*1 GRIMES, Appellant, v. M. Christina McANULTY, Judge, E. Jefferson
William Court, Appellee,
Circuit Kentucky,
Commonwealth of Party
Real in Interest.
No. 95-SC-745-MR. Kentucky.
Supreme Court of
2,Oct.
Rehearing Denied Jan.
224 Heideman, remedy by pellant adequate
Richard The Heidman Law did not have P.C., Group, Washington, Appellant. appeal Id. 61. for from the mistrial order.” III, General, Attorney A.B. Chandler C. proscription against The constitutional General, II, Lloyd Attorney Vest Assistant jeopardy protects citizens inter alia double Frankfort, Chauvin, Louisville, McKay for being prosecuted again for an from offense Appellee. prosecution for which a former resulted which acquittal
either an
or a conviction
has
subsequently
not been
set aside. KRS
GRAVES, Justice.
505.030(1). If,
here,
prosecu
as
the former
Grimes,
Appellant,
a
appeals
Christina
by
tion was terminated mistrial after the first
right
matter of
an order of the
of
from
Court
witness was
and
the verdict
sworn
before
Appeals denying
petition
for a writ of
rendered, a
if
precluded
was
retrial
petition,
prohibition.
In her
seeks
granted
mistrial was
without the defendant’s
prevent
to
a retrial of her murder indictment
consent and in the absence of a manifest
grounds
jeopardy.
of double
After
505.030(4);
necessity to do so. KRS
Nichols
hearing
arguments
reviewing
oral
Commonwealth, Ky.,
v.
932
657 S.W.2d
record,
Appeals.
we affirm the
Court
denied,
(1983),
1028,
cert.
465
104 S.Ct
U.S.
.1289,
(1984).
al,
a measure
of the victim’s
the trial court must have
orderly, impar
“The
discretion.
interest
required
could not have
This Court
if he were
procedure
impaired
would
tial
be
ultimate testimo-
disclose her
power
exercising
from
deterred
*3
nor
taking
the witness stand
ny prior
any
reviewing court
that at
time a
concern
testi-
required her to
this Court have
could
trial
disagreed with his
of the
assessment
How-
offering any
proof.
fy prior to
other
automatically be
a retrial
situation
would
ever, having now
that she did not
testified
Washington,
434 U.S.
barred.” Arizona
it
an acci-
gun,
to fire the
i.e. was
intend
824,
834,
which were also Commonwealth, Ky., of a defense. Brown v. me lant’s that “He told to shoot statements Jewell Com 555 S.W.2d him”, loaded”, “I and “I didn’t know was monwealth, Ky., 549 S.W.2d Gray, who mean to.” Officer James didn’t grounds, Payne v. on other Com overruled scene, to arrive at the testified was the first monwealth, Ky., 623 gave him the victim told gun to him. told and told her shoot She reviewing tes After the evidence and Gray, “I never even knew it was Officer opinion that timony presented, we are of the any- and “I don’t nothing” or know loaded nothing presented Appel to indicate anything thing any shooting or guns about or recognize that in self-defense. We lant acted like this.” Pace, supra, be read holding our stand, instruction notwith authorize a self-defense took the witness When claim of accident. standing a defendant’s victim’s abuse she recounted the are incon fact that these defenses infor- “The mere her children. Defense counsel elicited preclude jury from victim sistent ... should not concerning bad acts of the mation appropriate considering under both theories up until the time of his death. from the 1970’s However, de at 666. circumstances.” Id. Finally, Appellant described events testimony fact that the defendant’s July 2, spite she and her 1992. She stated that accident, other evidence in Pace their home rested a conversation at husband had issue as to whether created an telephone number that had introduced regarding a she simply That beeper. They for awhile she acted self-defense. talked found on his Therefore, we conclude four the case here. period left for a of about and then he well within his discretion judge trial acted Appellant, when her According to hours. determining the introduction returned, he attacked her and husband victim, the absence patio. bad acts of the to the He then dragged her outside ” inflammatory evidence of was so other than intentional.’ v. Com- McGinnis (1994) prejudicial as to monwealth, create a manifest neces- Ky., 875 S.W.2d sity again for mistrial. We defer (quoting Shannon v.
