*1 DEN, INC., Plaintiff, GRENDEL’S
Appellee, al.,
Herbert N. GOODWIN et
Defendants, Appellees.
Cambridge al., License Commission et
Defendants, Appellants. DEN, INC., Plaintiff,
GRENDEL’S
Appellee, al,
Herbert N. et GOODWIN
Defendants, Appellants.
Nos. 80-1654. Appeals,
United States Court
First Circuit.
Argued Nov. 1980. April
Decided *2 13, 1977, May Scorpio’s, Inc.,
On a holder License, All ap- of an Alcoholic Restaurant plied defendant-appellant Cambridge to (CLC) approval License Commission for pursuant its transfer license to GrendeTs arrangement purchase a with the latter. law, of conformity with state notice application published a transfer in local newspaper prop- and abutting mailed all schools, erty hospitals, all owners and to and a churches within 500 foot of radius GrendeTs, including Holy Cross Church. 25, 1977, Mass.G.L. May c. 15A. On § Holy objection Cross notified the of its CLC to the license transfer.1 Caruso, Gen., Atty. Gerald J. Asst. and provides, part: Mass.G.L. c. § Boston, Mass., Birge Albright, with whom “Premises, except those an of innholder Gen., Bellotti, Atty. Francis X. and Thomas except and such parts buildings as are Miller, Gen., Boston, Mass., Atty. Asst. were located ten more floors above street brief, defendants, on appellants. for level, located a within radius of five hun- Tribe, Mass., H. Cambridge, Laurence dred feet aof church or school shall not Rosenberg, with whom Cambridge, David for be licensed the sale of alcoholic bever- Mass., Karasick, and Ira New City, York ages governing body if the of such church brief, plaintiff, appellee. were on objection or school files written there- to....”2 COFFIN, Before Judge, Chief CAMP May appli- On the CLC denied the BELL, Judge, HOFFMAN,* Circuit cation the transfer to GrendeTs of Scor- Judge. Senior District pio’s license, citing Holy objection. Cross’s GrendeTs CAMPBELL, Scorpio’s appealed the CLC’s Judge. LEVIN H. Circuit decision to the Massachusetts Alcoholic Grendel’s Den a is restaurant which Beverages (MABCC), Control Commission Den, plaintiff-appellee GrendeTs Inc. has on September following which operated Square, since 1971 in Harvard hearing, sustained the action the CLC. Cambridge, Massachusetts. GrendeTs and objection MABCC noted that “the church’s Holy Cross Armenian Catholic Parish was the on Section 16C basis occupy buildings Church are about ten which the transfer was denied.” apart. prem- feet Located back back line, ises share a common rear property November On GrendeTs institut- buildings both busy are near a ed against motor and this action in the district court pedestrian MABCC, intersection. CLC and their individual mem- * Virginia, sitting kindly asking Of the Eastern “We District the Commission to designation. reject Holy the above License. Cross Church myself Holy Council and Cross —Pastor personally 1. to the transfer of was in the form Church any letter — Den, Pastor, read, by Holy written Inc.” Cross’s which part: defined, 16C, “Church” is “a Holy “The Council of Cross Church and synagogue building church dedicated di- unanimously parishioners rejected in the regular pur- worship vine and in use for that past again present, in the the idea of pose, chapel occupying por- a minor having many liquor so licenses so near to our building primarily tion of a other devoted to Church. ” disputed Holy . uses... Cross dirt, already noise, plenty “We meaning “church” within the the section. Den, abuse from Grendel’s Inc.
