120 Me. 263 | Me. | 1921
Lead Opinion
A bill in equity praying for the construction of the will of William Gregg, late of Andover in the County of Oxford. The clauses of which interpretation by the court is requested are as follows:
“First, to my sister Georgie J. Bailey I give and bequeath four thousand dollars. At her decease same to go to my sister, Frances Ann.
Lastly ... In my bequest to my sister, Frances as mentioned above, I wish to make this change, that at Frances’ decease, if my sister survives I wish the property to revert to her and to only become the property of my daughters when both.of my sisters become deceased.”
In addition to these provisions', the sisters were made his residuary legatees, while the only other provisions for his two daughters, the plaintiffs in this action, were bequests of one thousand dollars each.
The contention of the plaintiffs is that the respective gifts to the sisters in the first and. second paragraphs above are for life with cross remainders to the survivor, with remainders over to his daughters in equal shares.
The defendants, however,. contend that the gifts to the sisters in the first instance were absolute in terms and not only the remainder to the daughters, but the cross remainders to. the survivors, being repugnant thereto, are void under the familiar rule that a fee or an absolute estate cannot be limited upon a fee or another absolute estate.
It is true that the bequest here is of personal estate and no words of inheritance are required to convey an absolute gift, but the same rule applicable to real estate without words of inheritance has been so long and indiscriminately applied in the interpretation of wills to personal property, viz: That it conveys an absolute estate unless the contrary appears to have been the intent of the testator, that the principles governing one class of property in this respect may properly be held to govern ’the other, Hopkins v. Keazer, 89 Maine, 347, Bradley v. Warren, 104 Maine, 423; Reed v. Creamer, 118 Maine, 317; Smith v. Walker, 118 Maine, 473; Bassett v. Nickerson, 184 Mass., 169; Ware v. Minot, 202 Mass., 512, in all of which cases the same rule was applied to both real and personal property without discrimination.
The controlling factor in the interpretation of wills always is the intent of the testator to be gathered from the entire instrument interpreted in the light of the existing circumstances. If, however,
It is a substantive rule of law that a fee or an absolute estate cannot be limited upon a fee or another absolute estate. The plain intent of the testator in the case at bar, however, does not violate this míe. There is nothing in the provisions of the will, unless each gift be isolated from the rest of the will, that indicates an intent on the part of the testator that his sisters should take an absolute estate in the sums specifically bequeathed to them under the first and second paragraphs, — no general power of disposal either express or implied as in Jones v. Bacon, 68 Maine, 34 and Mitchell v. Morse, 77 Maine, 423, no words of inheritance as in Morrill v. Morrill, 116 Maine, 154. On the contrary it is perfectly clear, we think, that such was not his intent. It was his expressed wish that at the death of either, not what was left, but “the same” should go to the survivor; and upon the death of the survivor both bequests, not what remained of them, should then be equally divided between his daughters. Such a disposition of the gifts at the decease of the sisters in the same paragraph ‘ ‘without the pen being lifted from the paper” as the court said in Hopkins v. Keazer, supra, is inconsistent with an intent to give an absolute estate to the sisters.
Has he so expressed his intent, that it cannot be carried out without violating some of the “firmly fixed canons of interpretation?” We think not.
The court in the recent case of Barry v. Austin, supra, laid down four rules or canons of interpretation governing this class of cases that appeal' to have become “firmly fixed” from frequent applica
From an examination of the authorities in this and other States we do not find that such a rule of construction has ever been actually applied when the facts are as in the case at bar. The burden of establishing such a rule is upon those who assert it.
That the first rule laid down in Barry v. Austin is not such a rule is clear from the illustrations under it. An intent to create an absolute estate in the first taker in each case there cited is made certain by the additions of words of inheritance or an unqualified power of disposal either express or implied. Once it appears that an absolute estate was intended in the first taker, it is no longer a question of construction and the attempted gift over is repugnant and therefore void. Sec. 19, Chap. 79, R. S., does not declare that every devise without words- of inheritance conveys an absolute estate. It is clearly a matter of intent and construction. Ware v. Minot, 202 Mass., 512; Dorr v. Johnson, 170 Mass., 540. To assume, then, that a devise or gift without words of inheritance creates an absolute estate is simply begging the question. The question in all cases must be, first, what was the testator’s intent? Has he in any way indicated that a lesser estate was intended?
