H.N. Dang v. Gilbert CrossH.N. Dang v. Gilbert Cross
In this civil rights action, under
We hold that the district court erred in failing to instruct the jury that it could award punitive damages if it found that Cross acted in an oppressive manner and we conclude that this error was not harmless. Second, we hold that the district court did not abuse its discretion in determining the reasonable hourly rate it applied in calculating the fee award. We vacate the fee award and remand, however, for further consideration of the reasonable hours expended in light of the proper legal standard and for reimbursement of the cost of recording an abstract of judgment.
I.
Plaintiff H.N. Dang was the shop manager of the Compton Jewelry Exchange, which Compton police officers suspected of operating an unlicensed pawn shop. On December 17, 1999, Compton police offi
Shortly thereafter, three officers, Cross, Sergeant Preston Harris, and Officer James Lewis, entered the store. When the officers entered, Dang was in the office, which was separated from the salesroom where the officers stood by a bulletproof window and a steel security door. After Dang opened the security door at the officers’ request, Harris and Cross entered the office. Lewis remained by the front door. The officers informed Dang that he was under arrest. 1 Without patting down or searching Dang, the officers handcuffed Dang and requested that he produce the pawned ring. Dang informed the officers that the ring was in a safe. Cross then instructed Dang to open the safe. After the officers removed the handcuffs, Dang bent down and proceeded to open the safe, which took several attempts. After opening the safe, Dang reached inside. As soon as he did so, however, Cross yelled at him to stop and Harris pulled Dang away from the safe. Dang leaned forward again to reach into the safe and Harris pulled Dang back, knocking him to the floor. 2 As Dang was pushed to the floor, he was holding the allegedly pawned ring, which Cross attempted to retrieve.
A struggle ensued between Dang and the three officers, as Lewis had joined the other two officers in the office at this point. During the struggle, Cross struck Dang in the groin area in order to incapacitate him. 3 Although Cross testified that he struck Dang in the groin with his fist, Dang testified that Cross kicked him in the genitalia. After striking Dang in the groin area, Cross punched Dang in the face. Dang also testified that the officers stepped on his head and his hand. The officers finally subdued Dang when Harris put Dang into a carotid restraint (a choke-hold) and handcuffed him again.
The police officers took Dang to the Compton Police Department and, while waiting, Dang lost consciousness. The officers then took Dang to the hospital for medical attention. Dang later sought private medical care because of the bruises and pain in his chest, shoulders, neck, arm, hand, mouth, and groin, and because there was blood in his urine.
Following the events of December 17, 1999, Dang filed suit in the Central District of California against several City of Compton officials and police officers alleging viоlations of his Fourth Amendment rights under
Dang alleged that Cross, in his individual capacity, violated Dang’s Fourth Amendment rights by executing an unlawful entry, illegal search and seizure, false arrest, and by using excessive force. Dang sued Taylor in his individual and official capacities alleging supervisory liability for the constitutional violations and alleging that the violations arose from the customs, policies, and practices of the Compton Police Department. Cross and Taylor filed summary judgment motions on аll claims. The district court concluded that disputed material issues of fact regarding the extent of force Cross used against Dang precluded summary judgment on Dang’s excessive force claim against Cross. The court, however, granted summary judgment on all other remaining claims against Cross and Taylor.
At trial, Dang as well as Cross, Lewis, and Harris testified. The jury found Cross liable for excessive force and awarded Dang $18,000 in compensatory damages. Before the punitive damages phase of the trial, Dang requested a punitive damages jury instruction that included a clause stating that an act “oppressively done” could be a predicate for an award of punitive damages. The district court rejected this instruction, concluding that it was an inaccurate statement of the law, and instead instruсted the jury in accordance with Ninth Circuit Model Civil Jury Instruction 7.5 (2002). In support of his claim for punitive damages, the court allowed Dang to present additional evidence. Dang called Cross as a witness and questioned him about his remorse for the events on December 17, 1999. After argument and deliberations, the jury declined to award punitive damages and returned a verdict in favor of Cross.