bers, version, its enacted in 1954. The alleging that section 16C “on face inserted Mass.St.1954, 569, 1, applied” categori- and as was unconstitutional and c. was a § (other premises cal ban on the Shortly violated the Act. there- Sherman innholder) after, than those of an located within parties suspend agreed further 500 feet of a church or school. A 1968 proceedings pending in the case decision *3 permitted premises amendment licensed Supreme the Massachusetts Judicial governing within the 500 foot radius “if the Beverages Court in Arno v. Alcoholic Con- body of in Commission, such church or school assents trol 377 Mass. 384 N.E.2d Mass.St.1970, writing.” Finally, c. § (1979), 1223 upheld which section 16C present language, prohibit- substituted the against state and federal constitutional ing licensing “if within the 500 foot zone attack. After the Arno decision was governing body of such church or school rendered, each party moved for sum- files written thereto....” See mary judgment on the issues of the stat- Mass, Arno, supra, 377 at 384 N.E.2d ute’s facial constitutionality and the ap- at 1226-27. plicability exemption” of the “state action liability.3 August to Sherman Act -16C, On evaluating section district 1980, the district court held that section 16C proceeded premise court from the process violated the due clause of the four- first plainly version of the law was valid: teenth state, amendment and the establishment acting “It is well established that a (as clause of the first applied power granted by Twenty- under the Amendment, the states through fourteenth amend- may constitutionally first ban ment); September liquor specified on the sale of court within radius of a church.” judgment plaintiff F.Supp. entered in favor 495 at 763. The on court nevertheless current these constitutional believed claims. The district version guaran- of section 16C contravened court also denied defendants’ motion dis- process by effectuating tees of due im- an miss grounds the Sherman Act claim on proper delegation legislative power immunity; state action the denial of the private holding, entities. In so the district motion is appeal pursuant before us on Supreme court relied on three cases Court 1292(b). 28 U.S.C. § dealing delegation with the authority.4 I.
Section 16C in
its current form is essen-
Richmond,
In Eubank v.
33
tially
the third
version of a
(1912),
57 L.Ed.
S.Ct.
the Court
parties
proceedings
right
right
3. The
have notified us that
tal” or “natural”
as the
—such
claims,
applied”
on Grendel’s “as
living, engage
profes
constitutional
earn
sion,
chosen
one’s
as well as the merits of Grendel’s Sherman Act
engage
generally
or even to
in activities
challenge,
postponed.”
“were reserved and
equal
available to citizens on
terms with oth
ap-
is not clear in what manner Grendel’s “as
might
protected
ers—that
be characterized as a
plied"
constitutionally
claims differ from the
“liberty” interest. See
v.
Wisconsin Constanti
arguments
appeal.
based
made before us in this
neau,
“One set of owners determine not
erating
zoning
interfering
that
restrictions
the
extent
use
the
use
but
kind of
general
“with the
of the land owner
rights
which another set of
may
owners
make
by restricting
use
the character of his
...
property.
their
way
public
what
is the
imposed
[they
cannot be
if
not bear a
do]
safety,
by
convenience or welfare served
health,
public
substantial
relation
the
conferring
power?”
such
morals,
welfare,” id.,
safety,
at
general
Id.,
at
Five years
in Thomas Cu
sack
Chicago,
Co. v.
37 S.Ct.
by
“The facts
the
make it
disclosed
record
(1917),
the contested
municipal regula-
ly
subject
emphatically
of state or
than
can be said even more
“police power.” Only in
tion under
was said of the restrictions on billboards
Cusack,
facts were sufficient
where the
liquor
licens-
Cusack that the restrictions
the billboards
warrant
the conclusion
properly
here are
within the
involved
endanger
the safe-
“would or were liable
Likewise,
if, as
regulatory power.
state’s
ty
decency”
neighbor-
of residential
Roberge suggests,
analysis
the Court’s
hoods, Roberge, 278
at
at
important
are to be drawn be-
distinctions
found;
in that
was such a relation
situa-
or,
nuisances
potential
tween uses that are
tion,
the consent of those who
other-
least,
community
annoyances to
questionable
wise be harmed
use
not,
Village
those
see also
of Belle
lawfully
required.
In the instant
could
Boraas,
1, 7,
Terre v.
case,
of the state under
twen-
(1974),
present
case
policy subject to waiver. The court found
protected
area in the
of a
face
however,
defective,
the current version
be-
nonconsenting church.”
“actually
cause it
private persons
licenses
Mass,
impose policy
public.”
F.Supp.
