Affirmed by published opinion. Judge WILLIAMS wrote the opinion, in which Judge HAMILTON and Judge MICHAEL joined.
Katia Gutierrez de Martinez, Eduardo Martinez Puccini, and Henny Martinez de Papaiani (Appellants) appeal from the district court’s conclusion that Drug Enforcement Agency (DEA) Special Agent Dirk A. Lamagno was acting within the scope of his federal employment when his vehicle collided with that of Appellants. After reviewing the scope-of-employment certification issued by the Attorney General’s designate on behalf of Lamagno, the district court dismissed Lam-agno, substituted the United States as the proper defendant, see 28 U.S.C.A. § 2679(d)(1) (West 1994), and dismissed the action against the United States for lack of subject-matter.jurisdiction, see 28 U.S.C.A. § 2680(k) (West 1994). Prior to this case, we have not allowed review of scope-of-employment certifications, thus we must first consider the appropriate standards under which this review is to be conducted. Because we
I.
After leaving a restaurant in Barranquilla, Colombia, on the evening of January 18, 1991, Lamagno was driving his government issued Ford Bronco when he collided with a ear driven by Gutierrez de Martinez. Gutierrez de Martinez and her passengers, Martinez Puccini and Martinez de Papaiani, were injured. The undisputed facts are that Lamagno had a female passenger; that the restaurant was only two blocks from the hotel where Lamagno was staying; that the accident occurred more than 20 blocks from either the hotel or the restaurant; that at the time of the accident, Lamagno was driving in the opposite direction from the hotel; and that Lamagno had been drinking.
The parties differ, however, in explaining these facts. Lamagno claims that he and Julia Bermann, an intelligence analyst with the DEA, were attending a DEA office dinner where official business was discussed. After the meeting and in accordance with DEA policy that female agents not travel alone after dark, Lamagno was assigned to escort Bermann to the hotel where both were staying. Lamagno and Bermann assert that they became lost in the unfamiliar streets of Barranquilla. He further maintains that although he had been drinking, he was not intoxicated at the time of the accident. Appellants, on the other hand, claim that the restaurant was a “DEA hangout” and that Lamagno drank alcohol there before leaving with “an unidentified thin Hispanic looking woman with long black hair.” (Appellant’s Br. at 4.) They also claim that Lamagno violated local traffic laws by driving recklessly and by ignoring the right-of-way, that there was no DEA policy requiring females to be accompanied after dark, and that Lam-agno’s passenger was not a federal employee.
Based on these allfegations, on January 16, 1993, Appellants filed a common-law tort action, invoking diversity jurisdiction, in the District Court for the Eastern District of Virginia against Lamagno, the DEA, and the United States.
This court, also relying on Johnson, agreed that the certification was unreviewable and therefore affirmed. See de Martinez v. Lamagno,
After considering the parties’ briefs and numerous submissions, and after hearing argument by counsel for both parties, the district court ruled that additional discovery would not develop any facts material to the scope-of-employment question. The district court then upheld the scope-of-employment certification, again substituted the United States for Lamagno, and dismissed the action against the United States. Appellants appeal only the scope-of-employment decision, conceding that an action against the United States is barred by the foreign claims exception to the FTCA.
H.
In response to Westfall v. Erwin,
Upon certification by the Attorney General that the defendant employee was acting within the scope of his office or employment at the time of the incident out of whieh the claim arose, any civil action or proceeding commenced upon such claim in a United States district court shall be deemed an action against the United States under the provisions of this title and all references thereto, and the United States shall be substituted as the party defendant.
28 U.S.C.A. § 2679(d)(1). By regulation, the United States Attorneys are authorized to issue certifications on behalf of the Attorney General. See 28 C.F.R. § 15.3(a) (1996). As noted above, we have previously declined to review certifications issued under the West-fall Act. See Johnson v. Carter,
The fundamental question on appeal, then, is the propriety of the district court’s conclusion on remand that Lamagno was acting within the scope of his employment at the time of the accident. Because we have not previously allowed the review of scope-of-employment certifications, it is necessary to determine the correct standards to apply. Both parties agree that the scope-of-employment question under the Westfall Act is one of law. Accordingly, we review the district court’s ultimate resolution of the scope-of-employment question under a de novo standard.