At the conclusion of the litigation, Dang filed a motion for an award of reasonable attorney’s fees under
II.
“ ‘The standard of review on appeal for an alleged error in jury instructions depends on the nature of the claimed error.’ ”
Phillips v. United States I.R.S.,
We have stressed that “|j']ury instructions must fairly and adequately cover the issues presented, must correctly state the law, and must not bе misleading.”
White,
The issue here is whether the district court erred in rejecting Dang’s proposed punitive damages jury instruction and in giving an instruction that did not instruct the jury that it could award punitive damages on the basis of Cross’s allegedly oppressive conduct. Dang requested that the court instruct the jury as follows, in relevant part:
If the jury should find from a preponderance of the evidence that a plaintiff is entitled to a verdict for nominal or compensatory damages; and should further find that an act or omission of a defendant, which legally caused injury to a plaintiff, was callously or, maliciously, or wantonly, or oppressively done, then the jury may, add to an award of nominal or compensatory damages, such amount as the jury shall find to be proper, as punitive damages.
An act or a failure to act is ‘maliciously’ done, if promoted or accompanied by ill will, or spite, or grudge, either toward the injured person individually, or toward a person in one of [sic] more groups or categories of which the injured person is a member. An act or a failure to act is ‘wantonly’ done, if done in reckless or callous disregard or, or [sic] indifference to, the rights of one or more persons, including the injured person.
An act or a failure to act is ‘oppressively’ done, if done in a way or manner which injures, or damages, or othenvise violates the rights of another person with unnecessary harshness or severity, as by misuse or abuse of authority or power, or by taking advantage of some iveakness, or disability, or misfortune of another person.
(emphasis added). Dang’s counsel further specified that he would not object to an alternative instruction as long as it included the concept of oppressive conduct as a predicate for punitive damages because that was the basis for Dang’s punitive damages аrgument. 4 The district court concluded, however, that the provision that allowed the jury to award punitive damages for an act “oppressively done” was an inaccurate statement of the law. Thus, the court rejected the proposed instruction and instead, relying on Model Instruction 7.5, instructed the jury as follows, in relevant part:
The plaintiff has the burden of proving that punitive damages should be awarded, and the amount, by a preponderance of the evidence. You may award punitive damages only if you find that defendant’s conduct was malicious, or in reckless disregard of the plaintiffs rights. Conduct is malicious if it is accompanied by ill will, or spite, or if it is for the purpose of injuring another. Conduct isin reckless disregard of the plaintiffs rights if, under the circumstances, it reflects completе indifference to the plaintiffs safety, rights, or the defendant acts in the face of a perceived risk that its actions will violate the plaintiffs rights under federal law.
We hold that the district court erred in concluding that oppressive conduct is not a proper predicate for punitive damages. We further hold that the court’s omission of the oppressive acts provision rendered the jury instruction incomplete. “[Looking to the instructions as a whole, the substance of the applicable law was [not] fairly and correctly covered.”
Swinton,
A.
In
Smith v. Wade,
the Court considered whether punitive damages could be awarded only for intentionally malicious conduct or whether the district court properly instructed the jury that it could award punitive damages “if the conduct of one or more of the defendants is shown to be a reckless or callous disregard of, or indifference to, the rights or safety of others.”
Id.
at 33,
Further, the Court concluded that there is “no reasоn why a person whose federally guaranteed rights have been violated
In light of the Supreme Court’s holding in
Smith,
we have recognized that “[i]t is well-established that a ‘jury may award punitive damages under
If you find for the plaintiff, you may, but are not required to, award punitive damages. The purposes of punitive damages are to punish a defendant and to deter a defendant and others from committing similar acts in the future.
