MEMORANDUM AND OPINION
This case arises out of medical care provided to a child in a hospital emergency room in February 2006. Wendy Guzman, individually and on behalf of her son, “T,” sued Memorial Hermann Hospital System, d.b.a. Memorial Hermann Southeast Hospital (“Memorial Hermann”) in November 2007. Guzman filed this suit in Texas state court, asserting a claim under the Emergency Medical Treatment and Active Labor Act, 42 U.S.C. § 1395dd (“EMTALA”), and Memorial Hermann timely removed on the basis of federal-question jurisdiction. Guzman amended her complaint to add state-law negligence claims against Memorial Hermann, Philip Haynes, M.D., Ph.D., Memorial Southeast Emergency Physicians, LLP (“MSEP”), and Emergency Consultants, Inc. (“ECI”).
Dr. Haynes was the emergency-room physician who saw T. at Memorial Hermann. Dr. Haynes was a partner in MSEP, a limited liability partnership of emergency-room physicians. MSEP is a Michigan LLP registered to do business in Texas. MSEP had a contract with Memorial Hermann to provide emergency-physician staffing to the hospital. ECI, a Michigan corporation with its principal place of business in Michigan, had an administrative services agreement with MSEP to provide administrative and support services. On December 17, 2008, this court granted ECI’s motion to dismiss for lack of personal jurisdiction. (Docket Entry No. 53).
Memorial Hermann has moved for summary judgment on Guzman’s EMTALA claims. (Docket Entry No. 95). Guzman responded, (Docket Entry No. 100), and moved for a continuance to conduct discovery under Rule 56(f). (Docket Entry No. 99). Memorial Hermann replied, (Docket Entry No. 103), Guzman filed a surreply, (Docket Entry No. 106), and Memorial Hermann filed a supplemental reply, (Docket Entry No. 108). Memorial Hermann also moved to strike the affidavit of Guzman’s expert witness, Dr. Stephen Hayden, M.D., (Docket Entry No. 104), and Guzman responded, (Docket Entry No. 107). After this court heard oral argument on the parties’ motions on May 28, 2009, Guzman filed a supplemental response, (Docket Entry No. 110), and Memorial Hermann filed a supplemental reply, (Docket Entry No. 113).
Based on a careful review of the motions, responses, and replies, the parties’ submissions, the arguments of counsel, and the applicable law, this court grants Memorial Hermann’s motion for partial summary judgment and grants in part and denies in part Memorial Hermann’s motion to strike. Guzman’s Rule 56(f) motion is
I. The Summary Judgment Evidence
A. Factual Background
On February 12, 2006, Guzman’s son “T,” then seven years old, was feeling ill. His parents took him to the emergency room at Memorial Hermann in Houston, Texas. They arrived at the hospital at 7:39 a.m. and were taken to the triage area at 7:42 a.m. Guzman reported that her son had vomited seven or eight times during the night and complained of nausea. Guzman also stated that the child had been running a fever, but that she had not recorded his temperature with a thermometer. The triage nurse recorded the child’s temperature as 98.1 degrees, his blood pressure as 110/67, and his heart rate as 145. Under Memorial Hermann policy, all pediatric patients with a heart rate above 140 are categorized as Emergent Level 2. The triage nurse, April Ganz, placed Guzman’s son in this category based solely on his elevated heart rate. Memorial Hermann policy required all patients categorized as Emergent Level 2 to be seen by a physician. In accordance with this policy, Nurse Ganz completed triage at 7:47 a.m. and took the child to an examination room to be seen by Dr. Haynes.
At 7:55 a.m., an emergency room nurse, Frank Blain, examined T., who complained of cough and generalized pain. (Docket Entry No. 95, Ex. A, at MHSE-0013). Guzman had given T. Motrin at 4:00 a.m. and Tylenol at 6:30 a.m. (Id.). Nurse Blain noted that the child’s respiratory effort was “even, unlabored, relaxed,” his respiratory pattern was “regular symmetrical,” and his breath sounds were “clear bilaterally.” (Id., at MHSE-0014).
At 8:00 a.m., Dr. Haynes began taking the child’s medical history in advance of performing a physical examination. (Id., at MHSE-0009, MHSE-0010). Dr. Haynes learned that the child had been coughing, vomiting, and complaining of nausea. Dr. Haynes then examined “T.” In his deposition, Dr. Haynes testified that the child was “clinically stable, his saturation on room air was normal. He had clear breath sounds bilaterally, had no retractions, was in no respiratory distress.” (Docket Entry No. 95, Ex. N, Deposition of Philip Haynes, M.D., at 24:4-7). At this point, Dr. Haynes believed that the child likely had a virus. At 8:34 a.m., Dr. Haynes ordered several laboratory tests, including a complete blood count (CBC). A CBC includes a white blood cell differential test, which examines and classifies 100 white blood cells. One of the classifications is a band count. A high band count indicates that a patient is fighting off infection.
At approximately 9:10 a.m., the CBC results were made available on the hospital’s computer, except for the white blood cell differential test results. The automated processor for the CBC had generated an abnormality flag, requiring a manual white blood cell differential test. That manual test was completed and the results available on the hospital’s computer system by 9:35 a.m., but Dr. Haynes did not see them that day. (Docket Entry No. 100, Ex. F, Deposition of Doug Mitchell, at 38:3-13).
Sometime between 8:30 and 10:00 a.m., Dr. Haynes checked back on T. to ask how he was doing and to make sure he was getting fluids and everything he needed. (Docket Entry No. 95, Ex. N, Deposition of Philip Haynes, M.D., at 79:4-18). Shortly before 10:00 a.m., Nurse Blain told Dr. Haynes that the Guzmans wanted to know their son’s lab values. Blain said that the family was interested in going home and wanted to know what the doctor planned. When Dr. Haynes had this con
At 10:13 a.m., Dr. Haynes diagnosed viral syndrome. Nurse Blain had recorded that at 9:58 a.m., T’s heart rate had decreased to 105-110. Dr. Haynes believed that the earlier elevated heart rate had been caused by an albuterol inhaler treatment or slight dehydration from vomiting. (Id., at 93:20-94:22). The emergency room staff had given T. a “fluid challenge by mouth to make sure that he was no longer vomiting.” (Id., at 23:21-24:9). Dr. Haynes believed that the improved heart rate was due to the IV fluids T. received in the emergency room. Dr. Haynes and the emergency room nurses believed that the child was stable during the entire time he was in the emergency room on February 12, 2006. Dr. Haynes testified that he made the decision to discharge, knowing that he had not seen the results of the white blood cell differential test, because he had examined T. and interviewed the family, found the child “clinically stable,” with an improved heart rate, no respiratory distress, “no longer hurting anywhere other than the place where his IV was,” and “the family wanted to go home.” (Id., at 23:17-24:14). Based on all that information “and on the lab information [he] had available to [him] at that time, [Dr. Haynes] felt [T.] was stable for discharge.” (Id., at 24:17-19). Because Dr. Haynes believed the child to be “stable for discharge,” (id. at 20:3-10), he was released from the hospital at approximately 10:15 a.m. The form Dr. Haynes completed to show the differential diagnosis 1 based on the child’s symptoms indicated diabetes, diabetic ketoacidosis, gastroenteritis, and “UTI,” or urinary tract infection. (Docket Entry No. 95, Ex. A, at MHSE-0010). Dr. Haynes testified in his deposition that the circle on the form around “UTI” was a mistake; he had meant to circle “URI,” or upper respiratory infection. (Docket Entry No. 95, Ex. N, Deposition of Philip Haynes, M.D., at 111:3-12). According to Dr. Haynes, the child’s symptoms were not consistent with a urinary tract infection. (Id., at 111:8-9). Dr. Haynes believed that T. had a virus that was mostly affecting the upper respiratory system but could have also been affecting the gastrointestinal system. (Id., at 111:16-24). Dr. Haynes told the Guzmans that their son’s condition should begin to improve within 24 hours but to return to the emergency room if he was not better.
Dr. Haynes did not see the white blood cell differential test results before discharging “T.” As a result, Dr. Haynes did not know that the band count was extremely high, indicating a bacterial infection. Dr. Haynes testified in his deposition that if he had seen the band count, he would have reevaluated the child, told the family members about the abnormal lab values, admitted the child to the hospital, ordered a blood culture, and spoken with his primary care physician about possibly giving the child antibiotics. (Id., at 24:20-25:23).
The Guzmans brought their son back to the Memorial Hermann emergency room
The child’s condition worsened while he was in the emergency room. At 11:15 a.m., he had a pulse of 148, a respiratory rate of 40, and a temperature of 101.2 degrees. At 11:23 a.m., Dr. Siddiqi ordered T. transferred to the pediatric intensive care unit at Memorial Hermann Children’s Hospital, where he could receive a higher level of care. Dr. Siddiqi also ordered antibiotics and fluids, which were administered to the child at 11:35 a.m. At 12:03 p.m., Dr. Siddiqi first suspected that the child might have sepsis, an inflammatory process that develops in response to infection but extends beyond the infection site to affect the whole body. Sepsis is characterized by an elevated heart rate, rapid breathing, abnormal body temperature, and decreased blood pressure. At 12:03 p.m., the child’s pulse was 148, blood pressure was 85/62, and respiratory rate was 48. Dr. Siddiqi testified in his deposition that the child’s drop in blood pressure and increase in respiratory rate from the previous readings caused him to suspect sepsis.
At 12:30 p.m., Memorial Hermann Children’s accepted the transfer request but indicated that a “Response in 30 min.” would not occur due to the “Extenuating Circumstance[ ]” of “Bed Control.” (Docket Entry No. 100, Ex. L). Dr. Siddiqi arranged for American Medical Response (“AMR”), an ambulance company, to transport T. to Memorial Hermann Children’s. At 1:00 p.m., the child’s pulse was 162, his respiratory rate was 62, and his temperature was 99.1 degrees. (Docket Entry No. 95, Ex. A, at MHSE-0043).
