Gregory C. Mallett v. Wisconsin Division of Vocational Rehabilitation and Judy R. Norman-NunneryGregory C. Mallett v. Wisconsin Division of Vocational Rehabilitation and Judy R. Norman-Nunnery
Gregory C. Mallett instituted this pro
se
action challenging the decision by the Wisconsin Division of Vocational Rehabilitation and its Administrator, Judy Norman-Nunnery, (collectively, “DVR”
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) to close his file and discontinue the college tuition assistance that he had received under the Rehabilitation Act of 1973, as amended,
I.History
The Rehabilitation Act seeks to provide handicapped individuals
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with certain benefits and rights. The Rehabilitation Act breaks down into seven “Subchapters.” Sub-chapter I, commonly known as “Title I,” is labeled “Vocational Rehabilitation Services.”
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Specifically, Title I is intended to
assist States in operating a comprehensive, coordinated, effective, efficient, and accountable program of vocational rehabilitation that is designed to assess, plan, develop, and provide vocational rehabilitation services for individuals with handicaps, consistent with their strengths, resources, priorities, concerns, abilities, and capabilities, so that such individuals may prepare for and engage in gainful employment.
Title I has thirty-six explicit requirements for state plans, one of which is an individualized written rehabilitation program (“IWRP”).
See
On August 15, 1984, DVR determined that Mallett was eligible to receive benefits under the Vocational Rehabilitation Program as a result of 1) shoulder and back injuries he sustained while employed at Briggs and Stratton Corporation and 2) several psychological disabilities discovered during Mallett’s
Mallett then exercised his right to administrative appeals.
See
Mallett then pursued judicial remedies
pro se.
On August 17, 1990, he filed a complaint in federal district court, which he amended on July 29, 1992. Mallett contends that DVR has violated his substantive and procedural rights under the Rehabilitation Act. Specifically, he argues: 1) that a DVR policy disfavoring funding graduate school education offends his right to an individualized rehabilitation plan under
On August 28,1992, DVR filed a motion to dismiss Mallett’s case for failure to state a claim, arguing in the alternative that the doctrine of immunity shielded it from suit or that Mallett had failed to state a claim as no private right of action exists for his claims. Pursuant to
II. Analysis
A. Standard of Review
We review a district court’s decision to grant a motion to dismiss under
B. Implied Private Right of Action Under § m
In the seminal case of
Cort v. Ash,
Although the Supreme Court has refused to overrule the
Cort v. Ash
test explicitly, the Court has retreated from it and has focused primarily on legislative intent, the second factor.
See Suter v. Artist M.,
Given this evolution in thinking about implied rights of action, our inquiry is whether Congress intended an implied right of action under Title I in light of the statute’s language, structure, and legislative history. If such inferences of intent are not present, we must conclude that “ ‘the essential predicate for implication of a private remedy’” does not exist.
Thompson,
Mallett contends that there is a private right of action implied in
The process by which Congress established these administrative procedures also suggests an intention not to include a judicial remedy. Congress introduced administrative remedies as part of the 1978 Amendments to the Act. Rehabilitation, Comprehensive Services, and Developmental Disabilities Amendments of 1978, Pub.L. 95-602, § 103(2), 92 Stat. 2955. The Senate’s version of this amendment contained both administrative remedies and “a subsequent civil action for such relief (with the exception of monetary damages) as the court may determine is appropriate.” H.R. Conf. Rep. No. 95-1780, 95th Cong., 2d Sess.,
reprinted in
1978 U.S.C.C.A.N. 7312, 7375, 7379. The House version did not contain any review procedures.
See id.
As a compromise, the conference committee agreed to the administrative remedies but rejected the private right of action.
See id.
at 7379-80;
see also Ryans v. New Jersey Comm’n for the Blind and Visually Impaired,
Also,
The existence of
Finally, Mallett has not provided any compelling evidence to suggest otherwise. He relies on a committee report disclaimer from 1986. In 1986, Congress amended Title I to remove federal review of some of the state director’s decisions by the Secretary of Education.
