Lead Opinion
This аppeal involves the issue whether a Georgia Workers’ Compensation statute, Ga.Code Ann. § 34-9-285, violates the equal protection clause of the fourteenth amendment to the United States Constitution. Section 34-9-285 provides that where an employee is disabled by the aggravation of a pre-existing condition by an occupational disease, workers’ compensation benefits are limited to an amount representing the portion of disability attributable to the occupational disease. Georgia’s Workers’ Compensation Act, however, does not contain a similar provision limiting benefits to employees disabled by the aggravation of pre-existing conditions by work-related occurrences, such as accidents or injuries, other than occupational diseases. Finding that the statute is rationally related to а legitimate state interest, the district court granted summary judgment in favor of ap-pellees. We affirm.
I.
During her childhood Gwendolyn Price suffered from numerous respiratory problems. In 1971, she was diagnosed as having chronic bronchiectasis disease. Two years later, Price began working for Litho-nia Lighting Company. Over the course of her employment at Lithonia Lighting Price was exposed to fumes, chemicals and dust which aggravated her respiratory condition. Due to her continuing respiratory problems, Price had to leave her job in January 1983.
Price filed a claim for workers’ compensation benefits on January 11, 1983 with the State Board of Workers’ Compensation. An administrative law judge (“ALT”) found that Price had “sustained an accident arising out of and in the course of her employment which aggravated her pre-existing lung problem.” Finding that Price was totally disabled, the ALT awarded her $135 per week for total economic disability plus medical expenses. Lithonia Lighting appealed the ALJ’s decision to the full board of the State Board of Workers’ Compensation. On appeal it was determined that only ten percent of Price’s disability was attributable to the aggravation of her condition as a result of her employment. Accordingly, Price’s award was reduced to $13.50 per week pursuant to section 34-9-285.
Price sought review of the administrative award in the state courts. After the Superior Court of Rockdale County, Georgia affirmed the award, Price filed an application for a discretionary appeal to the Georgia Supreme Court challenging the constitutionality of section 34-9-285. The Georgia Supreme Court upheld the constitutionality of the statute. See Price v. Lithonia Lighting Co.,
II.
The equal protection clause of the fourteenth amendment provides that “[n]o State shall ... deny to any person within its jurisdiction the equal protection of the laws.” U.S. Const, amend. XIV, § 1. A violation of the equal protection clause may occur when a legislative body enacts a law which “has a special impact on less than all the persons subject to its jurisdiction....” New York City Transit Auth. v. Beazer,
Georgia’s Workers’ Compensation Act (the “Act”), Ga.Code Ann. §§ 34-9-1 et seq., does not compensate all disabled employees in the same manner. Employees receive full compensation for compensable disabilities arising solely as a result of a work-related injury,
Where groups are similarly situated “[t]he general rule is that legislation is presumed to be valid and will be sustained if the classification drawn by the statute is rationally related to a legitimate state interest.” City of Cleburne v. Cleburne Living Center,
The parties agree that the standard of review applicable to this case is the “rational basis” test.
The state asserts that section 34-9-285 ensures three legitimate state purposes: (1) to alleviate a heavy financial burden on industries where individuals are likely to file more claims; (2) to recognize that occupational diseases have a grаdual onset making it difficult to determine when an aggravating injury actually occurs; and (3) to encourage the employment of handicapped persons. We note that appellees have not provided great assistance to this court by identifying compelling reasons for the legislation. We have some question that either of the first two justifications may be classified as a legitimate state interest.
The third justification offered by appel-lees initially was presented to this court during oral argument. Although this argument was not presented to the district court, we are obligated under the rational basis test to consider any legitimate state interest however it comes before us. See Western & S. Life Ins. Co.,
The third justification offered by appel-lees provides a basis for sustaining section 34-9-285. This justification, encouraging the employment of the handicapped, is a legitimate state interest. See Dandridge v. Williams,
Appellant does not question the justifications asserted by the state. Rather, appellant asserts that the disparate treatment of employees disabled by the aggravation of a pre-existing condition is not relevant to the state’s purpose of providing support for all disabled persons. Appellant argues that the “etiology of an injury” should not limit the amount of compensation because any disability affects a person’s earning capacity. The equal protection analysis, however, does not require this court to determine whether the legislation will fully achieve its articulated purposes. Clover Leaf Creamery Co.,
AFFIRMED.
