MICHAEL HAAS v. COMMONWEALTH OF VIRGINIA
Record No. 110599
Supreme Court of Virginia
January 13, 2012
OPINION BY SENIOR JUSTICE CHARLES S. RUSSELL
PRESENT: Kinser, C.J., Lemons, Goodwyn, Millette, Mims, and Powell, JJ., and Russell, S.J.
FROM THE COURT OF APPEALS OF VIRGINIA
This is an appeal from a judgment of the Court of Appeals dismissing a petition for a writ of actual innocence based on non-biological evidence. By his sole assignment of error, the petitioner contends that the Court of Appeals abused its discretion by making evidentiary findings and dismissing his petition without first referring the case to the circuit court for an evidentiary hearing.
Facts and Proceedings
On July 22, 1994, Michael Haas was convicted at a bench trial in the Circuit Court of Powhatan County of sodomy committed upon his two sons in 1992 and 1993, when they were eleven and nine years of age, respectively.
Haas then filed a petition for a writ of habeas corpus in the United States District Court for the Eastern District of Virginia claiming that he was entitled to equitable tolling of the statute of limitations because he was actually innocent. He attached to his petition an affidavit from his elder son recanting his trial testimony, an affidavit from his daughter that the boys’ trial testimony was false, and an affidavit from a physician questioning the reliability of the expert medical testimony the Commonwealth had presented at trial. The district court declined to grant equitable tolling of the statute of limitations because even in light of the affidavits, Haas had failed to show that under all the circumstances it was more likely than not that no reasonable fact-finder would have convicted him of sodomizing his two sons. Haas v. Lee, Civil No. 3:02CV572 (E.D. Va. 2003) (unpublished). Haas appealed that decision to the United States Court of Appeals for the Fourth Circuit, which dismissed the appeal by an unpublished order in 2004. Haas v. Warden, No. 03-7703 (4th Cir. 2004).
On May 11, 2010, Haas filed in the Court of Appeals a petition for a writ of actual innocence based on non-biological evidence pursuant to
The Commonwealth filed a motion to dismiss the petition. Attached was an affidavit by Gregory A. Neal, the Sheriff of Powhatan County, as to individual interviews he had conducted with the younger son and the elder daughter in 1994, including transcripts of the interviews. Also attached were affidavits by the children‘s mother, Haas’ former wife, and by Susan Boyles, that they had never coached or rehearsed the children‘s testimony or encouraged them to lie at their father‘s trial.
After a review of the petition, the motion to dismiss, the petitioner‘s reply to the motion, the attached affidavits and exhibits, the parties’ briefs and the records of the prior proceedings in the case, a panel of the Court of Appeals denied Haas’ request to refer the case to the circuit court for an evidentiary hearing. By an order entered March 1, 2011 that included a detailed review of the record, the Court of Appeals granted the Commonwealth‘s motion to dismiss the petition for a writ of actual innocence. We awarded Haas an appeal.
Analysis
The standard of review we apply in deciding appeals under this chapter requires that we will be bound by factual findings contained in the record before us that are approved by the Court of Appeals unless they are plainly wrong or without evidence to support them, but we will review de novo the Court of Appeals’ conclusions of law and conclusions based on mixed questions of law and fact. Turner v. Commonwealth, 282 Va. 227, 246, 717 S.E.2d 111, 121 (2011); Carpitcher v. Commonwealth, 273 Va. 335, 342-43, 641 S.E.2d 486, 490-91 (2007).
If the Court of Appeals determines from the petition, from any hearing on the petition, from a review of the records of the case, or from any response from the Attorney General that a resolution of the case requires further development of the facts, the court may order the circuit court in which the order of conviction was originally entered to conduct a hearing within 90 days after the order has been issued to certify findings of fact with respect to such issues as the Court of Appeals shall direct.
In the present case, the Court of Appeals determined that no further development of the facts was required in order to resolve the case and denied Haas’ request that the case be returned to the circuit court for an evidentiary hearing. Haas concedes that the decision whether to order such a hearing lay within the discretion of the Court of Appeals, but contends that, in the circumstances of this case, the Court‘s refusal of his request amounted to an abuse of discretion.
Upon consideration of the petition, the response by the Commonwealth, previous records of the case, the record of any hearing held under this chapter and, if applicable, any findings certified from the circuit court pursuant to an order issued under this chapter, the Court of Appeals, if it has not already summarily dismissed the petition, shall either dismiss the petition for failure to state a claim or assert grounds upon which relief shall be granted; or the Court shall (i) dismiss the petition for failure to establish previously unknown or unavailable evidence sufficient to justify the issuance of the writ, or (ii) only upon a finding that the petitioner has proven by clear and convincing evidence all of the allegations contained in clauses (iv) through (viii) of subsection A of § 19.2-327.11, and upon a finding that no rational trier of fact could have found proof of guilt beyond a reasonable doubt, grant the writ. . . . The burden of proof in a proceeding brought pursuant to this chapter shall be upon the convicted person seeking relief.
Thus, while the Court of Appeals is vested with authority to refer a case brought under this chapter back to the circuit court for an evidentiary hearing if, in its discretion, it deems that the facts require further development, it is not required to do so. The Court of Appeals is vested with broad discretion in determining whether the facts require further development. Turner, 282 Va. at 247, 717 S.E.2d at 121; Johnson v. Commonwealth, 273 Va. 315, 325, 641 S.E.2d 480, 486 (2007).