At 1:20 p.m., Dr. Siddiqi came to reevaluate the child and discuss the transfer process with the Guzmans. He also talked to them about the possible need for intubation. At 1:35 p.m., Dr. Siddiqi decided that T. needed to be intubated to protect his airway and respiratory system. Dr. Siddiqi “thoroughly explained [the] need for intubation to [the] patient’s parents [,] who verbalize[d] understanding.” (Docket Entry No. 95, Ex. A, at MHSE-0045). At 1:37 p.m., Dr. Siddiqi spoke with Dr. Erickson at Memorial Hermann Children’s Hospital. Dr. Erickson accepted the transfer request but told Dr. Siddiqi that he would first have to prepare a bed in the pediatric ICU.
{Id.,
at MHLF-006). Tammy McCrumb, R.N., the nurse attending “T,” testified in her deposition that this “usually means it will happen pretty quickly, within an hour.” (Docket Entry No. 95, Ex. O, Deposition of Tammy McCrumb, at 92:21-24). Dr. Erickson also told Dr. Siddiqi that he wanted the child to be transported by the Memorial Hermann Children’s pediatric transport team instead of by AMR. (Docket Entry No. 95, Ex. A, at MHLF-006). The pediatric transport team could provide a higher level of care during transport than a standard ambulance because the team included a pediatric critical care nurse, a respiratory therapist, a paramedic, and could include a physician. (Docket Entry No. 95, Ex. O, Deposition of Tammy McCrumb, at 93:13-18). Dr. Erickson explained that the pediatric team was currently en route to Beaumont, Texas to pick up another patient. (Docket Entry No. 95, Ex. A, at MHLF-006). Dr. Siddiqi was aware of
At 2:25 p.m., the transport team from AMR arrived. Nurse McCrumb testified in her deposition that no one had called AMR to cancel. Dr. Siddiqi called Dr. Erickson at Memorial Hermann Children’s. (Id., at MHSE-0040). Dr. Erickson reiterated that he wanted T. transported by the pediatric transport team, not AMR, and that there was still no available pediatric ICU bed. (Id.). At 3:15 p.m., Dr. Siddiqi went to the child’s bed to “discuss plan of care with patient’s parents and [the] delay of transfer due to Transport team picking up another patient in Beaumont before being able to pick patient up.” (Id., at MHSE-0046).
T. had a severe allergic reaction, called “malignant hypothermia,” to one of the medications used for the intubation. This allergic reaction caused his body temperature to increase significantly in a short period. At 3:32 p.m., Tammy McCrumb, R.N., recorded that T. had a temperature of 107.9 degrees. Nurse McCrumb tried to locate Dr. Siddiqi but learned that he had left the hospital around 3:30 p.m. because his shift had ended at 3:00 p.m. At 3:52 p.m., Nurse McCrumb notified Dr. David Nguyen, another emergency room physician, of the child’s elevated temperature. Dr. Nguyen examined T. and ordered cooling blankets and ice packs applied. This occurred at 4:00 p.m. By 4:05 p.m., the child’s temperature had reached 111.2 degrees. At 4:13 p.m., Dr. Nguyen and Dr. Erickson spoke by phone and both agreed that the child needed to be transported to Memorial Hermann Children’s via Life Flight helicopter. At 4:20 p.m., Dr. Nguyen finalized the arrangements for Life Flight to transport “T.” The Life Flight helicopter arrived at 4:45 p.m. T. was transported to Memorial Hermann Children’s Hospital, where he received immediate care and was hospitalized in the intensive care unit.
T. remained at Memorial Hermann Children’s Hospital for several weeks. He was diagnosed with septic shock, which caused organ injury. Although his condition improved, he still requires follow-up medical care and therapy.
Guzman’s EMTALA claims against Memorial Hermann include failing to provide T. an appropriate medical screening examination on February 12, 2006, failing to stabilize his condition before discharging him that day, and failing to provide an appropriate transfer on February 13, 2006. Guzman also asserts a state-law negligence claim against Memorial Hermann for failing to provide adequate procedures for reporting lab results and for recalling patients to the hospital when abnormal lab results are reported. 2
Guzman sought discovery of the medical records for all pediatric patients who came to Memorial Hermann’s emergency room with similar complaints and who were seen by Dr. Haynes between February 2005 and February 2006. Guzman asserted that these records were necessary to show disparate treatment to prove her EMTA
B. The Motion to Strike Portions of Dr. Hayden’s Affidavit
Memorial Hermann moved to strike portions of the affidavit of Dr. Stephen Hayden, Guzman’s expert witness. Memorial Hermann argues that many of Dr. Hayden’s opinions and conclusions are incompetent summary judgment evidence because they are not based on personal knowledge, in violation of Rule 56(e) of the Federal Rules of Civil Procedure. Memorial Hermann also argues that Dr. Hayden’s attempt to interpret the hospital’s written policies violates Federal Rule of Evidence 1002 because the best evidence of the content and meaning of a policy is the policy itself. And Memorial Hermann argues that Dr. Hayden’s opinion that certain hospital actions violated EMTALA are legal conclusions, outside the province of an expert witness. 3
Guzman responds that Dr. Hayden is an expert witness and his opinions need not be based on personal knowledge, but can be based on his review of the medical records, documents, and depositions in this case. Guzman argues that the affidavit does not violate the best evidence rule because Dr. Hayden is not testifying about the content of Memorial Hermann’s policies but instead about what they mean and how they apply to this case. Guzman argues that Dr. Hayden’s opinion that Memorial Hermann violated EMTALA is permitted under the Federal Rules of Evidence.
Memorial Hermann’s objection that Dr. Hayden lacks personal knowledge of the hospital’s policies is unpersuasive. “Unlike an ordinary witness, an expert is permitted wide latitude to offer opinions, including those that are not based on firsthand knowledge or observation.”
Daubert v. Merrell Dow Pharms., Inc.,
Nor does Dr. Hayden’s affidavit violate Federal Rule of Evidence 1002. Under that rule, “[t]o prove the content of a writing, recording, or photograph, the original writing, recording, or photograph is required, except as otherwise provided in these rules or by Act of Congress.” Fed.R.Evid. 1002. The best evidence rule does not apply to evidence not offered to prove the contents of a writing.
See, e.g., Harris Corp. v. Ericsson, Inc.,
Finally, Memorial Hermann’s objection to Dr. Hayden’s opinions about whether T. had an emergency medical condition and whether he was stable in the emergency room on the basis that they go to “ultimate issues” is unpersuasive, but the objection to the opinion that EMTALA was violated is valid. “It is well established that Fed.R.Evid. 704 permits a witness to express an opinion as to an ultimate issue that must be decided by the trier of fact.”
See United States v. Gold,
II. The Applicable Legal Standards
A. Summary Judgment
Summary judgment is appropriate if no genuine issue of material fact exists and the moving party is entitled to judgment as a matter of law. Fed. R. Civ. P. 56(c). “The movant bears the burden of identifying those portions of the record it believes demonstrate the absence of a genuine issue of material fact.”
Triple Tee Golf, Inc. v. Nike, Inc.,
If the burden of proof at trial lies with the nonmoving party, the movant may satisfy its initial burden by “ ‘showing’ — that is, pointing out to the district court — that there is an absence of evidence to support the nonmoving party’s case.”
See Celotex,
When the moving party has met its Rule 56(c) burden, the nonmoving party cannot survive a summary judgment motion by resting on the mere allegations of its pleadings. The nonmovant must identify specific evidence in the record and articulate how that evidence supports that party’s claim.
Baranowski v. Hart,
Rule 56(f) authorizes a district court to order a continuance to permit additional discovery if the nonmovant shows that she “cannot for reasons stated present by affidavit facts necessary to justify the party’s opposition.”
Adams v. Travelers Indem. Co. of Conn.,
B. EMTALA
Congress enacted EMTALA “to prevent ‘patient dumping,’ which is the practice of refusing to treat patients who are unable to pay.”
Marshall v. East Carroll Parish Hosp.,
EMTALA establishes neither a federal medical malpractice cause of action nor a nationalized standard of medical care.
Marshall,
The three potential EMTALA causes of action against Memorial Hermann in this case are for failing to perform an appropriate medical screening examination, failing to stabilize an emergency medical condition before transfer or discharge, and failing to conduct an appropriate transfer. An EMTALA plaintiff is not required to prove an improper or nonmedical motive for a hospital’s decisions or actions, such as the plaintiffs indigence, inability to pay, or lack of insurance. “The language of subsection 1395dd(a) simply refers to ‘any individual’ who presents to the emergency room.”
Power v. Arlington
III. Analysis
In the second amended complaint, Guzman alleged that Memorial Hermann committed three EMTALA violations: failing to provide an “appropriate medical screening examination” on February 12, 2006 when her son was examined by Dr. Haynes; failing to stabilize the child’s emergency medical condition before discharging him that day; and failing to effect an appropriate transfer on February 13, 2006. Memorial Hermann has moved for summary judgment on all three EMTALA claims. Each is analyzed below.
A. The “Appropriate Medical Screening” Claim: The First Visit to the Emergency Room
EMTALA does not define “appropriate medical screening examination” other than to state that its purpose is to identify an emergency medical condition.
4
EMTALA does not require hospitals to provide identical screening to patients presenting with different symptoms and does not require hospitals to provide screenings that are beyond their capabilities.
Baker v. Adventist Health, Inc.,
Courts have held that the test for satisfying the requirement of uniform treatment is whether the “challenged pro-
In the second amended complaint, Guzman alleged that Memorial Hermann failed to provide an appropriate medical screening because Dr. Haynes, the treating physician, failed to review all laboratory information and failed to rule out a bacterial infection or administer antibiotics before discharging “T.” (Docket Entry No. 90). Guzman alleged that the medical screening constituted disparate treatment because Dr. Haynes failed to follow the nauseá/vomiting protocol set out in Memorial Hermann’s Emergency Center Triage Guidelines, which required initiating a fever protocol and a saline lock, as well as performing a CBC,- BMP, and urinalysis. (Id.). Guzman also alleged that Memorial Hermann violated EMTALA’s screening requirement because Dr. Haynes failed to follow Memorial Hermann’s “monitoring, reassessment, and documentation” policies as well as its aftercare and follow-up policy. (Id.).
