In 1971 plaintiff Guadalupe Guajardo, an inmate of the Texas Department of Corrections, filed suit under 42 U.S.C. § 1983 on behalf of himself and other TDC inmates to challenge the constitutionality of the TDC correspondence rules and practices then in effect. The district court found a number of the TDC rules constitutionally invalid and ordered injunctive relief.
Guajardo v. McAdams,
After the Fifth Circuit’s remand order, the named plaintiff and the defendants began lengthy settlement negotiations culminating in the submission of a proposed settlement agreement preliminarily approved by the district court on June 9, 1976. Although the proposed TDC rules were considerably more liberal than those challenged in the original litigation, the plaintiffs, encouraged by the Fifth Circuit decision in
Taylor v. Sterrett,
A second trial before the court focused on the constitutionality of the rules as approved. The district court again found a number of the rules below the constitutional benchmark. In this appeal the TDC challenges those adverse rulings, raises two procedural issues, and complains of the award of attorneys’ fees. The plaintiffs seek to preserve the territory gained below and continue to assert that an even more liberal interpretation of some rules is necessary. Because of the complexity of the case, we deal first with the procedural objections raised by the TDC. The district court opinion provides a helpful outline for dealing with correspondence rules. For simplification’s sake we continue to follow it on this appeal. Finally, we deal separately with the attorneys’ fees issue.
*752 I. Procedural Questions
A. The Three-Judge Court Issue
The TDC first argues that a three-judge court was necessary to the decision of the issues before the district court. It contends that the plaintiffs seek to avoid a three-judge court by a two step process — first by seeking declaratory relief and then, when the TDC refuses to comply, instituting action to enjoin enforcement of the rules.
The plaintiff’s complaint, as amended, seeks only declaratory relief. Traditionally a complaint seeking only declaratory relief has not required the convening of a three-judge court.
Steffel v. Thompson,
B. The Jury Trial Issue
After the plaintiffs filed their amended complaint seeking only declaratory relief, the state asked for a jury trial. Rule 38(b) states that any party may demand a jury trial of any issue triable as of right by a jury by serving upon the other parties a demand therefor in writing any time after the commencement of the action and not later than ten days after the service of the last pleading directed to such an issue.
We need not detain ourselves with the question whether an issue existed that would have produced a right to trial by jury. Plaintiffs commenced this action by asking for both injunctive and declaratory relief. Although they would not have been entitled to a jury trial on equitable issues, they might have demanded a jury trial on factual issues underlying the declaratory judgment action. 5 J. Moore, Federal Practice ¶ 38.29. If the claim were legal, its jury-generating aspect could not be lost by joinder with claims for equitable relief.
Dairy Queen v. Wood,
II. Constitutionality of the TDC Correspondence Rules
The merits of this case involve a variety of correspondence rules. The district court’s approach divided correspondence into the several categories of general correspondence, special correspondence (including correspondence to courts, attorneys and the media) and publications. We think that approach is a helpful one and maintain it here.
A. General Correspondence
The content of general correspondence is implied by its name. General correspondence is mail that flows between a TDC inmate and the general public. TDC’s proposed rules would permit a general correspondence list of ten persons not including spouses, parents, children, brothers or sisters of the inmate and also not including religious leaders, special correspondents, attorneys or media correspondents. TDC Rule 3.9.1. Inmates could write up to forty letters to persons on their approved correspondence list, but the TDC would require that prior approval of general correspondents be obtained and that additions and deletions to the approved list be made with institutional approval and only every fifteen days.
The district court struck down the numerical limitations on the general correspondence list and the prior approval requirement. It upheld the use of a “negative mail list”, which would permit the TDC to deny inmates permission to correspond with persons who have objected to further correspondence and with individuals who have attempted to introduce contraband or committed other serious violations of the correspondence rules. It also upheld the censorship of incoming and outgoing general correspondence. We think the district court was correct in its evaluation of the first amendment requirements in this aspect of the case.
