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Hain v. Mullin
436 F.3d 1168
10th Cir.
2006
Check Treatment
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*1 expert testimony of vocational and argument regarding his on expanding record, ar- develop Jensen does bear out Jen- failure DOT. The record not whether ALJ failed ask gues that the expert The vocational sen’s contentions. with little were transferable skills that, hypotheti- under the ALJ’s testified to ask adjustment; failed vocational sedentary cal, perform could Jensen jobs were similar to Jensen’s whether new clerk, positions of information semiskilled work; failed evidence previous develop solicitor, clerk. telephone and reservation an advan- showing that Jensen would have be- unexplained There are no conflicts workers; to dif- failed tage over unskilled testimony expert’s tween the vocational previous from skills ferentiate between DOT, identify does not and the and Jensen jobs, in the new work and skills needed any. discrepancies inquire failed to about whole, jobs identified the VE and examining between as a After record job in the DOT. descriptions contained persuaded we that the Commissioner’s are disagree with this characterization of We supported substantial evi- decision find evidence the record and substantial legal and that the correct standards dence supports the ALJ’s decision. were The balance Jensen’s applied. “arguments contrary to the constitute[ ] from the record cited As obvious VE above, carefully led the engage ALJ in an invitation to this regulatory requirements for through the impermissible reweighing of evidence transferability person of skills for for that of judgment substitute our age. also solicited informa- advanced She Commissioner, an must invitation we Jensen tion both from the VE from Barnhart, F.3d decline.” Hackett v. former about the characteristics his (10th Cir.2005). 1168, 1173 The Commis- jobs. job similarity, testi- As for the VE her step-five proving sioner met burden centering skills around fied Jensen’s jobs in the that there are sufficient nation- work, operations, use of business clerical economy hypothetical person al for a equipment as well as basic basic office impairments. is no Jensen’s There revers- acquired were “people” skills skills ible in the ALJ’s decision. error pervious compatible work that would jobs jobs The judgment with the new identified. of the district court is by the VE all were semiskilled identified AFFIRMED. three, meaning

with an SVP of at least un- demanding more than were work and take over one

skilled would including three up

month specific preparation vocational

months Dictionary Occupational learn. See (DOT), II, App.

Titles Vol. C supports

Because substantial evidence

fact that has transferable skills he Jensen positions,

can these he has an apply to HAIN, Petitioner, Allen Scott advantage younger workers. over unskilled Halter, Dikeman v. See Cir.2001). (10th also con- Jensen MULLIN, Warden, Mike Oklahoma

tends, citing Apfel, 196 Haddock v. F.3d Penitentiary McAlester, Cir.1999), State ALJ Respondent; discrepancies did not resolve between the *2 Appellee, America, Steven M. Presson and Robert W.

Jackson, Movants-Appellants. Defender,

Federal Public Western Oklahoma,

District

Amicus Curiae. 05-5039.

No. Appeals,

United Court of States

Tenth Circuit.

Jan. * in 28 M. state death row inmates U.S.C. briefs: Steven sent on the Submitted by the Jackson, are authorized Jackson Robert W. Presson Norman, OK, these clients P.C., statute to Presson, for Mov- & *3 and are entitled ants-Appellants. clemency representation. for compensation O’Meilia, Attor- E. David judg- holding, REVERSE the In so we Danielson, and Kevin Assistant Unit- ney, court ment of the below. Attorney, of Northern District States ed Oklahoma, Tulsa, OK, Appellee. for I Otto, M. Federal Public Defender Susan §a 2254 petition Hain filed Scott Allen Oklahoma, of District for the Western from a seeking relief sentence death Braden, Assistant Federal Public Scott W. imposed by an Oklahoma state court. Defender, Penalty Death Federal Habeas relief, habeas appealed Hain the denial of OK, Division, City, filed Oklahoma Corpus Hain v. this court affirmed. Gib- which for the an amicus curiae brief Federal Cir.2002). (10th son, 287 F.3d 1224 Once for the Western District Public Defender certiorari, Supreme denied the Court Petitioner-Ap- Support of Oklahoma attorneys Hain’s Robert W. Jackson pellant. filed in the district Steven M. Presson Request for court an “Ex-Parte the Court TACHA, Judge, Before Circuit Chief Representation Continuing Un- Confirm HENRY, EBEL, KELLY, BRISCOE, Im- 848(q)(8) and Set der U.S.C. LUCERO, HARTZ, MURPHY, Budget mediate Date for Conference.” O’BRIEN, McCONNELL, and attorneys’ The district court denied the TYMKOVICH, Judges. Circuit finding request, statute under LUCERO, Judge. Circuit appointed were U.S.C. which —21 not authorize federal —does hearing initial en banc granted We funding attorneys of this case to consider the reach of proceedings. Notwithstanding uncer- § 848(q)(4)(B), fed U.S.C. tainty funding, counsel commend- their indigent erally-funded counsel represented Hain ably seeking death row federal habe They were unsuccessful and proceedings. § 848(q)(4)(B) au Specifically, relief. Hain was executed. of one or more thorizes “the furnishing such other on While was in accordance with” services U.S.C. court going, appeal this considered (q)(8) 848(q)(8). Section statute denying from the district court’s order so attorney in turn commands that “each panel counsel’s motion. A divided of this the defendant appointed shall affirmed district court’s order. (10th every subsequent Mullin, throughout stage v. F.3d 1146 Hain Cir. (Lucero, judicial including 2003); J., dissenting). id. or ... for executive then hear this matter en decided to We clemency may banc, be available to defen Hain executed before we but was Today, Accordingly, accord these va disposed dant.” we words case. we plain meaning panel opinion and hold that counsel cated and vacated their banc, granting rehearing § 848(q)(4)(B) order en deter- * 34.1(G). 34(a)(2)(C) R.App. unanimously and 10th Cir. R. The case is ordered submitted P. argument pursuant to Fed. without oral mining presented that the issue moot. was enforce statute that has (10th Mullin, Ortiz, v. Hain F.3d Cir. drafted.” United States 2003) (en banc). Cir.2005). 1278, 1282 subsequently Presson 848(q) employs

