Benito GUZMAN, Appellant, v. The STATE of Texas.
No. 1101-00.
Court of Criminal Appeals of Texas, En Banc.
May 22, 2002.
In conclusion, to the extent the majority applies McVickers, it does so incorrectly. Immediately following its statement that the disputed testimony here was admitted “to explain the basis for subsequent conduct of Corporal Brunson and the other officers,” the majority goes on to “differentiate” McVickers by declaring that “[i]n McVickers, on the other hand, the statement was offered to show the basis of someone else‘s conduct.” Majority Op. at 229. If Corporal Brunson was explaining the subsequent conduct of other officers, even if he was simultaneously explaining the basis for his conduct, his testimony as to the basis for the other officers’ conduct constitutes hearsay. This case is no different from McVickers. In McVickers, an officer who ultimately arrested the defendant testified as to another officer‘s basis for initially stopping the defendant. McVickers, 874 S.W.2d at 663. Here, Corporal Brunson testified as to the facts that Officer Vasquez believed constituted probable cause to enter the victim‘s residence. McVickers should have operated to exclude Brunson‘s testimony. The admission of the testimony was, therefore, error. Moreover, appellant was harmed. The erroneous admission of Brunson‘s testimony legitimized the ensuing warrantless search. The admission of the fruits of the search, in turn, had a substantial and injurious effect in determining the jury‘s verdict. See King v. State, 953 S.W.2d 266, 271 (Tex.Crim.App.1997) (defendant‘s “substantial rights” are affected for purposes of harmless error analysis under
OPINION
COCHRAN, J., delivered the opinion of the Court, joined by KELLER, P.J., KEASLER, HERVEY and HOLCOMB, JJ.
We granted the State‘s Petition for Discretionary Review to re-examine the so-called “dual motivation” defense to a Batson1 peremptory strike challenge.2 We reaffirm our prior plurality opinion in Hill v. State3 and hold that when the motives behind a challenged peremptory strike are “mixed,” i.e., both impermissible (race or gender-based) and permissible (race and gender-neutral), if the striking party shows that he would have struck the juror based solely on the neutral reasons, then the strike does not violate the juror‘s Fourteenth Amendment right to equal protection of the law.
C. Wayne Huff, Dallas, for Appellant.
D. Prichard Bevis, Jr., Asst. DA, Dallas, Matthew Paul, State‘s Atty., Austin, for State.
I.
The State charged appellant with capital murder for intentionally or knowingly causing the death of a child under the age of six years. The State did not seek the death penalty, and thus the parties conducted a general voir dire of the entire jury panel rather than the individual questioning of jurors required in a death penalty trial. At the close of voir dire, appellant challenged the State‘s use of peremptory strikes against six venirepersons, all of whom were either Hispanic or African American. The State then gave reasons for all of its strikes. Only the strike of juror number 17—Mr. Leacher—
State: Number 17, together with Mr.—number 15, Mr. Gallegos, they are the only two single males on the panel. It‘s the State‘s contention—single males with no children. It‘s the State‘s contention that this being a case that involves family violence, violence against a child, we prefer to have probably not only women but also individuals who have children who are going to be able to comprehend the issues that are going to be at hand. My co-counsel as well as myself and [another prosecutor] also noted that several times during the voir dire during the Court‘s voir dire that number 17, Mr. Leacher, fell asleep or shut his eyes for long extended periods of time.
* * *
Court: [Defense counsel], anything further?
Defense: We would add in addition to our objection on juror number 17 that the State noted that he was struck because he was a male. We would argue that is also a constitutionally impermissible basis for a strike.
Court: The Court also notes that the State struck five females. Anything further from either side?
State: Nothing further from the State.
Defense: No.
Court: The Court finds that the State has not exercised their peremptory challenges in a racially discriminatory way. Your request is denied.
