Rigoberto GUERRA, Jr., Private, United States Army, Plaintiff-Appellee,
v.
Hugh F. SCRUGGS, Colonel, Commanding Officer, 7th Special
Forces Group, United States Army; Michael W.P. Stone,
Secretary of the U.S. Army, and their respective successors,
in their official capacity, Defendants-Appellants.
No. 90-1164.
United States Court of Appeals,
Fourth Circuit.
Argued May 6, 1991.
Decided Aug. 9, 1991.
Robert V. Zener, Civ. Div., U.S. Dept. of Justice, Washington, D.C., argued (Stuart M. Gerson, Asst. Atty. Gen., Anthony J. Steinmeyer, Civ. Div., U.S. Dept. of Justice, Washington, D.C., Margaret P. Currin, U.S. Atty., Raleigh, N.C., Lt. Col. Mark A. Steinbeck, Major Raymond J. Jennings, Jr., Office of the Judge Advocate General, Dept. of the Army, Washington, D.C., on brief), for defendants-appellants.
Mark L. Waple, Hutchens & Waple, Fayetteville, N.C., for plaintiff-appellee.
Before ERVIN, Chief Judge, HILTON, District Judge for the Eastern District of Virginia, sitting by designation, and HALLANAN, District Judge for the Southern District of West Virginia, sitting by designation.
OPINION
ERVIN, Chief Judge:
Private Rigoberto Guerra brought suit against Col. Hugh F. Scruggs, Commanding Officer of the 7th Special Forces Group at Fort Bragg, and Michael Stone, Secretary of the Army, in the United States District Court for the Eastern Distriсt of North Carolina. He sought a temporary restraining order and a preliminary injunction to prevent his discharge from the Army. Guerra challenged the procedures by which Col. Scruggs decided to discharge Guerra with a general discharge discharge under honorable conditions for cocaine usage and absence from duty due to alcohol intoxication. Guerra alleged that the procedures violated the Due Process Clause and the Equal Protection Clause.
The district court first granted a temporary restraining order and then granted a preliminary injunction against the defendants,
We find that the district court erred in granting the injunction in this case. Therefore, we reverse.
* Private Guerra was a member of D Company, 2d Battalion, 7th Special Forces Group (Airborne), stationed at Fort Bragg. He received the Army Achievement Medal on two occasions and was named as the "Soldier of the Year" for Fiscal Year 1990 in his military organization at Fort Bragg. However, on October 29, 1989, Guerra missed a P.T. formation due to alcohol intoxication. On April 23, 1990, Guerra tested positive for cocaine use. Guerra accepted nonjudicial punishment pursuant to Article 15 of the Uniform Code of Military Justice (UCMJ) for his cocaine use. The punishment was as follows: reduction in rank, 45 days restriction and extra duty, and forfeiture of one-half of his monthly basic pay for a period of two months.
Under Article 15, UCMJ, Guerra could have refused the nonjudicial proceedings and demanded trial by court-martial. Manual for Courts-Martial, United States, para. 3 (1984). If Guerra had made such a demand, he would have been entitled to a court-martial before any punishment could be imposed. Guerra did not demand a courtmartial. Rather, he voluntarily accepted proceedings under Article 15.
After the Article 15 procеedings were completed, Guerra received a notice of proposed separation from Captain Akers, Commanding Officer of D Company. Grounds for the proposed separation were the positive test for cocaine use and the missed P.T. formation due to alcohol intoxication. Captain Akers stated that he would recommend a general discharge.
The notice of proposed separation informed Guerra of the following procedural rights:
5. You have the right to consult with a military counsel at no cost, and with civilian counsel at no expense to the Government within a reasonable time (not less than 3 duty days).
6. You may submit written statements in your behalf.
7. You may obtain copies of documents that will be sent to the separation authority supporting the proposed separation. (Classified documents may be summarized.)
In response to the notice of proposed separation, Guerra did not deny using cocaine, but instead pleaded that his mistake had been paid for by the Article 15 punishment. Guerra requested a hearing before an administrative elimination board. Because he had not served in the Army for at least 6 years, Guerra was not entitled to such a hearing. Army Reg. 635-200 § 2-2d (1989).
