Lead Opinion
This is an action for damages against the Islamic Republic of Iran for injuries inflicted by the seizure and detention of American hostages. Appellants, plaintiffs below, are a former hostage and his parents. On October 8, 1982, we issued an opinion af
Though the United States, which had intervened as a party-defendant in order to meet its obligations under the executive agreement with Iran, see American International Group, Inc. v. Islamic Republic of Iran,
I.
Gregory Allen Persinger is a United States Marine, who, on November 4, 1979, was stationed at the United States Embassy in Tehran, Iran. On that date, the Embassy was seized by Iranian militants, and the Embassy’s personnel, including Sergeant Persinger, were captured and held hostage. This act, which was not merely hostile to the United States but unprecedented in the history of international relations, at once created a crisis between the United States and Iran. The United States tried to secure the release of the hostages through a series of stringent retaliatory measures, but all such efforts failed.
Ultimately, the United States was able to obtain the hostages’ freedom only by an executive agreement with Iran that necessarily made concessions to that country. Since diplomatic relations with Iran had been severed, the agreement was embodied in two Declarations of the Government of Algeria, initialed for the United States by Deputy Secretary of State Warren M. Christopher on January 19, 1981. The hostages, including Sergeant Persinger, were released the following day, having been held captive for almost fifteen months.
Sergeant Persinger and his parents brought suit in the district court against the Islamic Republic of Iran on February 2, 1981, alleging numerous violations of treaties and of international, constitutional, and common law. The United States moved to dismiss the complaint. After a hearing, District Judge Oberdorfer granted the government’s motion. Persinger v. Islamic Republic of Iran, Civ. No. 81-00230 (D.D.C. Aug. 21, 1981). Relying on Dames & Moore v. Regan,
II.
A.
In its initial submissions, the government contended that we need not reach the issue of Iran’s sovereign immunity — and of this court’s jurisdiction — if we decide that President Carter had the power lawfully to extinguish the Persingers’ claims. Brief for the United States at 22. We disagree. The Act expressly deprives a court of jurisdiction over any party entitled to sovereign immunity. 28 U.S.C. § 1604 (1976) (“[A] foreign state shall be immune from the jurisdiction of the courts of the United States____”) (emphasis added); see Texas Trading & Milling Corp. v. Federal Republic of Nigeria,
Foreign states are generally immune from the jurisdiction of federal and state courts. 28 U.S.C. § 1604. See The Schooner Exchange v. McFaddon,
(a) A foreign state shall not be immune from the jurisdiction of courts of the United States or of the States in any case—
(5) ... in which money damages are sought against a foreign state for personal injury or death, or damage to or loss of property, occurring in the United States and caused by the tortious act or omission of that foreign state or of any official or employee of that foreign state while acting within the scope of his office or employment;____
28 U.S.C. § 1605(a)(5). The “United States” is defined to include “all territory and waters, continental or insular, subject to the jurisdiction of the United States.” 28 U.S.C. § 1603(c) (emphasis added). Thus, if a foreign state’s “act[s] or omission[s]” cause tortious injury within the United States, as defined in section 1603(c), the foreign state's immunity is abrogated, subject to the exceptions set out in section 1605(a)(5), and there can be both
That Congress has the power to exercise jurisdiction over certain activities at U.S. embassies abroad is not disputed. Agee v. Muskie,
In section 1603(c), Congress used the words “continental or insular” to modify the scope Of the phrase “all territory and waters ... subject to the jurisdiction of the United States.” The latter phrase, if it stood alone, might lead to the conclusion that any territory over which the United States exercises any form of jurisdiction constitutes the “United States” for purposes of the FSIA. Since the United States has some jurisdiction over its Embassy in Iran, it would then follow that Iran had no immunity for tortious acts committed on the Embassy grounds. We think, however, that the modifying words make this construction too awkward to be countenanced. If the definition meant all territory subject to any form of United States jurisdiction, the words “continental or insular” would be surplusage: all territory is continental or insular. The modifying phrase is rather clearly intended to restrict the definition of the United States to the continental United States and such islands as are part of the United States or are its possessions. The ground upon which our Embassy stands in Tehran does not fall within that definition. Hence, Congress intended that, under the statute, Iran should retain its sovereign immunity in this case.