Jackson and sub- Section precise clear and claim parte mitted ex vouchers to the dis- language, admitting ambiguity of no seeking payment rep- trict court leaving interpretation. their room for Con- clemency gress Hain during resentation of has any post directed that con- “[i]n The court payment, denied viction proceeding under section 2254 ... ruling does not authorize vacate set aside death *4 for funding ... sentence defendant who is or be- appealed ruling sentation. financially Counsel this comes unable to obtain ade- we again quate representation and have decided consider this ... shall be entitled appointment matter en banc. to the of one or more attor- neys furnishing and the of such other ser- II vices in with [paragraph accordance 21 8].” § 848(q)(4)(B).1 U.S.C. Supreme Unambiguously, Court has “stated provision this states that death in- again time and must row presume courts seeking mates says that a it relief under legislature path a statute what 2254—a exclusive to means and means statute what entitled —are ” Germain, appointment says.... attorneys Nat’l Bank v. Conn. and the 249, 253-54, 1146, furnishing 112 117 in para- S.Ct. services described (1992). (statute Thus, graph L.Ed.2d 391 as we always, See 28 U.S.C. 2254 begin with the statutory language applies “person[s] and in custody pursuant effect, court”). if “give every must possible, judgment to the aof State In Walker, turn, clause and word.” Duncan v. 533 8 paragraph provides: “each attor- 167, 174, 150 ney appointed represent L.Ed.2d so shall the defen- (2001). will inquire throughout every We into dant subsequent stage Con gress’s statutory judicial intent if the language proceedings available ... and shall Valdez, v. clear. Edwards 789 F.2d also represent the defendant in such ... (10th Cir.1986). Rather, proceedings for or “[w]hen executive other clemen- may confronted clear unambiguous cy with as be available to the defendant.” duty statutory language, our simply 848(q)(8).2 defendant, § 848(q)(4)(B) attorney 1. The full of 21 text U.S.C. motion of the each so reads: represent appointed shall the defendant any post proceeding throughout every subsequent stage conviction of avail- or section 2254 2255 of Title judicial including proceedings, pretrial able sentence, any vacate aside a or set death trial, sentencing, motions for financially defendant who is or becomes trial, applications appeals, new writ of adequate representation unable to obtain or Supreme certiorari to the Court of Unit- investigative, expert, reasonably or other States, post-conviction ed and all necessary services shall be entitled to the process, together applications stays attorneys of one or more appropriate of execution and other motions furnishing of such other services in ac- procedures, represent and shall also (5), (6), (7), (8), paragraphs cordance with competency proceed- the defendant in such (9). ings proceedings for executive or other clemency may 2. The full text of 21 U.S.C. reads: be available to defen- dant. replaced by qualified similarly Unless coun- upon attorney's sel upon own motion or issue, no other we nonetheless see further than the

