*1 thеir silence means that that was not their jeopardy- me double upon problem, Wade, Having I intent. written under- apply. not even does Lumpkin’s Judge quest. Fundamen- stand a most effec- Lumpkin has written Judge says adopt we must a new or tal fairness opinion. in Part in Part/Dissent tive Concur uniqueness due different doctrine “death is different”. disagree I punishment. the third alternative This to “fair- Yes, has made a rush the Court way changes the fundamental doctrine no given has us no Legislature ness” but majori- Judge Lumpkin points to. The opinion a Judge Lumpkin’s option. other ty is correct. it relates to survey of the law as brilliant application retroactive the statute in ef- legal doctrine that
basic underlying offense
fect at the time of the time of the trial. applies
the one that case, Legislature particular
In this wisdom, pass fit to a stat- infinite saw its HAIN, Appellant, Allen Scott possi- or third gave a radical new ute case, is, punishment in the death ble pаrole.
life without Oklahoma, Appellee. STATE on this and During arguments our oral No. F-88-466. cases, has conceded that other the State Appeals of Criminal of Oklahoma. 701.- the amendment of O.S. 10a(5), spoken Legislature April 1993. appear It from event of a reversal. would Rehearing Denied and Mandate that in the event this case were statute Sept. Issued other than the life reversed for reason issue, parole at the retrial or without thereof,
resentencing portion a defendant parole life without
would be entitled to the though the crime occurred
instruction even
prior parole was to the time life without logical to me that
effective. It would seem 701.10a, legislative
if this was the intent on
then it should also have been that intent on under fundamental
701.10. It would seem
“fairness”, proper not be to disal- would parole option
low the life in one without prior
case that occurred to the enactment statute, to reversal allow it but due applica-
in another case. The law and
tion thereof consistent. should be I, deeply perplexing
This case is
quite frankly, try- had a difficult and have time, upon lеgal not based Judge Lumpkin ably
doctrines has so out,
pointed uniqueness but the absolute Legislature,
this situation. The in an inter- move,
vening passed radically different Obviously,
third alternative. it would have they
been far had indicated that the easier retroactive; would be did
not chose to do so but cannot state that
OPINION LANE, Judge: Hain, Allen was convict- Appellant, Scott *3 in the two counts each Murder ed of Robbery Degree, Kidnapping, First Firearms, Larceny of an Automobile and Degree in the Third and one count of Arson stage jury two trial in the District after a County, Case No. CRF-87- of Creek Court verdicts, Appel- Following guilty in accordance with lant was sentenced He received the jury’s recommendations. Murder, ten each count of death on per Kidnapping, one hun- years count for Robbery years per count for dred Firearms, twenty years per for Lar- count years and ceny of Automobile fifteen degree the third Arson. for challenging brought appeal both imposed guilty verdicts and sentences for crimеs.
During early morning hours of Octo- 6,1987, Lee Sanders and Michael ber Laura Houghton car out- were seated Sanders’ they ap- a Tulsa when side bar men, proached later determined two Wayne Hain and be Scott Allen Robert in the Lambert. Hain and Lambert were lot, waiting nearby house parking to rob Houghton talk- and when saw Sanders and Lambert car. car way forced their into the threaten- ing Houghton knife. with a bar, away Hain drove the car from stopped Houghton gun- then and robbed point. Houghton When resisted the rob- bery, Appellant him the trunk forced into later, Appellant of the car. A while short put stopped and Lambert and Sanders as the trunk well. getting the robbing Houghton
After truck, keys to his two men decided go incident be- back the bar where the gan Houghton’s and take truck as well car. truck Sandеrs Lambert drove the Meek, Tul- Hall and John Thomas Elaine away Springs. from Tulsa toward Sand sa, appellant. for stopped driving a rural He after down Gen., Henry, Atty. Robert Price roadway. H. Carol County Appellant fol- Creek Gen., Dillingham, Atty. Asst. Oklahoma car lowed Sanders’ with Sanders City, appellee. Houghton the trunk. things,
The two men took in- process Sanders’ attempts apply when he clothes, cluding principals some out of her car and of Gregg solely pre-trial put them in the truck. cut reverse One them the certification pro- criminal gas ceedings. line to the car and set it on fire
putting lighted newspaper and a blanket
In Gregg, the
analyzed
dripping
Houghton
under the
fuel line.