We begin our analysis with
Procunier v. Martinez,
Martinez’s
rule was based upon the Court’s perception of the constitutional rights of individuals who engaged in direct, particularized personal correspondence with prisoners.
The proposed rules on general correspondence would permit the TDC to require an inmate to secure prior approval before beginning correspondence with an individual. 2 The rule states that no person shall be disapproved unless the Bureau of Classification finds that allowing inmate correspondence with that person would threaten the internal order and discipline of the prison or the maintenance of security or the inmate’s rehabilitation. The rules also state that the fact that a would-be correspondent is a former felon or an inmate of another TDC unit is not, standing alone, sufficient to deny correspondence privileges. The district court found first that the TDC’s past behavior demonstrated a propensity toward blanket denials of permission to correspond when the would-be correspondent belonged to an “undesirable group”. Specifically the TDC’s past, habitual rejection of prison reform organizations, “left wing” groups, married women, former inmates, known homosexuals and inmates at other institutions caused the district court to note that TDC’s disapproval had been arbitrary and capricious. The district court also concluded that the prior approval requirement was not essential to the protection of TDC’s legitimate Martinez interests.
The state urged that this court adopt a rule that would defer to reasonable and sincere beliefs of the TDC officials. That was the standard applied in
Jones
v.
North Carolina Prisoner’s Labor Union, Inc.,
The TDC argues also that this court should defer to the reasonable and sincere belief of prison officials that the prior approval rule is necessary to further security, order and rehabilitation. They contend that theirs is a “finely tuned” security system and that the large number of inmates who go outside of the prison confines each day necessitates strict security measures. None of these arguments is persuasive. TDC apparently applies stringent security measures to inmates while they are outside of the walls and upon their return. Inmates coming into the prison are strip searched; while outside they are watched by armed guards. Prison officials argued that if prisoners were free to write to individuals without prior approval, they would
*755 write letters to persons on the outside directing them to stash contraband in the open areas where prisoners work. The answer to these contentions is twofold. First, restrictions on mail recipients have only minimal influence, if any, on the security risks involved when large numbers of prisoners work outside the unit confines. Second, the dispositive factor is that the TDC retains the right to read all general correspondence. Given that ability, they are armed with the essential weapon for combating smuggling and escape plans.
Under the TDC’s proposed rule it would evaluate correspondents against their likelihood of impinging on
Martinez
interests before any mail passed between the prisoner and the correspondent. Such a rule inherently encourages censorship based upon speculation.
Martinez
teaches that the limitations on first amendment freedoms must be no greater than is essential to the protection of the particular interest involved and that a regulation that furthers an important or substantial government interest will nevertheless be invalid if its sweep is unnecessarily broad.
TDC’s decision to interrupt the communication process before any letters are sent or received is somewhat akin to a prior restraint. Any prior restraint on expression comes to a court with a heavy presumption against its constitutional validity.
Nebraska Press Association v. Stuart,
*756 TDC’s proposed rules would also permit a numerical restriction to be imposed on inmate mail and permit prison officials to censor both incoming and outgoing general correspondence. The numerical restriction is advanced by the prison officials on the ground that the district court’s decision left them with only censorship by reading and that large volumes of mail cannot be read. The district court ruled that the state could not assert its administrative convenience as a ground for the numerical limitation without showing that order, security or rehabilitation were affected. It also found that the evidence demonstrated that the amount of mail sent and received had no effect on prison security-
We note first that this dispute covers only direct, personal correspondence between inmates and persons outside the prison. Clearly the prison officials may control bulk mailings.
Jones v. North Carolina Prisoner’s Labor Union, supra,
Plaintiffs argued against the reading of general correspondence. They contended that neither order nor security were enhanced by that censorship and that the prison’s permission for other uncensored communication, such as family visits, belied the TDC’s interest in controlling communication with the outside world. We find those arguments unconvincing. Martinez *757 clearly sets out security, order and rehabilitation as viable state interest in this matter. Censorship of a prisoner’s mail in this manner is entirely consistent with the theory that the first amendment rights of the individual wishing to communicate with him must be protected by the least restrictive rule. In this way only those individuals whose communications pose a substantial threat to security, order or rehabilitation are rejected as correspondents. Additionally, the rejection takes place at a point in time when prison officials have a concrete object to evaluate and can be more objective about the demonstrable harm from the communication.