language Washington, set forth in (1988)). Arizona v. 548-549 Pursuant supra, admits, the defendant but self-defense judge precipitately justify,
The trial
did not
act
seeks to
the intentional commission
response
prosecutor’s request
act,
for a
whereas the essence of an accident
contrary, evincing
mistrial. On the
a con- defense
the defendant’s contention that he
possible
for the
jeopardy
cern
con-
double
did not
commit the
state
act the
sequences of an
ruling,
gave
he
erroneous
alleges
constitutes
crime.
prosecutor
both defense counsel and the
persuaded
We are
the rationale of Jus-
opportunity
explain
positions
full
their
Stephenson
tice
in his
Pace
dissent to the
propriety
of a mistrial. We are
opinion,
persuaded by
therefore
the record
responsibly
Particularly
acted
and deliber-
as here in an
kill-
unwitnessed
ately, and
ing,
accorded careful
I
not believe
consideration
do
that there is a rational
respondent’s
having
interest in
for a
to infer
where
basis
self-defense
single
concluded in a
proceeding. Since he
herself
the kill-
testified that
*5
exercised “sound
...
discretion”
mis-
ing
testify
that
was accidental
did not
supported
is
“high
trial order
de-
she
killed
in fear
the deceased
gree”
required
which
in a
bodily harm
at
of serious
or death
this
case of
kind.
involuntary;
hands. Accident is
self-de-
recognized
fense is intentional.
It is
all
515-516,
Id. at
S.Ct.
contradictory.
that
defenses
these
are
opinion
In this
we have
that
concluded
appropriately determined the law Id. at 670.
Pace, supra, and,
under
although inconsis-
that,
Stephenson
opined
further
appropriate,
tent defenses could have been
majority opinion
impose
The
will
an intol-
given
such
not the
case
the evidence
upon
presented. However,
erable burden
at-
bench
opinion
it is our
that
tempting to
if
holding
determine
the circumstances
fundamentally
of Pace is
flawed.
cases such
this warrant a self-defense
A defendant who affirmatively asserts the
practical
The
instruction.
solution
this
defense of accident cannot
claim self-
also
problem
undoubtedly
will
result in the var-
protection.
giving
courts’
in-
ious trial
a self-defense
Pace,
Prior to our decision in
this
requested
every
if
where
struction
case
repeatedly
had
general
Court
affirmed the
during
death resulted
course
that
principle
when a
defendant in homicide
struggle or altercation.
prosecution
killing,
admits the
claims it
but
accident,
Id.
was an
he is not
to a self-
entitled
instruction.
defense
Howard v. Common
therefore conclude
the de
We
that
(1951);
Ky.,
no his actions firmed. Retrial of under were interpretation dissenting opinion’sstrained murder indictment is not barred under the immediately after the inci- principles jeopardy. her statements of double dent, one reach the conclusion could GRAVES, JOHNSTONE, LAMBERT and intentionally, although not self- JJ., WINTERSHEIMER, concur. defense, husband. shot her JOHNSTONE, J., by separate some circum- concurs a defendant under Whereas LAMBERT, GRAVES, opinion an instruc- stances be entitled to both accident, JJ., join. the evi- tion on self-defense and clearly support not in this case did dence COOPER, J., opinion by separate dissents dissenting The instruction self-defense. STUMBO, J., joins. in which majority opinion in opinion misconstrues the STEPHENS, C.J., separately dissents concluding proposition for the stands opinion. without an claim to specifically á must defendant Rather, ma- acted in have self-defense. JOHNSTONE, Justice, concurring. must be some evi- jority holds that there majority opinion but take I concur support instruction. introduced to dence dissenting opinion. issue with the Appellant, Evidence of the victim’s abuse advocates, alone, satisfy that burden. dissenting opinion standing The does not Indeed, emotion, Kentucky finding Legislature much that the the trial court was correct given spouse conveyed certain victims of abuse of the evidence has that the admission they may jury “victim to die.” rights which assert in defense deserved including murder. and other crimes assault people Kentucky to a right majority opinion suggested It guilty or finding this verdict essentially protection “emas- erodes such utterly by the guilty would denied be *6 presumption of innocence.” the eulatefs] the opinion voiced in the dissent. Under However, Legislature unlikely it