Guerra submitted ten statements from other soldiers in support of his plea of leniency. After reviewing these statements, Colonel Scruggs, Commanding Officer of the 7th Special Forces Group, аpproved the recommendation for a general discharge of Guerra.1
A person in Guerra's position has two avenues of appeal within the Army structure. First, he may appeal to the Army Discharge Review Board (ADRB) which was established pursuant to 10 U.S.C. § 1553 and Army Regulation 15-180. An applicant seeking relief from this board has an absolute right to a hearing before the board, and may be represented by counsel and present witnesses. Chilcott v. Orr,
The district court granted a temporary restraining order and thereafter granted a preliminary injunction against Guerra's discharge. The court concluded that the balance of equities and the merits of the case supported a preliminary injunction. Scruggs and Stone appealed to this court from the district court's order granting the preliminary injunction. During the pendency of this appeal, by virtue of the preliminary injunction, Guerra continued to serve in the Army. On April 4, 1991, his original term of service expired and he was discharged. The classification of his discharge has not been finalized as it is contingent upon the outcome of this appeal.
II
Normally, the trial court standard for injunctive relief is the balance-of-hardship test. North Carolina State Ports Authority v. Dart Containerline Co.,
* In Sampson v. Murray,
Although we do not hold that Congress has wholly foreclosed the granting of preliminary injunctive relief in such cases, we do believe that respondent at the very least must make a showing of irreparable injury sufficient in kind and degree to override these factors cutting against the general availability of preliminary injunctions in Government personnel cases.
Id. at 84,
Assuming for the purpose of discussion that respondent had made a satisfactory showing of loss of income and had supported the claim that her reputation would be damaged as a result of the challenged agency action, we think the showing falls far short of the type of irreparable injury which is a necessary predicate to the issuance of a temporary injunction in this type of case.
Id. at 91-92,
Sampson indicates that in the context of discharges of military employees, plaintiffs might likewise have an increased burden of showing irreparable injury. Other circuits have applied Sampson to military discharges in this way. Seе Hartikka v. United States,
We believe that Sampson's higher requirement of irreparable injury should be applied in the military context given the federal courts' traditional reluctance to interfere with military matters. Therefore, Guerra must meet this higher standard in order to show that injunctive relief was proper in this case.
In some decisions this court has modified the traditional four part balance-of-hardship test by stating that the court should first balance the hardships to the plaintiff and the defendant, and if that balance "tips decidedly in the plaintiff's favor, an injunction preserving the status quo should issue 'if, at least, grave or serious questions are presented.' " Jones,
The district court found that Guerra would suffer irreparable harm if the injunction was not granted. The court noted that evidence showed that there would be an extended delay, perhaps as much as a couple of years, between Guerra's separation and a review, if any, by the ABCMR. The court further noted that the ABCMR rarely conducts hearings on applications before it аnd, therefore, Guerra might not get a hearing at all. In the interim, Guerra would be forced to seek civilian employment with a military record which carries a stigma with it. Based upon these findings, the district court concluded that Guerra would suffer irreparable harm without the injunction.
We disagree with the district court's conclusion that Guerra would suffer irreparable harm without the injunction. Instead, we are persuaded by the reasoning of the First Circuit in Chilcott v. Orr,
Chilcott contends that he will be irreparably harmed if he receives a general discharge under honorable conditions. He argues that anything less than an honorable discharge will stigmatize him and jeopardize his future employment opportunities. Of course, post-discharge remedies are available in the Air Force that could result in his discharge being upgraded to honorable, if the Air Force Discharge Review Board determines that the general discharge was improper. The only conceivable harm that Chilcott could suffer is the damage to his reputation and the stigma that would occur between the time of his discharge and the decision of the Dischаrge Review Board. The question we are faced with is whether the harm is so great as to justify an interference with Air Force procedures.