In every case in this State where the remainder or gift over has been held void from Ramsdell v. Ramsdell, 21 Maine, 288, to Morrill v. Morrill, 116 Maine, 154, including Shaw v. Hussey, 41 Maine, 495; Jones v. Bacon, 68 Maine, 34; Mitchell v. Morse, 77 Maine, 423; Wallace v. Hawes, 79 Maine, 177; Loring v. Hayes, 86 Maine, 351; Taylor v. Brown, 88 Maine, 56; Bradley v. Warren, 104 Maine, 423; Lord v. Pearson, 108 Maine, 565, there has either been words of inheritance or a general power of disposal express or implied added to the general devise, and the intent to create an absolute estate in the first taker has been clear. For this reason they are not controlling of the present case.
The only case which has come before this court where there was a devise or gift without either words of inheritance or a power of disposal express or implied, and with a remainder over, is that of Hopkins v. Keazer, 89 Maine, 347. There the devise in question
In such cases the same rule appears to have been followed in other States as to the effect of a gift or remainder over following a general devise without words of inheritance or other words of limitation indicating an absolute estate. In In re will of Francis Wills, 25 R. I., 332, there was a gift to a son without words of inheritance or other words of limitation, at his death the devise was to go to his wife. The statute of Rhode Island as to the effect of a devise without words of inheritance is the same in effect as Sec. 19, Chap. 79, R. S. The court said: “It is true that the clause under consideration does not in terms limit the estate devised to Orlando to his wife. But it expressly provides if he should die then the property is to go to his wife for and during her natural life and no longer, thus showing by plain implication that the son took it for life only, as otherwise he could dispose of it and thereby deprive his wife of her interest therein.”
In the case of Schmaunz v. Goss, 132 Mass., 141, there was given to a sister by appointing her his heir one-fourth of the testator’s estate without words of limitation. At his death it was provided that it should go to his grandchildren. The court said: “These provisions standing alone would entitle each to an undivided quarter in fee simple of all his real estate. An estate in fee simple is not to be cut down to a less estate by the subsequent terms of the will unless they show a clear intention to that effect. The testator then directs that the portion which my sister receives shall fall
To the same effect are the cases: In re Grover’s Est., 34 N. Y. S., 474; Rice v. Moyer, 97 Iowa, 96; also see Baxter v. Bowyer, 19 Ohio St., 490.
It is suggested, however, that the court in Mitchell v. Morse, 77 Maine, 423, has indicated that a gift or remainder over should not alone be permitted to cut down the estate given to the first taker. The language of this case and of the court in Wallace v. Hawes, and Loring v. Hayes, however, should be weighed in the light of the opinion in Hopkins v. Keazer, supra.
The court said in Mitchell v. Morse, “that in a large majority of cases, both in England and in- this country, it is held that a mere devise- over will not cut down the estate given to the first taker.” This is true, if the estate in the first taker was clearly intended to be absolute; but if by this, it is meant that the cases expressly hold that a presumptive fee under Sec. 19, Chap. 79, R. S., when viewed in the light of the other provisions of the will may not be so cut down, it is not sustained by the authorities cited in the opinion nor has any such plethora of authorities as are suggested by the language of the opinion, been called to our attention.
Upon the facts involved, this case is not an .authority for the contention that such, a rule of interpretation has become “firmly fixed”
In Wallace v. Hawes, 79 Maine, 177, the language of the court followed in the main that of Mitchell v. Morse, but as in that case, it was the “residue” after the death of the first taker that went over, clearly implying an unlimited power of disposal in the first taker and an absolute estate.
