, plaintiff no longer has standing to challenge the SAMs.
Plaintiff filed a timely objection to the Recommendation on July 9, 2009 [Docket No. 128]. Defendants filed a response [Docket No. 129] on July 23, 2009. The defendants’ motion to dismiss and the Recommendation are ripe for review.
STANDARD OF REVIEW
Because Mr. Hale is proceeding
pro se,
the Court construes his pleadings liberally.
Haines v. Kerner,
As noted by the magistrate judge, the defendants have mounted a factual attack on the Complaint pursuant to Fed.R.Civ.P. 12(b)(1). As such, the Court may consider
FACTUAL BACKGROUND
The following facts are undisputed:
Plaintiff Matthew Hale was sentenced to 480 months imprisonment and designated to the United States Penitentiary, AD-MAX (“ADX”) in Florence, Colorado. In 2003, the United States Attorney General placed certain SAMs on plaintiff, including restrictions on plaintiffs ability to send mail. The Attorney General is authorized to impose SAMs pursuant to 28 C.F.R. § 501.3. On February 25, 2009, the SAMs placed on plaintiff were removed, and the BOP moved plaintiff from the restrictive unit at ADX to a general population unit. However, although the SAMs were lifted, the BOP placed plaintiff on “Restricted General Correspondence Status” and “Restrictеd Mail Status” pursuant to 28 C.F.R. § 540.15 and § 540.18. The effect of these restrictions is to limit plaintiffs ability to correspond with persons other than members of his immediate family.
ANALYSIS
Plaintiffs principal objection to the Recommendation is that the Recommendation focuses on “the source of the restrictions rather than the continued existence of the restrictions themselves.” Plaintiffs Objections at 8. Plaintiff argues that his Complaint attacked the nature of the restrictions rather than the SAMs that created them and that therefore the BOP cannot render his claims moot by removing the SAMs but reimposing similаr’ restrictions in a different guise, namely, Restricted General Correspondence Status and Restricted Mail Status. To resolve this issue, the Court looks to the Complaint. 1
Claim One asserts a violation of plaintiffs Fifth Amendment right to due process. Plaintiff claims that his due process rights were violated when he did not receive a hearing before the SAMs were imposed on him. As stated in Claim One, “[njeither Defendant B.O.P. in general nor ADX specifically have ever provided me a hearing prior to imposition or enforcement of SAM.” Complaint [Docket No. 2], at 13. The only harm that plaintiff аlleges in Claim One is that his due process rights were violated by not receiving a hearing before the BOP imposed the SAMs on him.
Claim Three asserts a violation of plaintiffs First Amendment right to freedom of speech. Specifically, plaintiff claims that, by enforcing the SAMs on him, the BOP restricted his right to receive most newspapers and to watch television news programs and banned him from speaking to non-SAMs inmates, from receiving phone calls, and from having visits from his family. While not as clear as Claim One, a fair reading of Claim Three is that defendants have violated his free speech rights by virtue of imposing the “measures” (i.e. SAMs) on him.
Claim Four asserts a violation of Mr. Hale’s Fourth Amendment right to be free from unreasonable searches. Specifically, plaintiff claims that a SAM denies his ability to mail correspondence to a court without the BOP opening such mail. Claim Four therefore is directly linked to the imposition of the SAMs.
Plaintiff asserts that the Recommendation erred in finding that plaintiff is no longer subject to SAMs. Plaintiffs Objections at 3. Plaintiff claims that “[t]he Defendants only removed some of the measures, leaving other measures in place.... The fact that the Defendants have issued paperwork calling them something else does not change [this].... ” Plaintiffs Objection at 2-3 (emphasis in original). However, plaintiff acknowledges that, concerning the restrictiоns still in place, “the Defendants dropped the SAMs label,” Plaintiffs Objections at 5, and decided to “rename what is left.” Id. at 7. When his objections are read closely, it is clear that Mr. Hale does not dispute that the SAMs were lifted. Rather, he asserts that the new restrictions have the same effect.
The fact that the SAMs were not renewed and therefore lifted has changed the factual and legal posture of this case. The new restrictions on plaintiff are set forth in a table contained in the government’s motion to dismiss [Docket No. 121 at 4-5]. The table compares thе new restrictions to the SAMs. Plaintiff does not dispute the accuracy of this table. The restrictions that remain on plaintiff were imposed by the BOP (as opposed to the BOP acting at the direction of the Attorney General) pursuant to different regulatory authority.
