Case Information
*1 In the
United States Court of Appeals
For the Seventh Circuit
No. 99-3770
Jimmy Gresham, on his own behalf
and on behalf of a class of those
similarly situated,
Plaintiff-Appellant,
v.
Bart Peterson, in his official capacity as Mayor of the City of Indianapolis, Indiana, and the City of Indianapolis, Indiana, Defendants-Appellees.
Appeal from the United States District Court for the Southern District of Indiana, Indianapolis Division. No. 99 C 1101--S. Hugh Dillin, Judge.
Argued March 30, 2000--Decided August 31, 2000 Before Harlington Wood, Jr., Easterbrook and Kanne, Circuit Judges.
Kanne, Circuit Judge. Jimmy Gresham challenges an Indianapolis ordinance that limits street begging in public places and prohibits entirely activities defined as "aggressive panhandling." Gresham believes that the ordinance infringes his First Amendment right to free speech and his Fourteenth Amendment right to due process. The city considers the ordinance a reasonable response to the public safety threat posed by panhandlers. The district court found that a state court could construe the ordinance in such a way to render it sufficiently clear and specific and granted the city summary judgment on Gresham’s request for a permanent injunction. We affirm.
I. History
The parties have stipulated to the relevant
facts, which for the purposes of reviewing a
summary judgment motion, we accept as true. See
Cable v. Ivy Tech State College,
(a) As used in this section, panhandling means any solicitation made in person upon any street, public place or park in the city, in which a person requests an immediate donation of money or other gratuity from another person, and includes but is not limited to seeking donations: (1) By vocal appeal or for music, singing, or other street performance; and,
(2) Where the person being solicited receives an item of little or no monetary value in exchange for a donation, under circumstances where a reasonable person would understand that the transaction is in substance a donаtion.
However, panhandling shall not include the act of passively standing or sitting nor performing music, singing or other street performance with a sign or other indication that a donation is being sought, without any vocal request other than in response to an inquiry by another person.
(b) It shall be unlawful to engage in an act of panhandling on any day after sunset, or before sunrise.
(c) It shall be unlawful to engage in an act of panhandling when either the panhandler or the person being solicited is located at any of the following locations; at a bus stop; in any public transportation vehicle or public transportation facility; in а vehicle which is parked or stopped on a public street or alley; in a sidewalk cafe; or within twenty (20) feet in any direction from an automatic teller machine or entrance to a bank.
(d) It shall be unlawful to engage in an act of panhandling in an aggressive manner, including any of the following actions:
(1) Touching the solicited person without the solicited person’s consent.
(2) Panhandling a person while such person is standing in line and waiting to be admitted to a commercial establishment;
(3) Blocking the path of a person being solicited, or the entrance to any building or vehicle;
(4) Following behind, ahead or alongside a person who walks away from the panhandler after being solicited;
(5) Using profane or abusive language, either *3 during the solicitation or following a refusal to make a donation, or making any statement, gesture, or other communication which would cause a reasonable person to be fearful or feel compelled; or,
(6) Panhandling in a group of two (2) or more persons.
(e) Each act of panhandling prohibited by this section shall constitute a public nuisance and a separate violation of this Code. Each violation shall be punishable as provided in section 103-3 of the Code, and the court shall enjoin any such violator from committing further violations of this section.
City-County General Ordinance No. 78 (1999), Revised Code of Indianapolis and Marion County sec. 407-102. Section 103-3 provides that a person convicted of violating the ordinance will be fined not more than $2,500 for each violation.
The ordinance does not provide for imprisonment of violators, except, of course, a past offender who violates the mandatory injunction provided in Paragraph (e) could be jailed for contempt.
Jimmy Gresham is a homeless person who lives in Indianapolis on Social Security disability benefits of $417 per month. He supplements this income by begging, using the money to buy food.
He begs during both the daytime and nighttime in downtown Indianapolis. Because different people visit downtown at night than during the day, it is important to him that he be able to beg at night. Gresham approaches people on the street, tells them he is homeless and asks for money to buy food. Gresham has not been cited for panhandling under the new ordinance, but he fears being cited for panhandling at night or if an officer interprets his requests for money to be "aggressive" as defined by the law.
Gresham filed this class action shortly after the ordinance took effect, requesting injunctive and declaratory relief. Gresham moved for a preliminary injunction barring enforcement of the ordinance on the grounds that it was unconstitutionally vague and violated his right to free speech. The district court, after hearing oral argument, notified the parties that it would convert its order on the preliminary injunction into an order on the merits. The parties filed additional memoranda of law, but no additional evidence. On September 28, 1999, the court entered a final order denying the motion for preliminary injunction and dismissing the case.