The TDC has specific regulations that set out the grounds for rejecting a letter. The district court struck down two of these, ruling that the TDC could not reject a letter that (1) concerns plans for violation of prison rules and (2) that contained a graphic presentation of sexual behavior that is in violation of the law. The district court noted that behavior such as criticism of prison officials or disrespectful attitude toward prison employees violates prison disciplinary rules and reasoned that a prison censor might interpret this rule to mean that letters containing disrespectful comments could be intercepted.
Martinez, supra,
emphatically states that mere complaints and disrespectful comments cannot be grounds for refusing to send or deliver a letter. We think that the rule is not overly vague and that prison authorities are capable of its even-handed enforcement.
5
The rule is properly directed toward permitting authorities to censor mail containing escape plans, plans for disruption of the prison system or work routine, or plans for the importation of contraband.
See McKinney v. DeBord,
The district court also struck down the rule which would have permitted censorship of material containing a “graphic presentation of sexual behavior that is in violation of the law”. It held that rule infirm because it set up mail room officers as the arbiters of obscenity. We disagree. If officers were required to determine whether the "graphic presentation” violated the law, they would necessarily be determining whether the drawing or description were obscene. The rule, however, is susceptible to another, more logical, interpretation— that authorities must determine whether or not the sexual behavior is in violation of the law. We think that the words “graphic presentation” were used in the statute to permit it to cover both writing and drawing; we do not think that they were intended as a quantifier for obscenity. The determination to be made by the mail room censors is whether the described behavior violates the penal code, not whether the description is obscene. The district court erred in striking down the rule.
Finally, the district court struck down the TDC’s “special handling” rules which permitted prison authorities to delay “disturbing” mail until a chaplain or psychologist could be notified. The district court found that this delay worked a severe hardship on prisoners. We think that its holdings in this respect are supported by the record.
B. Attorney Mail
The district court held that the TDC’s proposed rules on attorney mail failed to satisfy the requirements of
Taylor v. Sterrett,
In Taylor v. Sterrett, supra, a panel of this court held that outgoing mail to licensed attorneys must be sent unopened and that incoming mail could be opened only to inspect for contraband and in the presence of the inmate recipient. The Taylor requirements derived from the nature of the correspondence involved. Because the inmates sought to communicate with attorneys rather than with the general public, the court found that inspection interfered with the prisoners’ fourteenth amendment right of access to the court. Balancing the jail officials interest in security against that prisoners’ right the court noted:
In the first instance, we see no justification whatsoever for opening or reading correspondence addressed to the courts, prosecuting attorneys, parole or probation officers, and identifiable attorneys. The content of this outgoing mail cannot, except on the most speculative theory, damage the security interests of jail administration. See Preston v. Cowan, W.D.Ky.1973,369 F.Supp. 14 , 23; Palmigiano v. Travisono,317 F.Supp. at 789 . As a general proposition, it must be assumed that mail addressed to government offices or licensed attorneys containing contraband or information about illegal activities will be treated by the recipients in a manner that cannot cause harm. It is evident that mail addressed to supposed attorneys would pose a higher risk. Prison officials cannot assume that all outgoing correspondence designated by an inmate as addressed to an attorney is in fact directed to an individual admitted to the practice of law. They must, therefore, have the benefit of some uncomplicated technique for ascertaining the status of supposed attorneys. Requiring that prisoners wishing to correspond with an “identifiable attorney” present the name and business address of the attorney, perhaps by way of the sealed letter itself, to prison officials 48 hours before that correspondence is to be placed in the mails is a procedure that obtains this result. Lists of licensed attorneys in the state and reference books containing attorneys admitted to practice in other states are readily available to ensure that only actual attorneys will receive this special correspondence. See Guajardo v. McAdams,349 F.Supp. at 218 . The threat to prison security arising from the mailing of unopened letters to identifiable attorneys is much more remote than if this category were any attorney-addressee.