See
28 C.F.R. § 540.15 and 28 C.F.R. § 540.18. Moreover, such non-SAM restrictions were imposed after plaintiff filed this Complaint and were imposed by different people. Assuming that plaintiff exhausts his administrative remedies pursuant to the Prison Litigation Reform Act, 42 U.S.C. § 1997e(a), plaintiff retains the right to challenge the new restrictions.
See United States v. Reid,
Given that the Court concludes that the SAMs placed on Mr. Hale have been removed and that Claims One, Three, and Four cannot be read to challenge the new
Because the Court accepts the Recommendation regarding dismissal of plaintiffs claims on the basis of mootness, the Court need not address that рart of the Recommendation recommending the dismissal of plaintiffs claims on the basis of a lack of standing.
Accordingly, it is
ORDERED as follows:
1. The Recommendation of United States Magistrate Judge [Docket No. 127] is ACCEPTED.
2. All remaining counts in the Complaint are dismissed with prejudice pursuant to Fed.R.Civ.P. 12(b)(1).
3. Any other pending motions are denied as moot.
RECOMMENDATION OF UNITED STATES MAGISTRATE JUDGE
This matter is before the Court on Defendants’ Motion to Dismiss Plaintiffs Claims as Moot [Docket No. 121; Filed March 23, 2009] (“Motion to Dismiss”). Plaintiff filed a Response in opposition on April 10, 2009 [Docket No. 125], and Defendants filed a Reply on April 24, 2009 [Docket No. 126]. The Motion to Dismiss requests dismissal of Plaintiffs case because he is no longer subject to Special Administrative Measures (“SAMs”) which allegedly impinge on Plaintiffs constitutional rights.
The Motion to Dismiss has been fully briefed and is ripe for resolution. Pursuant to 28 U.S.C. § 636(b)(1) and D.C. Colo. L. Civ. R. 72.1(C)(3), the Motion has been referred to this Court for recommendation. The Court has reviewed the parties’ pleadings, the entire case file, and the applicable case law and is sufficiently advised in the premises. For the reasons set forth below, the Court RECOMMENDS that the Motion be GRANTED.
I. Factual and Procedural Background
Plaintiff is a prisoner at the United States Penitentiary, ADMAX, in Florence, Colorado (“ADX”). On March 27, 2006, Plaintiff filed a
pro se
prisoner complaint pursuant to 28 U.S.C. § 1331 and
Bivens v. Six Unknown Named Agents of Fed. Bureau of Narcotics,
SAMs are imposed pursuant to 28 C.F.R. § 501.3, which authorizes the United States Attorney General to direct the Director of the Bureau of Prisons (“BOP”) to implement measures designed to prevent communications from being passed from a specific federal inmate to others. SAMs are reserved for those prisoners found to have a “proclivity for violence” or those found to create a “substantial risk
Plaintiffs classification as a SAMs inmate has been reviewed on a yearly basis. Id. at 7. On April 7, 2005, Plaintiff was found to have knowingly violated the SAMs by dictating a statement to his mother for publication to the news media. Id. at 9. As a result, he was subject to more-restrictive SAMs for one year, and thirteen (13) days of good time credit were disallowed. Id. at Ex. H. When Plaintiffs SAMs were next under review in March of 2006, they were expanded again to restrict Plaintiffs non-legal correspondence, to the effect that Plaintiff was not permitted to send more than one letter, consisting of three doublе-sided pieces of paper, per week to a single recipient, or correspond with family members outside of his immediate family. Id. at 8.
Since the filing of Plaintiffs Complaint, preliminary dispositive motions have been adjudicated and Plaintiffs claims have been narrowed. At present, three claims related to Plaintiffs SAMs designation remain: Claim I, which asserts a Fifth Amendment due process claim; Claim III, which asserts a First Amendment right to free speech claim; and Claim IV, which asserts a Fourth Amendment unlawful search of mail claim. These claims have also been limited to assert liability for the imposition of SAMs against Defendants in their official capacity only.