The State noted the ultimate composition of the jury:
State: Because we are at the conclusion, Your Honor, of the Batson hearing, now that we have had a chance to see the actual composition of the jury as seated, we would like the record to reflect that by my count the jury is comprised of seven females, five males, one African American, one Hispanic and one Asian American.
After hearing all of the evidence at trial, the jury returned a verdict of guilty, and the trial court sentenced appellant to life imprisonment. On direct appeal, appellant challenged the legal sufficiency of the evidence and the adverse ruling on his Batson objection. The court of appeals concluded that the evidence was legally sufficient, but nonetheless reversed appellant‘s conviction. The court of appeals held that the trial court should have sustained appellant‘s Batson challenge to juror number 17 because the prosecutor‘s dual motive for striking that juror was not, as a matter of law, gender-neutral.4 We granted review to determine whether that conclusion was correct.
II.
A. Batson Prohibits Gender or Race-Based Peremptory Strikes.
Under the Equal Protection Clause of the Fourteenth Amendment to the United States Constitution, a litigant may not exercise a peremptory challenge based on the juror‘s gender (J.E.B. v. Alabama ex rel. T.B.), ethnicity (Hernandez v. New York), or race (Batson v. Kentucky).5 Although Batson involved a race-
In Purkett v. Elem, the Supreme Court explained that the issue in step two is the facial validity of the prosecutor‘s explanation, and “[u]nless a discriminatory intent is inherent in the prosecutor‘s explanation, the reason offered will be deemed race neutral.”7 Thus, it is only at step three “that the persuasiveness of the justification becomes relevant—the step in which the trial court determines whether the opponent of the strike has carried his burden of proving purposeful discrimination.”8
B. The “Dual Motivation” Scenario.
What is the result when, at step two of a Batson challenge, the proponent offers several different reasons for his peremptory strike, one of which is not race or gender neutral? Should the trial court automatically determine that the opponent has established purposeful discrimination?
In Powers v. Palacios, the Texas Supreme Court apparently answered the latter question in the affirmative.9 That court held that a strike motivated in part by race (or gender) violates equal protection.10 Specifically, the court held that “equal protection is denied when race is a factor in counsel‘s exercise of a peremptory challenge to a prospective juror.”11
Conversely, in Hill v. State,12 a plurality of this Court concluded “that race may be a factor coexisting with a non-racial reason for a strike, however, race may not be the
Understandably, Texas courts of appeals have frequently erred on the side of caution, declining to follow the plurality opinion in Hill. Instead, these courts of appeals have continued to follow pre-Hill courts of appeals’ cases which adhere to the “taint” view18 and the Powers v. Palacios decision.19
Nonetheless, the “taint view” is not constitutionally required by the Supreme Court. Batson itself held that “the Equal Protection Clause forbids the prosecutor to challenge potential jurors solely on account of their race or on the assumption that black jurors as a group will be unable impartially to consider the State‘s case against a black defendant.”20 Similarly, in J.E.B., the Court held that “the Equal Protection Clause prohibits discrimination in jury selection on the basis of gender, or on the assumption that an individual will be biased in a particular case for no reason other than the fact that the person happens to be a woman or happens to be a man.”21 The Supreme Court has set out the core of its test: if a peremptory strike is motivated by race or gender, that strike violates the Equal Protection Clause.
B. The Federal “Dual Motivation” Analysis.
Federal courts, faced with mixed motives peremptory strikes, have turned to the Supreme Court‘s equal protection precedents, the very jurisprudence upon which Batson was based. The Supreme Court has made it clear that conduct which is motivated by an improper gender or racial purpose unconstitutionally violates the affected person‘s right to equal protection. However, if the actor offers proof that he would have acted identically in the absence of the improper motive, the factfinder is entitled to conclude that the action was not done because of a discriminatory purpose.23 In other words, dual
For example, an employer might fire a male receptionist because he prefers female receptionists. This is an improper gender-related motive. However, if the employer shows that he would have fired the receptionist, even if he had been a female, because the employee was rude, arrived late, lost mail messages, and could not operate the telephone or computer systems, the action is not based on an improper motive.25 The action is fully supported by permissible, gender-neutral reasons, although there may be some improper motives mixed in. An improper motive does not invalidate an otherwise rationally supported and non-discriminatory act.