that the is analysis, walk the defendant would dissent’s spousal of abuse grant to victims intended having jury away faced a ver- without ever without con- right unfettered to retaliate the very evi- notwithstanding the substantial dict sequence. The murdered husband. dence that she dissenting opinion’s that the The assertion is emerge the dissent would from rule which “represents not an ero- majority opinion for move must never that the Commonwealth and progress, significant of but a [the] sion later appellate for if some court a mistrial is unfounded. unconstitutional retreat” wrong, got regardless thinks the trial court it dissenting opinion quick point is to out a reasoning prompted which the order of the instruction on is entitled to an mistrial, precluded. retrial would be to estab- the evidence tends defense which mistrial, the on the motion for ruling In lish, by supported the defendant’s whether to unique position the judge was in trial However, evidence or Commonwealth’s. assess the factors a fact finder and serve as this'ease, inescapable upon relied fact of whether the determination relevant to that, majority despite the by is over- At this appropriate. was indeed mistrial spousal abuse on the whelming evidence proceedings, in the absence of stage absolutely no victim, part there was ball, crystal should not circumvent we Ap- Appellant. of self-defense evidence judge of the trial judgment call well-reasoned police indicated that pellant’s to statements It is from the a mistrial. evident granting Further, accidentally her husband. she shot judge exercised opinion order that “just gun at trial Appellant testified reaching such decision. sound discretion even realize her she did not went off’ and majority opin- paints the the dissent saw blood. While shot until she husband had been highly re- discarding trial, as “oft-cited during did ion point, to or At no ignores the completely it spected precedent,” ever contend judge a unanimous the trial of fear for fact gun in out fired the self-defense Appeals Kentucky Court best, panel of the Appellant’s and the At under her life. Wheat.) 579, 580, (1824), majority reached the same conclusion as the 6 L.Ed. day this Ky., Court. will have her v. Nichols during present (1983), denied, court she which can de- cert. (1984), appropriate
fenses
At that
manner.
79 L.Ed.2d
and that
S.Ct.
stage,
up
jury
pick
it is
example
necessity”
to
and choose one
of “manifest
is when
which parts of her
improper
statements to believe.
the defendant introduces
Although
easy
sympathize
Appel-
it is
prosecution’s right
prejudices
situation,
system
Richardson,
lant’s
our
Chapman
dictates
fair
v.
trial.
Manis,
Commonwealth has the same
to a fair
right
Stacy
Ky., 709
S.W.2d 929
v.
course,
Clearly,
as does a defendant.
this did
S.W.2d 433
Of
is a corol
original
not
proceedings
occur in the
lary
principle
to this
that if the evidence was
necessary.
Dawson,
admitted,
retrial is
properly
Taylor v.
(6th Cir.1989),
Tay
F.2d 1124
Leibson v.
cf.
LAMBERT, JJ., join
GRAVES and
this
lor,
(1986),
Ky., 721.S.W.2d 690
overruled on
concurring opinion.
grounds,
Morgan, Ky.,
other
Shaffer
(1991),
S.W.2d 402
or if the evidence did not
COOPER, Justice, dissenting.
case,
prejudice the Commonwealth’s
Lillard
Rose, Ky.,
In Commonwealth v.
S.W.2d 712
(1987),
denied,
S.W.2d 588
cert.
U.S.
discharge
then
(1987), prose
same of innocence and due cess of law to the most afforded hardened chief, ease in In its the Commonwealth majority opinion criminals. The rendered presented prove evidence to the offense of represents only this case an erosion of ie., murder, Appellant intentionally shot progress, significant abut and unconsti end, and her husband. To this killed tutional retreat. tape Commonwealth introduced the stated, just my “I shot Appellant first by the husband.” This was followed EMS majority correctly tape Appellant
The mistri- that her hus- notes that a in which stated gun told her granted prosecution al can be a criminal band handed her the and him, that, objection she although over the if there shoot did not defendant’s so, loaded, gun pulled she exists a to do KRS believe the was manifest (9 505.030(4), Perez, trigger. tape Ap- A States v. recorded statement United Hasty pellant was introduced which she stated (1954); also, Pennington v. see pulled trigger.