Though the legislative history of the FSIA does not address directly the meaning of “territory ... subject to the jurisdiction of the United States,” see, e.g., H.R.Rep. No. 1487, 94th Cong., 2d Sess. 16 (1976) (“House Report”); S.Rep. No. 1310,
Moreover, at the 1973 hearings to the predecessor bill — which, although not passed, was “essentially the same ... except for [some] technical improvements,”
We would like, based on our experience as a litigant abroad to subsume to the jurisdiction of our domestic courts foreign governments and foreign entities who engage in certain activities on our territory to the same extent that the U.S. Government is already at the present time subject to the jurisdiction of foreign courts, when it engages in certain activities on their soil.
[W]e would like to afford our local citizens and entities who deal with foreign governments in the United States effective redress through the instrumentality of our courts. If a dispute arises as a result of an activity which a government carries on in this country, the most appropriate place to resolve such a dispute would be through the courts____
Immunities of Foreign States: Hearings on H.R. 3493 Before the Subcomm. on Claims and Governmental Relations of the House Comm. on the Judiciary, 93d Cong., 1st Sess. 29 (1973) (testimony of Bruno Ristau) (emphasis added).
In enacting the FSIA, Congress intended to “bring U.S. practice into conformity with that of most other nations.” House Report at 12, U.S.Code Cong. & Admin.News 1976, p. 6610. Our reading of the “United States,” as modified by the terms “continental or insular,” is, therefore, reinforced by the fact that codifications by other nation-states and international organizations — with which Congress sought to be consistent — have provided that a state loses its sovereign immunity for tortious acts only where they occur in the territory of the forum state. Brief for the United States on Rehearing at 15-16, and statutes cited therein.
One such consequence is that a decision abrogating sovereign immunity for torts on embassy premises would, as the government points out, be the “functional equivalent” of making U.S. embassies part of U.S. territory “for jurisdictional purposes.” Brief for the United States on Rehearing at 28. Such a result could, for example, cause the French government to be subject to suit in the United States if a French government vehicle were involved in an automobile accident on the U.S. embassy grounds in West Germany. Id. at 29. Furthermore, foreign states “might hesitate in providing services to U.S. embassies or consulates” were they to be subject to suit in U.S. courts for negligent acts or omissions on those premises. Id.
A principle revoking sovereign immunity on our embassy grounds abroad would also, presumably, have the same effect as to our military and naval bases around the world, since the United States exercises jurisdiction in such locations. The possibilities are almost endless for tort suits in this country against foreign governments for acts or omissions all over the world. We are persuaded that Congress intended nothing of the sort. Embassies may be, as appellants argue, unique in their inviolability but that does not distinguish them from military facilities, libraries, AID missions, and the like with respect to the criteria of the statute. If the controlling question were only whether the United States had some jurisdiction, all premises controlled by this country anywhere in the world would fit the statutory definition of the “United States.” Fidelity to the statutory language would prevent us from picking and choosing among premises subject to some extent of congressional control.
Appellants rely heavily on two criminal cases, United States v. Pizzarusso,
B.
The claims brought by Sergeant Persinger’s parents present a variation on the issue just discussed. They seek to recover for mental and emotional distress suffered within the continental United States. Such injuries are said to be actionable because section 1605(a)(5) requires only that the injury be suffered in the United States but does not require that the tortious act or omission occur here.
Section 1605(a)(5) is ambiguous on this point. It states that immunity is removed in actions “for personal injury or death, or damage to or loss of property, occurring in the United States and caused by the tortious act or omission” of a foreign state. It is thus unclear whether both the tort and the injury must occur here or whether the tort may occur abroad and be actionable so long as the injury is suffered here. Compare Frolova v. Union of Soviet Socialist Republics,
We have shown that the proper construction of the statute deprives the district court of jurisdiction to entertain Sergeant Persinger’s claim. Iran is immune from tort suits here for actions taken by it on its own territory. It would be anomalous to say that Congress intended to deny a remedy to him — a hostage imprisoned and physically abused for more than a year — and yet
Our reading of the statute is further supported by the following passage in the House Report:
It [section 1605(a)(5) ] denies immunity as to claims for personal injury or death, or for damage to or loss of property, caused by the tortious act or omission of a foreign state or its officials or employees, acting within the scope of their authority; the tortious act or omission must occur within the jurisdiction of the United States____
House Report at 21, U.S.Code Cong. & Admin.News 1976, p. 6619, (emphasis added).
