John GREGORICH, Plaintiff-Appellee,
v.
Carl A. LUND, in his individual capacity, Darryl Pratscher,
in his individual capacity, and Shirley K.
Wilgenbusch, in her individual capacity,
Defendants-Appellants,
and
Supreme Court of Illinois, by William Madden, Acting
Director of the Administrative Office of the
Illinois Courts, Frederick S. Green, in
his official capacity, Defendants.
No. 94-2505.
United States Court of Appeals,
Seventh Circuit.
Argued Nov. 9, 1994.
Decided May 9, 1995.
Rehearing Denied June 26, 1995.
Bryan F. Savage, Urbana, IL, John Gregorich (argued), Auburn, IL, for John Gregorich.
Kathy Shepard, Office of Atty. Gen., Crim. Appeals Div., Springfield, IL, Michael Vujovich (argued), Administrative Office of Illinois Courts, Springfield, IL, for Carl A. Lund, Darryl Pratscher and Shirley K. Wilgenbusch.
Before RIPPLE and MANION, Circuit Judges, and SKINNER, District Judge.*
RIPPLE, Circuit Judge.
John Gregorich, a former research attorney for the Appellate Court of Illinois, Fourth District, brought this action under 42 U.S.C. Sec. 1983 against Carl Lund, the former Presiding Justice of that court. Mr. Gregorich alleged that Justice Lund fired him for engaging in union-organizing activities. Mr. Gregorich also alleged a defamation claim, based on state law, against Darryl Pratscher and Shirley Wilgenbusch. He alleged that their false statements proximately caused his termination. The district court denied Justice Lund's claim of qualified immunity and retained the state tort claim under its supplemental jurisdiction. For the reasons that follow, we reverse in part, and remand.
* BACKGROUND
A. Facts
John Gregorich began working as a staff research attorney for the Appellate Court of Illinois, Fourth District in December 1981. Prior to January 1, 1991, the court's leave policy allowed employees to carry over unused vacation days into the next calendar year. The policy also entitled employees to compensation for unused vacation time in the event of termination. On November 26, 1990, the Illinois Supreme Court changed the leave policy. The amended policy allowed employees to carry over no more than ten days from year to year. Although the new policy became effective January 1, 1991, it applied retroactively. It thus prevented Mr. Gregorich from receiving benefits for sixty-seven of the seventy-seven vacation days he had previously accumulated.
Mr. Gregorich and his fellow research attorneys were unhappy with the new rule. In an effort to change it, Mr. Gregorich began, in February 1991, a union-organizing campaign among the research attorneys of the Fourth District. He also discussed unionization with employees in the Clerk's Office. In April 1991, Mr. Gregorich and another research attorney signed unionization cards authorizing the Teamsters to represent them. However, the Teamsters subsequently withdrew their representation petition that had been pending before the Illinois Labor Relations Board. On November 20, 1991, Carl Lund, then the Presiding Justice of the Fourth District, discharged Mr. Gregorich on grounds of insubordination. Shirley Wilgenbusch, Research Director for the Fourth District, and Darryl Pratscher, Clerk of the Court, apparently had informed Justice Lund that Mr. Gregorich was acting in a "rude or discourteous manner." R.1 at 9. Mr. Gregorich believed that these allegations were pretextual and that he had been fired in retaliation for his union-organizing activities.
B. Earlier Proceedings
Mr. Gregorich filed a two-count complaint against several defendants. The first count named as defendants the Illinois Supreme Court and William Madden, the Acting Director of the Administrative Office of the Illinois Courts. It alleged that these defendants had violated the Contracts Clause, as well as Mr. Gregorich's procedural and substantive due process rights, by changing retroactively the leave policy. Mr. Gregorich's second count consisted of a wrongful discharge claim against Justice Lund, Ms. Wilgenbusch, and Mr. Pratscher, in their individual capacities. It also included a defamation claim against the latter two defendants. The federal claims involved in this count centered around Mr. Gregorich's rights of free association and substantive and procedural due process. The portion of this count that articulates the First Amendment claim central to this appeal states:
By terminating plaintiff's employment with the Fourth District Appellate Court in part because of a personal desire to retaliate against plaintiff for engaging in union activities and to discourage other employees of the Fourth District Appellate Court from engaging in union activities, defendant CARL A. LUND, acting under color of State law, violated plaintiff's right of free association guaranteed by the First and Fourteenth Amendments of the United States Constitution.
R.1 at 15, p 62. Mr. Gregorich sought compensatory and punitive damages from the three defendants. He also sought an order of reinstatement.