1. A Screening Reasonably Calculated to Determine the Existence of an Emergency Medical Condition
Guzman argues that the summary judgment evidence shows that the medical screening examination Dr. Haynes ordered and that Memorial Hermann staff performed in this case was not completed and therefore not reasonably calculated to determine the existence of an emergency medical condition. According to Guzman, the examination was not completed because Dr. Haynes did not see the white blood cell differential test results before deciding to discharge T. and, as a result, could not and did not rule out a bacterial infection. Guzman cites
Battle v. Memorial Hospital at Gulfport,
In determining whether a screening examination is appropriate under EMTALA, the touchstone is “whether, as § 1395dd(a) dictates, the procedure is designed to identify an ‘emergency medical condition’ that is manifested by ‘acute’ and ‘severe’ symptoms.”
Jackson v. East Bay Hospital,
It is undisputed that T. was taken to triage within a few minutes after he arrived at the Memorial Hermann emergency room hospital complaining chiefly of fever and vomiting. Nurse Ganz noted his complaints and the fact that his parents had given him Tylenol and Motrin. She took the child’s temperature and heart rate and determined that he was afebrile with a heart rate of 145. Nurse Ganz recorded that the child appeared distressed and uncomfortable, that his breath sounds were clear bilaterally and that his abdomen was soft and not tender. Based on his elevated heart rate, the child was categorized as Emergent Level 2 and taken to an examination room to be seen by a physician.
Nurse Blain further assessed the child’s condition in the examination room. He noted that Guzman’s son complained of generalized pain and cough. Nurse Blain’s evaluation notes continue:
Appears uncomfortable, well developed, well nourished, well groomed. Behavior is anxious, appropriate for age, cooperative, crying. Neuro: Level of consciousness is awake, alert, obeys commands.Oriented to person, place, time. EENT: Tympanic membrane clear on right ear and left ear. Ear canal clear on right ear and left ear. Oral mucosa is moist. Good dentition noted. Throat is clear. Cardiovascular: Capillary refill < 3 seconds. Hear tones SI S2. Edema is absent. Pulses are all present. Rhythm is regular sinus tachycardia Chest pain is denied. Respiratory: Respiratory effort is even, unlabored, relaxed. Respiratory pattern is regular symmetrical. Airway is patent. Sputum is non verbalized. Breath sounds are clear bilaterally. GI: Abdomen is flat, Non-distended. Bowel sounds present x 4 quads. GU: No deficits noted. Derm: No deficits noted. Musculoskeletal: No deficits noted. Injury description: atraumatic.
(Docket Entry No. 95, Ex. A, at MHSE0013-0014).
After Nurse Blain’s evaluation, Dr. Haynes arrived. He interviewed T. and his parents about the complaints and took a medical history. He conducted a thorough physical examination and concluded that the child was clinically stable and likely had some type of virus. Dr. Haynes ordered a CBC and a basic metabolic panel, which were done. He also ordered that the child be given fluids through an IV. At 9:58 a.m., the child’s heart rate had decreased to 105-110. Dr. Haynes looked at the CBC results, but at that time, according to Dr. Haynes, the white blood cell differential results were not posted on the computer system with the other results. Dr. Haynes then returned to reevaluate the child’s condition. He determined that the child was no longer in pain or dehydrated, his heart rate had gone down, he was not in respiratory distress, and he felt comfortable going home. Based on all this information collected at the hospital between 7:45 a.m. and 10:15 a.m., Dr. Haynes concluded that T. was stable for discharge.
The undisputed facts in the record show that two nurses and one doctor examined T. and assessed his physical condition. They inquired about his symptoms, took a medical history, physically examined him, ordered a CBC, reviewed all the results except the white blood manual differential, and provided treatment. The case law makes it clear that such a screening examination is reasonably calculated to identify the existence of an emergency medical condition, even if the examination does not accurately reveal the patient’s actual medical condition. In
Hoffman v. Tonnemacher,
The examination T. received was more thorough than the examination the patient received in
Hoffman,
who, like T., was misdiagnosed with a viral infection when he was suffering with a bacterial infection that escaped detection. Unlike that patient, however, T. received a CBC. Despite the absence of the tests that T. received, which the plaintiffs expert in
Hoffman
argued were essential to an adequate screening examination, the court in
Hoffman
found no EMTALA violation, as a matter of law. The screening examination T. received was not so cursory that it constituted no screening whatsoever. The facts of this case do not show a screening procedure so woefully inadequate as to amount to a “failure to treat.”
See Gatewood,
Guzman’s reliance on
Battle
and
Hoffman
is misplaced. In those cases, the hospital’s screening policies and procedures expressly required the medical staff to “rule out” a bacterial infection, and the staff failed to do so.
See Battle,
Contrary to Guzman’s argument, the Fifth Circuit in
Battle
did not implicitly reject the rule from
Vickers
and
Summers
that the doctor’s actual diagnosis is taken as a given. The hospital policy at issue in
Battle
stated that infants were usually hospitalized if a definitive source of their fever or infection was not determined. 228 F.3d
Moreover, the Fifth Circuit in
Battle
relied on its previous opinion in
Marshall v. East Carroll Parish Hosp. Serv. Dist.,
Therefore, a treating physician’s failure to appreciate the extent of the patient’s injury or illness, as well as a subsequent failure to order an additional diagnostic procedure, may constitute negligence or malpractice, but cannot support an EMTALA claim for inappropriate screening. See Summers,91 F.3d at 1138-39 (“ ‘faulty’ screening ... does not come within EMTALA”); Vickers, 78 F.3d at 143-44 (citation omitted) (EMTALA “does not impose any duty on a hospital requiring that the screening result in a correct diagnosis”).
Most of the courts that have interpreted the phrase have defined it as a screening examination that the hospital would have offered to any other patient in a similar condition with similar symptoms. See Summers,91 F.3d at 1138 (“An inappropriate screening examination is one that has a disparate impact on the plaintiff’); Vickers, 78 F.3d at 144 (emphasis in original) (“EMTALA is implicated only when individuals who are perceived to have the same medical condition receive disparate treatment”); ....
Marshall,
In the present case, there is no conflicting evidence as to what the actual diagnosis of viral syndrome meant or as to whether the diagnosis resulted from a failure to follow any Memorial Hermann policy. There is no conflict between Dr. Haynes’s diagnosis of viral syndrome and the fact that he did not see the band count before discharging “T.” Battle provides no support for Guzman’s argument that there is a disputed fact issue material to determining the reason for Dr. Haynes’s diagnosis of viral syndrome before he saw the results of the white blood cell differential test.
The facts of this case are similar to those in
Summers,
As in Summers, the hospital physician’s failure to view the white blood cell differential test results that were part of the CBC before reaching a diagnosis of viral syndrome and deciding to discharge the patient is a negligence claim. Whether Dr. Haynes exercised his medical judgment and decided not to wait for the test results because he felt the child was stable for discharge or whether he simply forgot to look to see if the differential test results had been posted before discharging the child is irrelevant to whether the failure to read these results amounts to an EMTALA claim. The fact that Dr. Haynes did not see the results is important to the Guzman’s negligence claim and the reasons he gave for the failure are relevant to the medical malpractice claim, but do not allege or create a fact issue as to whether there was a failure to provide an “appropriate medical screening” under EMTALA.
Dr. Hayden’s opinion that T. did not receive an appropriate medical screening examination does not raise a fact issue precluding summary judgment dismissing this EMTALA claim. Dr. Hayden stated that, in his opinion, “the hospital cannot provide such an examination if the appropriate test, although ordered, is not seen and reviewed by the emergency physician.” (Docket Entry No. 100, Ex. J). According to Dr. Hayden, if Dr. Haynes had seen the results of the white blood cell differential test, he would have ordered “further workup,” which “would have, in all reasonable probability, resulted in a diagnosis of pneumonia, prompt treatment with antibiotics, and avoided the sepsis completely.” (Id). Dr. Hayden also opined that “the minimum ‘appropriate’ medical screening examination should have included a chest x-ray and a urinalysis, and therefore the exam given by Memorial Hermann Southeast was not an appropriate medical screening examination.” (Id). Additionally, in Dr. Hayden’s opinion “a urinalysis is an essential component of medical screening in a patient like TG, and the failure to perform the urinalysis is not a minor omission.” (Id).
Dr. Hayden opines as to what Dr. Haynes and Memorial Hermann should have done to provide treatment that met the reasonable standard of medical care. Dr. Hayden equates the applicable standard of care with an appropriate medical screening examination. Evidence of what a hospital’s screening procedure should be, while relevant to a malpractice claim, is not relevant to Guzman’s claim under EMTALA. “It is not enough to proffer expert testimony as to what treatment should have been provided to a patient in the plaintiffs position.”
Reynolds v. Maine-General Health,
2. Memorial Hermann’s Screening Policy
a. The “Triage Guidelines”
The summary judgment evidence includes a document titled “Memorial Hermann Hospital System: Emergency Center Triage Guidelines.” (Docket Entry No. 95, Ex. G)' (“Triage Guidelines”). These guidelines were “developed to expedite patient flow.” (Id.). They “assist the staff in ordering appropriate studies which expedites evaluation by the physician or physician extender.” (Id.). The Triage Guidelines specify certain tests or measures for the staff to take before the patient is seen by a physician. The Guidelines only apply to what hospital staff should do before a physician sees a patient. Under the- category “Vomiting/Diarrhea: Pediatric (2 Months to 18 yr),” the Guidelines call for, among other things, “a saline lock, a CBC, and a urinalysis if there have been 3 or more episodes of vomiting or if urinary tract infection symptoms are present.” (Id.). The pediatric fever protocol calls for administration of Tylenol and Motrin. (Id.).