Notes
. Ga.Code Ann. § 34-9-285 provides in part:
Where an occupational disease is aggravated by any other disease or infirmity not itself compensable or where disability or death from any other cause not itself compensable is aggravated, prolonged, accelerated, or in any other wise contributed to by an occupational disease, the compensation payable shall be reduced and limited only to such proportion of the compensation that would be payable if the occupational disease were the sole cause of the disability or death as such occupational disease, as the cаusative factor, bears to all the causes of such disability or death.
. While it held that section 34-9-285 was constitutional, the Georgia Supreme Court vacated the award and remanded the case to the superior
. The district court found that appellant expressly reserved her right to seek redress of her federal constitutional claims by informing the state court of her intent. See England v. Louisiana State Bd. of Medical Examiners,
. In the motion for summary judgment, appel-lees initially requested the court to abstain from exercising its jurisdiction. Stating that the abstention doctrine does not operate where, as in this action, the state court proceedings have concluded, the district court found that abstention was inappropriate. See Huffman v. Pursue, Ltd.,
. The Act defines "injury" as “only injury by accident arising out of and in the course of employment and shall not, except as hereinafter provided, include a disease in any form except where it results naturally and unavoidably from the accident.” Ga.Code Ann. § 34-9-1(4).
. The Act provides a list of diseases considered as occupational diseases provided such listed disease “is due to causes and conditions which are characteristic of and peculiar to the particular trade, occupation, process, or employment in which the employee is exposed to such disease.” Ga.Code Ann. § 34-9-280(3).
. Appellant did not allege the existence of any fundamental right or a suspect class so the rational basis test is appropriate.
. Even assuming that the second justification is legitimate, we believe that rather than alleviating this causation problem, the proportional compensation scheme of section 34-9-285 actually creates the problem advanced by the state.
. We wish to еmphasize that it is not difficult to satisfy the rational basis test. Metropolitan Life Ins. Co. v. Ward,
Dissenting Opinion
dissenting:
My disagreement with the majority is a narrow one. I agree that the State’s claim that § 34-9-285 does not violate the equal protection clause is untenable: (1) on the ground that the statute was intended to alleviate a financial burden from those industries in which employees are likely to sustain more injuries, and (2) on the basis that occupational diseases have a gradual onset thus making it difficult to determine when an aggravating injury actually occurs. I also agree with the majority that Georgia workers who contract occupational diseases are denied equal protection of the law. The only issue of difference between us is whether there is any rational basis for concluding that § 34-9-285 encourages the employment of the handicapped.
Jn equal protection cases “the mere recitation of a benign compensatory purpose is not an automatic shield which protects against any inquiry into the actual purposes underlying a statutory scheme.” Weinberger v. Wiesenfeld,
The majority makes the following statement and demonstrates a clairvoyance beyond my ken:
We believe that the Georgia legislature could reasonably find that the employment of persons afflicted with occupational diseases could be enhanced by reducing employers’ potential exposure to extraordinary compensation costs resulting from such preexisting diseases.
Maj.Op. at page 826. A review of the history of the Georgia Workers’ Compensation statute demonstrates that the Georgia legislature could not have contemplated such a purpose in enacting § 34-9-285.
I. The 1920 Act.
In 1920 Georgia enacted its first statutе which limited the financial liability of employers for injuries growing out of accidents during employment and provided benefits for all workers injured by accident arising from the employment whether or not the employer was responsible for the injury.
The Act limited compensation in cases where an injury aggravated an employee’s preexisting injury or disability:
If an employee who suffers an injury in his employment has a permanent disability or has sustained a permanent injury ... suffered elsewhere, he shall be entitled to compensation only for the degree of incapacity which would have resulted from the later accident if the earlier disability or injury had not existed.
