Haddrick BYRD, Appellant v. Robert SHANNON, Superintendent SCI-Frackville; V. Stanishefski, Corrections Health Care Administrator SCI-Frackville; Jack Robinson, Supervising Nurse SCI-Frackville; H. Spencer, Nurse SCI-Frackville; Dorina Varner, Chief Grievance Officer, Camp Hill, PA.
No. 11-1744
United States Court of Appeals, Third Circuit
April 25, 2013
Panel Rehearing Granted April 2, 2013
Argued Oct. 3, 2012. Opinion Issued March 11, 2013.
More importantly, while we agree that the evidence of Mihalik‘s poor performance was substantial, we also conclude that a jury could find, notwithstanding that poor performance, that Cheuvreux was not yet ready to fire Mihalik and that it did so only after Peacock became angry that Mihalik raised the issue of his sexual advances. Moreover, because Peacock had never criticized Mihalik‘s performance before she rejected his propositions, a jury could find that he used her shortcomings as an excuse to humiliate and punish her for opposing his discriminatory behavior. If a jury so found, it would be free to infer that Cheuvreux is using Mihalik‘s poor performance now as a mere cover-up for retaliation. See Bennett, 936 N.Y.S.2d at 124. Therefore, the district court erred in granting summary judgment on Mihalik‘s retaliation claim.
CONCLUSION
We conclude that the district court erred in granting summary judgment because the record below presented genuine disputes of material fact regarding both Mihalik‘s claims under the NYCHRL. Accordingly, the judgment is VACATED and the case is REMANDED for trial.
Haddrick Byrd, Frackville, PA, Pro Se Appellant.
Richard H. Frankel, Alexandra Scanlon (argued), Drexel University, Rebecca Trela (argued), Drexel University, Earle Mack School of Law, Philadelphia, PA, Amicus Appellant/Court Appointed Amicus Curiae.
Before: FUENTES, FISHER and COWEN, Circuit Judges.
OPINION OF THE COURT
FISHER, Circuit Judge.
Haddrick Byrd, a prisoner at SCI-Frackville, filed a pro se complaint under
Instead of paying a docketing fee on appeal, Byrd filed a motion to proceed in forma pauperis (“IFP“). We appointed counsel to act as amicus curiae and address the issue of whether Byrd was eligible to proceed IFP. Thereafter, we initially determined that Byrd was ineligible for IFP status. However, after granting amicus‘s petition for panel rehearing, we have decided to grant Byrd‘s request to proceed IFP. As such, we will reach the merits of Byrd‘s appeal, and we will affirm the District Court‘s order granting summary judgment, along with its decision to decline reconsideration of its previous order, and its decision to decline supplemental jurisdiction over Byrd‘s state law claims.
I.
At all times relevant to this appeal, Byrd was an inmate at SCI-Frackville. Byrd‘s pro se complaint of August 13, 2009 named the following defendants: (1) Robert Shannon, the Superintendent of SCI-Frackville; (2) V. Stanishefski, the Corrections Health Care Administrator at SCI-Frackville; (3) Jack Robinson, the Supervising Nurse at SCI-Frackville; (4) H. Spencer, a Nurse at SCI-Frackville; and (5) Dorina Varner, the Chief Grievance Officer for the DOC. Byrd specifically alleges that these DOC employees showed deliberate indifference to his serious medical needs by failing to provide him with prescription eye drops for his glaucoma, thus depriving him of his Eighth Amendment rights and committing negligence under state law.
The relevant events began in early 2008. On January 4, 2008, Byrd indicated to Spencer that he was experiencing delays in receiving his prescription eye drops, Timolol and Travatan. On February 7, 2008, Byrd informed Shannon that he was still experiencing delays in receiving his eye drops. Byrd‘s medical records indicate that he was given one month‘s supply of Timolol on both January 4, 2008 and February 8, 2008, and that he was given one month‘s supply of Travatan on both January 9, 2008 and February 6, 2008. After receiving one month‘s supply of Travatan on March 3, 2008, Byrd wrote to Stanishefski about the delays. On March 6, 2008, Robinson responded on behalf of Stanishefski as follows:
“We can not give you the eye drops if the pharmacy does not send them to us. Also you were on the call out on 3/5/08 and did not show up for your drops. You are now on the call out for 3/9/08.”
Supp. App. at 33.