The provisions of
The Court of Appeals, in proceedings under this chapter, acts as a court of original jurisdiction. It therefore has the same authority to weigh and evaluate documentary and physical evidence as a trial court would have. Where a new witness has been found, who has not previously testified and who could not with due diligence have been discovered before the conviction became final, reference to the circuit court for an evidentiary hearing might be appropriate because of a trial judge‘s unique ability to see and hear the witness first hand and to evaluate his credibility from his appearance and demeanor while testifying. Witnesses who testified at the original trial, but later decide to recant their testimony, stand on a different footing.
Traditionally, courts view recantations with “great suspicion.” Dobbert v. Wainwright, 468 U.S. 1231, 1233-34 (1984). “Skepticism about recantations is especially applicable in cases of child sexual abuse where recantation is a recurring phenomenon.” United States v. Provost, 969 F.2d 617, 621 (8th Cir. 1992). We have observed: “Recantation evidence is generally questionable in character and is widely viewed by courts with suspicion because of the obvious opportunities and temptations for fraud. Unless proven true, recantation evidence merely amounts to an attack on a witness’ credibility by the witness herself.” Carpitcher, 273 Va. at 346, 641 S.E.2d at 492 (citations omitted); see also Turner, 282 Va. at 248, 717 S.E.2d at 122.
Such skepticism increases with the passage of time. Recantation evidence appearing long after the trial has ended places the opposing party at a disadvantage similar to that which justifies statutes of limitations. Memories may have faded, witnesses may have disappeared or become incapable of testifying, physical evidence may be unrecoverable2 and the recanting witness may have had ample time to acquire an extraneous motive to falsify his original testimony.
In Carpitcher, the defendant was convicted of sexual assault on a child. The victim, who had been the Commonwealth‘s principal witness at trial, later recanted her testimony and the defendant filed a petition for a writ of actual innocence in the Court of Appeals based upon the victim‘s recantation. The Court of Appeals, in that case, referred the issue to the circuit court for an evidentiary hearing. 273 Va. at 341, 641 S.E.2d at 489. After hearing the victim‘s testimony, the circuit court reported to the Court of Appeals that the witness had given three versions of the facts and that she was no longer a credible witness. Id. at 341, 641 S.E.2d at 490. The circuit court concluded that it could not determine whether the victim‘s recantation was true. Id. The Court of Appeals held that the recantation evidence would only be “material” within the meaning of
The testimony of the boys at trial in the instant case was graphic and explicit. The trial judge, having seen and heard them and having observed their demeanor, stated: “They were scared and worried, they [were] children and I would suspect their testimony to be pretty much as it came out here today. There was no equivocation, there was no hesitation, both of them said their father, as awful as it might be and hard as [it] is, yes, their father [sodomized them]. And I believe it. And I find the defendant guilty of each charge.”
Susan Dodson, the boys’ maternal aunt, testified to several rambling telephone calls she received from Haas. In the last of these, she said that Haas’ speech was slurred, but he said: “[H]ell yeah, I did it, I‘d do it again, I screwed the kids, you can go to hell with the rest of them because you can‘t prove it.” She confirmed the truth of this testimony in a recent affidavit filed as an exhibit with the Attorney General‘s motion to dismiss Haas’ petition.
The trial judge found most persuasive the testimony of four physicians the Commonwealth presented at trial. Haas’ counsel made no objection to their qualifications and the court qualified all four to give expert testimony. They examined the boys in 1994, over a year after the alleged sexual abuse had occurred. Two were residents in pediatrics at the Medical College of Virginia and two were board-certified pediatricians with extensive experience in child sex-abuse cases. The younger boy was examined under anesthesia but gave an account of his experiences consistent with sexual abuse. The rectal examinations of both boys were markedly abnormal. The younger boy‘s examination revealed a jagged appearance resulting from tearing tissue later healed but leaving marked scarring. The older boy showed enlargement and a marked decrease of sphincter tone. The physicians all testified that these findings were consistent with chronic penetration from the outside. The photographs of the conditions revealed by these examinations “spoke volumes” in the opinion of the trial court.
In deciding the issue presented by Haas’ petition, the Court of Appeals had to weigh the records of the prior proceedings, including all of the foregoing evidence, against the physicians’ affidavits attached to Haas’ petition. These affidavits were entitled to little weight because the physicians giving the affidavits, unlike those who testified, never examined either the injuries inflicted on the victims or the contemporaneous photographs showing those injuries. Further, the evidence of the physicians’ affidavits was not newly discovered and such as to have been unavailable to the petitioner, by the exercise of due diligence, before the expiration of 21 days following the entry of the final order of conviction. At trial, Haas offered medical testimony, which the trial court found unpersuasive, taking issue with the Commonwealth‘s medical evidence. The physicians’ affidavits attached to Haas’ petition are, therefore, merely cumulative or corroborative of the defense evidence rejected by the trial court.
Haas had the burden of proving to the Court of Appeals, by clear and convincing evidence, that the children‘s recantations are true, that the evidence upon which he relies could not have been timely discovered by the exercise of due diligence and is not merely cumulative, corroborative or collateral, and that, weighing all the evidence in the record against that which he contends to be newly discovered and previously unavailable, no rational trier of fact could have found him guilty beyond a reasonable doubt.
The Court of Appeals was entitled to assume that the witnesses called by Haas in support of his petition would testify consistently with their affidavits, accord to that evidence the weight, if any, to which it was entitled, and balance that against the weight of all other evidence in the record. Having thus weighed the evidence, the Court of Appeals found that Haas had failed to carry his burden of proof and, accordingly, granted the
Conclusion
For the reasons stated, we conclude that the Court of Appeals did not abuse its discretion in declining to refer the case back to the circuit court for an evidentiary hearing and we will affirm the judgment from which this appeal was taken.
Affirmed.