In Loring v. Hayes the court said: “It is a long settled rule in this State that when by the terms of the bequest an estate in fee simple of real estate or an absolute gift of personal property is made a gift over is void.” To which no exceptions can be taken. But it appears when analyzed that if the gift over in this case applied at all to the gift under consideration, there was an implied power of disposal in the first taker and hence an absolute estate. If the gift over did not apply to the gift in question, then there was nothing to indicate that a lesser estate was intended and by the statutes the absolute property passed.
When, however, the exact situation contained in the case at bar arose in Hopkins v. Keazer, supra, the court then having as members the authors of the opinions in the three cases above referred to and who all joined in the opinion, said: “Of course, we must fully recognize the familiar principles well established in this State that if a testator first bequeaths property by absolute and unconditional terms, he cannot afterwards by a different provision in the same will unless it be a full or partial revocation of the first provision carve a remainder out of what he has already disposed of. But that doctrine should be applied carefully where it manifestly cpnflicts with the real intention of the testator and some judges and jurists think the doctrine has already gone too far in some cases.”
The court then proceeds to distinguish Mitchell v. Morse and Jones v. Bacon from the case then at bar on the very grounds we have already pointed out, viz: that wherever there was a general power of disposal added to the first gift, the intent to give an abso
It may be suggested, however, and there is dicta to that effect, that an unqualified power of disposal adds nothing to the amount of the estate already given, “that the law presumes in such a case that a testator superadds the unlimited power of disposal to make his intention emphatic and unequivocal as possible. Where there is no remainder over, it, perhaps, serves no very useful purpose,, because no question of whether a lesser estate was intended is raised; but where a question is raised by a limitation over “at the death” of the first taker, it then becomes a very important consideration in the construction of a will; and the “canon of interpretation” may be said to be “firmly fixed;” that where an unlimited power of disposal is added to a devise in general terms, an absolute estate is clearly intended and any limitation over is repugnant and void.
An examination of the authorities will disclose that it has always been given other weight than merely emphasizing the estate already granted whenever it came to the question of construction. Even in Stuart v. Walker, 72 Maine, 146, where this language as to its serving only to emphasize the estate already given and not to extend it was first used, the court said: “In Jones v. Bacon it was held that an absolute power of disposal in the first taker renders a subsequent limitation void” and that “the doctrine is truly stated in Shaw v. Hussey, supra, ‘that a devise of land to another generally or indefinitely with a power of disposal of it amounts to a fee.’ ”
In Shaw v. Hussey we also find this language: “A devise to one without words of inheritance, but containing the power of disposal without qualification is treated as equivalent to a devise with words of inheritance.”
Hall v. Preble, 68 Maine, 101: “The general rule is well settled that a devise to one without words of inheritance, but containing the power of disposal is equivalent to a devise with words of inheritance.”
The Massachusetts Court in Ware v. Minot, where the remainder over was held to be strong evidence that the incident of descent was not intended to be attached to the estate granted to the first taker in general terms, “and therefore it was not a fee,” differentiated that case from those cases where an unlimited power of disposal was added to the general devise in exactly the same manner that this court in Hopkins v. Keazer differentiated Mitchell v. Morse and Jones v. Bacon from the case then at bar.
Notwithstanding the sweeping terms of the opinions in Mitchell v. Morse, Wallace v. Hawes and Loring v. Hayes, when the facts in those cases are analyzed, and after the decision in Hopkins v. Keazer, we think it can hardly be said that a ‘ ‘canon of interpretation” to the effect that “a devise of real estate without words of limitation vests in the devisee an estate in fee simple, and this result is not defeated by a remainder over,” has become “firmly fixed” in this State.
