Lead Opinion
MOORE, J., delivered the opinion of the court, in which McKEAGUE, J., joined. MERRITT, J. (pp. 772-74), delivered a separate dissenting opinion.
Plaintiff-Appellant Greg Jolivette (“Jolivette”) appeals the district court’s denial of his request for declaratory relief and for a preliminary and a permanent injunction that would allow him to run as an independent candidate for the Office of State Representative for Ohio’s 51st House District in the upcoming November 6, 2012 general election. Jolivette seeks to prevent members of the Butler County, Ohio Board of Elections and Ohio’s Secretary of State, Jon Husted (together, “Defendants”), from blocking his access to the ballot as an independent candidate. Jolivette claims that the defendants’ denial of his petition for candidacy as an independent violated his rights to free speech and association guaranteed by the First and Fourteenth Amendments. Jolivette also challenges differences in Ohio election statutes regulating independent versus partisan candidates, arguing that these portions of Ohio’s statutory election framework violate the Equal Protection Clause. Jolivette brings his constitutional claims to federal court pursuant to 42 U.S.C. § 1983. The United States District Court for the Southern District of Ohio denied preliminary and permanent injunctive relief, as well as declaratory relief, finding no merit to any of Jolivette’s constitutional claims. See Jolivette v. Husted, No. 2:12-cv-603, — F.Supp.2d -, -,
I. BACKGROUND
Plaintiff Greg Jolivette desires to appear on the ballot at the upcoming November 6, 2012 general election as an independent candidate for the Office of State Representative for Ohio’s 51st House District in Butler County, Ohio. From approximately 1997 to 2010, prior to his current attempted independent candidacy, Jolivette served as a Republican State Legislator and a Republican Butler County Commissioner. R. 11-3 (Transcript of Bd. of Elections Protest Hearing, May 30, 2012 at 22:8-11) (Page ID # 143). Jolivette was also elected to, and served on, the Butler County Republican Party’s Central Committee from 2008 until mid-December 2011, when he resigned from the position. Id. at 22:12-16 (Page ID # 143).
On November 29, 2011, Jolivette filed a Declaration of Candidacy to run as a Republican for the Office of State Representative for Ohio’s 51st House District. R. 18-4 (Joint Ex. 13 at 1-9) (Page ID # 337-45). Ohio law requires that candidates seeking to run in a party primary accompany their Declaration of Candidacy with at least fifty signatures from members of the same political party. Ohio Rev.Code § 3513.05. As part of his Declaration of Candidacy, Jolivette submitted four part-petitions containing seventy-two signatures. However, Jolivette failed to sign one of the part-petitions containing seventeen signatures, and another six signatures on the other signed petitions were of “questionable validity.” Jolivette, - F.Supp.2d at-,
On December 14, 2011, the Board of Elections met and considered Jolivette’s candidacy as a Republican. Jolivette, who was present at this meeting, argued in favor of certifying his petition to run in the Republican primary. See Jolivette, — F.Supp.2d at-,
On February 22, 2012, Jolivette prepared a nominating petition and Statement of Candidacy to run as an independent candidate for the same office as his Republican petition, State Representative for Ohio’s 51st House District. Jolivette, — F.Supp.2d at-,
On April 19, 2012, a protest was filed by three members of the Republican Party challenging Jolivette’s candidacy as an independent on the basis that he was not unaffiliated from the Republican Party. See R. 2 (CompLf 14) (Page ID #5); Ohio Rev.Code § 3513.262. On May 16, 2012, the Butler County Board of Elections approved Jolivette’s petition, certified him to be on the ballot, and scheduled the protest hearing. Jolivette, — F.Supp.2d at-,
On July 9, 2012, Jolivette filed this action in the U.S. District Court for the Southern District of Ohio seeking declaratory and injunctive relief, on the grounds that Defendants’ refusal to permit him to appear on the ballot as an independent candidate violated his constitutional rights. R. 2 (Compile 31, 33, 37) (Page ID # 9-10). Jolivette argues that the decision to block his access to the ballot as an independent candidate because he was affiliated with a political party violated his First, Fifth, and Fourteenth Amendment rights, and that the Ohio election framework governing disaffiliation from a political party violates the Equal Protection Clause. The district court found that neither preliminary nor permanent injunctive relief was warranted, based on a finding that none of Jolivette’s constitutional claims had merit, and as a result dismissed the case. Jolivette, - F.Supp.2d at -, -,
Because Jolivette’s complaint raises constitutional claims, the district court had jurisdiction under 28 U.S.C. § 1331. See Morrison v. Colley,
II. STANDARD OF REVIEW
We review the district court’s denial of preliminary and permanent injunctive relief for abuse of discretion. See ACLU of Ohio, Inc. v. Taft,
In considering whether preliminary injunctive relief should be granted, a court considers four factors: “(1) whether the movant has a strong likelihood of success on the merits; (2) whether the movant would suffer irreparable injury without the injunction; (3) whether issuance of the injunction would cause substantial harm to others; and (4) whether the public interest would be served by issuance of the injunction.” Chabad of S. Ohio v. City of Cincinnati,
III. FIRST AMENDMENT CLAIM
Jolivette first argues that Defendants’ determination that he is ineligible to run as an independent candidate because he is affiliated with a political party violates his First Amendment rights to free speech and association. See Appellant Br. at 8. The focus of our inquiry is thus on this constitutional question.