In the order, the district court construed the list of six actions that constitute aggressive panhandling as exclusive, eliminating the danger *4 that someone could be cited for other, unenumerated acts. The court further ruled that the proscription in Paragraph (d)(5) against actions that make a person "fearful or feel compelled" was not unconstitutionally vague because it could be interpreted to mean "fear for his safety or feel compelled to donate." The court held that because the ordinance was civil in nature and the actions prohibited under aggressive panhandling were not related to speech interests, no intent element was necessary.
Finally, the court found the ordinance to be a valid content-neutral regulation under Perry Educ. Ass’n v. Perry Local Educators’ Ass’n, 460 U.S. 37 (1983).
II. Analysis
On appeal, Gresham raises two principal arguments. First, he contends that the provisions defining aggressive panhandling are vague because they fail to provide clear criteria to alert panhandlers and authorities of what constitutes a violation and because they fail to include an intent element. Second, he argues that the statute fails the test for content-neutral time, place and manner restrictions on protected speech. We review de novo the question of whether a state law violates the Constitution. See Scariano v. Justices of Supreme Court of Ind., 38 F.3d 920, 924 (7th Cir. 1994).
A. The First Amendment
Laws targeting street begging have been around for many years, but in the last twenty years, local communities have breathed new life into old laws or passed new ones. Cities, such as Indianapolis, have tried to narrowly draw the ordinances to target the most bothersome types of street solicitations and give police another tool in the effort to make public areas, particularly downtown areas, safe and inviting.
While the plaintiff here has focused the inquiry on the effects of the ordinance on the poor and homeless, the ordinance itself is not so limited. It applies with equal force to anyone who would solicit a charitable contribution, whеther for a recognized charity, a religious group, a political candidate or organization, or for an individual. It would punish street people as well as Salvation Army bell ringers outside stores at Christmas, so long as the appeal involved a vocal request for an immediate donation.
The ordinance bans panhandling by beggars or charities citywide on any "street, public place or park" in three circumstances. First, it would *5 prohibit any nighttime panhandling. sec. 407- 102(b). Second, it would prohibit at all times-- day or night--panhandling in specified areas.
sec. 407-102(c). Third, it would prohibit "aggressive panhandling" at all times. sec. 407- 102(d)(1)-(6). The defendants emphatically point out that the ordinance allows a great deal of solicitation, including "passive" panhandling, which does not include a vocal appeal, street performances, legitimate sales transactions and requests for donations over the telephone or any other means that is not "in person" or does not involve an "immediate donation." Under the ordinance, one could lawfully hold up a sign that says "give me money" and sing "I am cold and starving," so long as one does not voice words to the effect of "give me money."
Several courts before us, as well as many
commentators, have grappled with understanding
panhandling laws in light of the First Amendment
guarantee of free speech and the constitutional
right to due process. See, e.g., Smith v. City of
Fort Lauderdale,
See Riley v. National Fed’n of the Blind of North
Carolina, Inc.,
To the extent the Indianapolis ordinancе could
be enforced against organized charities, such as
the United Way, Salvation Army or others, the
Supreme Court’s holding in Schaumburg would
control resolution of the case. In Schaumburg,
the Supreme Court considered a local prohibition
on solicitation by charities that did not use a
certain percentage of their contributions for
charitable purposes.
The Court placed charitable solicitations by organizations in a category of speech close to the heart of the First Amendment, and distinguished it from "purely commercial speech" which is "primarily concerned with providing information about the characteristics and costs of goods and services." Id. Commercial speech, on the other hand, has been placed lower in the First Amendment food chain, somewhere between political speech and pornography. It deserves protection, but authorities are more free to regulate commercial speech than core-value speech.
Other courts examining issues similar to those
at hand did not distinguish between solicitation
for organized charities and solicitation by
individual beggars. The Eleventh Circuit held
that "[l]ike other charitable solicitation,
begging is speech entitled to First Amendment
protection." Smith,
Indeed, the Court’s analysis in Schaumburg suggests little reason to distinguish between beggars and charities in terms of the First Amendment protection for their speech.
Solicitation, the Court reasoned, "is
characteristically intertwined with informative
and perhaps persuasive speeсh" which the First
Amendment protects. Schaumburg,
Because they are intimately connected, solicitation cannot be restricted without also risking the flow of information. Importantly, the Schaumburg Court expressly rejected the suggestion that the message and the solicitation could be considered severable. Id. at 628-32. The village had argued that the ordinance prohibited only the request for money and left the charity free to propagate its views, but the Court called this view of the First Amendment protection for solicitors "too limited." After extensively reviewing its own case law on the subject, the Court held that restrictions on a chаrity’s request for money necessarily implicate restrictions on speech itself. Id. at 632.