The defendants filed a motion to dismiss. The district court dismissed Mr. Gregorich's first count in its entirety.1 The court also dismissed all of the claims in the second count except Mr. Gregorich's First Amendment and procedural due process claims against Justice Lund and his defamation claim against Wilgenbusch and Pratscher. These remaining defendants then moved for summary judgment on the issues that had survived their motion to dismiss. The district court granted Justice Lund's motion with respect to the procedural due process claim. It held that Mr. Gregorich was an "at will" employee. However, the court denied summary judgment on the remaining issues. First, it determined that there were genuine issues of material fact concerning whether Justice Lund discharged Mr. Gregorich in retaliation for his union-organizing activities. Assuming that Mr. Gregorich's discharge was at least partly due to his union-organizing efforts, the district court then held that Justice Lund was not entitled to qualified immunity because the "First Amendment right of public employees to speak and assemble around union issues is well-established." R.46 at 3-4. Likewise, the court determined that genuine issues of material fact existed with respect to the defamation claim, and chose to retain this state law claim under its supplemental jurisdiction.
II
DISCUSSION
A. Qualified Immunity
1.
Government officials who deprive an individual of constitutionally protected rights while acting under the color of state law are subject to personal liability for damages. See 42 U.S.C. Sec. 1983. However, officials performing discretionary functions may avoid such liability by invoking the defense of qualified immunity, a powerful shield that insulates officials from suit as long as their conduct does not violate a "clearly established" constitutional right "of which a reasonable person would have known." Harlow v. Fitzgerald,
Justice Lund contends that it was not clearly established at the time Mr. Gregorich was terminated that judicial research attorneys had the right to engage in union-organizing activities.3 Mr. Gregorich responds that this right was clearly established. We review the district court's decision to deny Justice Lund qualified immunity de novo. Bakalis,
2.
To determine whether it was clearly established that Mr. Gregorich had a right to engage in union-organizing activities, we must identify the nature of his claim and the legal standards that govern it. Mr. Gregorich's claim is grounded in the First Amendment right of free association. See NAACP v. Alabama,
It is important to underscore the significance that the latter part of the analysis announced in Pickering plays in qualified immunity cases. Differences in the nature of the competing interests from case to case make it difficult for a government official to determine, in the absence of case law that is very closely analogous, whether the balance that he strikes is an appropriate accommodation of the competing individual and governmental interests. We must remember that government officials are not expected to be prescient and are not liable for damages simply because they legitimately but mistakenly believed that the balancing of interests tipped in the State's favor. See Hunter v. Bryant,
3.
We now turn to the application of these principles to the case before us. Initially, we must determine whether Mr. Gregorich's expression touched upon a matter of public concern. "[P]rivate speech that involves nothing more than a complaint about a change in the employee's own duties may give rise to discipline without imposing any special burden of justification on the government employer." National Treasury Employees Union, --- U.S. at ----,
In this case, Mr. Gregorich's activity consisted of union-organizing efforts among the judicial research attorneys of the Fourth District. Courts have recognized that such activity, in a broad sense, touches upon matters of public concern. See American Postal Workers Union v. U.S. Postal Serv.,
Having determined that Mr. Gregorich's expression involved a matter of public concern, we must now evaluate whether, at the time that Justice Lund acted, the existing case law, reasonably read, clearly established that Mr. Gregorich's interest in union-organizing outweighed the State's interest in the efficiency of its court system. As Mr. Gregorich argues, it is well established, as a general proposition, that public employees have the right to associate with each other to address issues of mutual concern and of public importance.5 It is clear, however, that this right is not an absolute one and is subject to the countervailing concerns of governmental interest contemplated by Pickering and Connick. One of these interests was set forth clearly by the Supreme Court of the United States in Pickering:
It is possible to conceive of some positions in public employment in which the need for confidentiality is so great that even completely correct public statements might furnish a permissible ground for dismissal. Likewise, positions in public employment in which the relationship between superior and subordinate is of such a personal and intimate nature that certain forms of public criticism of the superior by the subordinate would seriously undermine the effectiveness of the working relationship between them can also be imagined.