Id. at 33. The First Circuit then held that "the prospect of a general discharge under honorable conditions is not an injury of sufficient magnitude to warrant an injunction." Id. at 34. See also Hartikka,
We agree with the First Circuit's holding in Chilcott. Here, the only harm Guerra could suffer is the damage to his reputation during the interim between his discharge and the decision of the board reviewing his discharge. Such an injury does not rise tо the Sampson level of irreparable injury justifying an injunction. Therefore, we conclude that Guerra would not suffer irreparable harm if an injunction was not granted in this case.
B
We now turn to the harm to the Army which would be caused by the issuance of an injunction. The district court found that the harm to the Army would not be great because hearings would only be required in cases where a person's liberty or property interest was deprived. Further, the due process clause does not require full blown evidentiary hearings in every case where a liberty or property right has been infringed upon. As a result, the district court held that the harm to the Army was not too great. Weighed against the irreparable harm to Guеrra, the court held that the balance tipped in Guerra's favor.
We disagree with the district court. The harm to the Army is greater than it first appears. If we upheld the injunction granted under the facts before us, injunctions would be routinely sought in drug discharge cases. The result would be judicial second-guessing of a kind that courts have been reluctant to engage in. Here, Guerra did not contest his drug use but instead wanted the Army, in the exercise of its discretion, to refrain from discharging him in spite of his admitted drug use.2 This is the type of discretionary decision best left to the military. We cannot predict the effect on the Army of retaining admitted drug users in specific Army units. To start second-guessing the military under these circumstances "would be a disruptive force as to affairs peculiarly within the jurisdiction of the military authorities." Orloff v. Willoughby,
After looking at the balance of harms to the parties, the balance tips in favor of the Army. If the injunction is granted, Guerra will not suffer irreparable harm, yet the Army will suffer substantial harm in this circumstance. There remain two other prongs of the four-part equity test which we must consider. See Jones,
C
When considering the plaintiff's likelihood of success, we must first decide whether the district court would refuse to resolve the issues before it due to the amount of deference normally accorded to the military with respect to its internal procedures. In Schlesinger v. Councilman,
The military is "a specialized society separate from civilian society" with "laws and traditions of its own [developed] during its long history." Parker v. Levy,
Id.
Id. at 199. In Mindes, the Fifth Circuit set out a framework for determining whether a court should review a military decision. First, there must be an "allegation of the deprivation of a constitutional right, or an allegation that the military has acted in violation of applicable statutes or its own regulations." Id. at 201. Second, the plaintiff must have exhausted the "available intraservice corrective measures." Id.
If these two threshold requirements are met, then the court should use a four-part test balancing:
"1. The nature and strength of the plaintiff's challenge to the military determination....
2. The potential injury to thе plaintiff if review is refused.
3. The type and degree of anticipated interference with the military function. Interference per se is insufficient since there will always be some interference when review is granted, but if the interference would be such as to seriously impede the military in the performance of vital duties, it militates strongly against relief.
4. The extent to which the exercise of military expertise or discretion is involved. Courts should defer to the superior knowledge and expertise of professionals in matters such as promotions or orders directly related to specific military functions."
Id. at 201-02. This court adopted the Mindes framework in Williams v. Wilson,
Guerra raises Due Process and Equal Protection challenges to the procedures under which the Army sought to discharge him. Therefore, Guerra meets the first threshold requirement of Mindes.
The second threshold requirement is exhaustion of intraservice remedies. The doctrine of requiring exhaustion of administrative remedies has been long established. See Cole v. Spear,
There is an exception to the exhaustion requirement which this court has recognized. If the outcome would "predictably be futile," the doctrine of exhaustion will not apply. Dooley v. Ploger,
Notwithstanding May v. Gray, the separation of soldiers with less than six years of service under the notification procedure of AR 635-200 and DOD Directive 1332.14 has not been held to be unconstitutional.
This court has addressеd the issue of the exhaustion requirement in a couple of relevant cases. In Williams v. Wilson, we held that the inability of the board to give the plaintiff all the relief he seeks does not automatically excuse the failure to exhaust.
While the ABCMR lacks authority to order the West Virginia Army National Guard to reinstate Williams were it to find in his favor, it would have the power to correct Williams' federal records to show that his federal recognition has not been withdrawn, reinstate Williams in a comparable active federal reserve status, restore his pay and order compensatory back pay.
Id.