In the second amended complaint, Guzman alleged that Memorial Hermann failed to provide T. an appropriate screening examination under EMTALA because “not having the results of the CBC reviewed by a physician, ... not instituting the fever protocol, and ... not performing a voided urinalysis,” violated the Triage Guidelines. (Docket Entry No. 90, at 7). Memorial Hermann argues that Guzman cannot rely on any deviation from the Triage Guidelines because they do not apply in this case. Memorial Hermann admits that the Guidelines were in effect and stored at the triage nurse’s desk in February 2006, but denies that they constitute a medical screening policy. Memorial Hermann asserts that the Triage Guidelines cannot be a “screening policy” under EMTALA because they only apply to what staff does when there is a delay before the patient sees a physician. According to Memorial Hermann, T. saw Dr. Haynes promptly on February 12, 2006. Staff did not need to rely on the Triage Guidelines because there was no delay, and the Guidelines did not apply to a physician such as Dr’ Haynes. Memorial Herman argues that because the Triage Guidelines did not apply to this case, any deviation from them is not a failure to provide an appropriate medical screening under EMTALA.
Guzman argues that the record raises a fact issue as to whether the Triage Guidelines are in fact Memorial Hermann’s medical screening policy. Guzman cites
Battle,
In
Battle,
the plaintiffs claimed that the hospital violated EMTALA by breaching a “Nursing Care Standard” that was the hospital’s medical screening policy. The Standard stated: “ ‘[i]nfants and elderly are usually hospitalized if no definitive source for fever/infection’ is determined.”
In the present case, unlike Battle, Memorial Hermann’s explanation for why the Triage Guidelines were not followed in this case does not create a fact issue precluding summary judgment. Nothing in the nursing protocol in Battle indicated that it did not apply to the screening of the plaintiffs’ infant. By contrast, the Triage Guidelines in this case clearly do not apply to the screening examination Dr. Haynes performed on T. The Guidelines state as follows:
These guidelines have been developed to assist in patient flow. These orders are substantiated based on the patient’s chief complaint and the documented nursing assessment. They are meant to assist the staff in ordering appropriate studies which expedites evaluation by the physician or physician extender. The patient is to be brought directly to a room if one is available. They are not intended to delay physician evaluation. Triage guidelines may be initiated by the appropriate provider in the triage area or by the nurse assigned to the patient room if the patient is brought directly back. These protocols should not in any way delay the physician or physician extender evaluation, not to be interpreted as a standard of care.In the event that a patient leaves pri- or to evaluation by the practitioner, the nursing staff must present all triaged labs, EKGs, and/or X-rays to the attending ED physician.
(Docket Entry No. 95, Ex. G, at MHSETG-0287).
On their face, these Triage Guidelines only apply before a physician’s examination is conducted. They allow a nurse to initiate medication and testing, including laboratory testing, appropriate for the patient’s symptoms and chief complaints, before a physician examines the patient. Nurse McCrumb testified in her deposition that a triage nurse can decide to initiate these protocols “based on that nurse’s clinical judgment.” (Docket Entry No. 95, Ex. 0, Deposition of Tammy McCrumb, R.N., at 45:1-11). She testified that the protocols were initiated at Memorial Hermann primarily for patients complaining of abdominal pain or shortness of breath, stroke patients, and pregnant patients with vaginal bleeding, for whom any delay at all may be critical.
(Id.,
at 45:20-24). The steps under the Triage Guidelines are to be taken
before
a patient is evaluated by a physician or physician extender, to assist in “patient flow,” and to expedite the physician’s evaluation when it occurs. The Guidelines on their face do not apply when the patient sees a doctor promptly on arrival at the emergency room or after the patient is examined by a physician.
See Fraticelli-Torres v. Hospital Hermanos,
It is undisputed that Guzman’s son arrived in triage at 7:42 a.m. and that the triage assessment was completed at 7:47 a.m. At that point, the child was taken to an examination room and examined by Nurse Blain at 7:55 a.m. Dr. Haynes began his examination of Guzman’s son at 8:00 a.m. There was no delay before T. saw the doctor. Neither the triage nurse, April Ganz, R.N., nor Nurse Blain initiated any tests or protocols under the Triage Guidelines. Based on the undisputed evidence in the record, the Triage Guidelines did not apply to the screening examination of T. There is no disputed fact issue material to determining why the Guidelines were not followed or whether the failure to do so made the medical screening T. received inappropriate under EMTALA.
Not only is there a difference between the protocol at issue in Battle and the Triage Guidelines present in this case, there are also important differences between the evidence in Battle and in the present case. The court in Battle cited conflicting evidence about the hospital’s explanation for its failure to follow the nursing protocol as a basis for reversing the directed verdict. The hospital asserted that a definitive source of the child’s fever and infection had been determined, but the court found that the evidence as to the diagnoses — pneumonia, an ear infection, and febrile seizures — did not as a matter of law establish a source for the fever and infection. In addition, the court noted the evidence that the patient was “[bjlack, poor, uninsured, and presented at the emergency room during the Christmas holidays.” Summary judgment was not appropriate based on all of this evidence. There is no comparable evidence in the present case. Memorial Hermann’s explanation for why the Triage Guidelines do not apply does not conflict with other evidence in the record and does not require a credibility determination. There is no evidence suggesting an improper motive for the medical screening T. received.
Summary judgment is granted on Guzman’s EMTALA screening claim based on
b. The “Medical Screening Criteria”
EMTALA requires that a hospital develop a policy that is “reasonably calculated to identify critical medical conditions that may be afflicting symptomatic patients and provides that level of screening uniformly to all those who present substantially similar complaints.”
Correa,
The screening examination described in the document consists of an assessment of the patient’s chief complaint, medical history, vital signs, mental status, skin, and ability to walk, and a physical exam of the appropriate organ system and the patient’s general appearance. (Docket Entry No. 95, Ex. C). For example, patients who complain of an earache will have their ears examined; patients who complain of a sore throat will have their throat examined. (Id.). This document does not include a symptom-specific set of directions that requires specific laboratory or other tests or specific medical procedures to be performed for all patients presenting with certain symptoms. Memorial Hermann denies that it has a symptom-specific medical screening examination policy. (Docket Entry No. 95, Ex. K, Deposition of Tom Flanagan, at 95:2-9). Memorial Hermann argues that EMTALA does not require such a symptom-specific policy; Guzman argues that EMTALA does impose such a requirement and that this requirement preempts any state-law restrictions on corporate practice of medicine.
Guzman cites
Matter of Baby K,
Contrary to Guzman’s argument, EMTALA does not require hospitals to impose detailed or symptom-specific screening-exam protocols or procedures on its physicians. A hospital may choose to tailor its medical screening examination policy to specific types of symptoms or patients, but a hospital is not required to do so. Instead, the cases make clear that a general screening policy is sufficient under EMTALA.
See, e.g., Baber v. Hospital Corp. of America,
Guzman cites
Power v. Arlington Hospital Association,
The cases show that EMTALA requires a hospital to develop a policy or procedures for medical screening examinations, but leaves it to the hospital to decide whether to adopt a detailed or broad approach, a symptom-specific or general approach. EMTALA does require that whether the hospital adopts a general or a symptom-specific approach, it must be consistently applied. If a hospital chooses to have substantive, detailed protocols, it must administer the content of those protocols uniformly. If a hospital chooses not to have substantive protocols but rather a general screening policy that leaves the detailed content of an examination to the medical judgment of a physician, the hospital must follow that general policy for all patients.
Memorial Hermann’s Medical Screening Criteria do not contain specific protocols applicable to physicians on the hospital staff. This does not, however, mean that the Criteria are inapplicable to this case, as Guzman argues. Guzman argues that T. was not examined by a physician assistant or nurse practitioner and that the
The summary judgment evidence shows that Memorial Hermann’s screening policy and procedure applies to all patients who present to the emergency room. Although T. was promptly seen by Dr. Haynes, he was also seen by the triage nurse and by other medical staff, before and after the physician examination. The Medical Screening Criteria applied to “T.” The summary judgment evidence also shows that T. received the type of examination called for under the Medical Screening Criteria: an initial assessment by the triage and other staff of the patient’s chief complaint, medical history, vital signs, mental status, skin, and ability to walk, and a physical exam of the appropriate organ system and the patient’s general appearance. Consistent with the Criteria, Dr. Haynes ordered the tests that were administered as well as the IV fluids.
Guzman argues that Flanagan testified in his deposition that the Medical Screening Criteria document is not Memorial Hermann’s “medical screen.” Guzman argues that because the Medical Screening Criteria are not Memorial Hermann’s policy for medical screening examinations conducted by physicians, Memorial Hermann does not have a screening policy and is therefore in violation of EMTALA. Guzman has taken Flanagan’s deposition testimony out of context. Flanagan testified that he did not want someone to get the impression that the Medical Screening Criteria was the “end all and be all in itself.” (Docket Entry No. 100, Ex. I, Deposition of Tom Flanagan, at 84:8-9). Flanagan did not testify that the Medical Screening Criteria document is not Memorial Hermann’s policy for how to screen patients to determine the existence of an emergency medical condition. He testified that these are criteria Memorial Hermann developed to help medical providers “get to the point of making decisions” about the existence of an emergency medical condition. (Id., at 84:10-13). Flanagan explained:
Medical screening is not a — a recipe cookbook in the emergency department at all. Medical screen is based upon multiple, multiple factors, all related to the patient in front of you. And based upon your education, your experience, your expertise, there is many more — that’s how these decisions are made. It’s not just every patient that comes in with a cough we will do this, this, this and this and this, and if that’s all negative, then they can go home. No. It’s all — it’s based upon experience, education, training, age, maturity.
(Id., at 86:24-87:10). In Flanagan’s testimony, he made a distinction between the content of the Medical Screening Criteria and the actual screening examination performed by a physician. The Criteria contain detailed requirements for staff to perform “screening in and out” and describe an appropriate medical screening examination in general terms, while allowing physicians to exercise their independent medical judgment in deciding what tests or procedures should be used to determine whether a patient has an emergency condition and what it is. As the court in
Baber
recognized, any EMTALA screening procedure “necessarily requires the exercise
c. A General Screening Policy
Even assuming that the written “Medical Screening Criteria” document is not Memorial Hermann’s screening policy or procedure, that does not provide evidence of, or create a fact issue as to, an EMTALA violation. The record contains undisputed evidence as to the general policy Memorial Hermann required its staff to follow in screening emergency room patients. The case law shows that EMTALA permits a hospital to have a general, as opposed to a symptom-specific, screening policy or procedure. The case law also permits a hospital to have a policy or procedure that is not written.