One need look way ex logical to read the statute. As see that Con language to plain statute’s Eighth plain Circuit: “The pressed appointed that counsel gress has directed 848(q) congres §of language evidences dur row inmates represent state death indigent sional intent to insure “represent § 2254 must ‘reasonably necessary’ petitioners receive throughout every subse defendant appointed, ... services from judicial proceed quent stage of available Lockhart, v. counsel.” Hill compensated “proceedings for executive including ings” (8th Cir.1993); see also clemency may be available to or other Anderson, Lowery F.Supp.2d re Id3 When the defendant.” (S.D.Ind.2001) (“This finds the quired plain language to be control petitioners pursue “proceedings here, ling straightfor with the consistent clemency,” it must executive reasoning persuasive ward and have meant Hill.”)-, Eighth Strickler v. Circuit given that federal officials have no authori (E.D.Va. Greene, F.Supp.2d ty to commute state court sentence. See *5 1999) (same). (President II, Const., § 2 art. has U.S. Reprieves and Pardons grant “Power to plain the Ignoring meaning, the statute’s States”). the against for United Offenses the government urges this court to follow not have the Because the President does that, concluding Circuit in Eleventh ber power the Con acting under § § 848(q) part is of U.S.C. cause pardon stitution to defendants convicted primarily punishments on focuses courts, it be nonsensical to laws, would “the drug for violations of federal § suggest 848(q)(8) provides that for com language preced in the contained sections pensation for counsel state defendants 848(q)(4)(B) following [§ relates ] proceedings. See federal criminal directly more to federal trial States, 39, 66, Young v. 24 appeals, United than to re habeas cases (1878) (“if is King L.Ed. there no offence lief from court sentences.” States, Moore, the against the laws of United Cir. 2002)4 basis, no Presi the pardon there can be the On that Eleventh Cir dent.”). on cuit that “the word ‘federal’ Acknowledging split a circuit held proceedings. imply applies Reading 3. do the a We not that the statute statute exclusively prisoners proceeding to state un- surplusage the manner would reduce Rather, equal § the der 2254. statute affords phrase “proceedings other for executive and clemency representation § access to clemency” applies petitioners. as it petitioners. why scope no The dissent offers reason clemency representation remained unaltered vein, 4. a that In similar dissent asserts prisoners, despite its extension to state but proceedings §in are ex- described "unlikely” argue Congress does that it is that clusively proceedings. federal To reach encompass clemency pro- intended to conclusion, heavily the dissent relies on the ceedings 848(q)(4)(B) because "was added fact that was added to the bill seemingly very late the bill in session Initially, after was drafted. King, (quoting without floor debate.” Dissent representa- detailed the extent of 1368). 312 F.3d at It seems that dissent provide tion counsel was that, haste, arguing Congress not in its did Inexplicably, federal defendants. broadening scope of realize that it was § 848(q)(4)(B) dissent concludes when clemency representation represen- to include indigent was added to the bill to entitle clemency proceedings. We re- tation at state capital petitioners furnishing § 2254 to the give Congress such credit. Rath- fuse to little § 848(q)(8), services listed in er, recognize Congress we understands 848(q)(8) necessarily proceedings listed in exclusively language employs and retained their federal the effect of the that it character ” implied ‘proceedings,’ modifier as it is counsel for executive or “ 848(q)(8), used in such that ‘proceed- clemency, such state will = ings’ federal that are receive only at Id. (equals available to the defendant.” proceedings. analytical The sign original).5 Eleventh complication that, Cir- approach this deny noted, cuit does that state death row federal clemency proceedings are proceeding inmates 2254 are enti- unavailable to prisoners seeking relief furnishing tled to of services accor- Moreover, a state sentence. such a Rather, dance with paragraph ignores the court reading plain meaning paragraph encompass only statute, amends 8 to violates statutory the canon of in- this terpretation Under amended requiring give us to effect to statute, although version of the every statute, word and reads the prisoner federally-funded is entitled to out of statute context.6 representatives (1963), “that our elected ... know U.S. 83 S.Ct. 9 L.Ed.2d 799 States, the law.” v. United obliged provide are Albernaz states indi- 333, 341, Thus, gent 67 L.Ed.2d 275 defendants at criminal trials. (1981) omitted). (quotations and citation granted defendant a new trial as a result of a petition successful would almost cer- Supreme recently 5. The Court cautioned low tainly constitutionally guaranteed receive er courts not assume that intend counsel, longer and thus would be "unable impose ed to the word "federal” as a modifier adequate representation” to obtain under the general statutory in the terms habeas cor contrast, By statute. when a state refuses to context, pus given "the fact that the words *6 pay clemency proceedings, for counsel at the likely 'State' and 'Federal' are to be no adequate defendant remains unable to obtain import small when drafts a statute representation, representation and such is governs that federal collateral review of state Moreover, funded under the statute. the re- Duncan, judgments.” 533 U.S. at 173- request binary sult of a is 74, 121 S.Ct. 2120. Clemency granted, nature. is or it is not. If denied, clemency is that ends the If matter. § 6. We 848(q)(8) do not address au whether granted, grant is the result of such federally-funded representation thorizes at generally does not lead to a new trial and thus appeals resulting and trials from suc by the basis advanced is Sixth Circuit petitions. cessful 2254 The Sixth Circuit a clemency relevant in context. expressed affording concern that the statute event, any 848(q)(8) whether author- plain meaning its entitle would successful federally-funded representation izes at new petitioners 2254 "to Federal have Defender trial, state trials under represent circumstances remains any resulting him in new state open question statutory interpretation. appeal, and corpus pro state habeas This statute authorizes at two ceedings his if current sentence is vacated.” First, Bell, stages proceedings. distinct it di- House v. 999 Cir. attorney 2003); Scott, appointed rects that "each so shall Sterling see also v. F.3d (5th Cir.1995). represent throughout every the defendant today only We decide subsequent stage judicial pro- of available scope 848(q)(8) §of as it relates to state clem trial, ceedings, including pretrial proceedings, ency proceedings, express and view on trial, sentencing, appeals, motions for new proper construction of the statute as it relates doubt, applications for the Su- prevailing § writ of certiorari to petitioners. We States, however, preme Court of the United and all parade present that horribles post-conviction process, together ed available the Sixth Circuit has a factual basis. applications stays of execution and Section that states counsel will appropriate appointed procedures be when a be motions and defendant "is or Second, financially 848(q)(8). adequate comes ...." that unable to obtain representation.” appointed obliged If the state becomes counsel "shall also counsel, provide “adequate representation” competency proceedings defendant available, § 848(q)(4)(B) is and longer is no and for executive or other clem- implicated. Wainwright, may Under ency Gideon v. be available to the defendant.” convening next after interpreta- legislature government’s Adopting conviction, legislature effect, at session the which possible, if “give would fail tion reprieve”); may grant pardon or further word” of the statute. every clause Const, (“The 5, § governor, art. Nev. Duncan, 2120. S.Ct. court, and justices supreme attor- federally- 848(q)(8) provides Section general [may] remit and forfei- ney fines “represent the de- counsel shall tures, except as punishments, commute competency proceedings in such fendant grant par- provided subsection or other executive convictions”).8 dons, after de- be to the clemency may added). The stat- (Emphasis fendant.” government argues The clemency” “other ute’s reference part must considered “in its context as it refers state clem- meaningless unless Ap- Anti-Drug Abuse Act 1988.” of the clemency is ency proceedings, as executive implies Br. at This that because pellee 10. in the form generally lodged in a statute 848(q) is II, Const., By art. system. See laws, § drug 848(q)(8) addressed contrast, have vested clemen- some states federally appointed “does not authorize