Georgia system
capital
banging
and Sanders were
on the trunk
to determine whether
problems
con-
yelling. Appellant
and Lambert left
fronted in Furman v. Georgia, 408 U.S.
area, however,
returned a short time 238,
(1972),
As his first
imposition
asserts that
of the death
system capital pun
Oklahoma’s
penalty against
juvenile
prohibited
by
qualifications
ishment meets the
estab
Eighth
both the
and Fourteenth
by
Supreme
Amend-
lished
Court and on its
ments to the United States Constitution.
face is
Certainly
constitutional.
this fact is
Specifically he claims that Oklahoma’s re-
by
evidencеd
the multitude of Oklahoma
procedure,
verse certification
pro-
cases which
have been affirmed
vides that a
year
sixteen or seventeen
old
is United States
Court. See Saffle
considered to be an adult
Parks,
484,
1257,
when he commits v.
494
110
U.S.
108
crimes,
certain
does not
(1990).
meet the standard L.Ed.2d
comprehensive
415
qualification”
for “death
set
Gregg
statutory
concerning
penalty
sections
death
Georgia,
153,
428
2909,
U.S.
96 S.Ct.
proceedings, coupled
proper
instruc
(1976).
L.Ed.2d 859
Appellant misrepre-
tions to the
stage
purpose
sents the
trial,
reverse
guarantee
certifica-
that the
death
P.2d
(Okl.Cr.1988); Trolinger v.
that class
only be assessed
will
apart
set
them
crimes
criminals whose
Zant v. Ste-
“any other murder.”
from
arguments
two
Appellant’s
next
103 S.Ct.
phens,
462 U.S.
age concern
regard to the effect of his
(1983).
235, 251
2743, 77 L.Ed.2d
penаlty.
death
the actual assessment
murderers
on the re
execution of
argues
has focused
He
attempted
age
eighteen
at the
process and
under the
certification
who were
verse
narrowing
offends the
bootstrap
requirement
crime was committed
time the
pre-trial
preliminary,
sentence
society
into this
and that his
qualifications
standards of
Defining the
prosecution.
standards estab
proportionality
fails
Florida,
eligible for
potentially
Enmund
class of offenders
lished
of 10
(1982).
is not a function
the death
73 L.Ed.2d
That
section
O.S.Supp.1986,
1104.2.
Appellant’s argu
disagree. Both of
We
alleged of
merely
whether
determines
his assertion that “ado
ments are based on
years
seventeen
fender,
sixteen or
either
blameworthy
or children are less
lescents
as an adult or
old,
prosеcuted
may be
apparently should not be
than adults” and
juvenile.
as a
treated
he should be
whether
dis
for their actions. We
held accountable
juve
aas
that classification
To the extent
Sellers
argument
a similar
pensed with
*5
here,
then the
denied,
as
nile is
State,
In
v.
(Okl.Cr.1987),
U.S.
(1987),
pool
jury
L.Ed2d 163
This absence
212 98
selected.
108 S.Ct.
or
the criteria which
adopted
ground
deny
on which to
alone is sufficient
discussed
by a defendant
order
proven
must
assume error
allegation.
be
We cannot
State,
quoted
nature. We
claim of this
v.
sustain a
record.
Carter
from a silent
595
State,
proof requirements
established
v.
(Okl.Cr.1979);
the three
Reid
P.2d
478
1352
Mis
Duren v.
Supreme Court
by the
also Ellis v.
(Okl.Cr.1970).
See
P.2d
988
668,
364,
664,
souri,
357,
99
State,
439 U.S.
107,
(Okl.Cr.1990);
Hill
109
795 P.2d
(1979)
being:
L.Ed.2d
587
State,
58
(Okl.Cr.1987);
745 P.2d
411
State,
(Okl.
alleged
Cardenas v.
(1)
group
be excluded
695
878
that the
P.2d
community;
in the
Dollar v.
group
Cr.1985);
a ‘distinctivе’
(2)
group
(Okl.Cr.1984).
of this
representation
juries are
from which
selected
in venires
record,
Regardless of the silent
we find
fair and reasonable
relation
is not
wholly
satisfy
failed
persons
the com-
number of such
proof
to him
assigned
the burden of
munity;
(3)
represen-
this under
Duren.
question
There is no
but
systematic exclusion
tation is due to the
any
group
a distinctive
com-
blacks are
process.
group
jury
young
munity;
According-
likewise
adults.
(Okl.Cr.1989),
P.2d 562
Fox
See also
ly the first factor of the Duren criteria is
rt.
denied
ce
1538,
undeniably
The same is
established.
not
(1990);
Litteer v.