The Second Circuit was the first to apply dual motivation analysis to a Batson challenge. In Howard v. Senkowski,26 the prosecutor conceded that race had been a factor in his peremptory challenge to the panel‘s only two black members,27 but he said that race had not been an overriding or a major factor.28 The defendant countered that the prosecutor‘s race-neutral justifications were pretextual, but the trial judge disagreed, stating that race had been “part of a totality of factors” for the prosecutor‘s challenges, but that the prosecutor had also articulated neutral explanations which were not pretextual. The trial court concluded that the defendant had failed “to establish purposeful discrimination.”29 The Second Circuit held that dual motivation analysis applies to Batson claims and remanded the case to the district court to decide whether the prosecutor would have exercised the peremptory challenge anyway, for solely race-neutral reasons.
In deciding that the dual motivation defense applies, the Second Circuit looked to the Supreme Court‘s pre-Batson equal protection cases, including Washington v. Davis,30 Village of Arlington Heights v. Metropolitan Housing Development Corp.,31 and Mt. Healthy City School Board of Education v. Doyle.32 In those earlier equal protection discrimination cases, the Supreme Court articulated several guiding principles:
- Racial discrimination under the Equal Protection Clause requires “a racially discriminatory purpose“; racially “disproportionate impact” will not suffice.33
- A plaintiff need not prove that the challenged action rested solely on ra-
- If the plaintiff shows that a discriminatory purpose motivated a decision in part, the defendant then bears the burden of establishing that he would have made the same decision if the discriminatory purpose had not been considered or had not existed.35
C. Batson Applies Even When the Litigant‘s Peremptory Strike is Not Motivated “Solely” By a Discriminatory Purpose.
The Howard court noted the Supreme Court‘s statement in Batson that “the Equal Protection Clause forbids the prosecutor to challenge potential jurors solely on account of their race or on the assump-tion that black jurors as a group will be unable impartially to consider the State‘s case against a black defendant.”36 The Second Circuit wondered whether the Supreme Court‘s use of “solely” in this sentence implied that only when a peremptory challenge was based wholly on an improper purpose did the litigant act unconstitutionally.37 The State, in this case, similarly suggests that perhaps Batson applies only when a peremptory strike is based “solely” on race. The Second Circuit rejected that interpretation, as do we.
In Howard, the Second Circuit concluded that the Supreme Court did not intend such a reading of Batson or its progeny; rather, the Court must have intended a wholesale importation of its equal protection jurisprudence into the arena of peremptory challenges.38 The Howard
III.
Under normal circumstances, we would now consider whether, under the dual motivation analysis, the trial court‘s ruling was “clearly erroneous.”45 To determine whether the factfinder‘s decision is “clearly erroneous,” appellate courts examine the record to see whether the ruling leaves them with the “definite and firm conviction that a mistake has been commit-ted.”46
In the present case, however, the trial court did not make an explicit finding that the prosecutor offered sufficient neutral reasons to meet his burden of proof, by a preponderance of the evidence, that he would have peremptorily struck juror number 17 even if the improper factor of gender had not existed or contributed to his decision. Here, the defendant‘s original challenge was based upon possible racial discrimination. In response, the prosecutor articulated several different reasons for striking juror number 17:
- He was single;
- He was male;
- He had no children; and
- He “fell asleep or shut his eyes for long extended periods of time.”
Those reasons were race neutral, but one of them—the fact that the prospective juror was male—invokes another possible Batson challenge, one based on gender. The prosecutor noted that he exercised peremptory strikes against both single, childless males, juror number 17 being one of them. He straightforwardly expressed his dual motivation: “We prefer to have probably not only women, but also individuals who have children who are going to be able to comprehend the issues that are going to be at hand.”