Therefore, although at the time Justice Lund acted, a public employee could associate with other employees, even in a union, on matters of common interest, it was also clearly established that the associational rights of public employees were not without limitation. Among the countervailing governmental interests that have been recognized is the practical reality of governance that those with policy-making responsibilities " 'must have faithful agents.' " Vicksburg Firefighters Ass'n v. City of Vicksburg,
In Meeks v. Grimes,
The record in this case establishes that, like the judicial assistants referenced in the case law cited above, the Illinois Fourth District's research attorneys had a close working relationship with the judges of their court. The research attorneys became privy not only to internal memoranda and draft opinions, but also to the judges' very thought processes. See Tr. II at 16-17 (Mr. Gregorich's statement that he prepared research memoranda and either participated in conference discussions following oral argument or received directions on how to draft opinions from the authoring judge); Tr. IV at 26 (Justice Lund's comment that Mr. Gregorich attended conference discussions and suggested how cases should be decided). Therefore, at the time he acted, Justice Lund was entitled to believe that the unionization of the research attorneys would threaten this delicate working relationship.8 He was not required to wait for "events to unfold to the extent that the disruption of the office and the destruction of working relationships [was] manifest" before he acted. Connick,
We conclude that, at the time he acted, the state of the case law afforded Justice Lund a reasonable basis for concluding that someone with Mr. Gregorich's responsibilities to the court had an obligation to refrain from taking such an adversarial role to the court. We emphasize that it is not necessary for us to determine in this case how the Pickering- Connick test ought to be applied in the particular circumstances of judicial-staff relationships of the court in question here or of any other court. No such question is presented to us here and the wide variety of staff arrangements now employed by various tribunals, state and federal, counsel against such a broad-stroke approach. We hold only that, at the time he acted, Justice Lund had a reasonable basis for his conclusion and therefore could invoke the protection of qualified immunity.
B. Supplemental Jurisdiction Claim
Appellants Pratscher and Wilgenbusch ask us to dismiss Mr. Gregorich's defamation claim if we find Justice Lund entitled to qualified immunity. They note that, in the absence of any claims against Justice Lund, no federal issues will remain in this case. Mr. Gregorich argues that we should retain the defamation claim. He contends that the district court has expended substantial resources on the issue, that no further discovery is necessary, and that he might not get a fair trial in state court because he is suing state court employees.
We believe that this matter ought to be addressed by the district court. Under the governing statute, 28 U.S.C. Sec. 1367, the district court must determine whether to exercise supplemental jurisdiction over the claim. In this case, the district court has not had an opportunity to consider whether it should retain the defamation claim in the absence of Mr. Gregorich's federal constitutional claims. Accordingly, we remand the defamation claim for this purpose. See 28 U.S.C. Sec. 1367(c)(3) (stating that "[t]he district court may decline to exercise supplemental jurisdiction over a claim" if it "has dismissed all claims over which it has original jurisdiction").9
Conclusion
For the foregoing reasons, the district court's denial of qualified immunity to Justice Lund is reversed. He has the protection of qualified immunity against suit for damages. The supplemental claim against appellants Pratscher and Wilgenbusch is remanded for further proceedings consistent with this opinion.
REVERSED AND REMANDED.
Notes
The Honorable Walter Jay Skinner of the United States District Court for the District of Massachusetts is sitting by designation
In a footnote, the court noted that, although Justice Green, Justice Lund's successor, appeared to be a defendant, "his name does not appear in either the 'Facts' section or the 'Legal Claims' section of the complaint." R.21 at 3 n. 3. It then stated that "[e]ither the plaintiff fails to state a claim against this defendant or this defendant is presumed to be included in Count I and, like William Madden, immune from suit. Under either interpretation, the defendants' motion to dismiss the complaint as to Frederick S. Green is properly granted." Id. Mr. Gregorich has not appealed this ruling
See also Elder v. Holloway, --- U.S. ----, ----,
In the district court, Justice Lund disputed Mr. Gregorich's claim that he was discharged for engaging in union-organizing activities. However, Justice Lund concedes for purposes of this appeal, as he must, see McGrath v. Gillis,
Although Pickering focused upon a public employee's right of free speech, while Mr. Gregorich's First Amendment claim focuses upon his right of free association, our Circuit applies the test announced in Pickering and Connick to both free speech and free association claims. See Griffin,
See, e.g., Smith v. Arkansas State Highway Employees,
See, e.g., McDaniel v. Woodard,
Cf. B.H. v. McDonald,
See Tr. IV at 75 (reproducing Justice Lund's deposition testimony, in which he claimed that before the Teamsters withdrew the petition they had filed with the Illinois Labor Relations Board, he believed the Board would refuse to recognize a bargaining unit of research attorneys because of "the confidential relationship" they had with the judges of his court); see also Tr. IV, Ex. 4 (reproducing 1987 letter from one appellate court justice to all staff members which stated that "in-house close contact" among judges and staff members was needed "to ensure a good work product" and that "[a]ll suffer if there is a breakdown")
See Timm v. Mead Corp.,