108 L.Ed.2d
true, however,
second and third
P.2d
prongs of the test.
rejected
may be
on two
Appellant’s claim
record of
There is no evidence in the
First,
appropriate
not an
grounds.
there is
proportion
young
of blacks or
adults which
from which
determine
record
County.
live in
Neither
is there
Creek
second,
veracity of his
claim
even a hint of confirmation
as-
any
provide
failed to
evidence that
he has
(but
proven)
not
of these
sumed
absence
representation
group,
as-
the under
jury
two
from the
selec-
classes
exist,
suming one
was “due to the
does
pool
“systematic
was due to their
ex-
group in
systematic
exclusion
process
clusion”
selection
itself.
jury process.”
*7
Appellant
met
minimum
has not
the
level
the
Following
jury
the resolution of
se-
proof required
justify
to
further evalua-
Appellant
process,
for
made
lection
counsel
In
tion of his claim.
the absence of such
following objection:
the
proof,
error
find no
or reason to believe
exposition (sic)
object
I
to the racial
anything
that
as
oth-
the
selеcted was
panel,
the entire
now that we have seen
impartial.
er than fair and
taking
them and seen
individual
each
III,
XVII, Appel-
In
propositions
XIV
Court,
the
seat. would state to
it is not
dealing
lant
with the
raises issues
admis-
racially
standpoint
from the
balanced
Specifi-
during
sion of
the trial.
evidence
my
greatly
was it
balanced from
—nor
cally,
claims
the state’s
Appellant
psy-
that
such,
And,
beginning.
as
Your Hon-
improperly
testify
allowed to
chiatrist was
or, I would ask
a mistrial
and another
were made
concerning statements which
in
panel
racially
that are
be selected
more
rights
his constitutional
violation of
balanced.
evidence,
pictures
that
certain
Tr. 222.
testimony
bodies and
victims
n
argument by
only
This
counsel
is the
relatives,
prejudicial
proba-
more
than
composition
objеction voiced to the
tive and should have been excluded.
jury.
appears
It
from the context of coun-
outset,
argument
only
objecting
recognize
sel’s
that he is
to
At
jurors actually
evidentiary
largely
the racial mix of
chosen.
matters
left
are
to the
event,
court. Rosteck v.
any
In
no record
the trial
there is
before us
discretion of
Accord- mental
put
condition is not
into issue
ingly,
whether,
upon
our review must focus
accused. This
distinctly
case is
different in
challenge
particular
in the face of
to the
Appellant’s
mental status was an issue
portion
testimony,
item of
or
evidence
directly by Appellant.
fact,
raised
In
appropriate
the trial court made the
deci-
Buchanan,
was the case in
the evidence as
sion.
Appellant’s
mental status
was the
рresented by
evidence
the defense.
Appellant’s
allegation
first
with re
gard
admissibility
of evidence con
Appellant
“Application
filed an
and No-
testimony
cerns the
of Dr. Thomas Good
tice
Insanity
For the Use of the
Defense”
man, psychiatrist
called
the state dur
February
(O.R. 200).
on
1988.
On Feb
rebuttal
the first
of the trial.
granted
the trial court
Appellant’s re-
Appellant
Dr. Goodman examined
at East
quest
appointment
psychiatric
for the
Hospital
ern State
in connection with the
(O.R. 215).
expert.
May,
the State re-
pretrial competency
requested
evaluation
ceived the
permission
require
court’s
Appellant
argues
the State.
now
that Appellant to submit to examination with
Dr. Goodman’s subsequent
testimony in
respect
insanity
to his
defense. The testi-
volving opinions
pretrial
derived from the
mony
generated
at issue was
at this exami-
examination should not have been allowed nation.
regard
as substantive
Appellant’s
Buchanan,
recognized
sanity at the time of the offense.
inherent difficulty
applying
the restric-
cites,
Unlike the cases
Estelle,
tive rules of
in a situation where
allegation
there is
testimony by
no
the defendant
psychiatric
relies on
testimo-
Dr. Goodman was
allowed
violation of ny, yet
prohibit
seeks to
the State from
the Fifth Amendment.
In Estelle v. obtaining
using rebutting
evidence. The
Smith,
68 Court
circumstances,
noted that
such
“[i]n
(1981);
L.Ed.2d 359
Stinson v.
respond
could not
de-
this
[State]
(Okl.Cr.1974);
P.2d 735
Noyes v.
presented
fense unless it
other psychologi-
(Okl.Cr.1973),
question
P.2d 1368
at
Buchanan,
cal evidence.”