In Sanders v. McCrady,
In United States ex rel. Brooks v. Clifford,
We find that the facts in the present case more closely resemble the facts in Williams and Sanders where we required exhaustion than those in Clifford where we did not. In this case as in Sanders, the consequence of delay for Guerra--postponement of his ability to obtain damages--is outweighed by the considerations of efficiency and agency expertise in requiring exhaustion. Lacking in this case are factors such as those present in Clifford. There, the effect of delay was greater than a delay seeking damages: the soldier would have been required to violate his own conscience throughout the delay. We find no such dire consequence present in the facts before us and therefore hold that Guerra should have exhausted his administrative remedies in this case. As a result, Guerra has no likelihood of success on the merits of his case because he has failed to exhaust his administrative remedies. This factor thus weighs against granting an injunction in this case.
Even if we were to overlook the threshold exhaustion requirement of Mindes, we would then engage in the Mindes four-part balancing test, and Guerra fares no better under it.
The first factor to be considered is the nature and strength of Guerra's challenge to the military determination. Mindes,
"Procedural due process imposes constraints on governmental decisions which deprive individuals of 'liberty' or 'property' interests within the meaning of the Due Process Clause of the Fifth or Fourteenth Amendment." Mathews v. Eldridge,
The district court found that Guerra did not have a property interest. Property interests are
... created and their dimensions are defined by existing rules or understandings that stem from an independent source such as state law--rules or understandings that secure certain benefits and that support сlaims of entitlement to those benefits.
Board of Regents v. Roth,
Here, the statute on which Guerra relies to create a property interest shows that it does not create one. 10 U.S.C. § 1169 provides:
No regular enlisted member of an armed force may be discharged before his term of service expires, except--
(1) as prescribed by the Secretary concerned;
(2) by sentence of a general or special court martial; or
(3) as otherwise provided by law.
10 U.S.C.A. § 1169 (1983). The language of the statute, particularly subsection (1), shows that the Army has discretion to discharge enlisted personnel and that Guerra has no property interest. See Rich v. Secretary of Army,
Although Guerra does not have a property interest, the district court found that he did have a liberty interest which afforded him due process rights. "Liberty" as referred to in the Due Process Clause of the Fourteenth Amendment includes the right of "an individual to contract, to engage in any of the common occupations of life, to acquire useful knowledge ... and generally to enjoy those privileges long recognized ... as essential to thе orderly pursuit of happiness by free men." Roth,
In the abstract, Guerra might have a liberty interest in his good name. The stigma attached to a general discharge related to a drug offense is well documented. See Casey v. United States,
To summarize, Guerra would not likely succeed on the merits of his Due Process claim for two reasons. First, he has no property interest. Second, he had no liberty interest because while he had an interest in his good name, this interest was not infringed upon by the Army's proposed discharge for cocaine use.
Guerra also raised an Equal Protection claim сhallenging the requirement that a serviceman must serve in the Army for 6 years before being entitled to a hearing before the ABCMR. See Army Reg. 635-200 § 2-2d (1989). Guerra asserted that the 6 year requirement bears no rational relationship to a legitimate government objective and that it is arbitrary and capricious. Unless a statute or regulation impinges upon a fundamental right or involves a suspect classification, a minimal level of scrutiny is applied under the rational basis test. See San Antonio Independent School District v. Rodriguez,
Under the rational basis test, a regulation need only bear somе rational relationship to legitimate governmental purposes. See id. at 40,
In the case at bar, the Army explained the reason for the 6 year requirement as follows:
Six years is the maximum enlistment in the United States Army. So any sоldier who has served beyond six years is by definition serving beyond his initial tour of enlistment ...
[T]he rights of the procedures that are afforded to those soldiers are not a recognition they possess a property right to continue service in the military, but merely out of the fact that they have served beyond that initial enlistment period.
We are saying that we will afford these soldiers because of their term of service these procedures when they are considered for administrative elimination or separation from the service. And secondly, as expressed in AR 635-200 in its purpose paragraph, it is for the purpose of maintaining the readiness and the competence of a fighting force.