The Supreme Court’s approach to constitutional challenges to election regulations requires balancing a state’s “broad power” to regulate elections against the “fundamental rights” of candidates and voters, including the right to “freedom of political association.” See Tashjian v. Republican Party of Conn.,
The level of scrutiny applied to a state election regulation depends on the burden imposed by the regulation on the constitutional rights of voters and candidates. See Burdick v. Takushi,
In Morrison v. Colley, we upheld against a First Amendment challenge the application of § 3513.257 to disqualify a would-be independent candidate from running in the general election because he was found to be affiliated with a political party.
In this case, there are objective facts in the record indicating that Jolivette was affiliated with Republican Party at the time he filed his petition as an independent. As of the time his independent petition was submitted, Jolivette had on file a Designation of Treasurer indicating that he was affiliated with the Republican Party. This Designation of Treasurer was not amended until May 5, 2012. R. 11-1 (Joint Evid. Ex. I) (Page ID # 82-86). In addi: tion, at the time Jolivette’s independent petition was filed, his campaign committee maintained a website which stated that Jolivette would be a “Vote for Strong Republican Leadership.” R. 11 (Joint Evid. Ex. F) (Page ID # 68). Further, after he filed as an independent, Jolivette continued to maintain a Facebook page that indicated he was affiliated with various Republican organizations, including the
Jolivette tries to distinguish the facts of his case from the facts in Morrison, mainly by arguing that the Board of Elections in this case — unlike in Morrison — considered conduct from before he filed as an independent. See Appellant Br. at 8. In his tie-breaking vote, Husted considered Jolivette’s voting history in recent past Republican primaries, his holding of office as a Republican Legislator and Republican County Commissioner until 2010, and his pursuit of access to the Republican primary ballot as a candidate for the 51st House District in the 2012 election cycle up until it was clear that his Republican petition did not have sufficient valid signatures. R. 11 (Joint Evid. Ex. 1) (Page ID # 50). As a result, Husted agreed with the Board of Elections’ members who found Jolivette’s claim of non-affiliation to be “disingenuous,” see R. 11-2 (Joint Evid. Ex. 5) (Page ID # 105), and found that “Jolivette is not unaffiliated and cannot run as an independent candidate for this election.” R. 11 (Joint Evid. Ex. 1) (Page ID # 50). Relying in part on a candidate’s conduct prior to his or her filing as an independent candidate is permissible under Ohio law. See Livingston,
Jolivette argues that such consideration of an independent candidate’s prefiling conduct is impermissible as a matter of constitutional law.
In Morrison, we concluded that the application of § 3513.257’s requirement that “independent candidates [] claim on the day before the primary that they are not affiliated with any political party” was constitutionally permissible. Morrison,
Section 3513.257 does not inhibit Jolivette’s ability freely to write, speak, organize campaigns, or promote any set of political beliefs that he wishes. See Jenness v. Fortson,
IV. VAGUENESS CLAIM
Next, Jolivette argues that the Ohio election framework is unconstitutionally vague, because it contains “no standards or criteria to evaluate a candidate’s claim of independence.” See Appellant Br. at 21; id. at 26-30. Jolivette cannot succeed on this argument because he did not explicitly raise it at the district court. See R. 3 (Mot. for Prelim. Inj. at 7-13) (Page ID # 20-26) (failing to make an argument relating to the void-for-vagueness doctrine). As a rule, we will not review issues if , they are raised for the first time on appeal. See In re Hood,
V. EQUAL PROTECTION CLAIMS
Jolivette’s third and fourth arguments challenge portions of the Ohio election statutory framework under the Equal Protection Clause of the Fourteenth Amendment. Appellant Br. at 30, 38; see R. 2 (Compl.1ffl 33, 37) (Page ID # 9-10). Jolivette’s first contention is that the Ohio election statutes are unconstitutional because they leave “to the discretion of a county board of elections whether to allow an individual affiliated with a political party to become unaffiliated, i.e. independent,” but permit candidates to switch from one party to another “freely.” Appellant Br. at 31. Section 3513.191 of the Ohio Revised Code allows candidates previously affiliated with a political party to run in a different party’s primary under certain defined circumstances. Ohio Rev. Code § 3513.191. In contrast, the eligibility of candidates seeking to disaffiliate from a political party and run as independents is governed by the “good faith” standard as explained in Morrison,
We examine Jolivette’s equal-protection challenges to the Ohio statutory framework using the same balancing framework as his First Amendment challenge. See Burdick,
Jolivette’s equal-protection claims do not get off the ground because independent candidates and partisan candidates are not similarly situated for purposes of election regulations. See Jenness v. Fortson,
After examining Jolivette’s constitutional claims and finding that none of them have merit, we find no abuse of discretion in the district court’s decision to deny Jolivette’s requests for a preliminary injunction, a permanent injunction, and declaratory relief. See Taft,
VI. CONCLUSION
For the reasons discussed above, we AFFIRM the district court’s judgment denying declaratory as well as preliminary and permanent injunctive relief.