See, e.g., Nolen v. Boca Raton Community Hospital, Inc.,
A hospital is not required to have a policy or procedure that directs doctors on the content of the screening examinations they perform. A general screening policy or procedure is sufficient if it is reasonably calculated to determine the existence of an emergency condition. Courts have recognized that such general screening policies and procedures are valid under EMTALA. In
Richmond v. Community Hosp. of Roanoke Valley,
Similarly, in
Hutchinson v. Greater Southeast Community Hospital,
In the present case, Flanagan testified in his deposition about Memorial Hermann’s general screening policy:
[T]he patient comes into the ER and presents. And the first place they go to is what we call triage. Triage is to sort patients based upon — to sort for acuity based upon their chief complaint. The ... nurse at triage gets vital signs ... [and the patient receives] clinical assessment by a nurse. Based upon that information, then the patient is then categorized into one of three categories.... No emergent ... condition exists, okay? And so they go to the [qualified medical provider] for medical screen evaluation and referral. Two, yes, or possible may have an EMC, emergency medical condition.... So they go to a bed. In the E.D. for M.D. screening, just like here, and evaluation and treatment. Or the triage nurse can determine absolutely without a doubt there is an EMC, so they also will go to a bed for the M.D. to continue to screen. And the exam, the medical screening exam, and treatment.
(Docket Entry No. 95, Ex. K, Deposition of Tom Flanagan, at 19:19-20:13). Flanagan testified that this general screening policy applied to Memorial Hermann’s emergency room patients.
{Id.,
at 93-94). He testified that all patients are “screened in or ... screened out based on the triage
3. Disparate or Consistent Treatment
a. Dr. Haynes’s failure to review all the lab test results and either rule out a bacterial infection or prescribe antibiotics
Guzman alleges that Memorial Hermann failed to provide an appropriate medical screening because before the treating physician decided on discharge, he failed to review all the laboratory test results and failed to rule out a bacterial infection or administer antibiotics. These allegations, and the summary judgment evidence as to the tests ordered, the results reviewed, and the discharge decision, do not give rise to a fact issue as to whether T. received disparate treatment that violated EMTALA. There is no evidence in the summary judgment record that Memorial Hermann’s screening policy required that before one of its emergency room physicians discharges a patient who presented with a fever and other symptoms similar to T.’s, the physician must order certain lab tests, review all the results, and rule out a bacterial infection or administer antibiotics, either under the Medical Screening Criteria or the general policy. Nor is there summary judgment evidence that the medical screening examination T. received differed from the type of screening examination generally provided.
An emergency room physician is only “required by EMTALA to screen and treat the patient for those conditions the physician perceives the patient to have.”
Hunt v. Lincoln Cty. Memorial Hasp.,
The allegations and evidence may give rise to liability for negligence for Dr. Haynes’s failure to follow up on the white blood cell differential test result. But there is, as a matter of law, no reasonable basis for a factfinder to impose liability under EMTALA on Memorial Hermann for Dr. Haynes’s failures to review that test result and either rule out a bacterial infection, or prescribe antibiotics to “T.”
It is undisputed that T. received an assessment of his chief complaints, medical history, vital signs, mental status, and skin, as well as an examination of his gastrointestinal system and his general appearance. It is also undisputed that after triage, T. saw a physician, who did a more thorough examination, ordered IV fluids, and ordered lab tests. The undisputed evidence shows that T. received the type of screening examination required by the Memorial Hermann Medical Screening Criteria and the policy Flanagan described.
The evidence in the record showed that as soon as T. came to the emergency room, he was seen by the triage personnel. T. was initially assessed by Nurse Ganz as Emergent Level 2 based on the elevated heart rate. T. was “screened in” as potentially having an emergency medical condition. Nurse Ganz took T. to an examination room, where Nurse Blain further assessed the child’s condition and determined that he was clinically stable and had no respiratory issues. Dr. Haynes then interviewed T. and his parents about his chief complaints and took a medical history. Dr. Haynes conducted a physical examination and ordered IV fluids and lab tests. Dr. Haynes concluded that the child likely suffered from viral syndrome. After reevaluating the child and determining that he was still clinically stable, Dr. Haynes determined that no emergency medical condition existed and decided to discharge him. There is no evidence that T. received a screening examination that was different from what was required under the Medical Screening Criteria or the general screening policy.
c. The aftercare and follow-up policy
Memorial Hermann argues that aftercare and follow-up are different from screening and that its aftercare and followup policy is not part of its screening examination policy. On its face, the aftercare and follow-up policy applies when “the physician determines a need for change in follow up care and treatment in regards to final diagnostic results (to include culture and x-ray reports) after the patient has been discharged.” (Docket Entry No. 95, Ex H, at MHSE-TG-0303). According to Memorial Hermann and the deposition testimony of Nurses Ganz and McCrumb, this policy only applies to lab results that the hospital knows will not be ready before the patient is discharged, such as blood or urine cultures. (Docket Entry No. 95, at 21-22). Memorial Hermann asserts that its aftercare and follow-up policy is not part of the policy for screening examinations that are required to identify an emergency medical condition so that the patient can be treated or stabilized before discharge or transfer to another hospital.
Guzman responds that Dr. Hayden’s opinions preclude summary judgment on the allegation that Dr. Haynes’s failure to follow-up on the white blood cell differential count violated EMTALA. Dr. Hayden stated in his affidavit that Dr. Haynes “should have initiated” a follow-up form and his failure to do so was a “deviation from Memorial Hermann policies and procedures.” (Docket Entry No. 100, Ex. J).
The summary judgment evidence and the case law show that, as a matter of law, Dr. Haynes’s failure to follow-up on the white blood cell differential lab result after T. was discharged did not violate the hospital’s screening examination policy and therefore violated EMTALA. The aftercare and follow-up policy is not an EMTALA screening policy. The evidence shows that the aftercare and follow-up policy applies when a physician knows that she needs to review test results that are not going to be available until some time after the patient’s discharge and determines to
The evidence in this case is that Dr. Haynes did not review the white blood cell differential test result, even though it was available before T. was discharged, and did not make any change in the follow-up care. The evidence does not give rise to a fact issue as to a violation of an EMTALA screening examination policy. Dr. Hayden’s opinion that Dr. Haynes “should have initiated” follow-up care faults Dr. Haynes for failing to initiate aftercare and follow-up procedures, failing to review the last part of the CBC test results to be analyzed and posted on the hospital computer system, and for failing to make the determination that T. required additional treatment. These opinions criticize Dr. Haynes for breaching the applicable standard of care. Although Dr. Hayden testified that in his opinion, Dr. Haynes’s failure violated Memorial Hermann’s aftercare and follow-up policy, nothing in that policy requires a physician to make a follow-up determination based on additional lab results that the doctor knows will not be available for some time after the discharge decision is made. To the contrary, the policy states “when” a physician makes this determination, the physician must initiate the form. The policy does not cover a medical screening examination under EMTALA.
Summary judgment is granted on this asserted basis for an EMTALA violation.
d. Documentation and vital signs
Guzman argues that the screening her son received was not appropriate under EMTALA because Memorial Hermann’s emergency room staff failed to take and document T.’s vital signs every two hours. The summary judgment evidence shows that Memorial Hermann’s policy required that a patient’s vital signs be taken every two hours. Guzman cites
Romo v. Union Memorial Hosp., Inc.,
Memorial Hermann responds that the alleged failures to follow its “monitoring, reassessment, and documentation” policies were all de minimis violations of the screening policy that were not material to determining the existence of an emergency medical condition. Memorial Hermann contends that EMTALA requires such a substantial deviation from a hospital’s policies as to make the screening examination provided so cursory that it amounts to no screening at all. Memorial Hermann asserts that the only written guideline it has on taking patients’ vital signs is a general policy, not specific to the emergency room, that requires reassessment of vital signs every four hours.
Nurse McCrumb testified that, in practice, the emergency room “guidelines are roughly every two hours for vital signs to be taken.” (Docket Entry No. 95, Ex. O, Deposition of Tammy McCrumb, at 32:19-22). Nurse McCrumb testified that although the written guidelines call for rechecking and documenting vital signs within one hour before discharge, this does not always happen because some nurses only document certain vital signs, depending on the patient’s chief complaint. (Id., at 35:4-25). Memorial Hermann argues that there was no material deviation from the guidelines, emphasizing the undisputed evidence that when T. was triaged at 7:45, his vital signs were taken, and that he was discharged at 10:15 a.m., after two and one-half hours in the emergency room. During the time T. was in the emergency room, his heart rate — the only abnormal vital sign when he was initially seen — was reassessed at 9:58 a.m., within one hour before discharge. Temperature and blood pressure were not retaken within one hour before discharge. Memorial Hermann argues that the monitoring and documentation of T.’s vital signs met the EMTALA requirements for an appropriate screening examination.
The fact that T.’s vital sign reassessments were not documented is not, as a matter of law, an EMTALA violation. EMTALA does not require any particular documentation of the screening examination. Deviance from the documentation required in a hospital’s screening policy does not, by itself, give rise to a cause of action under the statute.
Hutchinson v. Greater S.E. Comm. Hosp.,
With respect to the taking of vital signs, only a substantial deviation from a hospital’s medical screening policy can violate EMTALA. In
Kilroy v. Star Valley Medical Center,
The facts in
Correa v. Hospital San Francisco,
Some courts have held that a hospital’s failure to follow its policy for checking and documenting vital signs is not a minor violation if the vital signs would be helpful to determining the existence of an emergency medical condition. In
Bode v. Parkview Health System, Inc.,
Other courts have held that a emergency room staffs failure to follow the hospital’s policy for checking and documenting vital signs is a minor violation when the failure did not affect the treatment or diagnosis given or the hospital’s ability to detect an emergency medical condition.