exclusively legislature, in the cy power federally funded legislative-execu- provided for shared have clemency pro- in state sent state authority, permitted or have tive Br. at 11. There is ceedings.” Appellee judiciary share viewing the executive argument: with this problem See, McLaughlin context, ency power.7 e.g., appropriate in its Bronson, 537 A.2d 206 Conn. there is no indication statute (1988) (“In Connecticut, pardon- most limited to federal in the power legislature”); is vested provided informative context (“In IV, § of trea- Art. cases references 848(q)(4)(B), Fla. Const. un- may grant reprieves capi- that state governor son the and establishes adjournment regular “proceeding of the session of tal defendants section til *7 enactments, alone, any legislative separate Whether a not These are clauses. Id. modified, abridged, or resulting from a deci- and that it cannot be new state trial state's Reed, peti- Congress.” § Schick v. re-prosecute to a successful diminished sion 256, 266, 379, 42 stage judi- 419 U.S. L.Ed.2d "subsequent of tioner is a above, II, (1974). unclear, sec- As stated proceedings” that is article cial but issue pardoning tion of the Constitution vests implicated by our before us nor deci- neither points to power The dissent in President. today. sion provision, no Constitutional no statute and "have, to Congress grant Presidents from time 7. Because case that authorizes to clem- time, appointed ency capital assist in exer- boards to them defendants. We do think not authority,” cising clemency drafting 848(q)(8), Congress § dissent at their that in some- open it "an to refer to a non-existent form of and because dissent considers how meant Congress capital question itself has clemen- federal defendants. whether President,” authority cy independent from the interpret Many would 8. other states divide authori- dissent at the dissent crimes, clemency” ty, at exec- to "other least some between the reference might possi- a See forms of utive branch and coordinate branch. to mean Const, IV, 4852; point § bly system in the at some Cal. Pen.Code Idaho art. arise federal Const, V, Yet, 7; 17; Ky. § § ap- art. Const. in the future. should President Ind. Const, Const, 77; IV, 13; § § point Neb. art. N.Y. a board to assist exercise Const, IV, 4; III, 11; § clemency, grant § Or. would re- art. Ohio art Const, V, 14; clemency. a art. Tenn.Code Ann. 40-27- main form of executive More- Const, Const, 106; VII, 12; over, Wyo. art it Utah is well-established federal IV, ency authority "flows Constitution art. from the (1930); 2254” are “entitled to the see Payne also v. Fed. Land Bank furnishing Columbia, or more and the one Cir. 1990) such other services with accordance (noting that the absurdity exception provision ap- The at issue [paragraph 8].” applies only absurdity when “the and in seeking “to cases relief from plies habeas justice of applying provision [literally] sentences,” not, does as the to the case would be so monstrous that all concludes, Eleventh Circuit relate “more hesitation, mankind would without unite in directly ap- trial to federal criminal rejecting the application”) (quoting Sturg Moore, 312 peals.” F.3d at 1367. It can- Crowninshield, (4 Wheat.) es v. all disputed 848(q) applies not be 122, 202-03, (1819)). 4 L.Ed. 529 cases, just drug-related and not capital government representa providing cases, though generally even 848 is ad- tion indigent death row inmates at state drug at dressed violations of the federal clemency proceedings is not absurdity (ap- § 848(q)(4)(A) laws. See 21 U.S.C. “so gross general to shock the moral or plies “every criminal action which entirely common sense.” It is plausi Id. charged defendant is with crime which Congress ble that did not want con may punishable by death [and] demned men and women to be abandoned financially to obtain becomes unable ade- by their counsel last moment and added); (emphasis quate representation”) navigate left to labyrinth the sometimes “any § 848(q)(4)(B) (applies 21 U.S.C. clemency process jail cells, ine from their post proceeding conviction under section on relying limited resources little edu 2254 or title cation in a attempt final at convincing the Code, set vacate or aside government to spare their The gov lives. sentence, [where death the defendant] be- may agree Congress’s ernment not financially comes unable to obtain ade- funding, decision authorize such but as added). quate representation”) (emphasis noted, “Congress Justice Scalia has can That 848(q) drug of- limited enact ones, foolish statutes as well wise recognized by fenses is dissent in its and it is not for the courts to decide which acknowledgment representation at the is which and rewrite the former.” Anto- §in listed are avail- Scalia, nin A Interpretation: Matter of indigent able all defen- (1997). Federal Courts and Law 20 just charged dants and not those We would add that when government’s 848. Dissent 5. The spoken, has is not us to stand suggested approach plain would distort the wings like a classic Greek chorus and ex meaning 848(q). *8 plain did not what it mean In final attempt to avoid the said. statute, plain meaning govern argues that unqualified applica ment its Ill tion would to par lead absurd results. In judgment The of the court district is ticular, government argues that it is REVERSED the case REMAND- absurd to think that to Congress intended ED proceedings for further with consistent representation fund at clemency pro opinion. this ceedings. justify In departure order “to ground from the letter the law” on the BRISCOE, J., KELLY, joined by J. and absurdity, absurdity “the must be so (cid:127) MURPHY, dissenting. J. gross as to the general shock moral or view, Harrelson, common I respectfully my sense.” Crooks v. dissent. 55, 60, 848(q)(8) L.Ed. 156 U.S.C. not entitle does view, in- Hain, “Congress never federally ap- district court’s to prisoners, to represent government pay to funded for the federal tended pointed in state to them court defendant attorneys for a state Thus, Presson appellants I conclude sought pro- in state pursue state remedies are not entitled reimburse- and Jackson Br., ceedings.” Attachment Aplt. in connec- expenses of their fees and ment concluded, Rather, the “Con- district in clemency Hain representing with tion in 848(q)(8) to be read gress intended Pardon before Oklahoma light 848(q)(4)(B), Board. and Parole in connection right only to counsel brought pursuant I. 2255.” 28 U.S.C. U.S.C. Appellants and Jackson were Presson Id. at 5. pursuant by the district court in represent Hain his II. proceedings. After those federal habeas appealed have now Presson and Jackson completed, Hain’s proceedings were They contend the district court’s order. from his death remaining avenue of relief encompasses state executive from the was seek sentence by a clemency proceedings pursued and Parole Board and Pardon Oklahoma following the denial defendant of the State of Oklahoma. the Governor Thus, assert, they federal habeas relief. of Oklahoma does Because State in such of counsel Hain dur- provide obligated were filed a proceedings, Presson and Jackson in ing proceedings, and his state “ ‘seeking the district court motion with turn to reimbursement of are now entitled continuing obli- of [their] confirmation expenses incurred connec- fees ” represent’ Hain his state gation to representation. The United tion with that “ ‘to receive States, participate whom we invited time and ex- compensation for [their] appeal, disputes interpretation this this ” Mullin, 324 Hain v. penses’ doing so. argues The 848(q)(8). Cir.2003) (quoting F.3d never intended Con- was brief), Hain’s Hain v. petitioner vacated judicial or gress encompass (10th Cir.2003). Mullin, F.3d 1177 ency proceedings. motion, court denied conclud- district interpreta district court’s Because the encompass does not issue, tion of a federal statute we prisoner of a state in state apply a de standard of review. novo clemency proceedings. Id. States, 423 v. United F.3d Shawnee Tribe the district court’s or- Notwithstanding (10th Cir.2005). 1204, 1212 in all “As cases der, proceeded to Presson and Jackson construction, statutory task our clemency pro- represent Hain in his state light interpret [statute] the words of Hain ceedings. ultimately was denied sought to serve.” purposes Congress of the *9 Thereafter, clemency and Pres- executed. Inst., Inc., v. 460 Dickerson New Banner and son Jackson submitted two Criminal 103, 118, 103 74 L.Ed.2d U.S. S.Ct. (CJA) payment Act vouchers Justice (1983). starting point must be 845 “[0]ur court reimbursement of district by ... language employed Congress, expenses their and incurred in fees legislative purpose and we assume clemency pro- in senting Hain his state by ordinary meaning expressed is ceedings. The district refused Tobacco Co. In used.” American approve payment. the vouchers words