The plaintiff has the burden of proving that punitive damages should be awarded, and the amount, by a preponderance of the evidence. You may atoará 'puni-tivo damages only if you find that defendant’s conduct was malicious, or in reckless disregard of the plaintiff’s rights. Conduct is malicious if it is accompanied by ill will, or spite, or if it is for the purpose of injuring another. Conduct is in reckless disregard of the plaintiffs rights if, under the circumstances, it reflects complete indifference to the plaintiffs safety, rights, or the defendant acts in the face of a perсeived risk that its actions will violate the plaintiffs rights under federal law.
Model Civ. Jury Instr. 9th Cir. 7.5 (2004) (emphasis added).
This statement of the law of punitive damages is incomplete, however. The standard for punitive damages under
Although we have not explicitly held that punitive damages may be awarded in federal civil rights cases for oppressive conduct, we have frequently оperated under the assumption that such an instruction is proper. For instance, in
Fountila v. Carter,
Similarly, in
Ward v. City of San Jose,
Thus, we now explicitly hold what was implicit in our past decisions. As the Seventh Circuit held in
McKinley v. Trattles,
B.
In light of our conclusion that oppressive conduct is a proper predicate for punitive damages under
As noted, the court’s instruction embodied the text of Ninth Circuit Model Civil Jury Instruction 7.5 (2002). That instruction provided, “You may award punitive damages only if you find that defendant’s conduct was malicious, or in reckless disregard of the plaintiffs rights.” The instruction further defined malicious: “Conduct is malicious if it is accompanied by ill will, or spite, or if it is for the purpose of injuring another.” The instruction also stated, “Conduct is in reckless disregard of the plaintiffs rights if, under the circumstances, it reflects complete indifference to the plaintiffs safety, rights, or the defendant acts in the face of a perceived risk that its actions will violate the plaintiffs rights under federal law.”
An act or omission is oppressive, however, “if done in a manner which injures or damages or otherwise violates the rights of another person with unnecessary harshness or severity as by misuse or abuse of authority or power or by taking advantage of some weakness or disability or the misfortunes of another person.”
Fountila,
Punitive damages serve to punish the defendant for wrongful conduct and to deter the defendant and others from repeating that wrong.
See Cooper Indus., Inc. v. Leatherman Tool Group, Inc.,
Indeed, several
of
our sister circuits have considered reckless or wanton conduct,
8
malicious conduct, and oppressive conduct as separate and distinct bases for an award of punitive damages under
Thus, when the plaintiffs theory for awarding punitive damages is based upon
C.
Finally, we must consider whether the error was harmless. “An error in instructing the jury in a civil ease requires reversal unless the error is more probably than not harmless.”
Caballero v. City of Concord,
On this record, we cannot conclude that it is more probable than not that the error was harmless. “[N]othing about this verdict indicates that the result would have been the same without the error.”
See Caballero,
III.
Under
To determine reasonable attorney’s fees under
A.
“[T]he extent of a plaintiffs success is a crucial factor in determining the proper amount of an award of attorney’s fees under
The first step requires the district court to determine whether the successful and unsuccessful claims were unrelated.
Webb,
If, however, “the unsuccessful and successful claims are related, then the court must apply the second part of the analysis, in which the court evaluates the significance of the overall relief obtained by the plaintiff in relation to the hours reasonably expended оn the litigation.”
Id.
at 902-03 (internal quotation marks and citations omitted). “Where a plaintiff has obtained excellent results, his attorney should recover a fully compensatory fee.”
Hensley,
Here, the district court reduced the number of hours by an additional ten percent because the court found “a measurable part of the case activity was directed to matters pertaining to Defendants whо were ultimately eliminated from the case through law and motion practice.” The district court concluded that “the question to be addressed by the trial court is whether the unsuccessful claims played an important role in the plaintiffs partial success.” Pointing to the inclusion of dismissed defendants and claims that “served to increase the amount of unproductive time devoted to this case,” the court reduced the attorney’s fee award by ten percent.