Have the cases since Hopkins v. Keazer gone any farther or in any way modified the principles therein laid down? We think not. In Bradley v. Warren, 104 Maine, 423, the rule there invoked is stated as follows: “In the foregoing cases (referring to citations just preceding) the court was governed by the well settled rule that a devise absolute and entire in its terms conveys an estate in fee and any limitation over is repugnant and void.” But in this case and in every case referred to as “foregoing” and as being governed by the rule as stated above, it will be found that there was an unlimited power of disposal or words of inheritance, so that an absolute estate was clearly intended in the first taker, and this power of disposal was assigned by the court as the reason why the estate in the first taker was regarded as absolute and the limita
In Lord v. Pearson, 108 Maine, 565: "Where a testator makes an unqualified and unrestricted power of disposal, an absolute estate passes to the donee, and any limitation over of such portion thereof as remains unexpended at the donee’s death is repugnant,” and cites Bradley v. Warren as supporting the rule, which is all it does support.
In Morrill v. Morrill, 116 Maine, 154, the court simply quotes the rule laid down in Bradley v. Warren. But in this case there was not only an implied general power of disposal, but words of inheritance as well, and the rule as stated in the general terms of Bradley v. Warren was particularly applicable, though to fortify it the opinion quotes from Jones v. Bacon, supra, and Gifford v. Choate, 100 Mass., 343: “An absolute power of disposal in the first taker is held to render a subsequent limitation repugnant and void.”
In Barry v. Austin, 118 Maine, 51, which, as has been said before, lays down those rules which can be said to be "firmly fixed,” no rule is there laid down which controls the case at bar as has been already shown.
Where there are no words of inheritance, there being no fixed rule of interpretation that a gift or devise in general terms of itself conveys an absolute estate, it becomes, we think, in all cases a question of construction from the whole will to determine the testator’s intent, which must control. The gift or a remainder over may alone in the light of the other provisions of the' will be sufficient under the statute to rebut the presumption that follows from a general gift or devise without words of limitation that a fee or an absolute estate was intended.
If there has been any confusion as to the rule governing this class of cases, any hardship that may follow, if any will, from settling definitely the rule that shall govern in the future in this class of cases, it will, we think, be outweighed by the consideration that the actual intent of the testator will in all such cases be permitted to control and not be thwarted by an arbitrary rule of construction.
The instrument before us was crudely drawn. The paragraph giving a cross remainder to the survivor of his two sisters and fix
As to the quantity of the estate taken by the sisters. If the use of the word “same” in the first and second paragraphs in describing the property that should pass to the plaintiffs and of the word “property” in the connection in which it is used in the last paragraph do not conclusively indicate that the entire principal was to be kept unimpaired and only the income used, there is certainly no language that indicates any authority for and intent that the holders of the life estate should use any part of the principal sum for any purpose. We think it must be held that the intent of the testator was that the principal sum should be kept intact and only the income used during the lives of the first takers.
As to the second prayer in the plaintiffs’ bill. No language in the will indicates that the testator intended to create a trust to protect the principal during the continuance of the life estates. Si volwit non dicit. He was apparently content to entrust it to his sisters and rely upon their integrity to preserve it. It should be paid to them. If there are any reasons why security should be given for its protection it does not appear in these proceedings, and it must be established, if any such exists, in other proceedings. Sampson v. Randall, 72 Maine, 109, 112; Copeland v. Barron, 72 Maine, 206, 211; Starr v. McEwan, 69 Maine, 334; Warren v. Webb, 68 Maine, 133.
Bill sustained.
Decree in accordance with opinion.
Taxable costs including reasonable counsel fees for both parties to be fixed by court below to be paid from the estate.
Dissenting Opinion
I am unable to concur in the opinion by Justice Wilson.
In the first item of the will we have (1) a legacy in simple, terse language, of four thousand dollars without any limitation; (2) a legacy of the same four thousand dollars, likewise without limita
The same result is apparent in respect to the legacy to the other sister, Frances Ann Gregg; We have (1) a direct legacy of four thousand dollars, without limitation; (2) applying the last clause of the will, a gift of the same four thousand dollars without limitation, to Georgie J. Bailey, if she survives Frances Ann; and (3) a gift of the same four thousand dollars to the daughters.