The Army has an investment by virtue of the time and the training possessed and invested in that soldier who serves six years or more. So it is not all for the soldier; it is there too to protect the investment of the service, again, a rational basis for determining what procedures are afforded to who [sic].
Under the exceedingly deferential rational basis test, this stated purpose of the 6 year classification is rational and does not violate the Equal Protection Clause.
The first factor in the Mindes balancing test, the nature and strength of Guerra's challenge to the Army regulation, weighs in favor of this court not granting relief to Guerra. Guerra has no Due Process claim against the Army and cannot succeed on his Equal Protection claim. As a result, this first factor indicates that we should not grant Guerra any relief.
The second Mindes factor is the potential injury to plaintiff if review is refused. The above discussion regarding irreparable harm sets out the harm to Guerra in great detail and need not be repeated here. This factor weighs against granting relief to Guerra.
The third Mindes factor is the type and degree of anticipated interference with the military function. In Chappell v. Wallace,
The inescapable demands of military discipline and obedience to order cannot be taught on battlefields; the habit of immediate compliance with military procedures and orders must be virtually reflex with no time for debate or reflection.... This becomes imperative in combat, but conduct in combat inevitably reflects the training that precedes combat; for that reason, centuries of experience has [sic] developed a hierarchical structure of discipline and obedience to command, unique in its application to the military establishment and wholly different from civilian patterns. Civilian courts must, at the very least, hesitate long before entertaining a suit which asks the court to tamper with the established relationship between military personnel and their superior officers; that relationship is at the heart of the necessarily unique structure of the military establishment.
Id. at 300,
Guerra's proposed discharge was at the request of Captain Akers, who was the commanding officer of Guerra's Company D. Apparently, he believed that Guerra's actions could not be tolerated in the military context. While we might conclude that the Army should forgive Guerra and give him a second chance, we are not in a position to evaluate how this type of behavior impacts on a military unit, especially a special forces unit. As a result, this third factor in Mindes balances against granting any relief to Guerra.
The final Mindes factor is the extent to which the exercise of military expertise or discretion is involved. Guerra's request for a hearing emphasizes the fact that what is required in this case is the exercise of military discretion. Guerra wants the Army to exercise its discretion and not discharge him despite his admitted drug use. He is seeking a board hearing so that three officers will make the decision whether to exercise that discretion rather than one. His request shows that this decision squarely falls within the discretion of the military and is not a process into which courts should interject themselves. Therefore, we conclude that this fourth Mindes factor weighs against granting Guerra any relief.
To summarize, all four of the Mindes factors weigh against granting Guerra any relief on the merits of his claims. Therefore, under the Mindes test, we should defer to the military.
Returning to the four-part balance of equities test, we conclude that Guerra has no likelihood of success on the merits of his claim. Thus, this third prong of the balance of equities weighs against granting an injunction in this case.
D
The final factоr to be considered in the balance of equities test is the public interest. We conclude that this factor weighs against granting injunctive relief for the reasons stated above regarding deference to the military in matters of discipline.
III
Under the balance of equities test, we have considered the four factors and conclude that they all weigh against injunctive relief in this case. First, Guerra will not suffer irreparable harm if no injunction is granted. Second, the Army will suffer great harm as the result of an injunction. Third, Guerra will not likely succeed on the merits of his case based on: (1) his failure to exhaust administrative remedies; (2) his failure to show that he was deprived of any liberty interest; and (3) his failure to show that he was denied equal protection of the laws. Fourth, the public interest weighs against injunctive relief in this case. All four balance of equities factors weigh against injunctive relief, and therefore we conclude that the district court should not have granted an injunction on these facts. Accordingly, we reverse the district court's order granting the injunction.
REVERSED.
Notes
Army Regulations provide: "A general discharge is a separation from the Army under honorable conditions. When authorized it is issued to a soldier whose military record is satisfactory but not sufficiently meritorious to warrant an honorable discharge." Army Regulation 635-200, Section III, § 37b(1)
We note that the Army does have discretion to retain soldiers who have tested positive for drug use. See Army Reg. 635-200 ch. 9 (1990)
We note that this issue is now moot as the term of Guerra's original enlistment ended during the pendency of this appeal on April 4, 1991