The remaining question, then, is the procedure by which the district court is to review the Attorney General’s certification.
Finally, we recognize that immunity under the Westfall Act, like other forms of absolute and qualified immunity, “is an immunity from suit rather than a mere defense to liability.” Mitchell v. Forsyth,
In short, the scope-of-employment certification is prima facie evidence that the defendant federal employee acted within the scope of his employment, thereby placing the burden on the plaintiff to prove otherwise. If the plaintiff does not come forward with any evidence, the certification is conclusive. Moreover, the plaintiffs submission must be specific evidence or the forecast of specific evidence that contradicts the Attorney General’s certification decision, not mere eonelu-sory allegations and speculation. If the plaintiffs evidence is sufficient to carry the burden of proof, the defendant federal employee or the Government may come forward with evidence in support of the certification. At this point, the district court may permit (and limit) any needed discovery. Thereafter, the district court must determine whether there are any genuine issues of fact material to the scope-of-employment decision, and, if so, it may conduct an evidentiary hearing to resolve these factual issues. Once any factual issues are resolved, the district court should weigh the evidence on each side to determine whether the certification should stand. During this process, the district court should remain cognizant of the considerations weighing against protracted litigation under the Westfall Act.
III.
We turn now to the application of these principles to the scope-of-employment certification at hand. Appellants first argue that the district court should have allowed discovery and an evidentiary hearing before dismissing the action against Lamagno. In their view, additional discovery would have afforded them an opportunity to depose Lamagno and Bermann, thereby exposing possible inconsistencies in their stories. They do not point, however, to any specific evidence that could be uncovered by further discovery beyond the speculative possibility of inconsistency.
We review the district court’s discovery decisions for abuse of discretion. See Jamison v. Wiley,
The district court, properly balancing “the need for a meaningful review of the scope certification with the need to protect federal employees from burdensome discovery,” Schrob,
IV.
The question remains:- Did the district court properly conclude that Lamagno was acting within the scope of his employment at the time of the accident? In answering this question, we apply the law of the state where the conduct occurred. See Jamison v. Wiley,
Under Virginia law, an employee acts within the scope of his employment if:
(l)[The act] was expressly or impliedly directed by the employer, or is naturally incident to the business, and (2)it was performed, although mistakenly or ill-advisedly, with the intent to further’the employer’s interest, or from some impulse or emotion that was the natural consequence of an attempt to do the employer’s business, “and did not arise wholly from some external, independent, and personal motive on the part of the [employee] to do the act upon his own account.”
Kensington Assocs. v. West,
Here, whether Lamagno had been attending an official dinner or not, his act of accompanying Bermann to the hotel “was expressly or impliedly directed by the employer,” id. at 901, provided that there was a DEA policy requiring that female agents be accompanied after dark. On this point, Appellants argue only that the purported DEA policy did not exist. Based on our review of the record, the proffered evidence does not support this argument. Eli Madrid, who served as the Resident Agent in Charge of the DEA Office in Barranquilla at the time of the accident, submitted an affidavit stating that “[b]ecause of the ... high crime rate in Barranquilla, I had instituted a policy wherein all female employees would be escorted at all times after dark.” (J.A. at 53.) Similarly, Calvin G. McFarland, who served as Chairman of the DEA Board of Professional Conduct that investigated Lamagno’s accident, submitted an affidavit stating that “Lamagno was specifically requested to transport another DEA employee., an Intelligence Analyst on temporary duty in Colombia, to the hotel as well.” (J.A. at 60.) Lamagno and Bermann corroborated the existence of the disputed DEA policy in their own affidavits. On the other hand, Appellants have presented no evidence to refute the existence of this policy. At oral argument, counsel for Appellants argued that the policy was “unlikely” because it was “sexist” and “old-fashioned.” Despite this speculation, we agree with the district court that Appellants have failed to create a genuine issue of fact material to the policy’s existence. We therefore conclude, like the district court, that Lamagno was acting pursuant to DEA policy when the accident occurred, and that therefore his actions satisfy the first element of the Kensington test.