1177 Patterson, 102 456 U.S. S.Ct. in defendants (1982) (internal proceedings? quo- 71 L.Ed.2d omitted). tation marks and citations answering question, In this it is neces sary phrase light examine issue in noted, As Presson Jackson were of the statute aas whole. See Food appointed represent pursuant Hain Admin. v. Drug Brown & Tobacco Williamson § 848(q)(4)(B), provides, perti- which in rp., 120, 132, Co part: nent (2000) (“It L.Ed.2d is a post In any proceeding conviction fundamental canon of statutory construc 28, seeking section 2254 or 2255 of Title tion that the words of a statute must be sentence, or a vacate set aside death in read their context with a view to any is or becomes defendant who finan- place their in the statutory overall cially adequate repre- unable to obtain scheme.”) (internal quotation omit marks .... sentation shall be entitled to the ted). The doing reason for so clear: appointment of one or more provision may ambiguous “[a] in seem (5), ... with paragraphs accordance isolation is often clarified remainder (8) (6), (7), (q) [of subsection ].... statutory of the scheme—because the turn, In 848(q)(4)(B). U.S.C. the ex- terminology same used elsewhere obligated tent to to repre- were clear, context that makes its meaning or §in 848(q)(8): sent Hain was outlined because of the permissible one mean ings produces a replaced by similarly substantive effect that is qualified Unless compatible with the rest the law.” upon attorney’s own motion GMC, Buick Nigh, Koons Pontiac Inc. v. defendant, upon or motion of the each 460, 467, S.Ct. attorney represent so shall (2004) (internal L.Ed.2d 389 quotation throughout every the defendant subse- omitted). marks and citation quent stage judicial pro- available gen- Title 21 pretrial Section addresses ceedings, including erally the federal in a engaging crime of trial, trial, sentencing, motions for new (CCE). criminal continuing enterprise Be- appeals, applications for writ of certiora- imposi- cause the statute for the ri Supreme to the Court of the United penalty tion of the death in certain CCE States, post-conviction and all available cases, 848(e), see 21 U.S.C. contains process, together applications outlining special number subsections stays appropriate of execution other cases, procedures to such be utilized in as and procedures, motions and shall also well as in other federal In- capital cases. compe- defendant among provid- cluded those is a subsection tency proceedings any for the of counsel to clemency may as executive other financially is or “defendant who becomes the defendant. adequate representation unable to obtain 848(q)(8). question posed U.S.C. judg- ... at time either ... before appeal phrase “pro- this is whether the entry judg- ment ... or ... after the of a ceedings for executive or other imposing ment of death but sentence defendant,” may to the be available judg- before execution of psed 848(q)(8), § was intended Con- (ii). 848(q)(4)(A)(I), ment. ...” 21 U.S.C. gress encompass pro- ease, appointed in Once counsel is such a words, ceedings. Congress, did of their out- extent through phrase, pro- use this intend to giv- § 848(q)(8). surprisingly, lined in Not *10 federally-funded § vide represent general counsel to en focus on CCE and 848’s other Further, by in the cases, sarily § federal nature. 848(q)(8) expressly capital