Similarly, the Indianapolis ordinance protects the communication of ideas by solicitors and *7 limits only the bare request for cash. Yet the two can be closely intertwined. Beggars at times may communicate important political or social messages in their appeals for money, explaining their conditions related to veteran status, homelessness, unemployment and disability, to name a few. Like the organized charities, their messages cannot always be easily separated from their need for money. While some communities might wish all solicitors, beggars and advocates of various causes be vanished from the streets, the First Amendment guarantees their right to be there, deliver their pitch and ask for support.
See Schaumburg,
After recognizing a First Amendment right to
solicit money in public places, the Schaumburg
Court held that a government may enact
"reasonable regulations" so long as they reflect
"due regard" for the constitutional interests at
stake.
Because the Indianapolis ordinance does not ban all panhandling, we agree that the law could be understood as a time, place or manner regulation.
See Cantwell v. Connecticut,
at 45. Other courts considering restrictions on solicitation also have applied the time, place, manner analysis from Perry. See Smith, 177 F.3d at 956; ISKCON of Potomac, Inc. v. Kennedy, 61 F.3d 949, 953 (D.C. Cir. 1995); Loper, 999 F.2d at 704-05.
Colorable arguments could bе made both for and against the idea that the Indianapolis ordinance is a content-neutral time, place or manner restriction. The Supreme Court has held that "[g]overnment regulation of expressive activity *8 is content neutral so long as it is ’justified without reference to the content of the regulated speech.’" Ward v. Rock Against Racism, 491 U.S.
781, 791 (1989) (citation omitted). To help apply
this somewhat circular definition, the Court
instructed that the principal inquiry is "whether
the government has adopted a regulation of speech
because of disagreement with the message it
conveys." Id. In City of Cincinnati v. Discovery
Network, Inc.,
Thus the Indianapolis ordinance should be upheld if it is narrowly tailored to achieve a significant governmental purpose and leaves open alternate channels of communication.
The city has a legitimate interest in promoting
the safety and convenience of its citizens on
public streets. See Madsen v. Women’s Health
Center,
for Krishna Consciousness, Inc.,
at 797.
The city determined that vocal requests for money create a threatening environment or at least a nuisance for some citizens. Rather than ban all panhandling, however, the city chose to restrict it only in those circumstances where it is considered especially unwanted or bothersome-- at night, around banks and sidewalk cafes, and so forth. These represent situations in which people most likely would feel a heightened sense of fear or alarm, or might wish especially to be left alone. By limiting the ordinance’s restrictions to only those certain times and places where citizens naturally would feel most insecure in their surroundings, the city has effectively narrowed the application of the law to what is necessary to promote its legitimate interest.
Finally, the plaintiff contends that the statute
fails to provide ample alternative channels of
communication. We disagree. An adequate
alternative does not have to be the speaker’s
first or best choice, see Heffron,
v. Township of Willingboro,
The Indianapolis ordinance allows many feasible
alternatives to reach both the daytime and
nighttime downtown Indianapolis crowds. Under the
ordinance, panhandlers may ply their craft
vocally or in any manner they deem fit (except
for those involving conduct defined as
aggressive) during all the daylight hours on all
of the city’s public streets. Gresham contends
that soliciting at night is vital to his
survival, a fact we do not dispute, but the
ordinance leaves open many reasonable ways for
him to reach the nighttime downtown crowd. He may
solicit at night, so long as he does not vocally
request money. He may hold up signs requesting
money or engage in street performances, such as
playing music, with an implicit appeal for
support. Although perhaps not relevant to street
beggars, the ordinance also permits telephone and
door-to-door solicitation at night. Thus to the
extent that "give me money" conveys an idea the
expression of which is protected by the First
Amendment, solicitors may express themselves
vocally all day, and in writing, by telephone or
by other non-vocal means all night. Furthermore,
they may solicit in public places on all 396.4
square miles of the city, except those parts
occupied by sidewalk cafes, banks, ATMs and bus
stops. This is a far cry from the total citywide
ban on panhandling overturned by the court in
Loper,
B. Vagueness
Gresham next challenges certain provisions of the ordinance as unconstitutionally vague.
Specifically, he contends that the definition of aggressive panhandling in sections (d)(4) and (d)(5) are not sufficiently clear to direct authorities on the enforcement of the law, nor to allow panhandlers such as Gresham to avoid violating the law. Section (d)(4) prohibits "[f]ollowing behind, ahead or alongside a person who walks away from the panhandler aftеr being solicited." Gresham argues hypothetically that police could cite a person for inadvertently violating this section merely by walking in the same direction as the solicited person, without intending to engage in "aggressive panhandling." *11 Also, section (d)(5) refers to making a person "fearful or feel compelled" without defining what the terms mean in relation to panhandling. A generalized guilt at economic inequality might make one "feel compelled" even by the meekest request for money.
