*1 89 (1980), the federal sustained L.Ed.2d statutory appeal a right to
government’s policies ground that on the
sentence jeopardy clause are
underlying double procedure. such a
not offended 136, at 437. Court at 101 S.Ct.
U.S. the increased held DiFrancesco that
also imposed by an could be
punishment which review did not constitute court on
appellate of the dou-
multiple punishment violation 137, at jeopardy clause. See id.
ble at 437-38.
S.Ct. Lim, Lee opinion v.
This Court’s State (1932),turned on the P.2d 825
79 Utah illegal of an sen-
principle that correction jeopardy does not violate the double
tence juris- had that a trial court
clause and held Al- illegal sentence.
diction correct jeopardy
though question of double Court, issue, quot- at directly States, 214 F.
ing Bryant v. United “ Cir.1914), (8th is well settled stated: ‘It jeopardy to resentence it is not double prisoner had his first sentence vacat- who ’” at 79 Utah ed writ of error.... at 829.
P.2d
Affirmed.
HALL, HOWE, C.J., C.J., Associate ZIMMERMAN, JJ.,
and DURHAM
concur. GRUNDBERG, individually,
Ilo Marie Gray, personal represent-
and Janice Estate of Mildred Lucille
ative deceased, Plaintiffs,
Coats, COMPANY, a Delaware
The UPJOHN
corporation, Defendant.
No. 900573. of Utah.
Supreme Court
May 26, 1991.
Rehearing Denied June Pendleton, George, F. Earle St.
Gary W. Vuksinick, Lasseter, H. Ross Thomas R. *2 Workman, City, by physician Lake Neal recommended her Salt and C. was Sigelman, Pope, Upjohn’s Steven W. Sac- was consistent with recommended Daniel W. Ga., Atlanta, coccia, Kellogg, dosage. Grundberg H. Plaintiffs that Edward assert plaintiffs. for shot her mother while in a state of Halcion- intoxication, allegedly induced in- Baker, Felt, Thomas L. Merlin 0. Paul S. depression, cluded side effects as psy- Aeschbacher, Lake Kay, J. Salt Steven chosis, depersonalization, aggressive as- Bauer, D. E. City, Stephen and Lane behavior, compul- homicidal saultive Mo., Scheve, Stith, City, Laura D. Kansas sion. for defendant. complaint Plaintiffs’ states several DURHAM, Justice: action, including causes of common law negligence liability. and strict Plaintiffs pursuant comes to us to rule 41 This case Upjohn adequately claim that failed to Rules of Appellate the Utah Procedure certain side effects warn about adverse question as a certified from the United and that defectively Halcion Halcion was District Court District of States for the designed. The failure-to-warn claim is Utah. The issue before us is whether Utah The strict liability scheduled trial. adopts “unavoidably products” unsafe subject on design claim based defect is the exception liability to strict as set Upjohn’s judgment pending summary k to forth comment section 402A of motion, depends the outcome of which on (Second) (1965) Torts Restatement ques- this court’s resolution of the certified (“comment k”). This question presents tion. original dispo- issue of unanswered law for by
sition
this court.
parties agree
The
that the Restatement
(Second)
402A,
of Torts section
comment k
drug approved by
that a
We hold
(1965)
principles
pro-
and the
it embodies
Drug
United
Food and
Administra-
States
exemption
vide an
(“FDA”), properly prepared,
tion
com-
prod-
claimed
defect in the case of
pounded,
distributed,
packaged, and
cannot
“unavoidably
ucts that are
unsafe.”
as
law be
a matter of
“defective”
moving
partial summary judgment,
Up-
inaccurate, incomplete,
proof
absence of
john argued
policy
that public
supporting
misleading, or
fur-
fraudulent information
development
the research and
of new
by the
nished
manufacturer
connection
drugs requires
holding
FDA-ap-
that all
approval.
acknowledge
with FDA
that
proved prescription medications are “una-
by characterizing
FDA-approved pre-
all
voidably
products”
unsafe
under comment
scription
“unavoidably
medications
un-
as
and,
such,
manufacturers
those
safe,”
expanding
we are
the literal inter-
drugs would not be
a claim
liable for
based
pretation of comment k.
design.
argue
defective
Plaintiffs
that
following facts
are taken from
“unavoidably
whether a
unsafe”
court’s
federal district
certification order.
ease-by-case
must be
determined on
ba-
age
Lucille Coats died at
83 from
Mildred
sis,
determination
each case of
gunshot
by
daughter,
wounds inflicted
her
specific drug’s
whether the
benefit exceed-
Grundberg, on
Ilo
June
1988. Grund-
ed its risk at
time it was distributed.