1920 Ga.Laws 167, 186, § 34, Ga.Code § 114-408 (1933). Georgia courts interpreted § 114-408 “so as ‘to subject employers only to liability for ... injuries resulting to employees during the time of ... employment’ and not to compensate the employee as if the prior injury had never occurred.” Barry v. Aetna Life & Casualty Co.,
The Georgia Workers’ Compensation Act provided compensation only for “injuries” occurring out of and in the course of employment. The term “injury” did not encompass occupational diseases: “ ‘injury’ and ‘personal injury’ ... shall not include a disease in any form except where it results naturally and unavoidably from [an] accident.” 1920 Ga.Laws § 2(d), Ga.Code § 114-102 (1933).
Despite the failure of the Act to compensate for occupational diseases, employees beset with such diseases were not left without a remedy for their disability. In 1936, the Georgia Supreme Court stated:
The remedy provided by [thе Act] is exclusive within the field of its operation, but it does not exclude redress in cases to which it is not applicable. Consequently, if [the Act] does not apply to an “occupational disease” ... the employee may maintain an ordinary or common law action for damages against his employer, provided a cause of action exists in his favor relating to the liability of a master, independently of the [Act].
Covington v. Berkeley Granite Corp.,
II. The 1946 Act.
In 1946, the Georgia legislature amended the Act by adding to it a chapter on occupa
From 1946 until 1978 there was no denial of equal protection of the laws to the workers in Georgia, i.e., no disparate treatment during those 32 years with respect to compensation to employees who had preexisting injuries, conditions, or diseases. Although enactment of the 1946 statute added to the scope of the Workers’ Compensation statute those employees who contracted occupational diseases while at work, there is nothing to support the pure conjecture by the majority, (and by the State of Georgia attorney who first raised the subject at oral argument) that the 1946 statute was passed for the purpose of encouraging the employment of handicapped workers who had an occupational disease or a condition that would be aggravated by certain types of working conditions. Instead, one objective of the 1946 statute was to eliminate the unlimited recovery an employee might receive in a common law action such as Covington v. Berkeley Granite Corp., supra. Another logical objective was to provide coverage for injured workers who might not recover in a common law action.
Nor does the statute encourage the employment of the handicapped as is refuted by Ms. Price’s case. Ms. Price had bron-chiectasis, which is “a chronic inflammatory or degenerative condition of one or more of the bronchi marked by dilation and loss of elasticity of the [bronchi] walls.” Webster’s Unabridged Third New International Dictionary 282 (1976). When Ms. Price was employed by Lithonia Lighting Company, there is no evidence that Lithonia Lighting asked Price about her health when it hired her or otherwise knew that she had bronchiectasis. Nor is there any evidence that Price suspeсted that her bronchiectasis would be aggravated by working at Lithonia Lighting. While employed at Lithonia Lighting, Price worked over a tank of acid and was exposed to paint fumes and gases given off by wood alcohol. The working conditions aggravated her respiratory problems, and she was forced to leave Lithonia Lighting in January of 1983. The majority states the following: We believe that the Georgia legislature could reasonably find that the employment of persons afflicted with occupational diseases could be enhanced by reducing employers’ potential exposure to extraordinary compensation costs resulting from such preexisting diseases. Ms. Price was not afflicted with a preexisting occupational disease when employed by Lithonia Lighting. Employment of the “handicapped” was not a decisionаl factor in her being employed.
III. The 1977-78 Acts.
In 1977 the Georgia legislature added a section to the Workers’ Compensation statute, Ga.Laws 1977, Vol. 1 at 608. “Chapter
The statute creates a Subsequent Injury Trust Fund and authorizes assessments against insurers or self-insurers according to a formula based upon the total workers’ compensation claims paid by an insurer or self-insurer as those claims bear to the total workers’ compensation claims paid by all insurers and self-insurers in the state during the preceding calendar yеar. The purpose of the Fund is to make available money to reimburse insurers or self-insurers for a portion of the medical expenses and income benefit payments to employees who have sustained an injury which impaired and merged with a preexisting injury. In the first instance, the employer or insurer pays the employee the amount of compensation benefits owed and then is reimbursed by the fund according to a formula set forth in the statute.
IV. The 1978 Statute.
The 1977 statute as such did not encourage employment of handicapped workers because § 114-408 was not repealed until 1978. Section 114-408, supra at page 825, forbade payment of compensation for any portion of disability allocable to a preexisting disability or injury. In 1978, the Legislature repealed existing § 114-408 (along with §§ 114-409 and 114-410) and, to give life to the 1977 Act, substituted a new § 114-408 entitled “subsequent injury” which included the following:
(c) Total disability by subsequent injury.