See
Rehabilitation Act Amendments of 1986, Pub.L. No. 99-506, § 203(b), 100 Stat. 1807, 1815-17 (codified as amended at
C. Private Right of Action Under Title I Pursuant to § 1988
Mallett also argues that he may enforce the provisions of Title I under
1. Whether Title I of the Rehabilitation Act Creates Enforceable Rights
Courts and commentators have spilled much ink and caused many trees to be felled discussing whether a statute based on the Spending Clause establishes rights that a beneficiary of the statute may enforce. We, therefore, pause to assess the current state of the law in this area before we evaluate whether Title I creates any enforceable rights.
In
Wilder v. Virginia Hospital Association,
Two years later, the Supreme Court readdressed the issue of whether a Spending Clause statute confers a right enforceable through
The Supreme Court held that
The
Suter
analysis immediately raised questions because it did not explicitly reference the established framework which the Court used two years earlier in
Wilder.
Instead, the Court distinguished
Suter
from
Wilder,
explaining that
Wilder
“relied in part on the fact that the statute and regulations set forth in some detail the factors to be considered in determining the methods for calculating rates.”
Id.
at 359,
This Court addressed the problem in
Clifton v. Schafer,
This holding is consistent with the Supreme Court’s holding in
Wilder
because Clifton asserted a different challenge than the
Wilder
plaintiffs.
“Wilder
was a suit over the legality of the state plan: the plaintiffs in
Wilder
alleged that the state
plan
itself violated the Boren Amendment because the rates were not reasonable and adequate.”
Id.; see Wilder,
This limited application of
Thus,
“Suter
left the basic
Wilder
framework intact, but added a further threshold inquiry, applicable in cases involving ‘federal-state funding statutes’ enacted pursuant to the ‘Spending Clause.’ ”
Albiston,
a. Whether DVR’s plan is “illegal”
Mallett claims that DVR’s program violates the federal guidelines and regulations governing the Act. By 1989, DVR had adopted a policy that disfavors graduate school assistance and encourages vocational objectives which require no graduate level training.
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According to Mallett, this policy violates the Rehabilitation Act’s mandate of providing highly individualized services to each beneficiary. In its barest form, Mallett argues that this policy prevents the State from adopting a plan that satisfies a direct obligation which the statute places on the State. It is precisely this type of claim that
We therefore turn to the three-part
Wilder
analysis to determine whether Mallett may enforce this alleged right. Neither party disputes that Mallett is an intended beneficiary. States that participate in Vocational Rehabilitation Services Program must provide services to all handicapped individuals, and DVR accepted Mallett into its program as a handicapped individual who satisfied the Act’s criteria. See
The Rehabilitation Act also imposes a binding obligation on participating states to provide individual rehabilitation services. The Act contains thirty-six detailed requirements for all state plans, one of which is “an
Finally, Mallett’s interest is not so “vague and amorphous” that it is beyond the judiciary’s competence to enforce it.