At the same time, the use of this procedure and our suggested definition of identifiable attorney safeguard a prisoner’s access to the courts. We have extended the protection of unopened, outgoing mail to any identifiable attorney either representing or being asked to represent a prisoner in relation to any criminal or civil problem. Although the prisoner’s right of access to the court is most clearly connected to criminal matters and civil rights actions, the inherent likelihood that most prisoners will look, at least initially, to the same attorney for advice on all legal problems supports the inclusion of all civil matters.
The TDC sought to distinguish Taylor factually on the ground that it involved a jail in which a small population of pre-trial detainees rather than a large population of convicted felons were housed. This distinction is not persuasive. The protection afforded extends only to attorneys representing or being asked to represent an inmate in either a criminal or civil matter. In that type of representation an attorney is also an officer of the court, bound by professional standards. An attorney who violated the TDC rules by forwarding mail, an offense which is unlikely given the new general correspondence rules, would face sanction under Tex.Rev.Civ.Stat.Ann. Art. 12, § 8, DR 7 — 102. Clearly an attorney involved in the smuggling of contraband into the prison or in an attempt to aid an inmate to escape *759 could be sanctioned by criminal law as well as by professional rules.
The same rules that apply to attorneys apply to government agencies and to courts. The greatest danger with respect to mail from government agencies or courts is that some person might place physical contraband in an envelope that purported to be from an agency or court. Prison authorities have adequate means to deal with that problem because they may open court and agency mail to inspect it for contraband. The danger to prison security, order and rehabilitation does not outweigh the right of access to the courts. This circuit has long recognized that right of access.
Frye v. Henderson,
C. Media Mail
The role of the press in exposing to public scrutiny the details of American government has provoked much recent debate and litigation.
See Nebraska Press Association v. Stuart,
In agreeing that the plaintiffs’ argument was correct, the district court relied again upon
Taylor v. Sterrett, supra,
and the right to petition for redress of grievance. We think that there is another reason for upholding the prisoners’ contentions. In
Pell v. Procunier,
An informed public depends upon accurate, effective reporting by news media. In refusing to block inmate-press correspondence and in protecting it from censorship we protect not only the interest of the inmates, but that of the public at large, and we move the decisions related to prison conditions out of the federal courthouse and into the public forum where they belong.
Nolan v. Fitzpatrick,
*760 D. Publications
1. Censorship
The district court held that legitimate prison objectives were satisfied by a rule that permitted the censure of manuals providing step-by-step descriptions of the manufacture of weapons, explosives, or drugs and that these interests also justified censorship of publications judicially declared obscene. Although the district court framed its test in terms of security, order and rehabilitation, its ultimate rule is substantially akin to the “clear and present danger” test rejected by the Supreme Court in
Martinez, supra,
for the censorship of personal mail. There is also some question whether the
Martinez
rule is also applicable to the censorship of publications.
See Blue v. Hogan,
The record reveals that prison officials were concerned primarily with the censorship of two types of publications. First, they sought to ban material which they considered detrimental because of general advocacy of prisoners’ rights. Second, they attempted to prohibit sexually oriented publications. While different considerations attend these two types of materials, we think that a unifying analysis is possible.
Typical of the material advocating “prisoners’ rights” was “The Penal Digest International”, published by the Fortune Society. Plaintiffs introduced an issue of that magazine into evidence. The lead story in the November-December 1971 issue was an open letter from women inmates in the Oklahoma State Penitentiary in McAlester. The unsigned letter was critical of the treatment of inmates following a dormitory disturbance. It also intimated that women inmates were not receiving adequate medical care. The magazine also featured a story about the National Prison Center, an inmate oriented group devoted to the correction of the corrections system, an analysis of a federal district court decision concerning prisons in Virginia, letters from inmates, and other material typical of a newspaper. Much of the inmate sponsored paper was devoted to criticism of prison administrators and penological theory. Indeed, its avowed motto is “Our life’s mission is to be impatient — to push social progress a little faster than it is prepared to go”.