Gray,
repre-
berg
personal
and Janice
The district court
to be a
found this
control-
estate, brought
of Coat’s
this ac-
sentative
ling question of
it to
law and certified
tion, alleging
Grundberg
her
shot
court.
ingesting
as a result of
mother
Specifically, Halcion,
issues we address at
prescription drug
manufactured
request of the federal court are:
Upjohn
defendant
to treat
insomnia.1
allege
Grundberg
took a .5
adopt
“unavoidably
Plaintiffs
1. Does Utah
milligram
day
products” exception
prod-
dose Halcion the
she shot
unsafe
to strict
They allege
her mother.
this dose ucts
as set
forth
the trade
Halcion is
name of the
triaz-
olam.
standards),
(Second)
industry
(punitive
78-18-2
402A of the Restatement
section
damages
if
(1965)?
approved
unavailable
of Torts
FDA).
k,
(a)
adopt
If Utah does
*3
PDA-approved prescription drugs
should
entirety,
In its
comment k reads:
as matter
to have
deemed
a
of law
be
Unavoidably
products.
k.
unsafe
pre-
“unavoidably unsafe”
satisfied
which,
products
There
some
are
exception,
the comment k
requisite to
present
knowledge,
of human
state
are
be made on a
should
determination
quite incapable
being made
of
safe
case-by-case basis?
ordinary
their intended and
use. These
k,
(b)
adopt
especially
If
does
and if
Utah
comment
are
common
field of
outstanding example
applica-
its
An
is the
it is further determined that
ra-
prescription
vaccine for the Pasteur treatment of
FDA-approved
to
tion
bies,
uncommonly
not
which
leads to
case-by-case basis,
ought to made on a
be
very
damaging consequences
serious and
ques-
such
a threshold
is
determination
injected.
when it is
Since
disease
question
for the trial court or
tion
invariably
itself
leads to
dreadful
presented
jury?
to
properly to be
death,
marketing
both the
and the use of
k
(c) If it
comment
is determined that
is
fully justified,
the vaccine are
notwith-
prescrip-
applied
FDA-approved
to be
standing
high degree
the unavoidable
of
basis,
case-by-case
on
is
tion
they
a product,
risk which
Such
involve.
pertaining to adverse side-ef-
evidence
accompanied by
properly prepared, and
not
are
al-
fects from
which
warning,
proper directions and
is not
personally
leged to have been
suffered
fective,
unreasonably danger-
nor is it
plaintiff
by the
relevant to
“unavoid-
many
true
other
ous. The same is
of
ably unsafe” determination?
vaccines,
like, many of
drugs,
and the
very
legally
which for this
reason cannot
I.
LIABILITY
UTAH LAW ON STRICT
except
physicians,
or under the
be sold
(Sec-
402A of the Restatement
Section
physician.
of a
It is also
ond)
(1965)
of
the strict
Torts
addresses
experi-
particular many
of
new or
true
liability
products. This court
which,
of sellers of
because of
mental
as to
402A,
adopted
of
comment k
opportunity
section
for suffi-
lack
time
Hahn,
provision,
experience,
Inc.
is one
Ernest
v.
cient medical
there can be no
W.
152,
Co.,
(Utah
safety, or
perhaps
assurance of
even
Armco Steel
601 P.2d
ingredients,
experi-
1979).
then,
purity of
but
we have adhered to
Since
justifies
marketing
is
ence
there
at
402A and to
least one
section
notwithstanding
use
accompanying comments. See Mulherin v.
recognizable
medically
risk. The seller
(Utah
Co.,
tion was
(1987),
against
addressing
a case
a suit
exigent
testing
circum-
quate
manufacturer of a vaccine
immunize
*5
Laboratories,
stances);
v.
Patten
Lederle
diphtheria, pertussis, and
against
tetanus
1987) (federal
(D.Utah
dis-
F.Supp. 233
676
(“DPT”).
required
the
manu-
Toner
Utah
predicting that
would
trict court
trial,
case-by-case
to
at
on a
prove
facturer
k).
adopt comment
basis,
of the
out-
that the benefits
marketing.
weighed
to
the risks at the time of
the
state
fashion
California was
first
qualify
at
To
“una-
drugs
732 P.2d
305-09.
test to determine which
risk/benefit
voidably
product”
ap-
In
under this
protection.
unsafe
are entitled to comment
Laboratories,
be,
must
at the time of the
proach,
172 Cal.
“there
Kearl v. Lederle
distribution,
(1985),5
no
subject products’
the
feasible
Cal.Rptr.
218
453
App.3d
design
specifically dis-
alternative
which on balance accom-
Appeal
of
California Court
purpose
by
subject product’s
the
with
society
plishes
face
problems
cussed
would
(citing Belle
accountability
lesser risk.”
Id. at 306
subjecting drugs to the same
Hansen,
Bank v.
allowing unlimited re-
Memorial Blood
products,
as other
Bonfils
(Colo.1983)); Kearl,
218
pharmaceuti-
P.2d
123
plaintiffs injured by
665
dress
If
alternative
Cal.Rptr. at 464.
there were
products.
problems,
Such
the court
cal
designs
could
effec-
noted,
delayed availability
drug product
need-
that
have
of
include
purpose,
the court
imposition
tively
of
achieved
same
drugs and
of
costs
ed
reasoned,
research,
risk would not be “unavoid-
development,
marketing of
and the
“apparently
manufac-
reasonable”
products beyond that which
able”
manufacturers, marketing
product
of
would
turers,
and use
small
especially
Toner,
P.2d
306.
justified.
at
732
at
willing
Cal.Rptr.
not be
might be
to risk.
209).
Feldman, 460 A.2d at
(quoting
apply-
to
those courts
direct contrast
case-by-
discomfort,
immunity on
ing comment k’s
expressed
The
court
Kearl
pre-
holding
courts
that all
however,
by
are
method
case basis
the “mechanical”
with
are
as matter
scription drugs
entitled
had concluded
many appellate courts
liability
exemption
from strict
law to
special
treatment.
are entitled
In Brown
Thus,
on
defect.
forth
claims based
Cal.Rptr.