(1) An employee who has a prior disability as described in Article 9 of this chapter and who sustains a subsequent injury which combines with the prior injury to produce total disability shall be entitled to income benefits as provided in Code Section 34-9-261. The loss of both hands, feet, arms, legs, or the loss of any two of them or the total loss of vision of both eyes shall be presumed to be total disability, subject to rebuttal.
(2) An employer who makes payment under this subsection shall be entitled to reimbursement as determined under Article 9 of this chapter.
1978 Ga.Laws 2220, § 6 (codified as Ga. Code § 34-9-241(c)).
The legislature did not repeal that part of the 1946 Occupational Disease Act (now § 34-9-285) which apportioned compensation benefits by limiting payment by employers to those employees having a preexisting disease for only that part of the disabling disease allocablе to the claimant’s employment. The Georgia law as it now stands authorizes full compensation to employees whose disabling injury merges with a preexisting injury and results in total disability. The change in law is illustrated by reference to Georgia Insurance Service v. Lord, supra at page 825, in which case the court held that the employee who was blind in his right eye prior to losing his vision in his left eye as the result of a work-related injury could recover only partial disability compensation for blindness in his left eye. An employee under identical circumstances would now be compensated for total disability.
Employees with a preexisting condition or disease who become totally disabled by virtue of an occupational disease do not receive full compensation. Ms. Price’s receipt of only the minimum compensation of $25.00 per week instead of $135.00 per week is the result of thе failure of the Legislature in 1978 to repeal § 114-805 (now § 34-9-285). The disparity in treatment of persons situated as Ms. Price, as compared with those such as an employee who loses sight in his only good eye, led to this lawsuit to declare unconstitutional the statutes as applied to those employees who become totally disabled by virtue of occupational diseases and yet receive only partial compensation. The majority in the second paragraph of Part II acknowledges the disparate treatment and that the statutory scheme is unconstitutional unless there is a
The foregoing history and current status of the Georgia law establish beyond dispute that the majority’s “rational basis” for the disparate treatment of workers who contract occupational diseases is mere sophistry. The 1946 Act (§ 34-9-285) was not enacted to encourage employers to hire the handicapped. That Act limited the compensation to the extent the disease was attributable to the employment. The 1920 Act (§ 114-408) similarly limited compensation where an injury was superimposed on a prior condition. It is obvious from the legislative history that the Georgia Legislature did not enact legislation to encourage employment of the handicapped until 1977. This was 31 years after passage of the statute here under attack.
Under the rational basis test, “legislation is presumed to be valid and will be sustained if the classification drawn by the statute is rationally related to a legitimate state interest.” Id.
First, the rational basis test requires more than a mere connection between means and ends. “[T]he objectives of a legislative classification can be characterized on different levels of generality.... As one moves to higher levels of generality, the likelihood of finding rational grounds for distinction increases.” Brest & Levinson, Processes of Constitutional Decisionmaking 560-61 (1983). This is because any regulation can be validated through the use of sophistry or a non se-quitur:
It is always possible to define the legislative purpose of a statute in such a way that the statutory classification is rationally related to it.... The nature of the burdens or benefits created by a statute and the nature of the chosen class’s commonality will always suggest a stаtutory purpose — to so burden or benefit the common trait shared by members of the identified class. A statute’s classification will be rationally related to such a purpose because the reach of the purpose has been derived from the classifications themselves.
