446 Mass. 741 | Mass. | 2006
We determine in this case whether a cigarette manufacturer in a wrongful death action predicated on breach of the warranty of merchantability may assert as an affirmative defense that the decedent smoker’s use of cigarettes was “unreasonable.” See Correia v. Firestone Tire and Rubber Co., 388 Mass. 342, 356 (1983) (in warranty liability action, “the user’s negligence does not prevent recovery except when he unreasonably uses a product that he knows to be defective and dangerous”) (Correia defense).
Following the death from lung cancer of her husband, Stephen C. Haglund (decedent), a long-time smoker, Brenda Haglund filed a wrongful death product liability action against Philip Morris Incorporated (Philip Morris) pursuant to G. L. c. 106, § 2-314 (2) (c).
We affirm the judge’s denial of the motion to strike and reverse the judgment of dismissal. As we explain more fully below, the Correia defense presumes that the product at issue
However, we also agree with Philip Morris that, in certain conceivable scenarios, an individual consumer’s behavior may be so overwhelmingly unreasonable in light of the consumer’s knowledge about, for example, a specific medical condition from which he suffers, that the Correia defense may be invoked. The jury determine unreasonable use from the specific factual context of each case, and we are loathe to foreclose assertion of the defense as a matter of law in every cigarette-related product liability action. Because the plaintiff’s motion for summary judgment on the Correia defense was brought early in the litigation, we reverse the judgment of dismissal to afford the parties the opportunity to develop more fully the evidence supporting their claims and defenses.
We summarize the relevant background.
1. Background. The decedent was bom on July 22, 1948, and began smoking in 1973. The plaintiff alleged that, initially, the decedent smoked only Philip Morris’s Marlboro brand cigarettes, through which he became addicted to nicotine. She also alleged that the decedent tried several times to quit smoking cigarettes. The decedent died as a result of lung cancer on May 10, 2000.
The plaintiff filed the present wrongful death action in Middlesex County in March, 2001; it was transferred to Worcester County in November, 2001, pursuant to a joint motion to sever and suspend case processing.
In its answer, Philip Morris denied all liability. It stated that “nicotine in cigarette smoke is addictive and that cigarette smoking is addictive,” that “nicotine plays an important role in cigarette smoking,” that “it can be very difficult to quit smoking,” that “the technology exists to reduce, but not completely remove, the nicotine content in tobacco,” and that such technology existed prior to 1973, when the decedent began smoking. Philip Morris also averred that the risks of cigarette smoking are widely known, that individual decisions whether and how much to smoke vary from individual to individual, that no consensus exists in the scientific community about what constitutes a safer alternative cigarette design, and that the company’s attempt to market a reduced nicotine cigarette proved unsuccessful. Philip Morris interposed forty affirmative defenses, including, as its thirty-fourth defense, the Correia defense that is at the heart of this appeal.
On September 1, 2004, the plaintiff sought summary judgment to preclude Philip Morris from asserting the Correia
In October, 2004, a Superior Court judge, treating the plaintiff’s summary judgment motion as a motion to strike, denied it. She entered, sua sponte, a judgment of dismissal on the basis of Philip Morris’s assertion of the Correia defense and the plaintiff’s stipulation.
2. Discussion. We have not previously been asked to address the question posed by the plaintiff: whether the Correia defense is unavailable as a matter of law to cigarette product liability claims based on a theory of breach of the implied warranty of merchantability. Because the Correia defense is part of a comprehensive scheme of warranty liability, we begin with an overview of the relevant law.
a. Implied warranty of merchantability. The plaintiff’s claim for breach of the implied warranty of merchantability is
“[T]he public has the right to and does expect, in the case of products which it needs and for which it is forced to rely upon the seller, that reputable sellers will stand behind their goods; that public policy demands that the burden of accidental injuries caused by products intended for consumption be placed upon those who market them, and be treated as a cost of production against which liability insurance can be obtained; and that the consumer of such products is entitled to the maximum of protection at the hands of someone, and the proper persons who afford it are those who market them. ...”
Correia v. Firestone Tire and Rubber Co., supra, quoting Restatement (Second) of Torts, supra at § 402A comment c.