The testimony of prison officials revealed that their primary concern was with this criticism, which they considered inflammatory. 7 It also revealed that there *761 was merit to the prisoner plaintiff’s contention that the TDC rules were vague and arbitrary. Dr. George Beto, the prison administrator at the time of the trial, testified that it was not the criticism which caused periodicals to be banned but their lack of intelligent criticism, [emphasis added]. 8 His testimony also revealed that prison officials tended to lump all inmate magazines into the category of inflammatory and destructive. We think that testimony strikes at the heart of the first amendment. Certainly the responsibility of running one of America’s largest prison systems is a burdensome one and prison officials must be allowed discretion in their day-to-day decisions. Jones v. North Carolina Prisoner’s Labor Union, supra. That need for discretion does not, however, permit a policy that suppresses ideas failing to measure up to the official standard of intelligence. 9 Nor does the fact that a magazine is written by prisoners or exprisoners, standing alone, indicate that it is either inflammatory or destructive of the prison system. As the Court said in Martinez:
The regulations invalidated by [the district] court authorized, inter alia, censorship of statements that “unduly complain” or “magnify grievances”, expression of “inflammatory political, racial, religious or other views,” and matter deemed “defamatory” or “otherwise inappropriate”. These regulations fairly invited prison officials and employees to apply their own personal prejudices and opinions as standards for prisoner mail censorship. Not surprisingly, some prison officials used the extraordinary latitude for discretion authorized by the regulations to suppress unwelcome criticism.
We hold that TDC authorities may not censor publications on the ground that they contain criticism of prison authorities.
Procunier
v.
Martinez, supra; McCleary v. Kelly,
Dr. Beto also testified to the prison authorities’ concern over material that they considered pornographic. The district court ruled that prison authorities could not ban sexually explicit magazines unless they had been judicially declared obscene. Adoption
*762
of that rule would merely state a truism since the Supreme Court has categorically settled that obscenity is outside of the first amendment’s protections.
Miller v. California,
Before delivery of a publication may be refused, prison administrators must review the particular issue of the publication in question and make a specific, factual determination that the publication is detrimental to prisoner rehabilitation because it would encourage deviate, criminal sexual behavior.
See Thibodeaux v. State of South Dakota,
2. Publishers Only Rule
The district court upheld the publishers only rule which allows inmates to receive publications only from a publisher or a publications supplier. Publications suppliers include bookstores. We agree with the district court that the security risk created by permitting inmates to receive books from friends or relatives supports this rule. We also agree that with respect to legal material the defendant institution’s willingness to include bookstores as publications suppliers and the prison law library sufficiently alleviate any infringement on the right of access to the court.
E. Packages
The district court found that the potential security risk from packages is substantial and that problems of inspection are severe. It held that while the rule which prohibited friends and relatives from sending packages placed indigent inmates at some disadvantage, it was not so arbitrary or discriminatory to implicate equal protection. We agree.
F. Postage
The distinct court held that the TDC must furnish postage and stationery to indigent inmates for special correspondence, attorney correspondence and for five additional letters a week without regard to any waiting period but could recoup amounts expended during the first sixty days an inmate is indigent from funds later deposited in the inmate’s Trust Fund Account. *763 We agree with the district court that this preserves both the indigent inmate’s right to access to the courts and his right to communicate with the media at minimal expense and inconvenience to the TDC.
III. Attorneys’ Fees
The district court after careful consideration of the factors set out in
Johnson v. Georgia Highway Express,
In summary, we hold that no three-judge court or jury trial were required, that the district court’s rulings with respect to general correspondence are affirmed except that the rulings on the two specific correspondence rules numbers 3.9.1.9(e) and 3.9.-1.9(i) are reversed, that the district court’s rules with respect to attorney and media mail are affirmed, that the district court was correct in its censorship rules except insofar as it permitted censorship only of sexually explicit material judicially declared obscene, that the publishers only rule is valid, that the rule on packages is valid and that the postage rules withstand scrutiny.
