100 P. 1064 | Utah | 1909

STRAUP, C. J.

Tbe appellant in September, 1907, applied to tbe district court for a writ of certiorari to review proceedings bad in a justice’s court in a case wherein the appellant was tbe defendant and one George L. Earrell was tbe plaintiff. It is alleged in tbe affidavit for tbe writ that a complaint was filed in tbe justice’s court on tbe 11th day of February, 1901; that summons was issued and served on the defendant on tbe 8th and returned and filed on tbe 9th day of April; that on tbe 16th day of April tbe defendant filed an answer in which was pleaded tbe statute of limitations; and that tbe case was set for trial on tbe 30th day of April. It was further alleged that tbe record' of tbe justice’s court shows that on'the day set for trial' tbe “defendant did not appear to defend tbe action herein, and tbe court, after bearing tbe evidence on behalf of plaintiff, do find that tbe defendant is justly due and owing plaintiff in tbe sum of $74.34 principal, together with $79.25 interest, $25 attorney’s fees, and costs of suit taxed at: constable’s fees $1.50, justice’s fees $2.40 — total $182.49, for which amount judgment is hereby rendered and entered.” It is further averred that in rendering and entering judgment tbe justice exceeded bis jurisdiction, “and that all proceedings bad therein terminating in .said judgment were, and are, in excess of tbe jurisdiction of said justice’s court as appears upon tbe face of tbe proceedings.” Upon this affidavit tbe district court issued tbe writ directing tbe justice to certify to tbe district court a transcript of the record and proéeedings in tbe action for review. The justice made a return showing tbe filing of *447a complaint, the issuance, service, and return, of summons, the filing of an answer by the defendant, and the setting of the case for trial, as in the affidavit set forth; that on the 29th day of April the defendant appeared and made a motion to dismiss the case, which motion was denied; that on the 30th day of April the case came on for trial; that the plaintiff appeared, and, that the defendant failed to appear, and, after hearing the evidence, the court rendered a judgment as set forth in the affidavit. When the case came on for hearing before the district court, the petitioner submitted the case on the return as made by the justice. The justice who tried the case, and before whom the proceedings were had, was then permitted to testify,' over the petitioner’s objections, that at the time of the setting of the case in the justice’s court for trial, and at least ten days prior to the day set for trial, he mailed .the defendant a written notice notifying him of the day set for trial. The petitioner was then permitted to testify, over the respondent’s objections, that he did not receive notice of the time and place of trial through the mail or otherwise, and that he had no knowledge that any trial had been had of the case, or that a judgment had been rendered, until December, 1906. Upon the- evidence so adduced and heard the district court made a finding that the defendant was notified, as testified to by the justice, of the setting of the case for trial in the justice’s court, and affirmed the justice’s judgment, and declared it valid.

From the judgment so rendered by the district court the petitioner appeals. He contends that, under the statute, the justice was required to give the defendant notice of the time the case was set for trial, and that a trial .of the case without giving such notice was without or in excess of .the jurisdiction of the justice; that on the face of the record,' as -returned by the justice, it is not made to appear that the justice gave notice of the setting of the case for trial, and that no presumptions are indulged in favor of the jurisdiction of a justice’s court, and that it will be assumed that jurisdiction *448was wanting where the record does- not affirmatively show that it had been acquired, and that the justice had regularly pursued his authority as prescribed by law; and that the district court erred in receiving the testimony of the justice, dehors the record and the rét-urn, that notice by mail had been given the defendant. The statute in force at the time (section 8684, Rev. St. 18-98) provides that “when all the parties served with process or some of them have appeared and the remaining defendants have made default, the justice must fix a day for the trial of said cause and notify the plaintiff and the defendants who have appeared, thereof.” A general statute (section 3330, Rev. St. 1898) provides that “notices must be in writing, and notices and other papers may he served upon the party or attorney in the manner prescribed in this chapter, when not otherwise provided by this Code.” It is further provided that service may be personal or by mail. A statute (section 3757, Rev. St. 1898) requires the justice to keep1 a docket, and specifically enumerates t-he things which must be entered therein. No entry- or record is required to be made of the setting of the case for trial, nor of the service or return of notice notifying the parties or their attorneys of the setting. Such things are not required by statute to be made of record. In virtue of these statutes, we think it was the duty of 1 the justice, after the defendant had appeared and filed an answer, to set the case for trial and to notify the parties or their attorneys in writing of the time and place of trial, and that the justice was not authorized to proceed to trial without so first fixing a day for trial and notifying the parties. Though' the justice was not required by statute to make an entry of such things in the docket, or to otherwise make a record of such proceedings, nevertheless we áre of the opinion that, before the justice was authorized to proceed with the trial, he was required to fix a day for the trial and to notify the parties in the manner prescribed by the statute, and that a justice proceeding to trial without so1 notifying the parties would be acting without jurisdiction, and *449would not be regularly pursuing bis authority as prescribed by law.