See Wilder,
b. Mallett’s other claims
Mallett asserts that DVR violated its own procedures
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in closing his file. Specifically, he alleges that his DVR supervisor failed to certify that Mallett was not capable of graduating from law school in violation of
This Court in
Clifton
refused to permit a plaintiff to use
Mallett also suggests that there is a binding obligation upon DVR, under
Thus, most of Mallett’s claims do not satisfy the first portion of our analysis. However, Mallett may contend that DVR’s policy disfavoring graduate school funding violates rights guaranteed in
2. Whether Congress Foreclosed Enforcement of Title I
The Supreme Court, in
Wilder v. Virginia Hospital Association,
stressed that courts “[should] not lightly conclude that Congress intended to preclude reliance on
Second, the existence of a judicial remedy does not foreclose the availability of a
Finally, unlike the statutes in
Sea Clam-mers
and
Smith v. Robinson,
the only dis-cernable congressional intent in the Rehabilitation Act is not to supplant the
We are wary, however, of accepting one line from a conference report as speaking for the entire Congress. Our reluctance stems from the fact that it is unclear whether this statement accurately reflects the view of the conference committee or whether it is the opinion of one House committee staff member. To us, this statement simply suggests that someone wanted to ensure that
We find the manner in which a private right of action fits into the Rehabilitation’s administrative review structure to be persuasive evidence of a congressional intent to allow a private judicial remedy. A private right of action under
D. Use of § 50U of the Rehabilitation Act to Enforce Title I Violations
Finally, Mallett claims DVR violated § 504
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of the Rehabilitation Act by denying him benefits guaranteed under
No otherwise qualified individual with handicaps in the United States ... shall, solely by reason of her or his handicap, be excluded from the participation in, be denied the benefits of, or be subjected to discrimination under any program or activity receiving Federal financial assistance ____
Rehabilitation Act of 1973, -Pub.L. 93-112, § 504, 87 Stat. 394 (codified as amended at
To establish a violation of § 504, a plaintiff must satisfy four requirements: 1) he is a handicapped individual as defined by the Rehabilitation Act, 2) he is otherwise qualified for participation in the program, 3) the program receives federal financial assistance, and 4) he was denied the benefits of the program solely because of his handicap. See
Knapp v. Northwestern Univ.,
Mallett was not “otherwise qualified” to receive vocational benefits from DVR. “An otherwise qualified person is one who is able to meet all of a program’s requirements
in spite
of his handicap.”
Southeastern Comm. Coll. v. Davis,
Mallett has also failed to demonstrate that he was denied treatment “solely by reason of his ... handicap.”
Notes
. Because the claims against the Division of Rehabilitation and Norman-Nunnery are nearly identical, we will address them collectively except where we note otherwise.
. While it is usually unnecessary to note that we evaluate the statute as it existed when DVR closed Mallett's file, we do so in this case to explain why we use the term "handicapped individuals.” In 1992, Congress amended the Act in part to replace the term "handicaps” with "a disability.” See, e.g., Pub.L. 102-569, § 123, 106 Stat. 4344, 4375 (1992).
.Title I encompasses §§ 720-765.
. Mallett initiated this action after DVR closed his file and terminated his benefits on March 20, 1989. At that time,
. In his amended complaint, Mallett dismissed his
. The parties dispute the exact language of DVR's program policy provision 5.9.4. Unfortunately, neither party attached to their pleadings or briefs a copy of the provision as it existed in 1989. At oral argument, the court exercised its authority to take judicial notice of this public document.
See
. When Wisconsin committed itself to establishing a rehabilitation program consistent with the federal guidelines in exchange for federal funding, it agreed to model DVR’s procedures on the federal procedures.
See
.
(c) The Commissioner shall also insure that (1) ... in developing and carrying out the individualized written rehabilitation program ... emphasis is placed upon the determination and achievement of a vocational goal for such individual, (2) a decision that such an individual is not capable of achieving such a goal and thus is not eligible for vocational rehabilitation services ... is made only in full consultation with such individual ... and only upon the certification, as an amendment to such written program, or as a part of the specification of reasons for an ineligibility determination, as appropriate, that the preliminary diagnosis or evaluation of rehabilitation potential ... has demonstrated that such individual is not then capable of achieving such a goal, and (3) any such decision, as an amendment to such written program, shall be reviewed at least annually in accordance with the procedure and criteria established in this section.
29 U.S.C. i 722(c).
.
Such review procedures shall provide an opportunity to such individuals for the submission of additional evidence and information to an impartial hearing officer who shall make a decision based on the provisions of the State plan approved undersection 721(a) of this title.
. It is true that
. While this analysis is similar to determining whether an implied private right of action exists, the presumption is different. In determining whether Congress intended its remedial procedure to be exclusive, a court must presume that a
. We do not express any view as to the merits of the dispute, that is, whether
. For unknown reasons, the statutory section number has been relied upon when referring to this claim (§ 504), instead of the Code provision number (