463.
Kearl set
at
Court,
1049, 245
by
Superior
44 Cal.3d
out
analysis to be carried
a risk/benefit
distributed,
whether,
(1)
product
when
the California Su-
overturned
5. Kearl was
exceptionally im-
Brown,
was intended to confer an
at
Since
preme
Brown,
in
751 P.2d
470.
Court
availability high-
portant
benefit
made
prescrip-
is that
in California
all
the rule
desirable; (2)
then-existing risk
ly
whether
law to an
entitled as a matter of
tion
are
product
posed
"substantial”
both
liability
exemption
claims based
from strict
“unavoidable;”
(3) whether the inter-
upon design defects.
availability (again
as of the
in
measured
est
distribution) outweighs
interest
time
to ex-
would decide whether
The trial court
6.
accountability through
promoting enhanced
only
taking
evidence
empt
first
after
liability design
review.
strict
defect
considering:
presence,
jury's
of the
out
Kearl,
Cal.Rptr. at
(1988),
proval.
Finally,
at 479.
Cal.Rptr.
Id.
the added ex-
brought by plain- pense
insuring against
claims
liability
court addressed
strict
companies
injuries
programs might
sued
additional research
tiffs who
cause
allegedly arising from their mothers’
the cost of medication to increase to the
diethystilbestrol,
syn-
exposure
útero
longer
extent that it
no
would
be afforda-
during
thetic hormone marketed for use
ble
consumers.
Id.
weighed
prob-
court
pregnancy. The
plaintiffs
and amici
curiae Brown
imposing
lem whether
language
asserted that the
of comment
comports
the tra-
drug manufacturers
interpreted
grant
cannot be
im-
blanket
law, namely,
goals
ditional
of tort
deter- munity
prescrip-
from strict
to all
751 P.2d at
rence and cost distribution.
drugs. Rather,
they
tion
asserted that
acknowledged
478. The court
that a
those
“unavoidably
that are
companies
might
pharmaceutical
be safer if
dangerous”
eligible
protection.
for such
withheld it from the market until scientific
court, although
Id. at 482 n. 11. The
con-
point
knowledge
skill and
advanced to the
ceding
entirely
the comment is not
dangerous
effects could
where all
side
point,
clear on this
noted that “the com-
at 479. There was con-
discovered.
Id.
apply
ment was intended to and should
cern, however,
delay,
that this
when added
prescription drugs.”
(emphasis
all
delay normally required for the FDA
to the
added). Brown concluded that
“because
approve
drug,
a new
would not serve the
public
development,
interest
public
examples
welfare. The court cited
availability,
price
drugs,
and reasonable
potentially
drugs being
several
useful
appropriate
determining
test
re-
*6
withdrawn from the market or their avail-
sponsibility is the test stated in comment
seriously
ability
curtailed because of the
k....”
Id. at 477.
liability
at
crisis.
Id.
479-80.
Sons,
In Castrignano v. E.R.
acknowledged
ap-
The Brown court
the
Inc.,
(R.I.1988),
from lawsuits or the to secure judge feels that reasonable minds could adequate insurance. Id. at 479-80. Sec- question, judge differ on the must sub- ond, in consumers have a vested interest jury. mit the issue to the prompt availability pharmaceutical of new reviewing approaches products. Imposing jur- strict of other sign might products liability defects cause isdictions toward strict manufacturers to market, delay placing products design drug products, on the in new defects we are products ap- uniformity even after those receive troubled the lack of and cer- ap- product design. We do not case-by-case pharmaceutical tainty inherent however, agree, court’s resulting disincentive with the Brown proach and fear apparent attempt plain language devel- to use the pharmaceutical manufacturers attempt exempting ’s to clari- of k as vehicle for Toner comment op products. “unreasonably dangerous” prescription standard all from strict fy the policies underly- the defendants’ chances seriously relying curtails rather than on the establishing k im- ing comment of success that comment. commenta-
munity of law. One as matter The American Law Institute’s restate- an defendant have notes that a would tor by legal who ments are drafted scholars rebutting plaintiffs prima easier time attempt of the law to summarize state design the tradi- defect under facie case area, given predict how the law tough meeting than tional standard changing, suggest the direction exemp- “earning” comment k burden of The should take. restatement serves law Comment Reilly, Erosion tion. See role courts in appropriate advisory an k, Dayton L.Rev. 14 U. law. approaching unsettled areas of We very literal and restric- applied a however, Toner section 402A of emphasize, that k. ex- of comment For interpretation (Second) Torts, tive as Restatement examples cer- comment ample, cites binding is not on our deci- drafted as that and vaccines tain except as ex- sion in this case insofar we public apparently use- “supply the with princi- doctrinal plicitly adopt its various product, attended with a and desirable ful ples. principle risk.” apparently known reasonable embodies, but of unavoid- manufacturers opined language, Based on this Toner dangerous lia- products should ably (1) “[c]learly contemplates ... design for a claim of defect. We ble benefit of the weighing persuaded all (2) intended against risk” and was never unavoidably danger- be classified should liability. drugs from exempt all unique na- their ous in because of Toner, if 306. Even value, regulatory the elaborate ture *7 in FDA, the court Toner that with system by the difficul- overseen contemplates “weighing” of the as a relying on individual lawsuits ties of benefits, find unnec- drug’s risks and we it a prescription in to review forum essary prop- is the to conclude that court significant public drug’s design, and the weighing pro- body engage in that er in noted Brown. We policy considerations Furthermore, not be bound cess. we need conclusion as did therefore reach the same language Brown, of and specific Supreme in Court the California policy may adopt apply and its fundamental slightly ratio- pursuant to a different albeit restricting to what ourselves without nale. interpretation. literal