See Sanchez Rivera v. Doctors Center Hosp., Inc.,
The undisputed evidence in the summary judgment record shows that, as a matter of law, the failure to recheek T.’s temperature within an hour of discharge was not a substantial violation of Memorial Hermann’s vital-sign policy. The evidence shows that a temperature reassessment within one hour of discharge — which would have satisfied both the “every two hours” rule and the “one hour before discharge” rule due to the short period T. spent in the hospital — would not have alerted Dr. Haynes that T. had an emergency medical condition requiring immediate attention. T. did not have an elevated temperature when he presented to the emergency room. Guzman and Dr. Hayden assert that his temperature was being controlled by Tylenol and Motrin and that it was important to check the temperature after those medications wore off. But there is no evidence in the record that T. exhibited any signs of a fever during his time in the emergency room, including within one hour of discharge. Neither the child nor his parents complained that he felt feverish. Nurse Blain reassessed and reexamined the child at 9:58 a.m. Dr. Haynes visited the child and reevaluated his condition shortly thereafter. All these encounters showed that the child was clinically stable. If the' child’s temperature was significantly elevated, that would have been evident during one of these encounters without the need for a thermometer. Even assuming that T. had a fever at 10:15 a.m. that the staff failed to detect by not taking his temperature, that does not raise a fact issue precluding summary judgment. Dr. Haynes knew that T. had complained of fever when he arrived at the hospital a little over two hours earlier. The parents told Dr. Haynes that T. had run a fever before he came to the emergency room. Dr. Haynes knew that a fever could reoccur without taking T.’s temperature within an hour before discharge. The discharge notes state that Dr. Haynes instructed the Guzmans to administer ibuprofen as needed for fever and pain. (Docket Entry No. 95, Ex. A, at MHSE-0016). An elevated temperature is consistent with both viral
The undisputed summary judgment evidence also shows that the failure to recheck blood pressure within one hour of discharge was not a substantial violation of Memorial Hermann’s vital-sign policy. The child’s blood pressure was normal when he was triaged. Guzman’s argument that it was important to recheck his blood pressure in the two and one-half hours he was in the emergency room because he “possibly had a bacterial infection” ignores Dr. Haynes’s evaluation and diagnosis. Similarly, Dr. Hayden’s opinion that rechecking the child’s blood pressure because of the “possibility of his having a severe infection” relies on the benefit of hindsight and ignores Dr. Haynes’s physical examination, diagnosis, and determination that the child was clinically stable. Dr. Haynes did not suspect a bacterial infection. Dr. Haynes reexamined T. between 10:00 and 10:15 a.m. T. reported that he was no longer hurting anywhere but the IV site. His heart rate was no longer elevated. Dr. Haynes attributed the initial elevated heart rate to dehydration or the child’s albuterol inhaler. Dr. Haynes determined that Guzman’s son was hydrated, not in respiratory distress, and no longer vomiting. The family felt that he was ready to go home. In the face of all this information, even if the blood pressure reading had been done within an hour of discharge and had shown some elevation, that would not have alerted Dr. Haynes of the need for immediate medical attention.
Unlike the facts Bode and Romo, in which the vital signs arguably would have alerted the doctor of an emergency, the facts of the present case do not give rise to an inference that retaking T.’s vital signs would have been helpful to determining an emergency medical condition. The record does not support an inference that retaking T.’s temperature or blood pressure within one hour before discharge would have alerted Dr. Haynes of the need for immediate medical attention to stabilize an emergency medical condition. Like the patient in Kilroy, T.’s vital signs were taken when he arrived in the emergency room and, with the exception of his heart rate, were not reassessed before discharge. The emergency room policy and practice at Memorial Hermann is to reassess vital signs roughly every two hours and to cheek vital signs that are related to the patient’s chief complaint within one hour before discharge. T. was discharged two and one-half hours after he arrived and his heart rate was reassessed 20 minutes before his discharge. As in Kilroy, the evidence in the record does not show a substantial deviation from Memorial Hermann’s policy or practice. Nor does it show that other patients would have had their vital signs reassessed more often than T. There is no basis to conclude that the deviation from Memorial Hermann’s vital sign policy was a failure to provide an appropriate medical screening under EMTALA.
Summary judgment on this theory is appropriate.
B. The Failure to Stabilize Claim: The First Visit to the Emergency Room
Under EMTALA, if a hospital detects an emergency medical condition, it must take measures to stabilize that condition before transferring or discharging the patient. “Stabilize” means “to provide such medical treatment of the condition as may be necessary to assure, within reason
“The duty to stabilize does not arise unless the hospital has actual knowledge that the patient has an unstabilized medical emergency.”
Battle,
Memorial Hermann argues that as a matter of law, no duty to stabilize arose because the undisputed evidence shows that the emergency room staff did not know that T. had any emergency medical condition. Dr. Haynes perceived the child to be stable at all times and diagnosed him with viral syndrome, a nonemergency condition. Memorial Hermann argues that there is no evidence in the record that the
In response, Guzman argues that the hospital’s “corporate knowledge,” not the doctor’s diagnosis, determines whether the hospital had actual knowledge of a patient’s emergency medical condition. (Docket Entry No. 100, at 45). Guzman relies on
Roberts v. Galen of Virginia, Inc.,
When an emergency medical condition is readily apparent, EMTALA liability attaches for failing to stabilize. For example, in
Smith v. Botsford General Hosp.,
Some cases rely on evidence of a difference of opinion within the hospital staff on whether a patient requires stabilization in denying summary judgment on an EMTALA claim. For example, in
Thomas v. Christ Hosp. and Medical Center,
In contrast to the above cases, courts have found no EMTALA liability if there is “no dispute as to the hospital’s lack of knowledge” of a need for stabilization. In
Urban By and Through Urban v. King,
Whether a patient is in fact suffering from an emergency medical condition is “irrelevant for purposes of [EMTALA].”
Harris v. Health & Hosp. Corp.,
Similarly in
Hoffman v. Tonnemacher,
In this case, the undisputed facts in the record show that on February 12, 2006, the only indication that T. might have a severe bacterial infection requiring stabilization for an emergency medical condition was one part of one laboratory test. It was only the band count result from the CBC Dr. Haynes ordered that showed a possible underlying severe bacterial infection. It is undisputed that Dr. Haynes did not know this lab result when he discharged the child. The history, physical examination, and other results from the CBC led Dr. Haynes to diagnose a viral syndrome that was not an emergen
Guzman’s argument that the hospital’s “corporate knowledge” shows actual knowledge of the child’s emergency medical condition is unpersuasive. EMTALA requires actual knowledge of an emergency medical condition; knowledge of symptoms that could indicate the potential for such a condition is insufficient to trigger the duty to stabilize. Courts require “actual detection” or “actual knowledge” to trigger the duty to stabilize because a hospital cannot be held liable for failing to stabilize a condition of which it was unaware. Guzman’s reliance on
Roberts
is misplaced. The language Guzman quoted clearly states that “any hospital employee or agent that has knowledge of a patient’s
emergency medical condition
might potentially subject the hospital to liability under EMTALA.”
Roberts,
Guzman’s reliance on
Battle
is also misplaced. In that case, the Fifth Circuit remanded the failure to stabilize claim because there was evidence from which a jury could conclude that the hospital released the patient “even though the doc
Guzman argues that this court should not be “unduly influenced” by Dr. Haynes’s diagnosis because viral syndrome is a “diagnosis of exclusion.” Guzman contends that an unresolved fact issue exists as to whether Dr. Haynes knew he had ruled out a bacterial infection even though he diagnosed viral syndrome. But this argument ignores the fact that, in the EMTALA context, the actual diagnosis is taken as a given, “only obligating hospitals to stabilize conditions they actually detect.” Vickers, 78 F.3d at 145. Dr. Haynes diagnosed viral syndrome, which is not an emergency medical condition. As in Hoffman, the fact that Dr. Haynes did not rule out a bacterial infection is not the same as actual knowledge or detection of an emergency medical condition. No duty to stabilize was triggered. The position Guzman advances would make EMTALA liability for failure to stabilize “coextensive with malpractice claims for negligent treatment.”
There is no dispute as to the hospital’s actual lack of knowledge of an emergency medical condition. T.’s emergency medical condition was not readily apparent or visible to the naked eye, as in Smith or Heimlicher, and Guzman has not presented any evidence of a difference of opinion within the hospital staff as to his condition. Like the plaintiff in Urban, T. had no “acute symptoms of severity” showing the existence of an emergency medical condition. Dr. Haynes diagnosed T. with viral syndrome. As in Hoffman, the diagnosis of viral infection, even without ruling out bacterial infection, did not mean that the hospital staff had actual knowledge that an emergency medical condition existed requiring stabilizing.
Memorial Hermann’s motion for partial summary judgment on the EMTALA failure to stabilize claim based on the initial visit to the emergency room is granted.
C. The Transfer Claim: The Second Visit to the Emergency Room
Under EMTALA, a hospital may not transfer an individual who has an emergency medical condition that has not been stabilized unless-
(A) (i) the individual (or a legally responsible person acting on the individual’s behalf) after being informed of the hospital’s obligations under this section and of the risk of transfer, in writing requests transfer to another medical facility,
(ii) a physician (within the meaning of section 1395x(r)(l) of this title) has signed a certification that based upon the information available at the time of transfer, the medical benefits reasonably expected from the provision of appropriate medical treatment at another medical facility outweigh the increased risks to the individual; or
(iii) if a physician is not physically present in the emergency department at the time an individual is transferred, a qualified medical person (as defined by the Secretary in regulations) has signed a certification described in clause (ii) after a physician (as defined in section 1395x(r)(l) of this title), in consultation with the person, has made the determination described in such clause, and subsequently countersigns the certification; and
(B)the transfer is an appropriate transfer.
42 U.S.C. § 1395dd(c)(l) (emphasis added). An appropriate transfer is defined as one:
(A) in which the transferring hospital provides the medical treatment within its capacity which minimizes the risks to the individual’s health ..;
(B) in which the receiving facility-
(i) has available space and qualified personnel for the treatment of the individual, and
(ii) has agreed to accept transfer of the individual and to provide appropriate medical treatment;
(C) in which the transferring hospital sends to the receiving facility all medical records (or copies thereof), related to the emergency condition for which the individual has presented, available at the time of the transfer ..;
(D) in which the transfer is effected through qualified personnel and transportation equipment, as required[,] including the use of necessary and medically appropriate life support measures during the transfer; and
(E) which meets such other requirements as the Secretary may find necessary in the interest of the health and safety of individuals transferred.