Moreover, a comparison of the noncommercial tort exception — section 1605(a)(5), under which this suit was brought — with the commercial activity exception, section 1605(a)(2), demonstrates that Congress intended the former to be narrower than the latter. The commercial activity exception expressly provides that a foreign sovereign’s commercial activities “outside the territory of the United States” having a “direct effect” inside the United States may vitiate the sovereign’s immunity. Any mention of “direct effect[s]” is noticeably lacking from the noncommercial tort exception. When Congress uses explicit language in one part of a statute to cover a particular situation and then uses different language in another part of the same statute, a strong inference arises that the two provisions do not mean the same thing. See Russello v. United States, — U.S.-,
For the reasons stated, we have concluded that the FSIA shields Iran from liability and this court has no jurisdiction over the claims of appellants Jacqueline and Lawrence Persinger, and their son, Sergeant Gregory Persinger. Our prior opinion is therefore vacated, and the judgment of the district court is
Affirmed.
Notes
. The President declared a national emergency and issued an executive order blocking Iran's threatened removal or transfer of all Iranian assets in this country. The United States and other nations imposed trade sanctions upon Iran. The United States took its case to the International Court of Justice at the Hague, which declared Iran’s actions to be in violation of international law. Case Concerning United States Diplomatic and Consular Staff in Tehran (United States v. Iran), 1980 I.C.J. 200, reprinted in 19 I.L.M. 553 (1980). Finally, the United States attempted a military rescue operation that cost several American lives.
. The executive agreement purported to extinguish all hostage claims against Iran but the effectiveness of that extinguishment need not be decided since Iran, in any event, is immune from this tort action.
. In Williams v. Iran,
Currently, two cases against the United States by former hostages seeking compensation for extinguishment of their claims against Iran are pending in the United States Claims Court. Cooke v. United States,
. That precept is embodied in Fed.R.Civ.P. 12(h)(3): "Whenever it appears by suggestion of the parties or otherwise that the court lacks jurisdiction of the subject matter, the court shall dismiss the action."
. The government maintains that subjecting a foreign state to jurisdiction for acts on United States embassy premises abroad “might well create a serious danger of conflict with the Fifth Amendment due process clause.” Brief for the United States on Rehearing at 10. Since we hold that Congress did not intend to exercise jurisdiction in a case such as this one, we need not reach the question of Congress’ constitutional power to exercise such jurisdiction.
. This is the conclusion that, except for this Court’s initial determination, every other court which considered the question has reached. See McKeel v. Iran,
. Sergeant Persinger and his parents, plaintiffs below, have, in this rehearing, substantially deferred to counsel for FLAG, Inc. They have stated to this court that “with regard to the issues presently pending before this Court, the interests of the appellants and FLAG are identical.” Brief for Appellants on Rehearing at vii, 1. Accordingly, we cite to FLAG’S briefs as if they were appellants’ own.
. Although the predecessor to the Act did not contain a definition of the "United States,” there is no indication in the legislative history of the 1976 Act that the addition of section 1603(c) defining the jurisdiction of the United States was intended to expand the scope of the statute’s exceptions.