A seller breaches its warranty obligation when a product that is “defective and unreasonably dangerous,” Colter v. Barber-Greene Co., 403 Mass. 50, 62 (1988), for the “[ojrdinary purposes” for which it is “fit” causes injury. “Ordinary purposes” refers to a product’s intended and foreseeable uses. Back v. Wickes Corp., supra at 640. “Fitness” is a question of degree that primarily, although not exclusively, concerns reason
Warranty liability may be premised either on the failure to warn, e.g., Bavuso v. Caterpillar Indus., Inc., 408 Mass. 694 (1990), or, as here, on defective design. In determining warranty liability in the latter case, the relevant inquiry focuses on the product’s features, not the seller’s conduct. Colter v. Barber-Greene Co., supra at 61-62.
b. The Correia defense. As our summary above indicates, warranty liability poses weighty burdens on manufacturers to safeguard consumers. Warranty liability, however, is not
The Correia defense is applicable only after a plaintiff has proved the case-in-chief. Allen v. Chance Mfg. Co., supra at 34. A defendant must then demonstrate that the plaintiff “subjectively knew that the product was defective and dangerous, and that, despite that subjective belief, the plaintiff’s use of the product was objectively unreasonable, and that the plaintiff’s conduct was a cause of the injury.” Cigna Ins. Co. v. Oy Saunatec, Ltd., 241 F.3d 1, 17 (1st Cir. 2001). The plaintiff’s subjective knowledge of a product’s defect need not be technically specific; “it is enough to show that the plaintiff knew the product was defective in some way, rather than showing that it knew the technical elements of the defect.” Id. at 19. The Correia defense may apply even where the plaintiff’s unreasonable use of the product was foreseeable. Id. at 18.
Against the standards we have just summarized, we now examine whether, as the plaintiff argues, the Correia defense should be foreclosed as a matter of law to defendants in tobacco product liability warranty claims.
c. Cigarettes and warranty liablity. The plaintiff’s rationale for opposing the Correia defense as an affirmative defense is that “[cjigarettes are the only consumer product in existence which when used exactly as intended, and in the complete absence of any mishaps, cause injury.” We need not consider the plaintiff’s broad generalizations to conclude that, in most tobacco liability warranty actions, the Correia defense will be inapplicable, for the reasons we now describe.
The manufacture, marketing, and sale of cigarettes are, indisputably, legitimate, for-profit business enterprises. The
At the same time, and as Philip Morris readily admits, cigarettes are a product that cannot be used safely for the “ordinary purposes” for which they are fit, namely, smoking. The record discloses two inherent dangers of smoking cigarettes that Philip Morris does not deny. First, cigarette smoking poses serious health risks. We have previously taken judicial notice of a report by the Surgeon General of the United States released in May, 2004, that “presents persuasive evidence that smoking [cigarettes] harms nearly every organ of the human body, causes many diseases and reduces the health of smokers in general.” Aspinall v. Philip Morris Co., 442 Mass. 381, 388 n.16 (2004). See Food & Drug Admin. v. Brown & Williamson Tobacco Corp., supra at 125 (“one of the most troubling public health problems facing our Nation today: the thousands of premature deaths that occur each year because of tobacco use”). Philip Morris concedes that “smoking causes serious disease, and there is no such thing as a safe cigarette.”
The second danger of cigarette smoking is that the nicotine in cigarettes is addictive. An addiction is an “[hjabitual psychological and physiological dependence on a substance or practice which is beyond voluntary control.” Stedman’s Medical Dictionary 23 (25th ed. 1990). See Food & Drug Admin. v. Brown & Williamson Tobacco Corp., supra at 138, citing United States Department of Health and Human Services, Public Health Service, The Health Consequences of Smoking: Nicotine Addiction 6-9, 145-239 (1988) (“concluding that tobacco products are addicting in much the same way as heroin and cocaine, and that nicotine is the drug that causes addiction”). A reasonable infer
Because the product cannot be used safely in its ordinary-use environment, cigarette merchandising is incompatible with the Correia defense in most circumstances. The purpose of our warranty laws, as we have shown, is to encourage safe products in the stream of commerce. The duty of the consumer is “to act reasonably with respect to a product which he knows to be defective and dangerous.” Correia v. Firestone Tire and Rubber Co., 388 Mass. 342, 355 (1983). But in the case of cigarette use, the consumer cannot fulfil that duty, because no nonunreasonable use of cigarettes, as they are currently designed, is possible. The social policy that animates the Correia defense — to encourage reasonable use of products by consumers — cannot be accomplished. The legislative intent of our warranty laws would be sidestepped were the manufacturer of cigarettes permitted routinely to escape all liability merely by proving that the plaintiff was an ordinary consumer who used its products in a manner readily foreseeable.