that she Officer James scene, Gray, Ky., 344 S.W.2d the first officer on the testified him, gave Ky. me Appellant told “He the Benson v. I gun and me to shoot him and did.” Common told Rutherford (13 Bush) (1878). Appel- Charles Grider testified that Howev Officer testify her er, lant him that her husband handed in her own Appellant told did choose to me, just gun you believe and said if don’t defense. me, him. shoot and she shot Appellant testified to the deceased’s also At the conclusion of Commonwealth’s prior acts of domestic violence abuse. case, for directed verdict Appellant moved incident in which the prior These included acquittal grounds the Common- her actually weapon at five deceased fired prove insufficient to wealth’s evidence was related the Appellant six times. then or death was the result of that her husband’s shooting on leading up to the fatal incidents judge correctly intentional act. The her husband July testified that 1992. She evidence was ruled that Commonwealth’s dragged her stripped her outside naked juror sufficient induce reasonable into the by her hair. She then crawled back beyond believe a reasonable doubt living room. in the house find her husband killing intentional. Commonwealth v. gun from retrieved his loaded deceased Benham, Ky., 816 S.W.2d began pointing gun first at a cabinet and having introduced suffi- The Commonwealth himself, threatening Appellant and then intent to overcome a direct- cient evideneé of testified that Appellant both of their lives. verdict, necessary longer for ed it was no begged her for her life and hus- she feared anyone, especially Appellant, to introduce ad- description Her give gun. her the band prove intention- evidence to ditional follows: the fatal event was as ally killed James Grimes. said, put my'hand I “Please let I out and Appellant began her case with voluminous gun, gun;” let me have me have the acts of do- of the deceased’s my with it put gun in hand he perpetrated abuse violence and mestic And all I did him]. around [toward turned her children. These against Appellant and was, went off. like that and it I went per- he separate incidents which included handgun. them sonally threatened photographs of also introduced expert wit- testified as an Dr. Anna Wilson body alleged to have been on her bruises that, suf- opinion, Appellant ness her upon deceased inflicted syndrome.” fering spouse “battered during from the At no time night of the fatal incident. Kentucky Appel- that if clear The law of kill- testimony did describe testify in point chosen not to “intentional,” lant had at this or *8 ing as either “accidental” behalf, by introduced the evidence telling daughter own although she admitted Appellant’s and other the Commonwealth day of the inci- and other witnesses sufficed to entitle her would have shooting witnesses an accident. dent self-protection. on to an instruction ignoring the Seizing and upon this admission already that the Common- he had ruled question or fact Concerning the of whether itself, evi- introduced sufficient had to an in- appellant was entitled not the killing to avoid of an intentional find that in dence on we struction acquittal, the verdict of directed the court is re- of this character cases “acci- not claim Appellant could ruled that give to an instruction where quired such an instruction circumstantial, be entitled to dent” and still wholly is there the evidence Having that errone- reached self-protection. struggle, and the accused is of a evidence that all conclusion, judge found or, ous although he does be- testify, fails to irrelevant prior abuse was witness, testify of the evidence not he does come a “manifest created a introduction and that its indicating the manner in which any facts necessity” mistrial. for a death. the deceased met
231
law,
jus-
Anglo-Saxon
the “cornerstone of
tice,”
point
concept
“focal
and the
Recognizing
judge’s
that the trial
decision
process.”
Sundby,
Reasonable
due
S.
The
directly contrary
this case
Innocence,
Meaning
Doubt Rule and the
holding
in Pace v.
561
Hastings
40
457
the rendi-
L.J.