federal time are federally-funded capital counsel to state for they al- capital 848(q)(4), § defendants have federal counsel under (i.e., trial proceedings ap- state trial and through ready completed all of their their through proceedings” and, “pretrial presumably, the ex- pellate proceedings trial”) for new and “motions “sentencing” post-conviction the available state hausted convicted, and, through the if are Thus, granting the remedies. absent post-conviction pro- the appellate process, in resulting relief a new federal habeas and, necessary, any if cess trial, majority proceedings the of the sum, the In intent ency proceedings.1 ap- § have expressly 848(q)(8) in no listed proceedings all of the Congress is evident: capital prisoners. plicability at all to state proceed- in are federal 848(q)(8) § listed Moreover, seriously suggested it cannot ings.2 intended, Congress that the event habe- capital prisoner obtains federal view, my the inclusion trial, to granted new relief and statutory § in the overall provide federally-funded repre- counsel to nothing to alter the conclu- scheme does ensuing prisoner sent that in the for Congress intended sion trial, appellate, post-conviction pro- only pro- § 848(q)(8) encompass to federal all, proceedings those ceedings, though even ceedings. post-conviction After the § 848(q)(8).3 In- i.e., expressly § are listed 848(q)(4)(B), proceedings listed true, deed, the § if that were we would have proceedings, § 2254 are neces- Indeed, specifically legislative history, is dis- federal court federal the below, suggests proceedings capital cussed was and federal habeas trials exclusively with federal (including proceed- drafted defen- both 2254 and mind, was Thus, dants not modified follow- ings). express language of 848(q)(4). the last-minute addition assumption allows for other Congress than that intended refer citing majority suggests, 2. The Duncan v. proceedings. Walker, 2120, U.S. 121 S.Ct. (2001), inappropriate that it is L.Ed.2d 251 reasonably majority 3.I fail to see how can Congress assume intended for interpret phrase "executive or other clem- encompass only pro- ency” clemency proceedings to include state however, ceedings. majority, reads too interpreting the without also remainder of At issue in Duncan was much into Duncan. § 848(q)(8) to include listed in corpus petition "whether a federal habeas Thus, view, proceedings. my the ma- 'application post-conviction State or jority's 848(q)(8) opens interpretation of meaning other collateral within the review' funding door for federal 2244(d)(2). of” U.S.C. state defendants in retrials subse- sent concluding appli- S.Ct. 2120. In "that an quent Curiously, majority corpus is not cation for federal habeas review impact ruling attempts downplay its application post-conviction ‘an State ” that, petitioner suggesting if a state habeas review,’ other collateral 2120, id. trial, granted he a new or she "would would "[i]t the Court noted be anoma- constitutionally guar- certainly almost receive lous, least, say to usher in state], [from anteed counsel and thus general federal review under rubric of longer ade- would no be 'unable to obtain statutory provi- ‘other in a collateral review' quate representation’ review, the statute.” expressly to sion that refers ‘State’ however, ignores, fact That denominating expressly both ‘State’ and while hinges § 848(q)(4)(B) peti- aon state habeas parts ‘Federal’ in other of the ability adequate tioner’s financial obtain Id. at same statute.” Here, S.Ct. 2120. issue, upon availability representation, and not the statute at in contrast through adequate representation express contains no references to "State,” expressly majority clearly and refers to means. Because the vast of state but *11 odd, unconstitutional, potentially by re- governor, exercised the either alone or (i.e., of a court the sult federal federal with the of an advisory assistance board. appointed Thus, court that first counsel district See id. most of those § 848(q)(4)(B)) effectively to pursuant would, model, like the federal be classified overseeing state proceedings. as clemency “executive” proceedings. Sec- ond, Congress, at the time it drafted Nor am I convinced that 848(q)(8)’s § 848(q)(8), reasonably could have antici- clemency to or other reference “executive pated availability the of “other” avenues may to be available the defendant” does for federal to obtain clemency. anything to undermine the notion that example, history For establishes that Pres- Congress intended to include have, time, idents from time to sure, To be the to boards assist them in exercising their government currently does not clemency authority. E.g., Haase, J. Paul states, in place, have as do some board My Darling “Oh Clemency”: Existing or clemency authority independent from Possible Limitations on the Use generally Margaret the executive. See of Power, Presidential Pardon 39 Am.Crim. Love, Colgate Collateral Con- Relief from 1287, (2002) (noting L.Rev. Conviction, sequences a Criminal Table of Admin, “President Ford created a commission the, # 1-Models Pardon for called the Clemency Presidential Board 2005), (July Power the U.S. ... to review and facilitate http:/¡www.sentencingproject. org/rights— those individuals that committed crimes (noting that six restorationltablel.html War.”); related the Vietnam Executive currently place states have indepen- 9814, (1946) (or- 14,645 11 Fed.Reg. Order pardon power). dent board that exercises der of fact, establishing President Truman Seizing upon that majority con- three-member phrase cludes that board review “or other convictions may persons under the Training be available” have in- Selective must been by Act of 1940 Congress tended to refer to state Service and to make rec- ency conclusion, proceedings. That ommendations clemency). how- executive ever, Further, open flawed at least three is an question reasons. whether First, in Congress most of states that offer clem- itself authority has in- ency power dependent E.g., from the President.4 Reed, petitioners indigent, are habeas their financial Court's decision in Schick v. inability 256, adequate to obtain (1974), L.Ed.2d 430 means that would continue suggests authority lacks apply they in the event that obtain federal grant clemency It defendants. granted habeas and are relief new state II, upon true that Article cl. 1 confers Further, § 848(q)(8) trial. would mandate grant Reprieves President "Power federally-appointed counsel continue against Pardons for Offenses United petitioners state habeas in state States, except Impeachment,” Cases "replaced by similarly court until were modified, power "cannot be qualified upon attorney’s mo- own by abridged, Congress.” or diminished upon tion motion of the defendant....” Schick, Signif- 419 U.S. at 95 S.Ct. 379. Therefore, entirely it is foreseeable that a suc- however, icantly, these two are sources silent petitioner cessful state habeas would want regarding Congress’s authority grant own represented continue to be clemency. Although perhaps argued it can counsel, federally-appointed his or her II, "express grant that Article cl.l’s thus would not file such motion for sub- pardon authority implicitly to the President stitution counsel. precludes Congress exercising similar II, itself,” authority citing question majority, 4. The has never "[t]his Article cl. Constitution, courts, Supreme definitively as well as the been resolved and it *12 1180 history, to extent we Peterson, legislative Pow- Congressional