While one of the four specific reasons that the prosecutor offered for his peremptory strike was not gender-neutral, the other three reasons were both gender-neutral and rational.
Appellant met his initial Batson burden by making a prima facie showing that a constitutionally prohibited purpose—race—motivated the prosecutor to strike juror number 17. The State then met its initial burden by offering race-neutral reasons for its strike. The trial court explicitly determined that the prosecutor‘s strike was not made for racially discriminatory reasons. Appellant does not challenge this finding, nor does he challenge the use of the dual motivation doctrine. Rather, he contends that “the State made it abundantly clear that the controlling reason for striking the venireperson was his gender.”
Appellant is correct in that it is abundantly clear that gender was a reason for the prosecutor‘s strike of juror number 17, but it is not abundantly clear that gender was the “controlling”47 reason. In the present case, the trial judge did not independently evaluate the prosecutor‘s
We will therefore remand this case for further proceedings.51 We direct that this case be remanded to the court of appeals with instructions that it abate the appeal and order the trial court to conduct a further hearing and determine: 1) whether the prosecutor would have struck juror number 17 regardless of his gender; and 2) whether appellant met his ultimate burden of proof in showing that the prosecutor‘s strike of juror number 17 was based upon intentional discrimination (i.e., either the answer to the first question is “no” or the answer to the first question is “yes” but the neutral justifications are pretexts for purposeful discrimination).
The judgment of the Court of Appeals is reversed, and the case is remanded to that court for further proceedings consistent with this opinion.
WOMACK, J., filed a dissenting opinion, joined by MEYERS, PRICE and JOHNSON, JJ.
JOHNSON, J., filed a dissenting opinion.
When a party peremptorily challenges a juror for several reasons, one of which is unconstitutionally discriminatory, the Court says it will find no violation of the Equal Protection Clause if the party “demonstrate[s] that he would have exercised the peremptory strike even if the improper factor had not existed or contributed to the decision.”1 I do not agree that this “mixed motives” doctrine passes constitutional muster.
I
I agree with Justice Marshall‘s dissent to the denial of certiorari in Wilkerson v. Texas, 493 U.S. 924, 110 S.Ct. 292, 107 L.Ed.2d 272 (1989), which is quoted in the Court‘s opinion.2 (It is interesting to note that the merits of our decision in Wilkerson3 never were reviewed by a federal court. After the Supreme Court declined to review our denial of habeas corpus relief, Wilkerson raised the issue in a federal habeas corpus proceeding. The United States courts held that he procedurally defaulted the claim by failing to make a Batson objection at his trial, which was held before the decision in Batson.)4
This case demonstrates that some lawyers will eliminate jurors for unconstitutional reasons. Today this Court makes it easier for them to do so. As the South Carolina Supreme Court said:
In our opinion, it is inappropriate to apply the dual motivation doctrine in the Batson context. Once a discriminatory reason has been uncovered—either inherent or pretextual—this reason taints the entire jury selection procedure. By adopting dual motivation, this Court would be approving a party‘s consideration of discriminatory factors so long as sufficient nondiscriminatory factors were also part of the decision to strike a juror and the discriminatory factor was not the substantial or motivating factor. However, any consideration of discriminatory factors in this decision is in direct contravention of the purpose of Batson which is to ensure peremptory strikes are executed in a nondiscriminatory manner.
Further, as applied, Batson is only effective against the most obvious examples of racial and gender prejudices. To excuse such obvious prejudice because the challenged party can also articulate nondiscriminatory reasons for the peremptory strike would erode what little protection Batson provides against discrimination in jury selection. The challenged party should not have an opportunity to convince the judge that he would have struck the juror regardless of the discriminatory reason.5
II.
In 1990, the Illinois Supreme Court “reject[ed] any notion that Batson offers solace to prosecutors who explain challenges on ‘race-plus’ grounds. Our chief reason is simple: The ‘race-plus’ concept is largely illusory in the context of a Batson hear-
Today‘s decision rests on two “mixed motives” cases that the Supreme Court decided on January 11, 1977.7 It does not take into account the distinctive difference between those cases and a Batson case—especially a Texas Batson case.