I think that these provisions are so absolutely repugnant in a legal sense that the first gifts of four thousand dollars each to the two sisters alone can stand; that the case must fall within the well settled general rule so often declared in this State, that if a gift of personal property be absolute and entire in its terms, any limitation over afterwards is repugnant and void. Copeland v. Barron, 72 Maine, 208. The same rule is applicable to devises of real estate and was laid down, as the first of four canons of interpretation, in Barry v. Austin, 118 Maine, 51, 58, in the following language: “Where an absolute gift in fee simple-is followed by an attempted gift over, the latter is void. The reason is that the gift exhausted itself in the first giving and nothing remains for the second taker. A fee cannot be limited upon a fee. The attempted gift over is repugnant to the first gift and the two cannot stand together.”
It is said that the attempted gift in remainder to the surviving sister and the attempted further gift in remainder to the daughters afford strong evidence that the testator did not intend to make absolute gifts to the sisters; but he did not use apt words to express that intent and give it effect. The will is singularly free from any words aptly limiting the gifts to the sisters. If the attempted gift over alone is to be considered sufficient evidence of the testator’s intent, to warrant the court in limiting the first gift to a life estate, the long settled rule is in effect abrogated.
Justice Wilson’s opinion is based upon the theory that while a devise or bequest to A presumptively imports a fee or an absolute estate in personality, a further limitation rebuts and overcomes
Judge Walton, speaking for the court in Mitchell v. Morse, 77 Maine, 423, denied any such legal conclusion from the fact of the attempted gift over; he said:
“The argument usually urged is that the devise over ought to be allowed to cut down or reduce the estate previously given, to a life estate, upon the ground that such must have been the intention of the devisor. And in a few cases this argument has prevailed. But in a large majority of the cases, both in England and in this country, it is held that a mere devise over of a remainder, will not cut down the estate given to the first taker.'---The gift is direct, positive and absolute. And but for the devise over of a remainder, no one would doubt that under our statutes B,. S., Chap. 79, Sec. 16 the terms used are sufficient to convey an estate in fee simple. The devise over is also direct and simple. It has no qualifying words or conditions whatever annexed to it. We thus have, first a devise of a fee simple estate, and then a devise over of a remainder. The two cannot co-exist. It is settled law in this State, as will be seen by the cases cited, that the latter must yield. The question is res judicata in this State, and will not be further discussed here.”
So in Loring v. Hayes, 86 Maine, 351, where the testator, having made a bequest and devise of certain real estate and personal property to his wife “for her use during her natural life,” made a further bequest to her of forty-five hundred dollars, and then devised and bequeathed to Jacob L. Hayes and others “all that may remain unexpended of the real and personal or mixed estate given to my wife in the second clause of this will,” at the decease of his wife. The counsel for the residuary legatees contended, as appears in the opinion of the court on Page 356, that the last clause “should be taken into consideration as showing that the bequest of the sum of forty-five hundred dollars was for life only.” But the court rejected the argument, saying:
“It has long been a settled rule in this State, as well as elsewhere, that where by the terms of a devise or bequest an estate in fee simple of real estate, or an absolute gift of personal property is made,
In this case the bequest of forty-five hundred dollars to the wife in cash or securities to be selected by her is absolute; there are no words of limitation that apply to that portion of the clause, and it cannot be presumed that the testator intended a life estate only when the language used clearly indicates an intention to make an absolute gift.”
The controlling consideration in the instant case is the fact that the legacies to the sisters are couched in language plainly importing absolute gifts, and no apt words are used reducing those absolute gifts to life interests. The testator attempted to accomplish two or more inconsistent purposes. Taylor v. Brown, 88 Maine, 57.
A distinction is attempted in the opinion between the instant case and previous cases in this State where the rule has been applied, based upon the presence of either words of inheritance or a general power of disposal expressly added or implied.
The theory of the former cases is that a devise to “A” (no words of inheritance and no power of disposal and nothing except a further limitation appearing) is absolute, that it necessarily imports a fee and that a further limitation is repugnant and void.