42 U.S.C. § 1395dd(c)(2).
Memorial Hermann argues that summary judgment should be granted on Guzman’s transfer claim because the record does not raise a fact issue as to whether the transfer was “appropriate,” as defined by EMTALA. Memorial Hermann contends that the record evidence shows that before the transfer, T. received care to “treat his condition, to protect his airway, to treat his pain, his nausea, and to hydrate him.” (Docket Entry No. 95, at 29). Memorial Hermann also argues that Guzman’s expert witness affidavit only addresses “the quality of care, or negligence” which is “not relevant to ... whether the transfer complied with EMTALA requirements.” (Docket Entry No. 104, at 8). Memorial Hermann contends that Guzman’s allegation in the second amended complaint — that Memorial Hermann failed to coordinate the transfer “in an appropriate and timely manner, resulting in an extensive delay” — does not allege an EMTALA violation because there is no duty to complete a transfer within a certain period of time. Instead, according to Memorial Hermann, Guzman alleges a negligent delay of transfer, which is not actionable under EMTALA. Memorial Hermann also argues that the transfer did not violate EMTALA because Guzman signed an informed consent.
Guzman argues that the transfer was inappropriate on several levels. She contends that there was no physician “summary of the risks and benefits upon which the certification [of transfer] was made,” in violation of 42 U.S.C. § 1395dd(c)(l)(B). Guzman contends that there was no space available at Memorial Hermann Children’s at 11:30 a.m., 2:00 p.m., and 2:24 p.m. and that the transfer efforts were deficient because no attempt was made to send T. to another local children’s hospital with a pediatric ICU. Guzman contends that the transfer was not effected through qualified personnel and equipment because the pediatric transport team was en route to Beaumont, Texas and was therefore unavailable. Guzman points to Dr. Hayden’s report, which faults the hospital for delaying giving T. antibiotics and failing to initiate aggressive fluid hydration or ventilatory support. According to Guzman, Dr. Hayden’s opinion creates a fact issue as to whether Memorial Hermann provided “medical treatment within its capacity which minimize[d] the risks” to the child’s health.
It is undisputed that on February 13, 2006, T. suffered from an emergency medical condition of which the hospital had actual knowledge. Dr. Siddiqi determined that T. had pneumonia and probable sepsis, potentially life-threatening conditions. Memorial Hermann does not dispute that T. was not stable when he was transferred by Life Flight helicopter on February 13, 2006. Under EMTALA, Memorial Hermann could not transfer T. to another hospital unless: (1) the parents requested in writing to be transferred to another hospital (42 U.S.C. § 1395dd(c)(l)(A)(i)); or (2) a physician signed a certification that the medical benefits reasonably expected from medical treatment at another hospital outweighed the risks from the transfer (42 U.S.C. § 1395dd(c)(l)(A)(ii)).
See Baker,
1. A written transfer request
Guzman signed a subsection of the “Memorandum of Transfer” with the heading “Transfer of Individual With an Emergent or Unstable Medical Condition.” (Docket Entry No. 95, Ex. B). Above her signature line, the form states: “I have been informed of the hospital’s obligation to individuals with an emergency medical eondition/women in labor. I have been informed of my [the individual’s] medical condition. The risks and benefits of the transfer have been explained to me and I request transfer to the Receiving Hospital.” (M).
The fact that a patient or proxy signs an informed-consent-to-transfer form does not satisfy the statutory requirement of a written request for the transfer. In
Estate of Robbins v. Osteopathic Hospital Founders Assoc.,
Guzman signed a form stating that she gave informed consent to the transfer after receiving an explanation of its risks and benefits. The form also indicates that Guzman “requested] transfer to the Receiving Hospital.” The evidence shows that the transfer was initiated by Dr. Siddiqi at 11:20 a.m. after he determined that the child’s condition had worsened and that he needed a hospital with a pediatric ICU. The transfer was accepted at 12:30 p.m. Guzman signed the form at 1:05 p.m. Guzman signed the consent form — which included the statement, “I request transfer to the Receiving Hospital” — after Dr. Siddiqi had initiated the transfer and it had been accepted by Memorial Hermann Children’s Hospital. The evidence is insufficient to conclude that, as a matter of law, the transfer was conducted at the patient’s request.
The evidence also gives rise to a fact issue as to whether Dr. Siddiqi or another member of the Memorial Hermann medical staff told Guzman about the hospital’s EMTALA obligations before she signed the form. The provision allowing for transfer of an unstabilized patient on the request of the patient or proxy requires that “the individual (or a legally responsible person acting on the individual’s behalf)
after being informed of the hospital’s obligations under this section
and of the risk of transfer, in writing requests transfer to another medical facility.” 42 U.S.C. § 1395dd(c)(l)(A)(i) (emphasis added). The medical records indicate that Dr. Siddiqi discussed the “transfer process” with the Guzmans. The evidence is insufficient to conclude that Dr. Siddiqi explained Memorial Hermann’s EMTALA obligations before Guzman signed the form. Absent such evidence, a signed transfer request cannot exempt a hospital from the stabilization requirement.
Smithson v. Tenet Health System Hospitals, Inc.,
These fact issues, however, do not preclude summary judgment if the hospital meets the physician-certification requirement of § 1395dd(c)(l)(A)(i). The language is disjunctive; either a patient’s written request or a physician’s certification allows transport of an unstabilized patient if the transfer is otherwise appropriate under § 1395dd(c)(2).
2. Physician certification
At 1:05 p.m. on February 13, 2006, Dr. Siddiqi signed a “Memorandum of Transfer” form under the section titled “Transfer of Individual With an Emergent or Unstable Medical Condition.” (Docket Entry No. 95, Ex. B, at MHLF-0009). Above the doctor’s signature line, the form
A hospital does not comply with the certification provision if the signing physician “has not actually deliberated and weighed the medical risks and the medical benefits of transfer before executing the certification.”
Burditt v. United States Department of Health and Human Services,
In
Vargas v. Del Puerto Hospital,
The certification requirement is part of a statutory scheme with an overarching purpose of ensuring that patients, particularly the indigent and underinsured, receive adequate emergency medical care. The purpose of the certification requirement in particular is to ensure that a signatory physician adequately deliberates and weighs the medical risks and medical benefits of transfer before effecting such a transfer.
Congress surely did not intend to limit the inquiry as to whether this deliberation process in fact occurred to an examination of the transfer certificate itself. While such a contemporaneous record may be the best evidence of what a physician was thinking at the time, we cannot accept the proposition that the only logical inference to be drawn from the absence of a written summary of the risks is that the risks were not considered in the transfer decision. Other factors might account for the absence of such a summary, such as the time-pressure inherent in emergency room decision-making. Although a contemporaneous record is certainly preferable, we believe it would undermine congressional intent to foreclose consideration of other evidence surrounding the transfer decision.
Vargas,
The court in
Alvarez v. Vera,
These cases show that if there is evidence that the doctor actually weighed the risks and benefits of transfer, EMTALA’s certification requirement is met even if the written certification form is either absent or in some way deficient. Guzman argues that the certification in this case is deficient because it does not include a written summary of the risks and benefits of transfer. Yet there is ample evidence in the record showing that Dr. Siddiqi actually and repeatedly weighed the risks and benefits of transferring T. to Memorial Hermann Children’s Hospital, even though he did not specifically list those risks and benefits on the Memorandum of Transfer. After the child’s condition began to worsen around 11:00 a.m., Dr. Siddiqi decided that transfer to Memorial Hermann Children’s would be beneficial because it has a pediatric ICU that could provide a higher level of care than Memorial Hermann. In
Burditt,
3. The Transfer
Memorial Hermann argues that based on the undisputed summary judgment evidence, as a matter of law, the transfer was appropriate under EMTALA. Before the transfer, Dr. Siddiqi provided medical treatment to minimize the risks to T.’s health, including administering antibiotics, fluids by IV, and medicine for pain and nausea, as well as intubating him to protect his airway after his respiratory status declined while awaiting transfer. The transfer was delayed so that Guzman’s son would be transported by the pediatric transport team, which are clearly qualified personnel and transportation equipment as required by EMTALA. Dr. Siddiqi and the nurses continued to provide medical care to T. while awaiting transfer. After his temperature rapidly and severely increased as a result of an allergic reaction to the intubation medication, Dr. Nguyen decided that T. needed to be transported via Life Flight helicopter. Memorial Hermann asserts that it took active and vigorous steps to effect an appropriate transfer. According to Memorial Hermann, although Guzman alleges and provides evidence that may support claims for negligent delay in transfer and negligent medical care while awaiting transfer, these claims are not actionable under EMTALA.
Guzman argues that the transfer was not appropriate under EMTALA. She notes that there were no pediatric ICU beds available at Memorial Hermann Children’s at 11:30 a.m., that the pediatric transport team was unavailable because it was en route to Beaumont to pick up another patient, and that there were still no beds available at Memorial Hermann Children’s pediatric ICU at 2:00 p.m. and 2:25 p.m. Guzman argues that given the unavailability of a pediatric ICU bed at Memorial Herman Children’s and of the pediatric transport team, if Memorial Hermann intended to transfer T., it had an obligation under EMTALA to find another local hospital with a pediatric ICU. Guzman argues that the lack of a bed at Memorial Hermann Children’s violated EMTALA’s requirement that the receiving hospital have available space, and that the unavailability of the pediatric transport team is “either a violation of subsection (D) (qualified personnel and transportation equipment) or (B) has available space.” (Docket Entry No. 100, at 55). Guzman also argues that before the transfer, Memorial Hermann did not provide medical treatment within its capacity to minimize the risks to T.’s health. Dr. Hayden, Guzman’s expert witness, opined in his report that Memorial Hermann failed in this respect because of the delay in giving antibiotics after pneumonia was diagnosed and the failure to initiate aggressive fluid hydration or ventilatory support. (Docket Entry No. 100, Ex. J).