Each of the Supreme Court‘s cases involved a yes or no decision on a single question: Shall a village rezone property from single-family to multi-family?8 Shall a teacher be rehired?9 In such a context it might be possible to ask whether the same decision would have been made without the unconstitutional motive.
But in a Batson case in Texas the decision is not simply, shall Juror 17 be struck? The State did not, and could not, have ever considered whether it would have struck Juror 17 if he had been a woman. I respectfully say that neither the Court nor anyone else can say with any assurance that such a juror would have been struck.
What the Court is saying is that, in addition to his sex which the State improperly considered, Juror 17 had three undesirable characteristics that would support a decision to strike him. But whether Juror 17, regarded in isolation, was undesirable, was never the question for the State. The question, over and over, was whether he was more or less undesirable than another juror.
It must be remembered that in this trial, as in all non-death-penalty cases, the jury was selected by the “blind struck-jury” system. That is, after the voir dire examination, each party exercises its peremptory challenges by striking a certain number of names from the list of the jury panel, without knowing what names the opposing party is striking.10 The prosecutor took a list of 32 names and had the opportunity to strike the names of the 10 least desirable people.11 The process of decision is to strike the name of the least desirable person, then the one who was not as undesirable as that one but who is less desirable than any other person, and so on. The factors under consideration are not merely Juror 17‘s characteristics. All the characteristics of all 32 jurors were in play: education, occupation, residence, age, experience with law enforcement and the criminal justice system, religion, dress, attitude, answers to voir dire questions, length of residence in the county, posture, facial expressions, and so on ad infinitum. The prosecutor‘s task was to decide whether Juror 17 was more or less desirable than each of the other jurors.
Let us say that Juror 22 was a divorced woman with a child who had been arrested for shoplifting, who had recently moved to the county from another state, who had a high-school education, who worked as a waitress, who did not attend church, and who laughed at the defense attorney‘s
Only two things can be said with reasonable certainty about this case: At some point the State found Juror 17 less desirable than another juror, and it admittedly made that evaluation by unconstitutionally considering Juror 17‘s sex. For a court to decide whether the State “demonstrate [d] that [it] would have exercised the peremptory strike even if the improper factor had not existed or contributed to the decision,”12 the court would have to find the undesirable characteristics of the 9 other jurors whom the State struck, and the characteristics of the juror whom the State would have struck if it had not struck Juror 17.
It may be impossible to say whether a party would have exercised a challenge against the same juror even if the party had not been relying in part on characteristics that offend the constitution.
I hold that the mixed-motive analysis is inconsistent with the law of equal protection in jury selection. The uncontroverted fact is that the appellant was convicted of capital murder by a jury from which the State admits it sought to exclude men. The unquestioned law is that the exclusion of men, because they are men, violates the Equal Protection Clause of the Fourteenth Amendment to the Constitution. The law and the facts require a new trial. I respectfully dissent.
JOHNSON, J., filed a dissenting opinion.
I respectfully dissent. Batson sets out that the opponent of the strike must make a prima facie case of discrimination on the basis of a suspect class, the proponent must then justify the strike on a basis which is neutral as to a suspect class, and the opponent may then challenge the validity of the proponent‘s explanation. Finally, the trial court decides whether an improper strike has been proved. If we will now condone strikes which are partially motivated by improper discrimination, we must also demand a heightened level of scrutiny by the trial court. To fail to do so will, I fear, encourage explanations which appear to pass muster if not looked at too closely, but would rightly be found to be improper if examined under an appropriately higher level of scrutiny.
Raymond Levi COBB, Appellant, v. The STATE of Texas.
No. 72807.
Court of Criminal Appeals of Texas.
May 29, 2002.
Rehearing Denied Aug. 21, 2002.