The Supreme Court of California in speaking of their statute (section 850, Dee'ring’s Code Civ. Proc), which then was identical with section 3684 of our Code, said:

“Appellant contends that, the justice having acquired jurisdiction, the failure to notify the defendant of the time fixed for trial was mere error which could have heen corrected only upon appeal. We do not think the contention a sound one. Justices’ courts have peculiar and limited jurisdiction, and the powers conferred upon them hy the statute must be strictly pursued. The statute requiring notice of the day fixed for trial to be given is imperative, and it is just and right that it should be strictly enforced, because no man should be deprived of his property without notice and opportunity to he heard. It was the intention of the Legislature to relieve parties to actions in a justice’s court from the necessity of making daily inquiry at the justice’s office to learn when the case is to he tried.” (Jones v. Justice’s Court, 97 Cal. 523, 32 Pac. 575.)

To the same effect are the eases of Elder v. Justice’s Court, 136 Cal. 364, 68 Pac. 1022, and Stewart v. Justice's Court, 109 Cal. 616, 42 Pac. 158. Though the justice has jurisdiction of subject-matter and has acquired jurisdiction of the person, it nevertheless is apparent that he may take such proceedings in the case or do such things as are wholly without or in excess of his jurisdiction, and that in so acting he may not regularly pursue his' authority as prescribed by law,, and that such proceedings so had', or things done, may not appear on the face of the record, and may not be required to be made of record. The Supreme Court of California again well says:

“In many cases jurisdictional facts may not appear of record, either by failure of the inferior court or officer to follow the requirements of the law and make them of record or because the law itself does not require it to be done. In such eases this court and all other courts having jurisdiction to review and correct the proceedings of inferior courts would be powerless, unless it can compel the inferior tribunal to certify to this court, not only what *450is technically denominated the record, hnt such facts or the evidence of them as may be necessary to determine whatever questions as to the jurisdiction of the inferior tribunal may b.e involved, and the grossest abuses of power, to the great reproach of the law, might be perpetrated with impunity and without the possibility of a remedy.” (Blair v. Hamilton, 32 Cal. 50.)