We may eliminate from consideration devises to “A and his heirs” and on the other hand to “A for life,” or similar words. The law governing limitations following such devises is well settled. No such words appear in the will now under consideration. It is also well settled that if the devise is to “A,” with qualified power of disposal superadded there is no fee in the first taker and therefore no repugnancy in a further hmitation.
If the power is unqualified the estate in “A” the first taker is a fee. Justice Wilson’s opinion says that it becomes a fee by reason of the power.
I think otherwise. The fee exists independently of the power. The unqualified power being consistent with a fee does not operate to cut it down to a lesser estate as does a qualified power which is inconsistent with a fee. This is the point in controversy.
We may leave out of consideration that class of cases wherein express powers of.disposal are treated or which discuss such forms of words as “if any remain” etc. from which a power may or may not be implied.
Jones v. Bacon, 68 Maine, 37—(1877).
Devise to A without words of inheritance and without express power of disposal. “There would not even a question be made as to the meaning of the bequest just considered were it not for the last clause in the will which is as follows:” (Implied power of disposal).
Stuart v. Walker, 72 Maine, 149—(1881).
“A gives the estate to B in general terms. Stopping there, he gives an estate of inheritance. But an estate in fee first described may be cut down to a lesser estate by subsequent provisions.” (i. e. by qualified power — not by further limitation only. Such limitation is repugnant.) *
Mitchell v. Morse, supra—(1885).
“In a large majority of cases . . . . it is held that a mere devise over of a remainder will not cut down the estate given to the first taker.”
Loring v. Hayes, supra—(1894).
Bequest to A. — No words of inheritance. — No power. — Like the present case.
“It is difficult to see how the testator could have used other or different words which more clearly show his intention of making an absolute general bequest.”-“It has long been a settled rule that where an absolute gift of personal property is made, a gift over is void.”
Taylor v. Brown, 88 Maine, 56—(1895).
Devise to A. — No words of inheritance. — No express power.— Limitation over held repugnant and void.
Bradley v. Warren, 104 Maine, 427—(1908).
It is a “well settled rule that a devise absolute and entire in its terms presumptively conveys an estate in fee without words of inheritance and that any limitation over afterwards is repugnant and void.”
Morrill v. Morrill, 116 Maine, 154—(1917).
Quotes and approves the rule stated in last case.
The language of the will is “I give, bequeath and devise” to A. “all the rest residue and remainder of my estate.” The court says: “Had the devise stopped there” (in the pending case it does “stop there.”) “With no accompanying words to qualify or explain it, it is undoubtedly true that the legal effect would have been to give the husband (A) a fee in the realty and an absolute estate in the personal property.” (A power of disposal, held to be impliedly qualified, cuts the devise to a life estate).
It is true that Justice Wilson’s opinion derives some support from Hopkins v. Keazer, 89 Maine, 347 decided in 1896. There are some facts in that case tending to differentiate it, and the old rule has been three times reiterated and emphasized by the court since.
It is also true that in some of the cases there are unqualified powers of disposal contained in the will under consideration and which are referred to as strengthening the presumption that- the first limitation was intended to be a fee, but I think that it has never been held in this State that such power is necessary to be superadded to a general devise (without words of inheritance) to •make a further limitation repugnant.
In other words under the long established rule a general devise (though without words of inheritance) presumptively creates a -fee. Nothing need be added for this purpose. It may be cut down to a lesser estate expressly, as by the words “for life,” or impliedly by a qualified power of disposal. If not so cut down, a further limitation is repugnant and void.
To re-state the contention of this opinion in a single sentence, —in this jurisdiction there is a firmly established canon of interpretation that a general devise or bequest of a fee or absolute estate cannot be cut down to a lesser estate merely by a further limitation.
This rule was so long ago established; it has been so frequently, so recently and so strongly stated and reiterated; it has been so implicitly relied upon by counsel with such important consequences to their clients that it seems to me unwise to abandon it and establish a different, even if a better rule.
“The rule sometimes operates harshly, no doubt, in defeating the real intention of testators; but it is a safer rule than one which for want of strictness would be attended in its application with all