Notes
. Jolivette’s complaint does not include a state-law claim that the disqualification of his independent candidacy violated Ohio law. See R. 2 (Compl.) (Page ID # 2-12)
. Although the requirement for an independent candidate to ''claim[ ] not to be affiliated with a political party” is contained in the text of § 3501.01(1), it is carried through to § 3513.257 by reference to an "independent candidate.” We will continue to use the convention of other courts of referring to § 3513.257 as requiring a claim of non-affiliation.
. To the extent that Jolivette’s First Amendment argument is really a claim that the good-faith requirement lacks objective standards and is thus void for vagueness, we do not address his argument here. As discussed infra, Jolivette did not make a void-for-vagueness argument at the district court, and thus it is waived on appeal.
. Because we need only decide the constitutional question to dispose of this case, we do not address what standard of evidence applies under Ohio law to sustain a protest for lack of disaffiliation under § 3513.257, and whether that standard was met in this case. See Livingston,
Dissenting Opinion
dissenting.
I do not agree with the result in this case barring Jolivette from running as an Independent for the state legislature or with the majority’s interpretation of Ohio law as set out in the recent case of Livingston v. Miami County Board of Elections,
In Livingston, the state court overruled a decision rejecting the independent candidacy of two candidates for local office because they had voted in Republican primary elections, signed petitions in support of Republican candidates a few months before the election, and previously won office as a Republican candidate for local office. And one of them, Livingston, was a member of the local Republican Executive Committee until he resigned just before filing a petition as an independent candidate. In reversing the decision rejecting their independent candidacies, the court said:
Consistent with the liberal construction of the laws in favor of candidates, a finding that the candidate’s claim was not made in good faith must be supported by clear and convincing evidence .... The record supports a finding that both relators may have acted on a calculation that they would have a better chance of winning as independent candidates. However, that fails to rise to the level of clear and convincing evidence that their claims of disaffiliation from the Republican Party were not made in good faith because the claim is a sham or deceitful — that is, that either actually remains affiliated with the Republican Party. Such proof is necessary to find an impropriety in their claims sufficient to permit the board to invalidate their petitions pursuant to R.C. 3501.39(A) on a finding of a lack of good faith.
That should be the end of this case and make it unnecessary to reach a First Amendment question. But our court’s approval of the rulings below makes it necessary to reach the federal question arising under the First Amendment. Ohio has a number of cases in which the Supreme Court has reversed Ohio’s rejection of ballot access by independent candidates or parties thus allowing incumbents to insulate themselves against challengers. See, e.g., Williams v. Rhodes,
In Anderson, the Court struck down an Ohio effort to require minor parties and independent candidates to file much earlier than the major party candidates. This Ohio policy would prevent the candidacy of individuals and minor parties who become disenchanted during the primary process and decide to quit the party. In this case the candidate was John Anderson, who unsuccessfully sought the Republican nomination for President, but then decided to bolt and to seek the office independently. The Supreme Court’s opinion by Justice John Paul Stevens sets out general First Amendment standards that apply up and down the political hierarchy:
A burden that falls unequally on new or small political parties or on independent candidates impinges, by its very nature, on associational choices protected by the First Amendment. It discriminates against those candidates and — of particular importance — against those voters whose political preferences he outside the existing political parties. Clements v. Fashing, [457 U.S. 957 , 964-65,102 S.Ct. 2836 , 73 L.Edüd 508 (1982) ] (plurality opinion). By limiting the opportunities of independent-minded voters to associate in the electoral arena to enhance their political effectiveness as a group, such restrictions threaten to reduce diversity and competition in the marketplace of ideas. Historically political figures outside the two major parties have been fertile sources of new ideas and new programs; many of their challenges to the status quo have in time made their way into the political mainstream. Illinois Elections Bd. v. Socialist Workers Party, 440 U.S. [173] at 186 [99 S.Ct. 983 , 59 L.Edüd 230 (1979) ]; Sweezy v. Neio Hampshire, 345 [354] U.S. 234, 250-251 [77 S.Ct. 1203 , 1 L.Edüd 1311] (1957) (opinion of Warren, C.J.). In short, the primary values protected by the First Amendment — “a profound national commitment to the principle that debate on public issues should be uninhibited, robust, and wide-open,” New York Times Co. v. Sullivan,376 U.S. 254 , 270,84 S.Ct. 710 , 11 L.Edüd 686 (1964) — are served when election campaigns are not monopolized by the existing political parties.
I believe the Livingston case standards meet the First Amendment test, but the standards applied by my colleagues do not. The Livingston case standards do not “discriminate[ ] against those candidates and— of particular importance — against those voters whose political preferences lie outside the existing political parties.” Id. But