The fact that Memorial Hermann Children’s did not have available space at 11:23 a.m., 2:00 p.m., or 2:25 p.m. does not create a fact issue as to whether the transfer was inappropriate. EMTALA states that an appropriate transfer is one in which the receiving hospital “(i) has available space and qualified personnel for the treatment of the individual, and (ii) has agreed to accept the transfer of the individual and to provide appropriate medical treatment.” 42 U.S.C. § 1395dd(c)(2)(B). Both requirements must be met. EMTALA was intended to prevent an emergency room from refusing to treat an unstabilized patient with an emergency medical condition and instead sending that patient to anotlver hospital that is either full or has not agreed to care for the patient or both. It is undisputed that Memorial Hermann Children’s agreed to accept the transfer and to provide appropriate treatment in the pediatric ICU. It is also undisputed that Memorial Hermann Children’s pediatric ICU had qualified personnel for treating T. and was better equipped to provide the care T. needed than Memorial Hermann. Dr. Erickson agreed to accept the transfer and told Dr. Siddiqi that he would make a bed available for T. in the pediatric ICU. After T. was transported to Memorial Hermann Children’s via helicopter, Dr. Erickson and the staff at that hospital assumed responsibility for his care and placed him in the pediatric ICU. This is not a situation in which a patient was transferred by an emergency room to a hospital that could not or did not want to treat him. Keeping in mind EMTALA’s purpose of preventing patient-dumping, the unavailability of a bed at Memorial Hermann Children’s pediatric ICU did not violate the “available space” requirement of § 1395dd(c)(2)(B)(i). EMTALA does not require transfer within a certain time. It does require a hospital to provide an “adequate first response to a medical crisis,” which “means the patient must be evaluated and, at a minimum, provided with whatever medical support services and/or transfer arrangements that are consistent with the capability of the institution and the well-being of the patient.” 131 Cong. Rec. 28569 (1985).
“A hospital’s negligent medical decision not to transfer a critical patient promptly to another hospital to receive necessary treatment might trigger state-law ■ medical malpractice liability, but it could not constitute an EMTALA ... violation.”
Fraticelli-Torres v. Hospital Hermanos,
The undisputed record evidence shows that Guzman’s claim that Memorial Hermann failed to coordinate T.’s transfer in an “appropriate and timely manner, resulting in extensive delay” is outside the scope of EMTALA’s transfer provision.
See
42 U.S.G. § 1395dd(c)(2). Like the hospital in
Fraticelli-Torres,
Memorial Hermann’s alleged failure to transfer T. to Memorial Hermann Children’s faster or to find another local hospital with a pediatric ICU after learning that no beds were then available at Memorial Hermann Children’s may constitute negligence under state medical malpractice law but do not violate EMTALA.
See also Pina-Figueroa v. Hospital Metropolitano,
Nor does the summary judgment evidence give rise to a disputed fact issue material to determining whether T. received appropriate care under EMTALA while awaiting transfer. EMTALA required Memorial Hermann to provide “medical treatment within its capacity which minimizes the risks to the individual’s health.” 42 U.S.C. § 1395dd(c)(2)(A). The appropriateness of medical treatment under the transfer provision, like a medical screening, is determined by whether patients are treated uniformly, according to the capacity and procedures of the hospital, not by whether the treatment met the standard of care set by the applicable medical malpractice law. For example, in
Ingram v. Muskogee Regional Medical Center,
In the present case, Guzman has not identified or presented evidence that Memorial Hermann violated its policies or procedures in caring for T. before he was transferred. There is no evidence that Memorial Hermann treated T. differently from other pediatric patients with similar symptoms awaiting transfer to another hospital. Dr. Siddiqi testified that he diagnosed the child T. with pneumonia at approximately 9:45 a.m. and ordered antibiotics, which were administered at 11:35 a.m. Dr. Siddiqi testified that in the emergency room, “depending on how busy the nurse is and how busy the emergency room is, it’s typically an average of an hour before the order is written, it’s actually seen by the nurse, the nurse actually ... mixes it up, puts the appropriate tubing on and hangs it on the patient. For all that to expire is
Dr. Hayden’s report and opinion, concerning the care given on February 13, 2006 do not raise a fact issue as to the appropriateness of the transfer under EMTALA. Dr. Hayden asserts that the hospital should have administered antibiotics sooner and should have administered aggressive fluid hydration and ventilatory support before intubation became necessary. These opinions speak to negligence, not EMTALA liability. Memorial Hermann provided medical treatment within its capacity which minimized the risks to T.’s health while he awaited transfer.
See Vargas v. Del Puerto Hosp.,
The record evidence shows that the transfer in this case was appropriate as a matter of law. The presence of an expert affidavit stating that in his opinion, more should have been done earlier, does not create a fact issue as to an EMTALA violation. Memorial Hermann’s motion for partial summary judgment on Guzman’s EMTALA claim for failure to provide an appropriate transfer is granted.
IV. Guzman’s Motion for a Continuance to Conduct Discovery
Guzman moved under Rule 56(f) for a continuance to take additional discovery. (Docket Entry No. 99). Guzman asserts that it is “impossible” to “fully respond to Defendant’s summary judgment motion” because she does not have the medical records and flies of pediatric patients with similar symptoms who presented to Memorial Hermann’s emergency room during the relevant period.
(Id.,
at 1). Guzman also asserts that Memorial Hermann has been evasive in responding to discovery requests about its medical screening policy. According to Guzman, Memorial Hermann has never answered fully and in writing just what its EMTALA policy and procedures are.”
(Id.,
at 4). Guzman cites
Ortiz v. Mennonite Gen. Hosp.,
The discovery Guzman seeks — patient flies and “definitive” information about Memorial Hermann Triage Guidelines—
Guzman’s proposed discovery requests seek additional information about screening policies or procedures for patients with specific symptoms. Memorial Hermann has responded that there are no documents responsive to this request. It has produced all responsive policies and procedures. The record does not show that Memorial Hermann has been evasive in responding to discovery requests about screening policies and procedures. With respect to discovery of other patient files, a similar argument was rejected by the court in
Richmond v. Community Hosp. of Roanoke Valley,
The patient files that Guzman seeks raise an additional problem, not present in
Richmond,
which provides an additional reason that the files she seeks would not raise a fact issue as to an EMTALA violation. Guzman seeks files on other pediatric patients of Dr. Haynes, with symptoms similar to T.’s. Guzman alleges that Dr. Haynes’s treatment violated EMTALA because he discharged T. without reviewing the results of the white blood cell differential test, one part of the CBC he had ordered. The evidence is undisputed that Dr. Haynes ordered the test. Guzman alleges that Dr. Haynes’s failure to review the white blood cell differential test results was an EMTALA screening violation because Dr. Haynes treated other patients differently. But the records of other patients with symptoms similar to the child’s are not likely to produce information relevant to this claim. The records Guzman seeks are not likely to contain information as to whether Dr. Haynes read the test results. Although the records might show what tests Dr. Haynes ordered, the issue is not whether Dr. Haynes ordered a particular test but whether he read all the test results for patients with similar symptoms. The doctors at Memorial Hermann do not indicate on an emergency room patient’s chart whether they have or have not reviewed a particular lab result. The charts typically only include abnormal lab values and only indicate those values when the doctor actu
Guzman’s allegation that the hospital is liable because Dr. Haynes failed to complete the CBC by reviewing all of the results before discharge “is nothing more than an accusation of negligence,” not of liability under EMTALA.
Summers,
Guzman has not met her burden to show how the patient files and other discovery she seeks could raise a material fact issue as to whether T. received an appropriate medical screening under EMTALA. The Rule 56(f) motion is denied.
V. Conclusion
The allegations and evidence in this case involve negligence and medical malpractice, not EMTALA liability. Memorial Hermann’s motion to strike Dr. Hayden’s affidavit is granted as to the legal conclusions concerning EMTALA but denied as to the remainder of the affidavit. Guzman’s motion for a continuance to conduct discovery is denied. Memorial Hermann’s motion for partial summary judgment is granted. A status conference is set for June 23, 2009 at 10:30 a.m.
Notes
. The differential diagnosis is a list of possible diagnoses based on the clinical data.
See also Harris v. Health & Hosp. Corp.,
. Guzman's allegations against Dr. Haynes are that he was negligent in failing to order a chest x-ray and in failing to determine the results of the white blood cell differential count before discharging the child from the hospital, discharging him with neither the results of the count nor antibiotics, and failing to arrange for the emergency room staff to report the white blood cell differential count as soon as it became available so that Dr. Haynes could contact the Guzmans if the count was sufficiently abnormal as to require additional evaluation or treatment. Guzman alleges that MSEP is liable for the torts of its partner, Dr. Haynes.
. Memorial Hermann also argues that Dr. Hayden's opinion that a urinalysis is an important component of the screening examination is irrelevant because Guzman’s son was afebrile when he arrived at the hospital and did not require a fever “work-up.” Guzman responds that Dr. Hayden’s testimony about the need for a urinalysis is based on his reading of Memorial Hermann's policies and his expertise in the field of emergency medicine. The fever work-up and urinalysis Memorial Hermann referred to is found in the Emergency Center Triage Guidelines. Because this court concludes that these guidelines are not Memorial Hermann’s EMTALA screening policy, Memorial Hermann’s objection to Dr. Hayden's opinion about urinalysis and fever work-up is moot.
. Some courts have observed that the word "appropriate” is not self-defining and fails to provide clear guidance.
See, e.g., Cleland
v.
Bronson Health Care Group, Inc.,
. Although the court in Hoffman did hold that the screening examination was sufficiently calculated to identify an emergency medical condition, the court found a material fact issue precluding summary judgment on the screening claim as to whether the hospital followed its policy to rule out a bacterial infection.
. Moreover, even if Dr. Haynes had known the results of the white blood cell differential, that would not have automatically amounted to detection or knowledge of an emergency medical condition. Dr. Haynes testified in his deposition that had he known the band count, he would have done further evaluation and contacted the child’s pediatrician. Dr. Hayden, Guzman's expert witness, "concur[red] that the presence of 56% bands on the white cell differential would have required further evaluation to identify a likely source of infection.” (Docket Entry No. 100, Ex. J, at 11).