After adjudication of the preliminary dispositive motions, BOP officials conducted their annual review of Plaintiffs SAMs designation. On February 25, 2009, Plaintiffs SAMs restrictions were not renewed [Docket No. 121-2], The next day, Plaintiff was removed from the restrictive-unit at ADX which houses SAMs inmates and incarcerated in the general population unit. Affidavit of Mark Collins [# 121-3] at 6. While Plaintiff is no longer subject to SAMs, given his criminal history, including being convicted of soliciting the murder of a federal judge, Plaintiff was placed on “Restricted General Correspondence Status” and “Restricted Mail Status” pursuant to 28 C.F.R. §§ 540.15, .18. Id. at 8-11. Plaintiffs new restrictions are not imposed pursuant to SAMs and are monitored only by the warden at ADX and the regional counsel assigned to that facility. The restrictions are reviewed on a bi-annual basis and subject to challenge through the facility’s administrative review process. Id. at 11; 28 C.F.R. §§ 540.15(c)(2)(iii), .18(c)(2)(v).
Given the termination of Plaintiffs SAMs designation and the removal of all conditions imposed on Plaintiff by virtue of that designation, Defendants have filed a Motion to Dismiss Plaintiffs remaining claims as moot. Specifically, Defendants argue that because Plaintiffs SAMs designation has been lifted, the injunctive relief that he seeks is no longer available and his standing to challenged the constitutionality of the SAMs regulation as applied and on its face has been eliminated.
Motion to Dismiss
[# 121] at 7-9. Further, Defendants argue that to the extent that Plain
In Plaintiffs opposition to the Motion to Dismiss, Plaintiff argues that his case is not moot because his current conditions are similar to those imposed pursuant to SAMs. Response [# 125] at 2-3. Further, he argues that because SAMs could be imposed upon him at any time, he continues to need declaratory and injunctive relief, i.e., the constitutional invalidation of the SAMs regulation and an injunction preventing any future imposition of SAMs. Id. at 3-4.
In their Reply, Defendants succinctly summarize Plaintiffs opposition. First, according to Plaintiff, the case is not moot because he “might be subject to SAMs at some indeterminate point in the future.” Reply [# 126] at 1 (citing Response [# 125] at 6). Second, Plaintiff argues that “Defendants’ decision to remove the SAMs at the time of the February 2009 annual review was merely a tactic to put an end to Plaintiffs lawsuit.” Id. at 2 (citing Response [# 125] at 3, 5). Third, because “[s]ome non-SAMs restrictions on Plaintiffs communications remain ..., according to Plaintiff, this Court should decline to dismiss his lawsuit challenging the more exhaustive (but recently lifted) SAMs restrictions.” Id. at 2. Defendants also address each of Plaintiffs points and argue that the possibility of future imposition of SAMs does not preserve his case as there is no ongoing injury in relation to SAMs that can be remedied. Id. at 2-4. Defendants contend that the decision to remove the SAMs designation was not tied to the lawsuit, but was made independently during Plaintiffs annual review. Id. at 5. Finally, Defendants argue that the “fact that BOP inmates face a variety of BOP-implemented restrictions — including limitations on their outgoing communications — does not mean that Plaintiffs challenge to the SAMs remains a live controversy.” Id. at 6.
II. Standard of Review
Because federal courts are courts of limited jurisdiction, the Court must have a basis for exercising jurisdiction.
Montoya v. Chao,
A motion to dismiss pursuant to Rule 12(b)(1) may take two forms: a facial attack or a factual attack. Here, Defendants assert a factual attack on the basis of mootness and standing.
Motion
[# 127] at 4-5. When reviewing a factual attack on a complaint pursuant to Rule 12(b)(1), the Court is free to consider facts and information outside the complaint to resolve any jurisdictional disputes.
Holt v. United States,
Finally, the Court must construe the filings of a
pro se
litigant liberally.
See Haines v. Kerner, 404
U.S. 519, 520-21,
III. Analysis
A summary of Defendants’ position relevant to the Court’s jurisdiction is reproduced below:
Non-SAMs ADX inmates are subject to myriad restrictions, some of which bear some resemblance to the restrictions set forth in SAMs. But, the SAMs “package” that applies to only 42 inmates in the BOP system differs markedly in purpose and scope from any individual restriction that the BOP imposes without input from the Attorney General or the FBI. Plaintiff now attempts to transform the nature of the pending lawsuit to challenge far more generic restrictions, which do not involve the same governing authorities or even the same defendants. This Court should preserve the distinction between the SAMs and the BOP-implemented mail restrictions designed for non-SAMs inmates by finding that Plaintiffs challenge to the SAMs — -the reason he brought this lawsuit- — is moot.
Reply [# 126] 6-7. For the following reasons, I agree.