perceive to be its UNIQUE III. stan- somewhat nebulous Castrignano’s OF DRUGS CHARACTERISTICS dard, question when the designed to control application reaches comment k’s of chemical prescription Because plain- great deal of room for jury, leaves with compounds designed to interact jury. Addi- cases to the to manuever tiffs physiological processes of chemical and case-by-case ap- tionally, like the traditional always pose body, they will almost human ignores the effective- this standard proach, in certain individu- some risk of side effects regulatory process. of the FDA’s ness risks, drugs are Despite these new als. approved by the FDA because case-by- continually that the agree with Brown We saving lives and of benefit is their social first articulated Kearl method case Toner’s, suffering. The health unworkable, alleviating human light re- even living system general and standard care test. find the Brown of the finement seri- country, example, would be public policy in line result more with impaired such essential ously without important area of considerations 96 quick potential as antibiotics that allow re- anism to ensure that the benefits
covery from once product outweigh ailments were debili- of the any associated Food, tating Drug or even fatal. See risks. The manufacturer initiates the re (1982). Cosmetic L.J. 15 by submitting Investigational view New Drug Application (“IND”), containing in addition, expansion of tort formation chemistry, about the man liability justified primarily is on the basis ufacturing, pharmacology, toxicology. deterring transferring inju- the cost of 355(b)(1) (Supp.1991); See U.S.C. § ries, appropriate it is to consider the in- (1990). C.F.R. 312.21 If FDA ap § creased costs that could result from the IND, proves drug’s sponsor may production prescrip- curtailment of the gather data safety efficacy on clinical drugs. tion commentator notes: One Drug needed for a Application New [Djrugs input are our most cost-effective (“NDA”), application. the formal license in supplying the demand for health. A very The NDA must include detailed re prescription frequently ten-dollar is ports of all animal studies and clinical test $2,000 hospital substitute worth ing performed drug, with the reports of produces services—a substitute that reactions, any any perti adverse other positive higher outcome with much fre- nent information world-wide scientific quency hospital than care.... we are If 355(b) (Supp.1991); literature. 21 U.S.C. § costs, minimizing serious about our 21 C.F.R. 314.50 § best bet is to increase the number of drug innovations. The approval process can re- Brozen, Statements, Drugs & Health: Eco- quire years testing By and review. Policy Objectives, nomic Issues submitted, 305 time an NDA is it often consists (Helms 1981) (emphasis added). ed. pages of thousands of of material describ- ing studies of the in several hundred risks, Despite inherent and in contrast patients. several thousand See Fed. any product, society other has deter- (Oct. 19, 1982). Reg. 46626 The FDA care- mined provide medications fully supporting scrutinizes the data unique benefit and so should be available NDA, requiring “substantial evidence” con- physicians appropriate warnings sisting adequate and well-controlled in- guidance as to use. The federal vestigations. 355(d) (Supp. U.S.C. government has established an elaborate 1991). application by phy- regulatory system, reviewed FDA, overseen sicians, pharmacologists, chemists, micro- approval to control the and distribution of statisticians, biologists, profes- these and other See U.S.C. 301-393. §§ *8 No other sionals within the FDA’s subject class of National Center special Drugs Biologies for and protections experi- restrictions or who are society. in evaluating drugs. our enced 47 Fed. (Oct. 19, Reg. 1982). Recommenda- FDA
IV.
REGULATION
professionals
tions
those
are then re-
by management
viewed
personnel within
Congress
“protect
created the FDA to
Drugs
the National
Biolog-
Center for
and
dangerous products.”
consumers
from
ies before the FDA makes a final determi-
Sullivan,
United States v.
332 U.S.
approve
reject
nation to
or
the new
331, 335,
(1948).
68 S.Ct.
Before
a new
reports
lance.
All
of adverse
reac-
employs
FDA
screening
(“ADRs”)
an extensive
tions
reported
mech
must be
to the
resulting from
use of
FDA,
physician,
injuries
those
regardless
whether
78-18-2(1)
manufacturer,
believe
re-
Utah Code Ann.
or others
§
“punitive
21 C.F.R.
drug-related.
(Supp.1990)
damages
states that
action to be
314.80(b). The
must also may
drug causing
manufacturer
if a
not be awarded
§
reports
(a)
as to what ac-
periodically
premarket
submit
claimant’s harm:
received
response to ADRs and must
Food,
it
tions
took
approval or licensure
the Federal
stud-
any post-marketing
from
submit data
Act,
Drug,
and Cosmetic
U.S.C. Section
literature,
ies, reports
scientific
designed
seq_”
policy,
This
et
301.
marketing
21 C.F.R.
foreign
experience.
discouraging manufacturers
avoid
.80(c).