Accordingly, the case is AFFIRMED IN PART and REVERSED IN PART.
Notes
. The three-judge court act, 28 U.S.C. § 2281, was repealed by Congress in 1976. The repeal, however, did not extend to cases in which suit had been commenced before August 12, 1976.
The three-judge court was the subject of much criticism while it lived. The Supreme Court constantly reminded lower courts that the act was to be construed “technically”.
Phillips v. United States,
. An earlier panel of this court,
Gates v. Collier,
. In
Healy v. James,
. We note at the outset that the TDC actually made two separate and distinct arguments for its prior approval requirement. In addition to the argument, set out in detail earlier, that lack of a prior approval requirement would prevent TDC from uncovering escape plans and from detecting contraband, the TDC argued strongly that the prior approval requirement was necessary to protect individuals who did not wish to receive mail from prisoners. Our analysis, based upon the rights of the would-be correspondents, assumes that we deal primarily with persons who wish to write to inmates but are not allowed to do so.
The defendants’ exhibits contained examples of letters that the TDC interpreted as demonstrative of the need for close supervision of prisoner correspondence. The most frequent violation of prison rules occurred when a prisoner received mail which appeared to have been written by an individual on the prisoner’s mail list but was, in actuality, from an unapproved correspondent. The bulk of these letters were from women who were not married to the inmate and who had posed as a spouse or mother. We have examined these letters and find that generally the sole ground for objection was that there was no marital or familial relationship. The correspondents, with whose rights we are primarily concerned, wished to write to the prisoners. Further there was nothing in the correspondence that threatened substantial interests under Martinez. We think that the lack of marital or familial relationship is not sufficient to overcome the first amendment right of the correspondents.
Another group of letters pose a more serious problem. These were letters which were writ
*756
ten to individuals who strenuously objected to receiving them. Some of them were letters that threatened physical harm or were offensive because of their explicit sexual content. Generally these letters came to TDC’s attention because the recipients wrote to the prison authorities asking that they be stopped. Some objectors, hpwever, particularly those who were parents of young women, simply objected to their daughters receiving mail from a prisoner. Irate husbands also fell into this latter category. A careful examination of all of the letters demonstrated that those which were patently offensive because of sexual references or abusive language would have been spotted by minimum, cursory readings. TDC certainly has the power to read these letters and to block such offensive correspondence. Letters that were innocuous, except for the fact that the recipient did not wish to receive them would, of course, go out under the closest censorship. A reading of the letters included in the defendants’ exhibits revealed that most of the correspondents were not strangers to the inmates.
Semble Morales v. Schmidt,
We recognize that the Eighth Circuit struck down a requirement that potential correspondents’ approval be secured in
Finney v. Arkansas Bd. of Correction,
. Indeed disrespectful comments hardly fall within the rule’s ambit since “plans” are not necessary to the making of those comments, whether or not the comments themselves are against prison rules.
. The court in
Blue v. Hogan
assumed without deciding that the
Martinez
standards were also applicable to publications. Other courts have agreed.
See Aikens v. Jenkins,
. This court has traditionally viewed alleged inflammatory publications as a whole,
see Walker v. Blackwell,
. [G]ovemment may not grant the use of a forum to people whose views it finds acceptable, but deny use to those wishing to express less favored or more controversial views. . . . Once a forum is opened up to assembly or speaking by some groups, government may not prohibit others from assembling or speaking on the basis of what they intend to say.
Police Dept. of Chicago v. Mosley,
. A public official may not constitutionally prohibit the exercise of first amendment rights according to his own conception of what may be the socially beneficial course.
Cox v. Louisiana,
. Prisoners must be given notification of the refusal.
Woods v. Daggett,