Massachusetts prohibition intoxicating eral on the sale of protected needs individualized institu- tions, within 500 feet of a church or school. by permitting each institution to constitutionally It has also exercised the pending appli- make assessments of license permissible option conditioning pro may cations —assessments take into hibition on the lack of consent of churches perceived account such factors as the offen- the prescribed and schools within area. Fi public liquor siveness institution of nally, adopted procedural expedi it has consumption the threat- vicinity in its schools, ent of requiring upon churches and ening prospective nature of a licensee. pending application, notice of a to Thus, adopted has while Massachusetts express their lack of consent rather than legislative policy prefers the interests placing applicants the burden on license liquor- of schools and churches over those procure the affirmative consent of these establishments, serving it has also made a institutions.7 Such scheme is applicants by permit- concession to license repugnant process to the due clause. ting licensing when the churches affected sure,
To be such a regulation scheme of they and schools conclude that will not be has potential for producing results injured thereby. shocking It is not that the objective viewed as a whole under an stan- has, Holy Cross past, Church in the found dard, may not entirely seem consistent. unobjectionable of 14 estab- might any system same be said of lishments within the 500-foot radius. Earli- provides for individual variances from a set managers may er of the church had general complains restrictions. Grendel’s optimistic more operation view of the there are presently 26 licensed estab- growing such establishments. The numbers lishments within a 500-foot radius of the places may of such causing seen as Holy Cross Church and that the Church has problem. Located in the midst of a con- failed to to issuance of at least 14 of area, gested may business Church addition, these licenses. Grendel’s com- unconcerned about more remote licensed es- plaint “despite states that the fact that the although disturbing tablishments it finds Grendel’s Den entrance is closer to the en- prospect premises of licensed ten feet trance University Lutheran Church away; important the Church also find entrance, than to [Holy Parish Cross] the nature of the establishment seeking a the University Lutheran Church has never license or the pro- conscientiousness of the interposed an plaintiff’s acquir- Likewise, spective license holder. it is not ing a license.” surprising closely that of two churches situ-
This situation reflects little more than ated one find issuance of a license the fact not; attempted Massachusetts has disturbing while the other does a vir- *7 138, requires objection, appli- protect § Mass.G.L. c. 15A each to issue if there is no is to provide cant to potential against churches with notice of the licensees churches pending and, application that, license since to schools either for their lack of interest of necessity objection perhaps unwieldy governing “indicate the of a written to boards or because prevent the taking issuance and transfer of such some members of concern over a provisions stance, “pro-liquor” license might simply neglect under the of section 16C.” to Thus, though having both before and after the 1970 amend- furnish their consent even no applicants sought objection. ments to c. license who real Thus a church 450 feet distant operate to within 500 feet of a church were from an establishment from which it no feared required approach consequences might to the church for its “con- adverse withhold formal sent,” being though register the difference that after 1970 consent even it never church, having the pending any objection. irony notified of the been It seems the ultimate application necessity legislative designed license the and of of an that a to amendment “fine objection prevent issuing, to the license from tune" the statute render it more workable presumed to “consent” if it tenders no re- for all interests should the basis for become sponse. legis- arguing legislature longer The most obvious reason for the has a replace requirement lature general policy to all coherent that licensed establish- give likely incompatible churches or schools within 500 feet their ments are with schools and provision permitting “consent” with a licenses churches. tue it to commonly of section 16C is that accommodates dissimilar schemes used See, differing congre- of different e. concerns zoning. the fields of gations. g., Paul, O’Brien v. St 285 Minn. Advertising (1969); Robwood N.W.2d 462 state position is that Nashua, Associates v. 102 N.H. take into account the individualized con- (1959) A.2d and cases cited therein. cerns of churches and it schools does violate due process clause. place must the final decision whether to grant a the discretion
government
particular
agency.