Appellants further argue that, because Lamagno was intoxicated, his actions arose “wholly from some external, independent, and personal motive” on his part, see Kensington Assocs.,
Having concluded that the district court correctly found that Appellants failed to present sufficient evidence to show that Lamagno was intoxicated, we must consider whether, under Virginia law, the fact that he had been drinking alcohol rendered his acts beyond the scope of his employment. As noted above, the court in Kensington rejected a claim of respondeat superior liability because, among other things, the employee “had been drinking at the time, which [the employer] strictly prohibited.”
We, therefore, conclude that Kensington does not mean that an employee always acts outside the scope of his employment merely by consuming alcohol. Moreover, after reviewing general Virginia respondeat superior law, we are convinced that Virginia courts would reject the argument that consumption of alcohol vitiates the employment relationship. As noted above, the Virginia courts generally take a broad view of the employment relationship, and have held that even intentional torts may be within the scope of employment. See Plummer,
There remain only Appellant’s allegations that Lamagno was over 20 blocks away from his hotel and was accompanied by an unidentified Hispanic female. These allegations, however, cannot defeat Lamagno’s assertions that he was lost, that the unidentified female was DEA Agent Bermann, and that his distance from the hotel was due to his unfamiliarity with the area. Again, Appellants present no evidence inconsistent with this version of events, and we agree with the district court that “there is insufficient evidence on which to set aside the United States Attorney’s certification.” (J.A. at 91.)
In conclusion, we hold that a scope-of-employment certification produced under the Westfall Act is prima facie evidence that the defendant federal employee acted within the scope of his employment, and that it places the burden on the plaintiff to prove otherwise. Appellants’s allegations and assumptions are no basis upon which to set aside the scope-of-employment certification, and the district court did not err in denying Appellants’ request for additional discovery and an evidentiary hearing. Accordingly, we affirm the district court’s conclusion that Lamagno was acting within the scope of his employment when the accident occurred. The motion to substitute the United States for Lam-agno was properly granted.
AFFIRMED.
. The Supreme Court left intact our dismissal of Appellants' "headquarters'' claim for negligence by the DEA and 42 U.S.C.A. § 1981 (West 1980) claim for discriminatory acts by the DEA. Therefore, these claims are not at issue here.
. As discussed infra at pages 1153-55, we review for clear error any factual findings upon which the legal scope-of-employment determination rests. Moreover, this is a separate question from the standard under which the certification itself is to be reviewed. Here, we note only that review of the district court’s scope-of-employment determination is de novo; we consider the underlying question — -under what standard the certification is reviewed in the first instance — infra at pages 1154-57.
. Because Appellants filed the action in federal court on the basis of diversity jurisdiction, this is not a case where removal is an issue. See 28 U.S.C.A. § 2679(d)(2) (West 1994). Moreover, because the Attorney General’s designate did in fact issue a scope-of-employment certification, this case does not involve a petition by the defendant federal employee for certification by the district court. See 28 U.S.C.A. § 2679(d)(3) (West 1994).
. We note that giving no deference to the scope-of-employment certification for substitution purposes does not render the certification a nullity. The .certification "shall conclusively establish scope of office or employment for purposes of removal,” see 28 U.S.C.A. § 2679(d)(2), thereby ensuring that the scope-of-employment determination is made in a federal tribunal without burdening the defendant federal employee with a jury trial. Moreover, the scope-of-employment certification places the burden of proof on the plaintiff, thereby requiring the plaintiff to come forward with evidence to prove that the defendant federal employee was acting outside the scope of his employment. Therefore, the certification is given effect, albeit a more limited one than we held prior to the Supreme Court’s decision in this case.
. Lamagno acknowledges that “[t]his case presents a novel twist” because of the choice-of-law issues. (Appellee's Br. at 9 n. 7.) According to Lamagno, this difficulty explains in part the foreign claims exception to the FTCA. Here, the law governing the underlying tort is not in issue. Accordingly, that choice-of-law issue need not be resolved — the parties’ stipulation to Virginia law is only for purposes of the scope-of-employment issue.
. This case is readily distinguishable from Smith v. Landmark Communications, Inc.,