Note, Legislative Purpose, Rationality, and Equal Protection, 82 Yale L.J. 123, 128 (1972). Cf. Tribe, American Constitutional Law 995 (1978) (without requiring a legitimate public purpose, “it would seem useless to demand and discover even the most perfect congruence between means
Second, it is axiomatic that “[n]o bright line divides the merely foolish from the arbitrary law.” Schweiker,
Third, the equal protection clause is not static. Because the clause is not “shackled to the political theory of a particular era, ... [njotions of what constitutes equal protection ... do change.” Harper v. Virginia State Board,
Fourth, the rational basis test is “not a toothless one.” Mathews v. Lucas,
As did the Court in Weber, we think it is proper to evaluate § 34-9-285’s rationality in light of the overall goal of the Georgia Workers’ Compensation Act. The Georgia courts have consistently held that the Act is “ ‘a humanitarian measure’ providing relief to the injured employee and protecting employers from excessive damage awards.” Koger Properties, Inc. v. Adams-Cates Co.,
The maximum compensation limits placed on injured employees under the Act already serve the purpose of “protecting employers from excessive damage awards.” Even if a disabled employee can recover the maximum benefits under the Act, such benefits are bound to be less than his previous salary. See Ga.Code Ann. § 34-9-261(a) (1987) (in cases of total disability, the employee shall be paid a “weekly benefit equal to two-thirds of [his] average weekly wage but no more than $155.00 per week”). Consequently, § 34-9-285 provides a windfall for employers engaged in those industries where those few employees with preexisting conditions are disabled because of occuрational diseases. By apportioning income compensation only in cases where preexisting conditions have been aggravated by occupational diseases, § 34-9-285 denies workers like Ms. Price the full measure of workers’ compensation benefits while at the same time benefiting those industries most likely to injure employees. This inequity is a far cry from the underlying theory of workers’ compensation — that “the cost of the product should bear the blood of the workman.” Prosser, Handbook of the Law of Torts 530 (5th ed. 1971).
Like all other insurers, workers’ compensation insurers rate employers according to risk factors: “Theoretically, employers are charged a premium based on the relative safety of their workplaces as measured by reported employee injuries and illnesses.... Employers will therefore engage in preventive safety efforts оnly as long as such efforts are less costly than the payments they must make to the workers’ compensation fund.” Schroeder & Shapiro, Responses to Occupational Disease: The Role of Markets, Regulation, and Infor
Given the high risk of injury or disability faced by employees in industries with occupational diseases, and the inability of those employees to pursue tort actions against their employers, § 34-9-285 is not rationally related to the overall legitimate purpose of the Act: providing sustenance to disabled employees.
Assuming arguendo that the purpose of § 34-9-285 was to encourage the employment of handicapped persons, § 34-9-285 violates the equal protection clause because it is not rationally related to that purpose. It is ludicrous to suggest that discrimination only against employees disabled by aggravating occupational diseases rationally furthers the encouragement of handicapped persons.
In Williams v. Vermont,
For the foregoing reasons, I respectfully dissent.
. Explanation of citation to Georgia Statutes. While there have been seven official codifications of Georgia laws only two are applicable here, the 1933 Code and the 1981 Code. Citation will be to the statutes and both codes unless a statute has been repealed, in which instances the 1981 Code will not be citеd. Parenthetically, the Act involved here was originally titled "Workmen’s Compensation Act” but is now titled 'Workers’ Compensation.” These may be used here interchangeably.
. Where an occupational disease is aggravated by any other disease or infirmity not itself compensable or where disability or death from any other cause not itself compensable is aggravated, prolonged, accelerated, or in any other wise contributed to by an occupational disease, the compensation payable shall be reduced and limited only to such proportion of the compensation that would be payable if the occupational disease were the sole cause of the disability or death as such occupational disease, as the causative factor, bears to all the causеs of such disability or death. Compensation shall be adjusted by reducing the number of weekly payments or the amounts of such payments as, in the circumstances of the particular case, may be determined by the board.
Ga.Code § 114-805 and § 34-9-285.
. Thus, the test "contains two substantive limitations on legislative choice: legislative enactments must implicate legitimate goals, and the means chosen by the legislature must bear a rational relationship to those goals.” Lyng v. International Union, — U.S. -, -,
. Whatever the reach of the rational basis test, it seems safe to say that the test, as applied today, is not always as deferential as it was in cases like Williamson v. Lee Optical Co.,
. Although the Supreme Court in Weber was somewhat unclear as to the standard of review it used, see
. Moreover, because § 34-9-285 apportions income benefits for employees whose preexisting condition is aggravated by an occupational disease, such handicapped persons (for lack of a better term) would probably be reluctant to work in industries where occupational diseases were prevalent. Handicapped persons might forego employment because of the knowledge that they would only be partially compensated if completely disabled by an occupational disease. Thus, the incentive to employers, if § 34-9-285 can be called that, would therefore not make a real difference in the hiring of handicapped persons.