314.80(b),
The FDA has authori-
§§
drugs,
marketing FDA-approved
applies
reporting requirements;
ty to enforce these
inadequate
even to
marketed with
may subject a manu-
any
comply
failure to
warnings.
penalties.
civil
criminal
facturer to
(1972
Supp.1991).
&
legislature
U.S.C.
332-34
also acknowl
has
§§
findings, the
response to its surveillance
edged
important
governmental
role
require labeling changes or if
may
FDA
Code Ann. section 78-
standards
Utah
approval
NDA
necessary withdraw
section,
legislature
15-6(3).7 In that
thereby
license market the
revoke the
pre
that
is a rebuttable
declared
there
355(e).
medication.
Id. at
fully
com
sumption
plies
applicable government
stan
regulatory scheme
We find this extensive
marketing is not
at the time of
defect
dards
making
capable
appropriate
of and
ive.8
regarding
preliminary
determination
drug’s
prescription
benefits out-
whether a
ap-
prior
supports
law
this
Our
case
follow-up
weigh
risks. The structured
its
E.R.
proach
as well. In Barson v.
imposed by law
program
ensures
Inc.,
(Utah 1984),
Sons,
placed
on the market without
sufficiency
of evidence for
addressed
monitoring
continued
adverse conse-
negligently
claim
manufacturer
render
FDA’s ini-
quences that would
risks
its
failed to warn of
associated with
Allowing
analysis invalid.
tial risk/benefit
meeting
product. We held that even after
juries to
courts and/or
contin-
individual
requirements,
if there are
governmental
and benefits
ually reevaluate
risks
dangers
manufactur-
about which
regula-
processes
expert
of this
ignores the
known, the manu-
er
or should have
knew
tory
and the other avenues of recov-
body
liability.
may
subject
Id. at
facturer
plaintiffs.
ery
available
Thus,
holding in
with our
consistent
case,
if manufacturer knows
has
Legislature
that the Utah
We note
know of a risk associated with
approval
should
recognized the value of
patient if
directly liable to the
product, it is
public
in the avail-
process and the
interest
pro-
medical
adequately
it
warn the
affordability
fails to
ability
danger.
at 835.
of that
restricting the extent of
fession
drugs by
Act,
immunizing
*9
argue
drug
Liability
manu-
that
Plaintiffs
3 of the Utah Products
7. Section
design
-6,
liability
defects
from strict
was held
facturers
Ann.
78-15-1 to
§§
Utah Code
statute,
that
contrary to
conclu-
by
Berry
is
this
because
court
v. Beech
this
unconstitutional
1985),
presump-
(Utah
an "irrebuttable
a
sion would establish
Corp., 717
P.2d
Aircraft
drug
or unrea-
was not defective
repose.
was
tion" that
Because section 78-15-3
statute of
Act,
disagree.
dangerous.
sonably
Plaintiffs
other sections of
from the
not severable
liability
a
claim
may
recover under
the Products
still
that the remainder of
we ruled
demonstrating
product was unreason-
legislature
that the
re-
Liability
Act
invalid.
warning,
dangerous
inadequate
ap-
ably
to an
due
pealed
in an
amended certain sections
flaw,
manufacturing
mismarketing,
misrep-
or
comply
parent
to
with the court's con-
effort
cite
resenting
to
FDA. We
Although
information
was neither
section 78-15-6
cerns.
reenacted,
legisla-
only
amended,
to demonstrate
specifically
statutes
repealed,
these
nor
expertise
cer-
to
legislature
ture’s similar deference
has
no indication that the
there is
agencies, particularly
governmental
gov-
changed
policy regarding
tain
deference
the FDA.
standards.
ernmental
Moreover,
opinion regarding
particular
standard in Utah to which
whether
drug application
approved,
should be
drug
must adhere to estab-
manufacturers
making
judgment
individuals
the ultimate
adequate warning
very
is
strict.
In
lish
years
experience
will have the benefit of
Barson, we stated:
reviewing
products,
scientific ex-
determining
In
whether manufactur-
area,
pertise in the
and access to the vol-
duty
adequately
er has breached that
[to
they
compel
umes of data
can
manufactur-
and the extent to which a manu-
warn]
produce.
FDA subject
ers to
Nor is the
required
dangers
facturer is
to know of
process,
the inherent
of the trial
limitations
drug,
important
inherent in its
it is
evidence,
such as the rules of
restrictions
point out
that the
is
manufacturer
expert
testimony,
scheduling
on
expert
particular
held to be an
in its
mands.9
duty
and is under a “continuous
field
keep
develop-
...
abreast
argued
One commentator has
that courts
of scientific
touching upon
ments
as a
respon-
whole
unsuited to render
manufactur-
notify
pro-
judgments
er’s
the medical
design
sible
defect area
Henderson,
any
generally.
fession of
additional side effects dis-
See
Re-
Judicial
covered from its use.” The
manu-
Design
view
Conscious
of Manufacturers’
responsible
Adjudication,
is
therefore for not Choices: The
Limits
facturer
knowledge gained
argues
“actual
from re- Colum.L.Rev. 1531
He
arbitrary
decisions in this area are
reports,”
search and adverse reaction
but
due to
“polycentric”
their
nature in
knowledge
also
constructive
which “each
as mea-
point for decision is related to all the others
sured
literature and other
scientific
spider
as are the strands of a
web.” Id. at
available means
communication.