Byrd was subsequently given one month‘s supply of both Timolol and Travatan on the following dates over the next five months: April 3, May 1, May 29, June 25, and July 24. The prescription for Byrd‘s eye drops expired on July 31, 2008. Byrd did not notify Stanishefski regarding the expiration of his prescription until September 16, 2008. The prescription was renewed on September 22, 2008, and Byrd was given one month‘s supply of Timolol and Travatan the next day. However, Byrd experienced further delays. On October 29, 2008, Byrd wrote to Stanishefski about not being called out to pick up his eye drops earlier that week. Robinson responded on behalf of Stanishefski as follows:
“Medical does not give you them. We can only give them to you when the pharmacy ships them to us. I will check what the problem is so to try and avoid this in the future.”
Supp. App. at 33.
Byrd, on November 3, 2008, filed a grievance regarding the delays. The grievance named Shannon, Robinson, Stanishefski, and Varner, but did not name Spencer. Robinson responded on behalf of Stanishefski as follows:
“This a summary of my findings regarding your grievance #248753. Your concern is you did not receive your eye drops for glaucoma. A review of your medical record reveals your eye drop medication prescription expired on July 31, 200[8]. You participate in the self-medication program. The self-medication permits you to be responsible for your health care needs. You never attempted to access sick call when you knew the eye drops had expired. In addition you were also seen by the optometrist three times since July 2008 and never requested eye drops from him. You have an eye condition that will require eye drop medication for the rest of your life. I strongly encourage
you to be an active participant in your care. This grievance including monetary requests is denied.”
Supp. App. at 34.
Byrd was subsequently given his eye drops on the following dates in 2008: November 5 (Timolol), November 8 (Travatan), December 2 (both), and December 31 (both). Byrd was seen by an optometrist on the following dates in 2008: March 19, April 16, July 9, October 1, October 29, November 19, and December 8.
Byrd filed a complaint in the District Court on August 13, 2009. He was granted IFP status on September 9, 2009. The District Court, on February 22, 2010, granted defendants’ motion to dismiss in part, dismissing Shannon and Varner due to their lack of involvement in Byrd‘s medical care. On February 28, 2011, the District Court granted the remaining defendants’ motion for summary judgment. The District Court specifically held that Byrd failed to exhaust his administrative remedies against Spencer and that Stanishefski and Robinson were not deliberately indifferent to Byrd‘s serious medical needs. The District Court declined to exercise supplemental jurisdiction over Byrd‘s remaining state law negligence claims.1
On April 5, 2011, Byrd filed a motion to proceed IFP on appeal. That same day, the Clerk‘s Office notified Byrd that he had “three strikes” under
In the January 12, 2012 order appointing amicus curiae, this Court instructed amicus to address whether dismissals of non-IFP actions and appeals can count as strikes under
On February 28, 2012, amicus requested to expand the scope of its appointment. Specifically, amicus sought leave to address whether this Court‘s dismissal of one of Byrd‘s previous cases, Byrd v. Gillis, C.A. No. 01-3868 (3d Cir. July 30, 2002), constituted a strike. On March 8, 2012, this Court granted in part and denied in part amicus‘s motion to expand the scope of its representation. The Court permitted amicus to argue, with respect to Byrd v. Gillis, that “when an action is dismissed for a reason that is unclear, that dismissal does not count as a strike.”
II.
We have jurisdiction over this matter as an appeal of a final decision of the District Court.
III.
A.
In order to determine Byrd‘s IFP eligibility, we must decide whether “strikes” under
“In no event shall a prisoner bring a civil action or appeal a judgment in a civil action or proceeding under this section if the prisoner has, on 3 or more prior occasions, while incarcerated or detained in any facility, brought an action or appeal in a court of the United States that was dismissed on the grounds that it is frivolous, malicious, or fails to state a claim upon which relief may be granted, unless the prisoner is under imminent danger of serious physical injury.”