The void-for-vagueness doctrine forbids the
enforcement of a law that contains "terms so
vague that [persons] of common intelligence must
necessarily guess at its meaning and differ as to
its application." Roberts v. United States
Jaycees,
385, 391 (1926)). Legislative enactments must articulate terms "with a reasonable degree of clarity" to reduce the risk of arbitrary enforcement and allow individuals to conform their behavior to the requirements of the law.
Id. A statute that "vests virtually complete
discretion in the hands of the police" fails to
provide the minimal guidelines required for due
process. See Kolender v. Lawson,
In assessing the constitutionality of an
allegedly vague state law or ordinance, "a
federal court must, of course, consider any
limiting construction that a state court or
enforcement agency has proffered." Village of
Hoffman Estates v. Flipside, Hoffman Estates,
Inc.,
See generally, Brownsburg Area Patrons Affecting
Change v. Baldwin,
1999) ("We have regularly said that courts have
an overriding obligation to construe our statutes
in such a way as to render them constitutional if
reasonably possible.") (internal quotation and
citations omittеd). However, the rule that
federal courts should defer to state court
interpretations of state laws, see City of
Chicago v. Morales,
479, 497 (1965)). Therefore, we will not hold a vague statute unconstitutional if a reasonable interpretation by a state court could render it constitutional in some application.
Laws must contain a "reasonable degree of clarity" so that people of "common intelligence" can understand their meaning. Roberts, 468 U.S.
at 629. Furthermore, because the penalties for
noncompliance are less severe, laws imposing
civil rather than criminal penalties do not
demand the same high level of clarity. See
Hoffman Estates,
at 499 (citing Papachristou v. City of
Jacksonville,
The challenged provisions in this case define what the City Council meant by the term "aggressive panhandling" and must be read in that context. The district court was rightly concerned that Paragraph (d) could be construed as offering an incomplete list of examples of prohibited behavior, leaving open the possibility that other unspecified actions might also be considered illegal, which would raise serious due process concerns. The district court suggested that the list might be exclusive rather than illustrative, a reasonable interpretation which, if adopted by the Indiаna courts, would save it from a vagueness challenge.
Likewise, Paragraphs (d)(4) and (d)(5) are subject to reasonable interpretations that answer the vagueness challenge. A state court interpreting Paragraph (d)(4) may read it to prohibit "following" only in the context of a continued request for money such that the victim reasonably interprets the behavior as a threat.
A continuing request for a donation coupled with
"following" would be prohibited, but walking in
the same direction as the solicited person would
not be against the law if the walking were
divorced from the request. Construed this way,
the statute would prohibit the type of harassing
behavior that governments routinely outlaw. See,
e.g., Ind. Code sec. 35-45-2-1 (prohibiting as
intimidation a threat by words or action that
forces a person to engage in conduct against
their will); Ind. Code sec. 35-45-10-1
(prohibiting as stalking a "course of conduct
involving repeated or continuing harassment of
another person that would cause a reasonable
person to feel terrorized, frightened,
intimidated, or threatened."); Johnson v. State,
265, 270 (1981)) ("Although the First Amendment broadly protects ’speech,’ it does not protect the right to ’fix prices, breach contracts, make false warranties, place bets with bookies, threaten, [or] extort.’").
Paragraph (d)(5) сould be construed to prohibit "any statement, gesture, or other communication" that makes a reasonable person feel they face danger if they refuse to donate, that they are being compelled out of physical fear. The possibility that a polite request for a donation might be heard as a threatening demand by an unusually sensitive or timid person is eliminated by the "reasonable person" standard included in the ordinance. A statement that makes a reasonable person feel compelled to donate out of physical fear amounts to a prohibition on robbery or extortion, which оf course would be constitutional. While it is not a certainty that the state courts would adopt constitutional interpretations of the panhandling provisions, they are entitled to the opportunity to do so, and we will not interfere with that right. The district court did not err in refusing to enjoin the ordinance based on the vagueness concerns.
III. Conclusion
For the foregoing reasons, we Affirm the district court’s denial of a permanent injunction and dismissal of Gresham’s complaint.
/1 As an aside, we note that the Court in Schaumburg
distinguished solicitation from commercial
speech, which is "primarily concerned with
providing information about the characteristics
and costs of goods and services."
Ellickson, Controlling Chronic Misconduct in City Spaces: Of Panhandlers, Skid Rows, and Public- Space Zoning, 105 Yale L.J. 1165, 1229 (1996) (discussing possibility of treating begging as commercial speech). In any event, considering the Supreme Court’s definition of commercial speech as outlined in Schaumburg, we doubt panhandling falls into this classification.