litigate
1536. These issues are difficult to
Barson,
(emphasis
ANALYSIS pulled, relationships among all the again readjusted. strands will A law- Finally, do not believe that a trial yer seeking argument upon to base [an] products liability court the context of a principle required established to ad- proper action is the forum to determine dress himself discourse to each of a whether, whole, particular as a prescrip- strands, issues, dozen or would find [the] outweighed tion benefits its risks at frustratingly impossible. task case-by-case the time of distribution. analysis, jury’s one court or determination particular drug
that a is or is not “defec- Although accept we do not the notion tively designed” bearing any has no that courts are unsuited to address result, future case. As a differences of in any defect claims ac- opinion among differing jurisdic- tion, courts in prescription drug we do tions leaves unsettled a manufactur- design presents precisely type “po- any given drug. Although er’s lycentric” problem. designed A may effectively specific have internal differences of be administered to indi- question terribly. case-by-case approach, 9. There is also a certain moral to be prod- Under a courts determining addressed when whether a juries significant must ask which is a more outweighs uct’s benefit its risk when faced with efficacy respect group interest: A versus *10 reality injured plaintiff. example, the of an For group B? harm to The FDA must ask the same vaccine, case a in the drug’s availability of certain benefits of the question: product the Does benefit of this out- A, group will accrue to the weigh its The risk? distinction is that the FDA prevented contracting individuals who are from objective posture is in a more and informed to individuals, the disease. A smaller number of Toner, make that determination. See however, may contract the disease and react (appendix transcript excerpt at 325-26 B: of or, violently component to a of the as argument). Malcolm E. Wheeler’s oral drug’s properties, some other result of the suffer I epidemic, or a fatal condition. believe a of indications. one or number viduals for “unavoidably” by is is meant out- what a benefit To determine whether exception apply complex be- unsafe. The would thus inherently is weighs its risk drugs to a small number of only conscious cause of the manufacturer’s —not drugs by FDA. gambit approved full of chem- regarding the numerous sign choices recognize problem I associated While their properties ical I not case-by-case application, do idiosyn- physiologic to the vast relationship great problem be as as think would each consumer whom cracies of opinion by majority since portrayed Society recognized has designed. is only relatively small number of re- response has complexity and in this fall into the class entitled to would FDA. authority in the posed regulatory exemption. screening and sur- Relying on the FDA’s find courts to veillance standards enables Supreme Court in Col- of Wisconsin inadequate liability under circumstances Co., 166, Lilly Eli 116 Wis.2d lins v. mismanufacture, warning, improper mar- (1984), adopted appli- a narrow N.W.2d FDA—avenues keting, misinforming the or k: of comment cation Al- for which courts are better suited. Drug sellers or companies like other plaintiffs one though approach denies manufacturers, duty produce have to rely theory to in a potential on which products. reasonably safe and market action, liability to so- products the benefits exigent in circum- recognize some development, avail- ciety in promoting the necessary place may be stances it price drugs justi- ability, reasonable adequate market test- on the before fies this conclusion. cir- ing may done. as these Insofar exist, in light strong public interest com- of the with the cumstances pre- availability affordability not be strict should ment [k] medications, regula- However, exigent extensive no scription imposed. we find FDA, avenues DES tory system of which would excuse circumstances plaintiffs by adequately from recovery still available or marketers producers warning, inadequate testing placed mismanufac- on the claiming DES before it was ture, marketing, misrepresent- Although improper there was societal market. FDA, in miscarriages we conclude ing preventing information interest immunity grant treatment was pregnancy, that a broad alternative problem ap- did defects not claims based available and pre- FDA-approved proach epidemic proportions. extended to should be scription drugs Utah.10 expressed United A similar view Judge Thomas Greene District J. States J., C.J., ZIMMERMAN, HALL, Laboratories, Lederle Patten concur. 1987), he (D.C.Utah where F.Supp. 233 HOWE, Associate Chief Justice: wrote: (dissenting). it, k does comment this court sees [A]s immunity pre- to all provide k blanket I I would limit comment dissent. language of the drugs. The wording scription as advocat- exception to its literal apply indicates it is apply I it would Stewart. ed Justice products.... The court considers ‘some’ only to class of a narrow extending protection lifesaving potential, which have un- would be entire class an risks but which attendant which have com- requirements of the light poten- wise they have the administered to its specifies prerequisite ment person who saving the life of tial of disease, application. by a to death probably doomed presented. response two certi- issues to the first of our 10. Because other not reach the questions, we need fied *11 Laboratories, 112 Idaho prescription drugs which do not Toner v. Lederle As to all 328, J., 297, (1987) (Huntley, 732 P.2d exempted fall within the class but Indeed, concurring specially). relying on FDA, I approved by the would have been approval, ignores FDA majority wholly presumption them a rebuttable accord E.R, Squibb our statement in Barson v. design. being of safe Sons, Inc., 832, (Utah 1984), FDA regulations prescription for STEWART, (dissenting): Justice drugs merely “are minimum standards.” majority I holds that a dissent. truth, safety procedures In FDA do not to human avoidably that is unsafe justify judicial responsibility. abdication of exempt life or health is from strict example, require FDA For does not FDA, design approved by if for defects developed existing drugs undergo newly though drugs provide can even alternative tests which would increase the likelihood same, better, therapy, less or even with that a is in fact safe. This was Thus, FDA-ap- risk to life or health. Barson, illustrated in 682 P.2d at proved drugs decongestants, as various ex- which this Court stated: deodorants, pectorants, growth hair stimu- Drug Since the Food and Admin- lants, moisturizers, cough skin (FDA) required teratogenici- istration has remedies,1 example, have the cold for same testing ty on all new immunity polio vaccines or as rabies guidelines regarding FDA established medications essential the treatment of teratogenicity testing. Delalutin Since disease, cancer, I heart or AIDS. see no by was not a “new” as defined drugs according used to treat basis guidelines, require- there was no federal comparatively minor ailments a im- blanket ment that test Delalutin for tera- munity design togenicity; testimony indicated that dangerous they unreasonably fects if Squibb had never done so. them.