In making this determination, the district court failed to consider whether the claims against the dismissed defendants and the unsuccessful claims of false arrest, illegal entry, and unreasonable search and seizure against Cross were related to the successful excessive force claim. We therefore vacate the fеe award and remand to the district court for a determination of whether the unsuccessful claims were related to Dang’s successful excessive force claim against Cross and to determine the reasonable hours expended applying the correct standard.
B.
Dang also challenges the $400 hourly rate approved by the court. “ ‘[Reasonable fees’ under
“To inform and assist the court in the exercise of its discretion, the burden is on the fee applicant to produce satisfactory evidence — in addition to the attorney’s own affidavits — that the requested rates arе in line with those prevailing in the community for similar services by lawyers of reasonably comparable skill, experience and reputation.”
Blum,
C.
Dang further challenges the district court’s rejection of his request for reimbursement of the cost of obtaining an abstract of judgment for $7.50 and recording the abstract of judgment with the County Recorder’s Office for $11.00. Dang did not request the abstract of judgment expenses as part of his Bill of Costs pursuant to
Under
IV.
We hold that the district court prejudi-cially erred in refusing to instruct the jury that punitive damages could be awarded if it found that Cross’s acts that caused Dang’s injuries were oppressively done. We therefore vacate the judgment and re
We also vacate the attorney’s fee award and remand Dang’s request for fees and costs under
VACATED and REMANDED.
Notes
. When Dang was told he was under arrest, he asked the officers if he could call his girlfriend. The officers refused. Dang also turned on the camcorder in order to film the events. Dang testified that Officer Cross turned the camcorder off and removed it after Dang was handcuffed.
. Dang testified that he reached into the safe to place the rings that he was wearing in the safe for safekeeping. Cross and Harris testified that Harris pulled Dang back because Dang grabbed the allegedly pawned ring and they feared that he was going to destroy the slip attached to the ring.
.Cross testified that he struck Dang because Officer Lewis yelled that Dang was reaching for Lewis's gun. Dang testified, however, that he never reached for Lewis's gun.
. It is not disputed that Dang properly objected to the court's punitive damages instruction pursuant to
. The Court also rejected the defendant's argument that the threshold for punitive damages must always be higher than the standard for compensatory damages.
Smith,
. In addition to those circuits that have expressly held that such an instruction is proper, several other circuits have implicitly recognized that oppressive conduct is a proper
. We agree that this is the proper legal definition of "oppressive.” It is also consistent with the common definition of oppression or oppressive. See Webster's Third New Int’l Dictionary Unabridged 1584 (1993) (defining "oppressive” as "unreasonably burdensome; unjustly severe, rigorous, or harsh; constituting oppression” and further defining "oppression” as "unjust or cruel exercise of authority or power esp. by the imposition of burdens; the unlawful, excessive or corrupt exercise of power other than by extortion by any public officer so as to harm anyone in his rights, person, or property while purporting to act under color of governmental authority”); Black’s Law Dictionary 1127 (8th ed.2004) (defining "oppression” as "1. The act or an instance of unjustly exercising authority or power. 2. An offense consisting in the abuse of discretionary authority by a public officer who has an improper motive, as a result of which a person is injured.”)
. Wanton misconduct is an act or omission "in reckless disregard of another’s rights, coupled with the knowledge that injury will probably result.” Black's Lаw Dictionary 1020 (8th ed.2004); see also McKinley, 732 F.2d at 1326 ("An act or a failure to act is wantonly done if done in reckless disregard or callous disregard of or indifference to the rights of one or more persons including the injured person.”).
.
See also Philadelphia Traction Co. v. Or-bann,
. Although we remand for a new trial on punitive damages, we deem it appropriate to address Dang's challenges to the district court’s rulings regarding attorney's fees. Even if Dang does not pursue his request for punitive damages on remand, Dang is a prevailing party under
. We review an award of attorney's fees under
.The district court may exclude from the lodestar amount those hours that were not "reasonably expended.”
Hensley,
. Because there is no need to take judicial notice of U.S. inflation rates, we deny Dang’s request to do so.