483 U.S. at
issue involved the
psychi-
admission of the
atric testimony as substantive evidence of
Buchanan,
As
testimony
was true
guilt.
cases,
In those
opinion
where the
solely
this case was admitted
for the
rendered involves a confession of the de-
purpose
rebutting Appellant’s
evidence
tails of the crime
profession-
to the medical
of extreme emotional disturbance. Dr.
al,
question
there is
any
no
and all
testify
Goodman did not
about
legal means
protect
must be taken to
giving
criminal acts
rise to the action
rights against
defendant’s
self incrimina-
record,
Appellant.
ap-
From the
tion. The situation in this case is different.
pears
apparently
ad-
We are not concerned
testimony
rights
regard
vised of
his
and de-
*8
upon
jury
which a
finding
danger-
of future
clined to discuss the details of the crime
ousness is
based
was true in Estelle.
with the
A
doctor.
violation of the Fifth
Instead, the evidence was offered in direct
Amendment
arise when the testi-
Appellant’s
rebuttal
evidence that he
mony involved is based on the incrimina-
was not sane at the time of the crime. We
ting
statements
defendant. There is
find
guided
our resolution of this issue is
here, thus,
no evidence of that
there is no
the
Court’s decision in Bu-
reason for the exclusion of the evidence.
402,
Kentucky,
chanan v.
483 U.S.
107
2906,
(1987).
S.Ct.
752
required to
offense,
not
was
ap-
the
established
has not
upon
of the alternatives
which
indicate
the review
to allow
record
propriate
also
was based. See
the conviction
which
request that
no
There was
photographs.
734,
(Okl.
State,
P.2d
737
720
v.
Newsted
the record
part
made
pictures be
834,
State,
Cr.1986);
719 P.2d
v.
Plunkett
our review.
included for
not
were
State,
Phillips v.
641
(Okl.Cr.1986);
841
on the
comment
Accordingly, we cannot
(Okl.Cr.1982).
also
556,
See
559
P.2d
may have had at
pictures
effect which
U.S.-,
Arizona,
111
501
v.
Schad
107,
State,
109
795 P.2d
v.
trial. Ellis
(1991).
The verdict
this be?
Foot,
principle
part
legal
an indiffer-
was
of the
a third
reveals this
a short
another
thing in the
the same
foundation laid at statehood. One
ent Foot.
’Tis
State,
Sharp
v.
Conscience.
3 Okl.Cr.
Chancellor’s
first cases was
(1909).
24,
The defendant
there
such foot.
than a Chancellor’s respectfully dissent.
JOHNSON, Presiding Judge, Vice concurring.
specially majority here- specially
I concur my Special Concurrance Salazar
in. See Oklahoma, P.2d 729. v. State of PETITION FOR DENYING
ORDER AND DIRECTING
REHEARING MANDATE
ISSUANCE OF day September, this 14th
NOW on Petition for Re- having examined the styled and numbered hearing in the above REMANDING FOR ORDER prem- cause, being fully advised COMPETENCY be, ises, finds that it should this Court HEARING hereby DENIED. The reasons the same Lillard, appellant, tried Thomas justification for the raised the State as May 22, Okmulgee County jury on present petition addressed detail Resisting and convicted of District Court (Okl.Cr. Salazar (Count I) Bat- and Assault and an Officer 1993). this Court is directed The Clerk of II) (Count upon tery a Police Officer issue the mandate forthwith. HCRM-87-5099, and Assault and Case No. IT ORDERED. IS SO Dangerous Weapon in Case Battery with a /s/Gary Lumpkin L. 8, 1987, July On one No. HCRF-87-5036. LUMPKIN, Presiding Judge L. GARY appellant charged, week after /s/Charles A. Johnson for determination State filed JOHNSON, Vice CHARLES A. O.S.1981, competency. 1175.2. See § Presiding Judge hearing application, trial At the on the /s/James F. Lane competence ques- appellant’s court found LANE, Judge F. JAMES undergo pro- tionable and ordered him Chapel /s/Charles S. at Eastern fessional mental evaluation CHAPEL, Judge CHARLES S. Hospital. O.S.Supp.1987, State See M. /s/Reta Strubhar 1175.3(D). appellant After had been STRUBHAR, Judge § RETA M.
evaluated, post-examina- the court held a competency hearing pursuant to 22 O.S.Supp.1987, 1175.4. did not § request compe- trial on the issue of tency and held the trial was thus before LILLARD, Appellant, Thomas judge. proceeding, At the close of this appellant “incompetent, ca- court found but Oklahoma, Appellee. pable achieving competency within a rea- STATE time_” O.S.1981, period sonable No. F-89-1095. 1175.7(A). Accordingly, appellant was Appeals Court of Criminal of Oklahoma. Hospi- ordered committed to Eastern State May competency, tal until he and fur- resumed proceedings against
ther criminal him were 30, 1987, stayed. September appellant On upon order. was released a doctor’s