If
II.
needs
protected
truly
institutions
determinative, however,
to be
we fail to see
A legislative
enactment
does not
how this
layer
bureaucracy
additional
contravene the establishment clause of the
process”
would enhance either
or the
“due
(1)
first
legis
if
it has a secular
parties
interests of the
involved. For ex-
(2)
purpose;
principal
primary
lative
its
ample,
give adequate
to
to
weight
Holy
effect neither advances nor inhibits
reli
“having
many
Cross’s concern with
so
gion;
(3)
it does not foster an excessive
so
Church,”
licenses
near to our
the CLC
government
entanglement
religion.
would have had to have
full effect
to
Committee for Public Education and Reli
objection,
the Church’s
at
absent
least
gious
Liberty
Regan,
v.
showing
that the
was made in bad
(1980);
Committee
We conclude that air sanctuary section 16C is reason- clean make the area a Parker, regulation 26, able means of in an Berman v. people.”); area where 348 U.S. states 98, have wide to regulate, (1954) (“The latitude and 99 27 75 S.Ct. L.Ed.2d
96
concept
public
mosphere
peace
tranquility
welfare is broad and
of
and
in the
of
represents
churches,
The values it
are
inclusive....
much
vicinity
Sunday
as the
physical,
as well as
aesthetic as
spiritual
upheld
Mary
“Blue Laws”
McGowan v.
monetary.”)
well as
land,
81
6
366 U.S.
S.Ct.
(1961), helped
tranquil
393
create a
atmo
contends, however,
that section
Moreover,
sphere
worship.
conducive to
principal
advancing
has
effect of
those sects
find the service
religion
government
and fosters excessive
repugnant
religious
to their
beliefs will no
entanglement
religion.
with
We think the
worship
have their enjoyment
doubt
questions
primary
an improper
effect
heightened by the
knowledge
and
that there
entanglement
excessive
must be ana-
lyzed in
parts:
liquor-serving
two
establishments
in their
However,
backyard.
own
even if these ef
(1)
constitutionally imper-
Whether it is
“direct,”
fects are seen to be
and
“primary”
missible under the establishment clause for
rather
than
of the
by-products
incidental
provide
a state
protection”
a “zone of
scheme,
licensing
they
Massachusetts
do not
liquor licensing
from
within
vicinity
go
surroundings
further
provide
than to
churches and schools.
accommodating to
free
of reli
exercise
not,
(2) If
protec-
whether such a zone of
aid,
gion.
Churches are not
economic
tion becomes
invalid when individual
government
nor are
facilities used for reli
“delegated”
churches
schools are
gious purposes.
preferred
No sect is
over
object
decision to
or not
another,
persons
nor are
to attend
coerced
within
designated
zone.
church.
sponsorship
There is no state
Turning
part
of this
religion.
placed in the
merely
Churches are
analysis,
we conclude
while a liquor- category
types
of schools and similar
free zone around churches and schools un
institutions, whose activities cannot so read
questionably provides a “benefit” to reli
ily
noisy
potentially
coexist with
and trou
institutions,
gious
others,
among
it does not
neighbors.
Supreme
blesome
Court has
“primary
advancing
effect of
reli
never held that the state must refrain from
gion”
phrase
as that
has been used in Su
actions
all
that foster an environment fa
preme
precedent. See,
g.,
Court
e.
Commit
Clauson,
worship.
vorable to
Zorach v.
Cf.
tee for
Nyquist,
Public Education v.
413
306, 313-14,
U.S.
,S.Ct.
L.Ed.2d 948
(1952) (“We
religious
of the statute. subsequent agree cases. We We also inapposite find those re- cases exemption district court that the does not ferred to the district court which the apply, alleged both because section 16C’s Supreme Court “has insisted there “anticompetitive “clearly effects” are adequate ensuring purely controls secular affirmatively expressed articulated and purpose before public programs of aid policy,” state and because there insuffi private upheld.” schools are E.g., Commit- cient state involvement in supervising tee for Religious Public Education Lib- alleged “restraints of trade.” See Califor erty Regan, 100 S.Ct. Liquor nia Retail Dealers Association 63 (1980); 94 Pittenger, L.Ed.2d Meek v. Aluminum, Inc., Midcal 100 95 44 L.Ed.2d 217 (1980); 63 L.Ed.2d 233 see also (1975); Levitt v. for Edu- Committee Public New Motor Vehicle Board v. Orrin W. Fox cation, U.S. Co., 99 S.Ct. 58 L.Ed.2d U.S. (1973). cases, all these state (1978); Co., 428 Cantor v. Detroit Edison funds or services provided had been to reli- gious-affiliated parents schools or to of chil- Bar, Virginia Goldfarb v. State dren enrolled in such it schools. Since 44 L.Ed.2d government axiomatic that appro- (1975). holding, priate ends, grava In so we take the money a state complaint obviously