to those who use congressional investigations Numerous demonstrated that the FDA has often have immunity The limited conferred com- drugs complete ignorance approved given only ment k on a few relating critical information to the hazards thorough after consideration the Ameri- of such which was contained either However, can Law Institute. this Court published in its own files or in the medical gives immunity blanket defects literature, example, or both. For the FDA FDA-approved drugs to all on the basis 19, 1982, approved April Oraflex on for the upon efficacy integri- blind reliance treatment of arthritis. The manufacturer ty procedures, of FDA about which withdrew the from the market on majority nothing. I knows almost 4, 1982, August because eleven deaths Huntley Supreme with of the Idaho Justice reported to associated were be Court, who stated: sixty- use in the United States and supreme yet state court has become [N]o reported in the one deaths were United convinced that the has either ade- Kingdom. principal Of concern were re- staffing, quate expertise, or data base to ports fatal of serious sometimes Ora- being ju- for the warrant substituted kidney flex-associated liver and disease. In system. dicial Regulation in FDA’s Deficiencies New H.R.Rep. Drug “Oraflex”, No. day any supreme I fear the when court (1983), Cong., 98th 1st Sess. the House agency can convinced that an such as Operations Committee Government FDA, well-intentioned, no (hereinafter “H.C.G.O.”), matter how congressional sys- FDA, supplant judicial overseeing can the American committee found that during the FDA tem. was unaware that Ora- (1990 ed.) Physicians’ 1. The Desk in- ries stated in the text. Reference catego- cludes in each of the *12 sia, diag- sedation for short four re- and conscious flex clinical it had received trials endoscopic procedures on Decem- and kid- nostic or ports of serious concomitant liver kidney 20,1985. Thereafter, of dis- Versed was asso- ney reports and two ber disease injury.2 reports At unaccompanied by ease liver ciated with numerous of life-threat- and, many instances, approved ening epi- the time the FDA Oraflex for fatal arrest, marketing, respiratory and for several months there- sodes of cardiac and after, it was unaware of the number of particularly for conscious seda- when used reports of adverse reac- Oraflex-associated The FDA concluded that these reac- tion. prior approval had to its of dose-related, tions it received until No- tions were but not approving Prior drug. Id. at 11-12. to were the recommended con- vember 1987 Oraflex, no to obtain the FDA made effort substan- scious sedation doses Versed safety foreign information on its from tially reduced. H.C.G.O. found that drug already countries had originally approved Versed doses therefore, was, un- been marketed and substantially high- sedation were conscious reports large of of aware of number er to effective. than those shown be fatal to serious and sometimes reactions Regulation New FDA’s Deficient to the British and Dan- submitted 1086, Versed, No. H.R.Rep. 100th Drug Id. at 13. The regulatory ish authorities. 2nd at 10 When it Cong., Sess. require- legal FDA failed enforce the to marketing, the FDA approved Versed report all ment that manufacturers studies, important despite was unaware of to under clinical adverse reactions published they the fact that had been investigation, information essential 20, literature, many id. at medical potential drug’s against risks its weigh the instances, agen- been submitted to had 22. benefits. Id. at cy. at 21. also found Id. H.C.G.O. of the manner in the FDA was unaware Merital for the treat- approved The FDA foreign na- regulated in which Versed was 31, 1984. depression on December ment of investigate the adverse tions failed from the market in Merital was withdrawn practices the manu- reporting reaction large number of January 1986 Versed, notwithstanding data facturer reports immune-allergic hy- of serious company agency received had reactions, including several persensitivity ne- that the firm had strongly suggesting fatalities, In its use. associated with agency reports of glected to FDA n to the submit Drug New report Regulation to the deaths known Versed-associated 206, Merital, Cong., H.R.Rep. 100th No. drug’s approval. Id. prior to the company (1987), found that 1st the H.C.G.O. Sess. at 37. Merital, FDA prior approving over- it had received of looked clinical evidence Zomax on October approved The FDA potential. allergy-inducing Id. moderately mild relief of for the of its ad- The FDA’s enforcement at 24. 4, 1983, marketing pain. March On severe requirements reporting was verse reaction by its manufacturer halted H.C.G.O. concluded inadequate. Id. at 71. reactions, allergic number of large to a due exposed the American the FDA had deaths, use. including associated Merital potential hazards of public to the 2,100 Eventually, reactions were more than drug’s efficacy requiring that the without Regula- FDA. FDA’s reported by substantial evidence supported be Zomax, H.R.Rep. No. 98th tion of adequate and well-controlled rived from (1983), found the H.C.G.O. Cong., 1st Sess. 80. studies. at in violation approved Zomax that the its bene- policy requiring that agency of an preopera- Versed for approved The FDA outweigh its demonstrated fits shown sedation, general anesthe- induction of tive [kidney] toxicity renal agency of "evidence ... of ignorance, the ence consequence of its aAs labeling Oraflex-as- approved which stated that clinical studies.” Oraflex] in [the Deficiencies Drug to "liver Regulation were confined at sociated liver reactions New FDA’s "Oraflex" “usually that were test abnormalities” function 9-10. altogether the exfst- and that denied transient" *13 102