Three of our sister courts of appeals have held that strikes may be accrued in actions or appeals regardless of whether the prisoner has prepaid the filing fee or is proceeding IFP. See Burghart v. Corr. Corp. of Am., 350 Fed. Appx. 278, 279 (10th Cir. 2009); Hyland v. Clinton, 3 Fed. Appx. 478, 479 (6th Cir. 2001); Duvall v. Miller, 122 F.3d 489, 490 (7th Cir. 1997). No court of appeals has held that strikes may only be accrued in IFP actions or appeals.2
This situation presents an issue of statutory interpretation. Our task is to give effect to the will of Congress, and where Congress‘s will has been expressed in language that has a reasonably plain meaning, that language must ordinarily be regarded as conclusive. Negonsott v. Samuels, 507 U.S. 99, 104 (1993); see also Caraco Pharm. Labs., Ltd. v. Novo Nordisk A/S, 566 U.S. 399, 412 (2012) (“We begin where all such inquiries must begin: with the language of the statute itself.“). If the language of the statute has a reasonably plain
In determining whether the language of a particular statutory provision has a plain meaning, we consider the language in the context of the entire statute. Robinson v. Shell Oil Co., 519 U.S. 337, 341 (1997) (stating that statutory interpretation focuses on “the language itself, the specific context in which that language is used, and the broader context of the statute as a whole“); see also Abdul-Akbar v. McKelvie, 239 F.3d 307, 314 (3d Cir. 2001) (en banc) (interpreting one particular section of the PLRA,
Statutory purpose and legislative history may be referenced only if the statutory language is without a plain meaning, i.e., if the statutory language is ambiguous. In re Phila. Newspapers, LLC, 599 F.3d 298, 304 (3d Cir. 2010). Statutory language is ambiguous only where it is “reasonably susceptible of different interpretations.” Id. (quoting Nat‘l R.R. Passenger Corp. v. Atchison Topeka & Santa Fe Ry. Co., 470 U.S. 451, 473 n.27 (1985)).
Here, the statutory language has a reasonably plain meaning—“an action or appeal” is not limited to an IFP action or appeal; rather, it refers to both IFP and non-IFP actions or appeals. The three strikes provision,
We acknowledge that this Court, in Santana v. United States, 98 F.3d 752, 755 (3d Cir. 1996), found the phrase “civil actions” in another part of the PLRA to “lack a plain meaning.” (interpreting
The same can be said for Grayson v. Mayview State Hospital, 293 F.3d 103, 109 n.10 (3d Cir. 2002), wherein this Court stated that
Finally, we acknowledge amicus‘s argument that the language difference between
Thus, strikes may be accrued in actions or appeals regardless of whether the prisoner has prepaid the filing fee or is proceeding IFP, and Byrd‘s previous non-IFP actions, which were dismissed for failure to state a claim, count as strikes for purposes of
B.
Amicus argues that, even if Byrd‘s non-IFP actions count as strikes, Byrd still has only two strikes, rather than three, because this Court‘s dismissal of Byrd‘s appeal in Byrd v. Gillis, C.A. No. 01-3868 (3d Cir. July 30, 2002) under
In Byrd v. Gillis, Byrd brought suit in the Middle District of Pennsylvania against prison officials in their individual and official capacities for failing to investigate a false misconduct report against him. No. 01-cv-0576, slip op. at 1 (M.D. Pa. Sept. 21, 2001). As a result of the misconduct report, Byrd was placed in the restrictive housing unit for 60 days. Id. at 5. Byrd alleged that he was “subjected to the denial of due process, equal protection under the law, denial of religious practices, retaliation, malfeasance, non-feasance, and misfeasance.” Id. at 1. The Magistrate Judge3 granted the defendants’ motion for summary judgment and concluded that,
On appeal, this Court held that the Magistrate Judge properly granted summary judgment. Byrd v. Gillis, C.A. No. 01-3868, slip op. at 4 (3d Cir. July 3, 2002). The Court explicitly agreed that Byrd failed to exhaust his administrative remedies, that the alleged conduct did not implicate a protected liberty interest, and that the Eleventh Amendment barred Byrd‘s state law claims. Id. at 3-4. The Court ultimately dismissed the appeal under
Our Court has not yet stated a preferred approach for deciding when and whether “unclear” dismissals can be counted as strikes for purposes of
We agree with the majority of our sister courts of appeals that
Amicus cites a number of cases that provide persuasive support for the adoption of such of rule. See Haury v. Lemmon, 656 F.3d 521, 523 (7th Cir. 2011) (holding that a dismissal for lack of jurisdiction cannot warrant a strike unless the assertion of jurisdiction is also found to be frivolous); Tolbert, 635 F.3d at 653 (holding that an entire action or appeal must be dismissed under
Also relevant, however, is Hafed v. Fed. Bureau of Prisons, 635 F.3d 1172, 1178 (10th Cir. 2011). There, a district court dismissed a prisoner‘s complaint under
“Our determination that a particular dismissal constitutes a strike is not formalistic or mechanical; rather, we must consider the nature of the dismissal and, if the district court did not make it clear, whether the dismissal fits within the language of
§ 1915(g) .”