Todd David it, to rely nothing negate does need to on Amnesty: Legislative & er Over Pardon intended for Congress the conclusion that Presidential Authority in Shadow of encompass only pro § federal 848(q)(8) to 1225, L.Rev. Prerogative, 38 Wake Forest as 848(q)(4)(B), which ceedings. Section (2003) court has ever (noting that “no of fed appointment for the noted Congress issue whether [of] ruled on the capital pris counsel to state erally-funded par- to any authority .. exercise has relief, federal habeas “was oners itself’); Hoffstadt, Brian M. power don very late in session and added to the bill Power, Clemency Normalizing the Federal King v. seemingly without floor debate.” (2001) (suggest- Tex. L.Rev. 611-13 (11th Moore, 312 F.3d Cir. clemency Congress can exercise ing that 2002). circumstances, I In of these light authority passing clemency individual that it was agree the Eleventh Circuit with bills). Thus, to it reasonable conclude actually “unlikely” “Congress that intend inclusion of reference Congress’s that counsel, 848(q) at provide ed for section to clemency may 848(q)(8) §in “other expense, to state en federal defendant” was intend- be available in Id. gaged proceedings.” state encompass potential these other ed words, type express absent some indica clemency, rather than of federal forms Congress tion that intended the addition clemency In other proceedings. state § significantly broaden words, to conclude that it is reasonable scope it is in 848(q)(8), unreasonable fashioning language in Congress, in my 848(q)(8) to interpret view us range encompass the broad such a manner. capital a defen- that federal Finally, noteworthy three of might to obtain relief dant utilize order sentence, the four circuits that have reviewed the his her death intended precise question now before us have con- not federal executive include not encom- 848(q)(8) other forms of cluded that does ency proceedings, but also counsel’s clemency might pass federally-appointed be available to capital prisoner of a Lastly, Congress had sentation state defendant. Johnson, Clark v. provide funding See intended to Cir.2002) (con- (5th in state 278 F.3d 462-63 defendants provide cluding 848(q)(8) it could have done so does (e.g., pro- federally-appointed simple and clear manner “and Bell, clemency, ceedings clemency proceedings); or other House for executive (6th Cir.2003) (reaching including proceedings, as F.3d defendant”), respect post- rather to state may be available to the same conclusion vague proceedings); King, than to “other conviction F.3d through reference clemency may (reaching with re- the defen- same conclusion spect clemency proceedings); to state con- dant.” dispute Presi- avenues for federal aside from exec- is still a matter of between the Peterson, Congress.” supra is further bolstered the fact dent and at 1268. utive Moreover, Congress long power 848(q)(8), to "other "has and its reference held the bills,” Hoffstadt, [amnesty] clemency,” apparently pass was drafted before private logical 848(q)(4)(B), supra addition of and that subsec- and it is to conclude that petitioners clemency” 2254 habeas to "other tion's inclusion reference among entitled to the includes this form of relief as those federally-funded thought counsel. well. That there were other Lockhart, tra Hill v. the district ruling denying court’s compen- Cir.1993) (concluding that en- sation.