. Appellants contend that the Vienna Convention on Diplomatic Relations, by endorsing the rule of inviolability, and by substantially removing a foreign embassy from the jurisdiction of the receiving state, establishes that the United States exercises concurrent jurisdiction over embassy premises. Brief of Amicus Curiae FLAG, Inc. on Rehearing at 21-23. Inviolability, by
. Appellants argue that the "discretionary function" exception to tort liability would shield foreign governments from liability in the examples posited by the government. Brief of Amicus Curiae FLAG, Inc. on Rehearing at 42-44. This is not so. One of the express purposes of the Federal Tort Claims Act, 28 U.S.C. §§ 1346, 2671 et seq. (1976) — the act where the discretionary function was first set forth — is to permit suits for torts arising out of automobile accidents with U.S. government vehicles. Dalehite v. United States,
. In addition, jurisdiction in each of these cases was based on a statute defining jurisdiction for the purpose of the title dealing with federal crimes only — 18 U.S.C. § 7 (1982), which covers the "special maritime and territorial jurisdiction of the United States" — as well as on different theories of jurisdiction. The Pizzarusso court expressly invoked the "protective" theory of jurisdiction, that “a state 'has jurisdiction to prescribe a rule of law attaching legal consequences to conduct outside its territory that threatens its security as a state or the operation of its governmental functions, provided the conduct is generally recognized as a crime under the law of states that have reasonably developed legal systems.’ ” Restatement (Second) of Foreign Relations Law of the United States § 33 (1965), quoted in Pizzarusso,
. Appellants also claim that the attack on the embassy was an "international crime” over which "every nation has jurisdiction to prescribe and enforce.” Brief of Amicus Curiae FLAG, Inc. on Rehearing at 56. In addition, the United States could invoke the "protective principle” to exercise jurisdiction over Iran in this case. Id. at 57. There can be no doubt that Iran’s actions were international crimes. See Case Concerning United States Diplomatic and Consular Staff in Tehran (United States v. Iran), 1980 I.C.J. 200, reprinted in 19 I.L.M. 553 (1980). The heinousness of Iran's actions, however, is not sufficient to give this court jurisdiction to hear the plaintiffs’ claims. Neither the substantive basis of the tort, nor the seriousness of the crime, is relevant to the question of jurisdiction. The FSIA, as the expression of Congress, applies to deprive us of jurisdiction.
Concurrence Opinion
Circuit Judge, dissenting in part and concurring in part:
I concur in the result in Part II.A, but I dissent from the rationale and holding of Part II.B.
Part II.B holds that 28 U.S.C. § 1605(a)(5) (1976) does not apply to Per-singer’s parents’ claim for damages against Iran for mental and emotional distress suffered within the United States and caused by the seizure and detention of their son in Iran. Section 1605(a)(5) provides, in pertinent part, that a foreign state shall not be immune from the jurisdiction of courts of the United States or of the States in any case
in which money damages are sought against a foreign state for personal injury or death, or damage to or loss of property, occurring in the United States and caused by the tortious act or omission of that foreign state or of any official or employee of that foreign state while acting within the scope of his office or employment____
I find the language of this provision unambiguous and clearly applicable on its face to the parents’ claim. In particular, the statute plainly requires that only the injury, and not the tortious act or omission, occur in the United States. I see no reason to resort to the legislative history to clarify the plain language of the statute. Congress never enacted the language of the House Report that “the tortious act or omission must occur within the jurisdiction of the United States.” H.R.Rep. No. 1487, 94th Cong., 2d Sess. 21, U.S.Code Cong. & Admin.News 1976, p. 6619 (1976).
Moreover, I do not find that the case law persuasively supports the reading of the statute adopted in the majority opinion. Only one case, In re Sedco, Inc.,
I am also not convinced that it is anomalous to allow Persinger’s parents to recover damages for mental and emotional injuries suffered by virtue of their son’s confinement, but not to allow Persinger himself to recover damages for his own confinement. As a policy matter, Congress might easily have determined to give American courts jurisdiction over claims for damages caused by tortious acts or omissions occurring outside the United States only to the extent that those acts or omissions produce effects within the United States.
Finally, I am not convinced that the “direct effect” language of section 1605(a)(2) compels the reading of section 1605(a)(5) adopted in the majority opinion. There is nothing in the legislative history to support this view and one might as easily assume that Congress intended to restrict jurisdiction more in cases involving commercial activity not carried on in the United States than in cases involving noncommercial torts.
My main point of dissent is that the clear terms of the statute allow for the parents’ claim. I do not think that we are at liberty to decide otherwise on “policy grounds.”