great bears a men of antitrust burden to ensure right the funds it gives religious institutions 'that of a selective used purposes. for secular Section churches to use their enables course, Holy marketplace 11. Of since has Cross exercised its ed in the for direct economic bene- objection here, “power” and thus has decided not to fits” it is under sec- whatever protection, waive the there can be no conten- tion 16C. tion that the Church has in this instance “trad- doubt, at private persons press that a power” point, on behalf our state “veto competition,12 suppress facially conspiring to statute is invalid the Sher- interposed Holy Cross Church has merely man Act because creates some anticompetitive (and unused) its for such ends opportunity pri- limited has in this instance. There been show- parties anticompetitively.15 vate to act ing that intended section Massachusetts court is judgment district re- private effectuate such authorize and further versed and the case remanded for conspiracies,13 thus the state action doc- *12 proceedings opin- with this not inconsistent trine, germane only said to be when “anti- ion. competitive compelled by conduct is di- acting of State as sovereign,” rection the COFFIN, Judge (dissenting). Chief Bar, Virginia Goldfarb v. State U.S. at upholds The court law that con- state does not bar the (and schools) fers an absolute upon churches claim.14 power proposed veto the sale of alcohol over said, having however, been This we con- Although appreciate within 500 feet. I the difficulty imagining fess some how section span step, this I baby minimal of believe 16C “on its face” the violates antitrust laws. managed has of to cross the threshold the following the description Grendel’s offers of Establishment Clause. section 16C: challenge, Because is a we this facial merely permits, “Section 16C but does not eye must read the statute with an sensitive require, any anti-competitive activity. problems presented by constitutional anti-competitive decision is solely very language. law’s I see several difficul- of governing the church body, First, and, presently ties. I think most reached in possible collusion with various important, delegation po- is of strange liquor licensees. That the decision be- governmental explic- litical on power or an comes effective virtue of Section 16C schools, itly religious Apart from basis. does not anti-competitive make the choice only entity liquor can veto a license is one attributable the state.” synagogue building “a church or dedicated so, why If one wonder the statute is worship regular to divine and in use this facially be declared invalid in suit purpose”. an This formula extraordinari- is against municipal agencies state and ly precise building definition. The must be officials. “synagogue” of “church” or dedicat-
The merits mosque, of Grendel’s antitrust claim ed to worship”. “divine Whether a marabout, are not before us appeal, on this and we pagoda, tope qualify do would However, not decide the issue. open question we do ex- an purposed for the use of again argue competition, beyond 12. scope Defendants the MABCC fects of power abuse, retains to correct this sort of see Sherman Act. See New Motor Vehicle Bd. v. 10, supra. Co., note W. Fox Orrin Corp. Exxon Indeed, 13. defendants themselves maintain that Maryland, Governor of not, any construction, “§ 16C does au- (1978). thorize a church or school enter into a con- spiracy agreement in restraint trade of with competition engaged Churches are private persons.” liquor-serving establishments and have no competi- suppressing institutional it, reason appellee 14. As we understand does not seek Thus, argue tion in trade. this is not a liquor-free zone, aof anticompetitive itself, situation where decisionmak- and of runs of afoul the Sherman Act. ing peculiarly likely. could be deemed Cf. New We think a claim such could not stand. As Co., above, adopted gen- noted Motor Vehicle Bd. v. Orrin W. Fox Massachusetts has (1978) policy against liquor-licensing eral ty in the vicini- 58 L.Ed.2d (existing empowered of churches and schools. This sort of state automobile franchisees “regulation designed displace “good require hearing . .. of unfettered on existence cause” to franchisees). prohibit entry business prospective freedom” in the distribution of alco- of is, beverages despite possible holic adverse ef- option building worship”. refraining “divine churches the from must be veto- Buddhism, Confucianism, applications. Whether or tran- Whether or not (of part true, scendentalism either oriental or New proposition of this England comfortably variety) can be cab- part Although