carcinogenic Drug companies, at 5. The FDA like other risk. Id. sellers or manufacturers, analysis duty produce have a failed to make the risk-benefit reasonably products. and market safe placed prov- Court has within the exclusive recognize exigent that in some cir- Also, ince of FDA’s the FDA. monitor- may necessary place cumstances it be ing of Zomax-associated adverse reaction adequate on the market before reports was deficient. When Zomax was testing can done. be Insofar as these market, agency’s from removed exist, agree circumstances with the computerized tracking system showed that that strict should [k] reports the FDA 270 had received However, imposed. not be we find no reactions, allergic Zomax-associated where- exigent ex- circumstances which would drug’s actually as the had manufacturer producers cuse or DES marketers reports agency. 900 to the submitted adequately testing before it was DES at 11-12. The FDA also failed to note placed Although on the market. there suggesting possession evidence preventing was a interest in mis- societal posed higher Zomax risk of serious and carriages pregnancy, alternative treat- life-threatening allergic sometimes reac- available, problem ment was and the did class, particu- tions than other in its approach epidemic proportions. not larly among patients prior history with no assuming exigent Even there cir- were drug allergy. Id. at 16.3 necessitating cumstances the use Although FDA has a mechanism for in pregnancy adequate of DES without pharmaceutical agents withdrawal testing, years an additional ten had dangerous, 21 which are found to be U.S.C. elapsed by plaintiff’s the time the mother 355(e) (1988),the mechanism is slow and Thus, appear took DES. it would example, sometimes unreliable. For sever- drug companies had sufficient time to published early al studies were 1950s thoroughly original if test DES even put diethylstilbestrol which should have place need to it on the market foreclosed (DES) manufacturers on notice that DES adequate testing at that time. Accord- injured reproductive systems of female ingly, producers we hold that DES exposed fetuses whose mothers were to the may strictly marketers be held liable if drug. However, it was not until plaintiff the five elements establishes nearly later, twenty years that the FDA specified earlier. finally prevent the use of banned DES to Proposals Congress before and rules miscarriages, the most common use of the promulgated by the FDA to make it easier drug. Castrignano See v. E.R. pharmaceutical companies to obtain Sons, Inc., (R.I.1988). A.2d approval FDA for new would dilute lengthy FDA wait resulted in safety efficacy even further the stan- endangering generation of women be- FDA approval dards for See during cause their mothers had used DES Note, Regulation Investigational New pregnancy. Drugs: Step Dy- “Giant the Sick and ing?”, Georgetown L.J. 463 Per- relying efficacy ap on the of FDA haps truly unavoidably unsafe in- proval procedures dispens as the basis for life-threatening tended to treat ailments ing judicial remedy with the easily pub- should be more available to the liability, majority ignores simply lic, lessening safety but standards is protect public against failures to unnec argument liability, against. for strict essary unacceptable I risks. likely many Profit motivation is to lead to Supreme
with what the Wisconsin
Court
unnecessarily dangerous drugs.
more
Co.,
Lilly
stated
v. Eli
Collins
166, 197,
37, 52,
Furthermore,
Wis.2d
342 N.W.2d
cert.
not a shred of evidence has
denied,
presented
469 U.S.
105 S.Ct.
83 been
to this Court that indicates
(1984):
system
L.Ed.2d 51
under the tort
has
The court
in Toner noted other FDA
failures.
work verdicts on a nationwide is sim- basis short,
ply beyond power our to affect. In majority simply deprives Utahns of a
judicial remedy injuries sustained defectively designed drugs, despite the fact Wayne Mary A. WINEGAR may that citizens of other states recover wife, Winegar, his Plaintiffs injuries.
for those Appellees, case, plaintiff In this Ilo Marie Grund- berg taking variety of medications was CORP., corporation; FROERER a Utah depression anxiety. Hal- chronic Investments, part- P.F. a Utah limited cion, here, the medication at issue had first Froerer, III, nership; and Fredrick prescribed Grundberg Mrs. been Froerer, Froerer, Phyllis Zane indi- 1987, May Mrs. 1987.4 December viduals, Appellants. Defendants and and, Grundberg job shortly her there- lost No. 890160. after, mother, her Mildred moved with Coats, Hurricane, Utah, they where lived Supreme Court of Utah. together in home. On June a mobile May Grundberg Mrs. took three medi- Valium, codeine, and cations: Halcion. La- night, she shot killed her moth-
ter that Grundberg charged
er. Mrs. was triazolam, Halcion, 4. Halcion benzodiazepines. is the trade name for known as which is by Upjohn, approved by used for treatment of manufactured medication FDA in insomnia. Triazolam is one of a class of November 1982.