Since
(1978), majority routinely
S.W.2d 664
dis
478, 483,
Taylor Kentucky,
tion of
436 U.S.
highly respected pre
cards that oft-cited and
1930, 1933-34,
98 S.Ct.
not articulated the is a basic defense, it is component system justify of a fair trial our of To an instruction on a under Williams, necessary prove the justice.” criminal Estelle 425 not evidence would v. 503, doubt, 501, 1691, 1692, or beyond 96 48 the defense a reasonable U.S. S.Ct. L.Ed.2d (1976). evidence, “golden by preponderance It even a of the but 126 has been called the justify could reasonable throughout thread” that runs the criminal that which a 232 jury on the circum- guilt. go of the v. entitled to to the
doubt
defendant’s
Jewell
Commonwealth,
807,
Ky.,
voluntary shooting
812
549 S.W.2d
of
stantial evidence
(1977),
grounds, Payne
kill,
overruled on other
v.
appellant is
intent to
likewise
Commonwealth,
(1981),
Ky.,
867
623 S.W.2d
entitled to submit a circumstantial case
denied,
909,
1758,
456
72
cert.
U.S.
shooting in
voluntary
self-defense. What
(1982).
Commonwealth,
v.
L.Ed:2d 167
Pace
for the
goose
is sauce for the
sauce
supra, was not the first case to hold that
gander.
on
defendant is entitled to an instruction
425; compare
Hafeli,
v.
715
Id. at
State
tends to
defense which the evidence
estab
(Mo.Ct.App.1986),
524
in which
S.W.2d
lish,
by
supported
whether
the defendant’s
specifically
that the kill-
defendant
testified
See,
evidence or that of the Commonwealth.
ing was accidental.
Commonwealth,
6,
e.g.,
Ky.
v.
262
Smith
89
Finally, it has never
the law of this
been
Commonwealth,
3
v.
S.W.2d
Vick
236
that in order to be entitled to
(1930).
Commonwealth
436,
Ky.
33
297
Nor was
self-protection, the
an instruction on
defen-
case to hold that defendant
be
first
specifically
to have acted in
dant must
claim
self-protection,
on
entitled to an instruction
Commonwealth,
Alsip
v.
self-defense.
testimony
killing
despite his
own
(1972),
571
an instruction on
482 S.W.2d
accidental.
32
was
Gatliff v.
(1908).
1063,
by
self-protection
required
held
other
107
739
The line
K.L.R.
S.W.
by
majority
support
testify
not
of cases cited
evidence where the defendant did
proposition
that claims
accident
but claimed he
that he acted
incompatible
easily
self-protection are
are
happened'
what
after
had no recollection of
distinguished. As
Palmore
Chief Justice
And in both
he was struck
the victim.
Pace,
opinion in
pointed
concurring
486,
out in his
Ky.
214
v.
308
Brown
supra, at
the evidence
none
those
(1948) and Hamilton v. Com-
S.W.2d 1018
justified an instruction on
cases would have
monwealth,
self-protection, none of them overrules Gat-
held entitled to
the defendants were
liff, supra, and all of them were decided
despite the
self-protection
instructions on
adoption
penal
at a time
code
alleged
killing their
fact that both denied
proof
the defendant had the burden
when
victims and claimed alibis.
self-protection.
on the issue of
also are in accord with
Pace and
Gatliff
majority
jurisdictions
enlightened
Although precedent can be overruled with
claim accident
permit
defendant
pen, no court
four votes and
stroke
as alternative theories.
self-protection
jurisprudential
authority
aside the
has
to set
Brooks,
Ill.App.3d
E.g., People v.
pre-
process and the
cornerstones of due
(1985); State v.
Davis the State of her husband’s state is introduce evidence fact. If the stantial acts of domestic violence and abuse and there
was no grant manifest a mistrial. precluded
Since her retrial is the Consti- proscription against
tutional jeopardy, double prohibition
the writ of granted. should be
STUMBO, J., joins this dissent. WATTS, By
Chad Through As Infant Legal Guardian,
his Mother and WATTS, Appellant,
Elizabeth
K, H, Gary A Partnership; Stingle, S &
Individually K, H; and Partner S & Hammons,
William Individually David K, H;
and Partner Hugh S &
King, III, Individually K, and Partner H, Appellees.
S &
Hugh KING, Appellant, WATTS,
Chad By Through As Infant Legal Guardian,
his Mother and WATTS, Appellee.
Elizabeth 95-SC-189-DG,
Nos. 95-SC-837-DG.
Supreme Kentucky. Court of
2,Oct.
Rehearing Denied Jan.