Philip Morris argues that consumers often elect to use products that may cause harm as a “byproduct” of normal use and for which the Correia defense presumptively is available. One can become addicted to the sugar in candy, it points out, or contract skin cancer by using suntan oil. Guns are dangerous; aspirin taken for a headache can reduce the tendency of blood to clot. These are false analogies. The fallacy in Philip Morris’s argument is that in none of these examples, or others it offers, is any reasonable use of the product whatsoever foreclosed by the nature of the product itself. Sugar, suntan oil, guns, and aspirin are not inherently addictive to the general public or incapable of being used reasonably. The Correia defense is available for warranty claims for these products because the defense serves an actual purpose: to deter a consumer from knowingly using a product in a defective and dangerous (as opposed to its ordinary) condition. The consumer has a choice of using a product reasonably or unreasonably, and the defense
We have examined the numerous warranty cases cited to us by the parties in which the Correia defense was invoked and there is none where the defendant conceded that reasonable use of the product was impossible. See, e.g., Colter v. Barber-Greene Co., 403 Mass. 50, 61-62 (1988) (unreasonable use of twin screw sand classifier by servicing machine in dangerous manner); Allen v. Chance Mfg Co., 398 Mass. 32 (1986) (unreasonable repair of amusement ride by failing to wear goggles); Correia v. Firestone Tire and Rubber Co., supra (unreasonable use of truck tire); Walsh v. Telesector Resources Group, Inc., 40 Mass. App. Ct. 227 (1996) (unreasonable use of ladder by failure to tie it at its base); Velleca v. Uniroyal Tire Co., 36 Mass. App. Ct. 247 (1994) (unreasonable use of tire and rim by inflating sixteen-inch tire on sixteen and one-half inch rim); Chandler v. FMC Corp., 35 Mass. App. Ct. 332 (1993) (unreasonable use of defective and dangerous side climbing system on fire engine); Goulet v. Whitin Mach. Works, Inc., 30 Mass. App. Ct. 310 (1991) (unreasonable use of air hose to clean carding machine); Cigna Ins. Co. v. Oy Saunatec, Ltd., 241 F.3d 1 (1st Cir. 2001) (unreasonable use of sauna by leaving towels on heater); Chute v. Sears Roebuck & Co., 143 F.3d 629 (1st Cir. 1998) (unreasonable use of radial arm saw by walking behind saw); Venturelli v. Cincinnati, Inc., 850 F.2d 825 (1st Cir. 1988) (alleged unreasonable use of plate-shearing machine by placing hand in dangerous part of machine); Marchant v. Dayton Tire & Rubber Co., 836 F.2d 695 (1st Cir. 1988) (unreasonable use of tire by over inflation); McIsaac v. Didriksen Fishing Corp., 809 F.2d 129 (1st Cir. 1987) (unreasonable use of helmsman’s chair in commercial fishing vessel); Wasylow v. Glock, Inc., 975 F. Supp. 370 (D. Mass. 1996) (unreasonable use of gun by cleaning or storing loaded gun with barrel pointed toward stomach); Perez vs. Improved Plastics Mach., Civ. A. No. 92-40066-GN (D. Mass. 1993) (unreasonable use of blow molding machine by removing guard).
Nor do we conclude, in the circumstances of this case, that
Our conclusion does not, as Philip Morris claims, eviscerate the Correia defense. We agree with the defendant that the “key to the Correia defense is not the care, knowledge, or intent of the manufacturer, but the duty of the user to act reasonably concerning a product known to be defective and dangerous.” But where the defendant merchant affirmatively invites the consumer to use a product that cannot safely be used for its ordinary purposes, then public policy demands that the merchant bear the burden of reasonably foreseeable injuries that result from that invitation. See Colter v. Barber-Greene Co., supra at 62 n.13, quoting Restatement (Second) of Torts § 402A comment c (1965) (“public policy demands that the burden of accidental injuries caused by products intended for consumption be placed upon those who market them, and be treated as a cost of production against which liability insurance can be obtained”). If Philip Morris chooses to market an inherently dangerous product, it is at the very least perverse to allow the company to escape liability by showing only that its product was used for its ordinary purpose.
We agree with Philip Morris, however, that a defendant in a cigarette product liability warranty claim should not be entirely foreclosed from asserting the Correia defense as a matter of law. We are persuaded by Philip Morris’s argument that, in certain situations, a consumer’s use of cigarettes may be so overwhelmingly unreasonable as to make the imposition of warranty liability on the merchant fundamentally unfair. When a consumer, for example, begins smoking cigarettes knowing that she has a particular medical condition, such as emphysema, that is exacerbated by smoking, the Correia defense may be appropriately invoked. To succeed in interposing the Correia
The record before us contains no evidence that the decedent’s use of cigarettes was overwhelmingly unreasonable in the manner we have described above. However, the plaintiff brought her summary judgment motion early in the litigation, when neither side had full opportunity for discovery. At that stage, the judge properly denied the motion to strike the Correia defense, but she terminated the case prematurely. We do not foreclose the plaintiff from renewing, at a later time and on a more fully developed record, her motion to preclude the Correia defense.