Whether the court erred in receiving the evidence of which complaint is made involves questions in respect of what matters may be considered and reviewed on a hearing, and how they should be made to appear. The appellant contends that the review involves a mere inspection of the record as returned, and that nothing dehors the record can be received or considered. And it is urged that, since the record as returned fails to. show that notice was given of the day set for trial, the judgment which the justice rendered ought to be annulled. The case of Hamilton v. Spiers, 2 Utah 225, lends support to the contention that the review involves a mere inspection of the record as returned. But a contrary doctrine has been clearly announced in the subsequent cases of Gilbert v. Board, 11 Utah 378, 40 Pac. 264, and Salt Lake City, etc., Co. v. Salt Lake City, 24 Utah 282, 67 Pac. 791. There it was held that on certiorari proceedings the evidence had before the inferior tribunal or board may be looked into even to determine “whether there is any evidence which will warrant, as a matter of law, the judgment, decision, or order which is the subject of complaint.” In the prior case it was held that nothing outside the record should be certified and returned, that the case should be tried merely upon the record as returned, and that no trial could be had upon any issue of fact outside the record. In the subsequent cases it was held that the reviewing court may require the entire proceedings, including the evidence, of the inferior tribunal or board, to “be brought up in the return.” Holding, as we do, that the prior case was, in effect, overruled by the subsequent cases, and finding that the statute, so far as it relates to writs of certiorari directed to justices’ courts, has been enlarged since the rendition of all those opinions, we are inclined to the view that the case of Hamilton v. *451Spiers, supra, is no longer of binding effect, and not applicable. The statute now provides that the writ may be granted when an inferior tribunal, board, or officer exercising judicial functions has exceeded jurisdiction, and that “district courts shall issue writs of certiorari to the justices’ court in the counties within their several jurisdictions in all eases where judgment has been taken in said justices’ courts upon an ex parte hearing or by default. Said writ shall issue at any time after judgment, and the district court shall, pursuant to said writ, inspect and review the proceedings had ins the justice’s court, and' shall determine whether said justice’s court had jurisdiction of the cause of action or the person of the defendant, and had regularly pursued its authority as prescribed by law.” (See section 3630, Comp. Laws 1907.) By this statute it would seem that the district court is given the power on certiorari proceedings, especially 2 when the writ is directed to a justice’s court, to review matters other than the mere technical record. While the writ cannot be made to perform the functions of an appeal' or of a writ of review to correct mere errors and to review rulings made within the jurisdiction of the justice, nevertheless, the statute gives the district court the power to review his proceedings to ascertain and determine whether the justice kept within the bounds of his jurisdiction, and whether the justice’s court “had regularly pursued its authority as prescribed by law.” The statute making it the duty of the justice when the defendant has appeared and answered to fix a day for trial and to notify in writing the parties who have appeared of the day so fixed, the question whether the justice proceeded to trial without so first fixing a day and notifying the parties may be inquired into on certiorari proceedings.

The further inquiry then arises: By what means may the reviewing court ascertain the facts or obtain the evidence oil such proceedings ? In the first place, the affidavit for the writ should aver that the justice proceeded 3 to trial without fixing a day of trial and notifying.' . *452the parties who had appeared or whatever other facts upon which it is sought to make the claim that the justice had exceeded jurisdiction, or had not regularly pursued his authority. Upon the service of the writ the return should be responsive to the command of the writ, and should fully answer the allegations of the affidavit or the petition for the writ, and should be full and complete with reference to all essentials of jurisdiction. The record itself, as returned by the inferior tribunal or board, imports verity, and is deemed conclusive as to all matters or things which are required to be recorded and made of record, and may not be aided, contradicted, or controlled by anything dehors the 4 record nor by statements in the return. As t° such matters, the reviewing court on the hearing must confine itself to an inspection of the record as returned. (4 Ency. Pl. & Pr., pp. 218, 224, 277.) But, where jurisdictional' facts or the facts upon which the jurisdiction or the regularity of the authority pursued, depends do not appear of record and are not required to be made of record, such facts or the evidence of them as may be necessary to determine whatever questions as to-the jurisdiction or the authority of the inferior tribunal or board niay be involved' should be stated in the return and certified to the reviewing court. In other words,, since the main office of the writ is to confine the actions of inferior tribunals and boards within the limits of their delegated powers, the evidence touching the facts upon which the jurisdiction or the authority of the inferior tribunal or board depends, when a record is not required to be made of such matters, should be returned to' enable the reviewing court to examine the same, and determine whether the jurisdiction was lawfully assumed and the authority regularly pursued. (4 Ency. Pl. & Pr., pp. 222-281; Blair v. Hamilton, 32 Cal. 49; City of Los Angeles v. Young, 118 Cal. 295, 50 Pac. 534, 62 Am. St. Rep. 234; State ex rel. Thompson v. Board, 7 Nev. 83.) The return as to such statement of facts is likewise conclusive when made by a tribunal or board composed of the same person or persons be*453fore whom the proceedings took place, and when such state-* ment of facts relates to such things as were presumably within their personal knowledge and were Avithin their jurisdiction to pass upon and determine. - But, when such extrinsic facts not required to be of record are set forth in a return made by a tribunal or board not composed of the same person or persons before Avhom the proceedings Avere had, or otherwise were not- presumably within 5 their personal knowledge, then the return as to such facts is not conclusive, but may be rebutted by the petitioner. (Fairbanks v. Mayor, etc., 132 Mass. 42; Haven v. County Commissioners, 155 Mass. 467, 29 N. E. 1083.) When-the inferior tribunal or board is unable to return and certify Avhat the facts and proceedings in such particular were, or the evidence of them, the reviewing court may then hear evidence aliunde the return, not for the purpose of determining the merits of the controversy and of trying it as on an issue of fact, but for the purpose of -ascertaining what transpired before the inferior tribunal and what proceedings were had and taken before it.' (Conover v. Bird, 56 N. J. Law, 228, 28 Atl. 428.)