A. Mootness
This Court has no jurisdiction to consider moot cases, which are described as cases in which “the issues presented are no longer ‘live’ or the parties lack a legally cognizable interest in the outcome.”
United States Parole Comm’n v. Geraghty,
In the present case, Plaintiff seeks injunctive relief, i.e., to “permanently enjoin defendants from imposing — pursuant to 28 C.F.R. sec. 501.3 — SAM[s] upon any inmate in the Federal Bureau of Prisons, and, specifically, prohibit the defendants permanently from imposing any of the ‘measures’ in the SAM[s] upon me.”
Complaint
[#2] at 34. As is apparent from the face of Plaintiffs Complaint, his proposed injunctive relief is tied exclusively to the imposition of SAMs and the conditions imposed thereby. However, injunctive relief can only be obtained for current or prospective injury and cannot be conditioned on a past injury that has already been remedied.
See Nova Health Sys. v. Gandy,
Although not stated in so many words, given Plaintiffs
pro se
status, I liberally interpret Plaintiffs argument to be that the doctrine of voluntary cessation applies. Plaintiff contends that because Defendants’ policies and procedures would allow them to impose SAMs upon him in the future, the Court cannot be assured that the alleged injury is unlikely to reoccur.
See Response
[# 125] at 4. Accordingly, Plaintiff essentially argues that Defendants’ voluntary cessation of his SAMs classification does not serve to moot his claims.
See Tandy v. City of Wichita,
Further, I find that Plaintiffs case does not fall within the “capable of repetition, yet evading review” exception to the mootness doctrine.
S. Pac. Terminal Co. v. ICC,
Although Plaintiff disagrees, thе present case is analogous to
United States v. Reid,
B. Standing
A party must maintain standing for the duration of the case at issue.
Qwest Communs. Int’l, Inc. v. FCC,
In the present case, Plаintiff also seeks declaratory relief in the form of invalidation of 28 C.F.R. § 501.3 “because it allows for and provides for the deprivation of numerous liberties without a prior hearing” in alleged violation of the First, Fourth and Fifth Amendments.
Complaint
[# 2] at 32. Here, there is no dispute that as of February 2009, Plaintiffs SAMs have been removed, and the restrictions imposed thereby have been eliminated [Docket No. 121-2]. As such, there is no remaining concrete or imminent injury regarding this Plaintiff that can be redressed by a favorable decision resulting from the constitutional invalidation of SAMs. As was also the case in
Reid,
becausе Plaintiffs remaining claims would only entitle him to declaratory and injunctive relief, as opposed to monetary damages, he lacks standing to litigate the constitutionality of the SAMs regulation on its face or as applied.
See Reid,
Finally, to the extent that Plaintiff “wishes to challenge the government’s continued [alleged deprivations], he may do so by whatever procedures are available to him ..., including any required administrative review [pursuant to] 42 U.S.C. § 1997e(a).”
Reid,
IV. Conclusion
As set forth above, the Court RECOMMENDS that Defendants’ Motion to Dismiss [# 121] be GRANTED, and that Plaintiffs case be dismissed pursuant to Fed.R.Civ.P. 12(b)(1).
IT IS FURTHER ORDERED that pursuant to Fed.R.Civ.P. 72, the parties shall have tеn (10) days after service of this Recommendation to serve and file any written objections in order to obtain reconsideration by the District Judge to whom this case is assigned. A party’s failure to serve and file specific, written objections waives
de novo
review of the Recommendation by the District Judge, Fed.R.Civ.P. 72(b);
Thomas v. Arn,
Notes
. As explained in the Recommendation, prior rulings of the Court have narrowed Mr. Hаle's claims. The only claims remaining are Claims One, Three, and Four.
. Plaintiff also sought a preliminary injunction and money damages. Plaintiff's request for a preliminary injunction was denied [Docket No. 85], and Plaintiffs claims for monetary damages were dismissed [Docket Nos. 51 & 84],
. The Court is not persuaded by Plaintiff's argument that Defendants terminated his SAMs to avoid litigating this lawsuit. See Response [# 125] at 3. Assuming Defendants' motives are somehow relevant, they would have the same incentive to terminate restrictions on every inmate who is litigating his SAMs. I take judicial notice of another case pending in this District, Hafed v. Fed'l BOP, 07-cv-01499-ZLW-KMT, where the inmate's SAMs appear to remain pending. The fact that other ADX inmates maintain SAMs, despite their ongoing litigation, undercuts the assertion that Defendants had an improper motive here.