3. Quasi estoppel. There is no merit to the plaintiff’s argument that Philip Moms should be prevented from asserting the Correia defense on the theory of quasi estoppel. Quasi estoppel precludes a party from subsequently repudiating an action to which he had previously manifested his assent and from which assent he thereby benefited. See Uccello v. Gold’n Foods, Inc., 325 Mass. 319, 325 (1950); Comins v. Sharkansky, 38 Mass. App. Ct. 37, 42-43 (1995). See generally 31 CJ.S. Estoppel and Waiver § 123 (1996) (“Where one having the right to accept or reject a transaction takes and retains benefits thereunder, he ratifies the transaction, is bound by it, and cannot avoid its obligation or effect by taking a position inconsistent with it”). It is an equitable concept based on principles of conscionability. See id. The plaintiff claims that Philip Morris’s conduct in manufacturing, marketing, and selling cigarettes is “unconscionable to the highest order of magnitude.”
4. Conclusion. For the reasons stated above, we affirm the judge’s denial of the motion to strike but reverse the judgment of dismissal. The case is remanded to the Superior Court for further proceedings consistent with this opinion.
So ordered.
The Correia defense (Correia v. Firestone Tire and Rubber Co., 388 Mass. 342, 356 [1983]) is also known as the “unreasonable use” defense. See Colter v. Barber-Greene Co., 403 Mass. 50, 60 n.12 (1988).
General Laws c. 106, § 2-314 (2) (c), provides: “Goods to be merchantable must at least be such as . . . are fit for the ordinary purposes for which such goods are used.”
We acknowledge the amicus briefs filed by the Tobacco Control Resource Center, Inc., and the Product Liability Advisory Council, Inc.
According to the plaintiff, an action comprising “numerous additional plaintiffs and defendants,” including the parties in this action, was originally filed in the Superior Court in Middlesex County in March, 2001. In the
Philip Morris’s thirty-fourth defense states: “Any injuries and damages allegedly sustained by Plaintiff and . . . decedent were caused, in whole or in part, by . . . decedent’s ‘unreasonable use’ of the cigarettes in question. Philip Morris therefore expressly pleads . . . decedent’s ‘unreasonable use’ of the cigarettes in question as a complete bar to any recovery against Philip Morris in this action. Correia v. Firestone Tire and Rubber Co., 388 Mass. 342 (1983).”
As Philip Moms noted in its opposition, the plaintiff’s motion contained no statement of supporting facts, as required by Rule 9A (b)(5) of the Rules of the Superior Court. It further claimed that the motion was premature and noted, “The Tracking Order in this case contemplates at least another twelve months of discovery.” Philip Morris has not supplied the relevant Tracking Order.
In her reply memorandum below, the plaintiff also stated that “there is no set of facts under which Philip Morris could not successfully assert the Correia Defense.”
It is possible, of course, to bring a defective design claim predicated on a theory of negligence. See, e.g., Uloth v. City Tank Corp., 376 Mass. 874 (1978). We have previously noted that it is “a well-settled proposition that actions for negligence and for breach of warranty impose distinct duties and standards of care.” Colter v. Barber-Greene Co., 403 Mass. 50, 61 (1988). In a negligence action, the conduct of the defendant takes center stage, and liability will be imposed where the defendant “has failed to use reasonable care to eliminate foreseeable dangers which subject a user to an unreasonable risk of injury.” Id. The Correia defense does not apply in a negligence action, but the plaintiff’s unforeseeable misuse may operate to eliminate or apportion recovery pursuant to our comparative negligence statute, G. L. c. 231, § 85. See generally Colter v. Barber-Greene Co., supra at 61-62 (distinguishing negligence from warranty theories of liability); Cigna Ins. Co. v. Oy Saunatec, Ltd., 241 F.3d 1, 14-19 (1st Cir. 2001) (discussing differences between unforeseeable misuse in a negligence action and unreasonable use in a warranty action). “A defendant in a products liability case in this Commonwealth may be found to have breached its warranty of merchantability without having been negligent, but the reverse is not true. A defendant cannot be found to have been negligent without having breached the warranty of merchantability.” Colter v. Barber-Greene Co., supra at 61, quoting Hayes v. Ariens Co., 391 Mass. 410 (1984).
The plaintiff acknowledged that she could have brought her design claim in negligence and avoided altogether the possibility of having to address a Correia defense. However, she asserts that proof of defective design in a tobacco negligence action is not plausible because for all practical purposes Philip Morris has vigorously defended disclosure of cigarette ingredients on trade secret grounds. We express no opinion on this aspect of the plaintiff’s argument.
The plaintiff acknowledged that the doctrine of quasi estoppel has not previously been used to strike an affirmative defense.