compasses clemency proceedings, state but

conditioning payment part upon showing provided

that state com- avenues for counsel).

pensation Although (which

Eighth Circuit the majority cites approval) a contrary reached result

Hill, its is not In- reasoning convincing. of carefully parsing

stead language Corey HAMILTON, Duane § 848(q)(8), Eighth Circuit looked to Petitioner-Appellant, language 848(q)(10), which allows 848(q) under receive compensation for nec- “reasonably MULLIN, Warden, Mike Oklahoma essary services,” simply concluded Penitentiary, Respondent- State “ § 848(q) a congressional evidences Appellee. intent indigent peti- insure that state No. 04-5067. ‘reasonably tioners receive com- necessary’ petency ap- services from Appeals, Court of pointed, compensated counsel.” 992 F.2d Tenth Circuit. Further,

at 803. although Eighth Cir- Jan. attempted cuit to narrow the scope its holding decision federal compensa-

tion was only part counsel “as non-frivolous,

aof corpus habeas

proceeding” pro- when “state law

vides no compensation avenue to obtain services,” again

these it so did without

support in language 848(q)(8).

short, the Eighth Circuit effectively per- a legislative

formed function by molding

§ 848(q) to fit what believed a fair was equitable for providing model federal-

ly appointed compensated capital prisoners. reasons,

For these I conclude Con- intend,

gress through did not its enact-

ment of 848(q)(8), provided federally-

funded counsel

defendants in

I therefore conclude that Presson and

Jackson are not to compensation entitled 848(q) per- for the services they

formed in representing Hain in his

clemency proceedings, and would affirm

Case Details

Case Name: Hain v. Mullin
Court Name: Court of Appeals for the Tenth Circuit
Date Published: Jan 23, 2006
Citation: 436 F.3d 1168
Docket Number: 05-5039
Court Abbreviation: 10th Cir.
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