In this case the return was made by a tribunal not composed of the same person before whom the proceedings inquired about took place. The case in. the justice’s court was' tried in April, 1901, before one W. N. Thomas, the then qualified and acting justice of the precinct, and a judgment was on that day rendered and entered by.him- In January, 1906, he Avas succeeded in office by the respondent H. A. Pedersen, who, when the writ Avas issued, was then the qualified and acting justice of the precinct. . The writ was properly directed to him in his official capacity as the incumbent of the office. Now the record of the justice’s court as returned by him does not show that notice had been given the defendant of the day set for trial. But, as before observed, the justice Avas not required by law to make such things appear of record. Nor did the justice in his return show that such a notice was given, nor did he return or certify to the re*454viewing court tbe facts or the evidence of them, of the giving of such a notice,, or what the proceedings were in such particular. If the affidavit for the writ had been sufficient, and the justice to whom the writ was directed having failed to return what the facts and the proceedings were with respect to the giving of the notice, the reviewing court could, properly have required a return made of them. If the justice had been unable to respond to the rulé, the court then -could properly have received evidence to ascertain what proceedings in that regard were had before the justice’s court. This course was not pursued by the district court. It heard evidence of the merits of the controversy and tried it as an issue of fact, and determined it on the merits. In so doing the court committed error. But the error was harmless, for the reason that the affidavit for the writ was insufficient to authorize the issuing of the writ. Nowhere in 6, 7 the affidavit is it stated wherein or in what particular the justice exceeded or acted without jurisdiction, or did not regularly pursue his authority. An allegation of that kind was essential. To merely state, as is stated in the affidavit, that the justice in rendering and entering judgment exceeded his jurisdiction, without specifying wherein or in what particular jurisdiction was exceeded is a mere conclusion. There being no allegation in the petition or affidavit that the justice proceeded to trial without first notifying the parties of the day fixed for trial, the justice was not called upon in his return to certify to the reviewing court the proceedings in such particular, nor was -the petitioner entitled to have such proceedings reviewed. The certiorari proceedings ought, therefore, to have been dismissed. Whether the petitioner was entitled to amend his affidavit in respect of such a matter of substance — such an amendment necessarily calling for a new return — we need not decide, for leave to amend was not asked. Nor, in view of our holding, is it necessary to decide tie questions with respect to the petitioner’s delay and laches in not making a more timely application for the writ.

*455-Tbe case is remanded to the district court, with .directions to dismiss the proceeding. Costs to the respondent,

FRICK and McCARTY, JJ., concur.
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