does not follow. our second may under such a gives objectors ined label doubted. privi- law conscientious service, lege refusing military a law that may important well be as- There other allowed to determine institutions semblings race of the human whose activi- qualified objectors who as conscientious as “worship” could be but ties described surely be invalid. “divine”; object is not conversely, whose objective there be those whose is “di- Even if delegation to reli- vine” whose activities fall somewhat governmental gious dispense privi- bodies to (or of) “worship”. outside Yet in short lege permissible, were suffers their need for calm in their quiet, hours particular permitting defect abso- operation, (or political power in their lack lutely power. standardless exercise it), they may para- to the be identical Beverage Arno Alcoholic Control Com- *13 digm synagogue. Christian church Jewish mission, 377 Mass. opinion distinguishes
The court’s between (1979) (scrutiny N.E.2d churches and the one hand schools on objection such questions church limited “to hospitals and the other. libraries on These objecting whether quali- institution comparisons. the difficult To me as a the purposes fies ‘church’ for problem clearly is seen more if we con- statute, within the statutorily whether it is sider, instance, groups regularly meet- feet, protected zone and whether of 500 ing to agnosticism discuss or situational duly written authorized ethics. appropriate ‘governing body’ of. church”). would not identifying I relish the task of institutions, ephemeral groups, possession of unbridled discretion is a gatherings that within and with would lie power give popularly we do not even to pale. fear, drawing, out line I Such denigration elected officials. bring one within the interdiction of religious organizations acknowledge preferring one another. religion over More being human beings, constituted of fallible importantly, even if all of reli gatherings their exercise of uncontrolled discretion giously oriented can humankind be harmo may high on than occasion be less minded niously put roof, section one 16C or, minded, high wrongly if directed. But would confer religious organizations deeply easily what than troubles me more governmental power to all others denied conjectured examples arbitrariness is the except governmental schools.* While as simple grants fact that an unre sistance to organized religion is effectuated licenses, deny liquor stricted through exemptions tax for institutions power that can be used to serve sectarian adherents, charitable their deductions for not to other purposes, churches but simi widely applicable such measures are also larly to charac organizations. situated So institutions, other and causes. organizations is, me, it. terize this case to decide I can think of no area we restrict the where than Laws not have more a “remote receipt of governmental privi benefit or the advancement and incidental” effect in lege solely group to a or institu religious religion. Educa Committee for Public tion. n.39, Nyquist, v. tion n.39, (1973). opinion proposition court’s posits believe invites impose that since a could I a statute municipality church, neighborhood political surrounding any free zone churches into clearly may impact discretionary by allowing soften the veto granting arena them * “pivotal Rhode Cf. Island of Teachers v. Nor to which sectarian is a Federation affected class is berg, (1st 1980) (extent constitutionality”). determining 630 F.2d Cir. factor ... commercially significant activi-
powers over based on their status must
ty than such an effect.
more DEN, INC., Plaintiff,
GRENDEL’S
Appellee, GOODWIN, al.,
Herbert N. et
Defendants, Appellees,
Cambridge Commission, al., License et
Defendants, Appellants. DEN, INC., Plaintiff,
GRENDEL’S
Appellee, GOODWIN, *14 al.,
Herbert N. et
Defendants, Appellants.
Nos. 80-1654.
United States Appeals, Court of
First Circuit.
Reheard June
1981.
July 28,
Decided
Gen.,
Caruso,
Atty.
Asst.
Bos-
Gerald J.
ton, Mass.,
Bellotti,
with whom Francis X.
Probable
11, 1982.
Jurisdiction Noted Jan.
Gen.,
Miller,
Atty.
Atty.
Asst.
Thomas
See
Goodwin, et al. Boston, Mass.,
Birge Albright, Sp. Coun- City Cambridge, for the with whom sel Higley, City B. and David B. Russell Sol. O’Connor, Counsel, Cambridge Law Legal Mass., Department, Cambridge, were on Commission, brief, Cambridge License et al. Tribe, Mass., Cambridge,
Laurence H. Rosenberg and Ira Kara- with whom David brief, sick, Mass., Cambridge, were appellee. COFFIN, Judge, CAMP
Before Chief BOWNES, Judges.* BELL and Circuit * Judge Breyer participate did not in the decision this case.