Id. The Tenth Circuit, in that particular instance, determined that even though the district court mentioned the defendant‘s immunity and did not explicitly state that the entire action was frivolous, “the immunity ground for dismissal was subsumed in frivolousness.” Id. The Hafed Court thus counted the dismissal as a strike for purposes of
The approach taken in Hafed serves the PLRA‘s driving purpose in that it reduces the likelihood of future frivolous actions by prisoners. If courts are permitted to consider the nature of the dismissal and determine whether the dismissal fits within the language of
Although we recognize the benefit of the Hafed approach, we are ultimately persuaded that the PLRA‘s purpose is best served by taking an approach that does not open the door to more litigation surrounding
Applying this rule, we must now decide whether the dismissal of Byrd‘s appeal in Byrd v. Gillis under
Neither is the dismissal encompassed by the second category of our adopted rule. Section 1915(e)(2)(B) is not limited to dismissals that are “frivolous,” “malicious,” or “fail[] to state a claim.” Section 1915(e)(2)(B) states as follows:
“[T]he court shall dismiss the case at any time if the court determines that the action or appeal—(i) is frivolous or malicious; (ii) fails to state a claim on which relief may be granted; or (iii) seeks monetary relief against a defendant who is immune from such relief.”
If the Court had indicated more precisely that the dismissal was based on
In sum, the dismissal of Byrd‘s appeal in Byrd v. Gillis does not constitute a strike. Byrd has only two strikes under
C.4
i.
Byrd asserts that the District Court erred in granting summary judgment to Spencer based on Byrd‘s failure to exhaust his administrative remedies by not naming Spencer in his November 3, 2008 grievance. Under the PLRA, “[n]o action shall be brought with respect to prison conditions under section 1983 ... by a prisoner confined in jail, prison, or other correctional facility until such administrative remedies as are available are exhausted.
Byrd did not identify Spencer in his November 3, 2008 grievance. Additionally, there is no indication that prison administrators were aware that Spencer was allegedly involved with the events surrounding the grievance before Byrd filed suit. The District Court thus properly granted summary judgment to Spencer.
ii.
Byrd also asserts that the District Court erred in granting summary judgment to Stanishefski and Robinson on the basis that the delays in providing eye drops were not the result of deliberate indifference to a serious medical condition. The Eighth Amendment prohibits “cruel and unusual punishments.” The amendment proscribes punishments that “involve the unnecessary and wanton infliction of pain.” Estelle v. Gamble, 429 U.S. 97, 102 (1976). Deliberate indifference to a prisoner‘s serious medical needs constitutes an unnecessary and wanton infliction of pain. Id. at 104.
Although Byrd‘s glaucoma may constitute a serious medical condition, he has not shown that the delays in supplying his eye drops were due to deliberate indifference. Byrd‘s longest period without eye drops occurred after his prescription expired on July 31, 2008. He did not notify Stanishefski about the matter until September 16, 2008. After Byrd notified Stanishefski, the prescription was renewed on September 22, 2008, and Byrd was giv-
iii.
Byrd asserts that the District Court failed, in its summary judgment opinion, to address his claims against Shannon and Varner—claims that were previously dismissed under
Byrd did not request that the District Court reconsider its decision to dismiss Shannon and Varner until he filed his brief in opposition to the defendants’ motion for summary judgment, more than seven months after the District Court issued its order dismissing Shannon and Varner. The District Court did not err in declining to reconsider its previous order.7
iv.
Because we will affirm the District Court‘s order granting summary judgment, along with its decision to decline reconsideration of its previous order, we will also affirm the District Court‘s decision to decline supplemental jurisdiction over Byrd‘s state law negligence claims. See
IV.
Byrd was eligible to proceed IFP in this appeal. We will affirm the District Court‘s order granting summary judgment, its decision to decline reconsideration of its previous order, and its decision to decline supplemental jurisdiction over Byrd‘s state law claims.8
