The appellant, Martin Greenfield, plaintiff below, appeals an award of summary judgment in favor of the appellees, Schmidt Baking Company, Inc., John F. Morrison and Dennis Schwartz, in an action claiming defamation/libel, invasion of privacy and intentional infliction of emotional distress. Greenfield contends the circuit court erred in finding that the resolution of his causes of action required interpretation of a collective bargaining agreement governing his employment relationship with Schmidt Baking Company, Inc., and his claims were, therefore, pre-empted by federal law under § 301 of the Labor Management Relations Act of 1947, 29 U.S.C. § 185 (1947) (1994 ed.). We agree. We find that all three of Greenfield’s claims may be resolved without interpretation of the collective bargaining agreement. Consequently, they are not pre-empted.
I.
FACTUAL BACKGROUND
At the time of the event complained of, the appellant, Martin Greenfield [hereinafter Greenfield], was employed by Schmidt Baking Co., Inc. [hereinafter Schmidt Baking], at its plant in Martinsburg, West Virginia. Greenfield was also a member of Local No. 68, Bakery, Confectionery and Tobacco Workers International Union, A.F.L.-C.I.O., C.L.C. [hereinafter Union]. 1 Consequently, the employment relationship between Greenfield and Schmidt Baking was governed by a Collective Bargaining Agreement [hereinafter CBA],
In early 1995, the Union filed a grievance regarding the eligibility of part-time employees for sick pay benefits under the CBA. John F. Morrison, Vice President of Industrial Relations for Schmidt Baking, responded to the grievance by letter dated March 14, 1995. Dennis Schwartz, Manager of Schmidt Baking’s Martinsburg plant, posted the letter near the time clock in the Martins-burg plant.
2
In the letter, Mr. Morrison
Shortly after the posting of the letter, Greenfield filed a grievance protesting the portion of the letter indicating that he was a habitual user of sick pay benefits. 3 Greenfield subsequently abandoned the grievance. On April 5, 1995, he filed the instant lawsuit against Schmidt, Mr. Morrison and Mr. Schwartz [hereinafter collectively referred to as Schmidt], Schmidt made no attempt to remove the action to federal court. However, on May 31, 1995, Schmidt filed a motion for summary judgment asserting that Greenfield’s claims implicated the CBA and were, therefore, pre-empted by federal law under § 301 of the Labor Management Relations Act of 1947, 29 U.S.C. § 185 (1947) (1994 ed.). The circuit court determined that “the sum and substance of plaintiffs claims boil down to two questions: (1) was the posting of the letter with the reference to the plaintiff a reasonable response to the grievance that was filed; and (2) whether the identification of plaintiff was a reasonable exercise of the Company’s authority to discipline or discharge employees.” The court concluded that the answer to both questions required interpretation of the CBA, and, thus, the case was pre-empted by federal law. 4 Consequently, by order dated November 9, 1995, the Circuit Court of Berkeley County granted summary judgment in favor of Schmidt. It is from this order Greenfield appeals.
II.
STANDARD OF REVIEW
We are asked to review the circuit court’s award of summary judgment in favor of Schmidt. On appeal, “ ‘[a] circuit court’s entry of summary judgment is reviewed
de novo.’
Syl. pt. 1,
Painter v. Peavy,
We have repeatedly held that under Rule 56(c) of the West Virginia Rules of Civil Procedure, “ ‘ “[a] motion for summary judgment should be granted only when it is clear that there is no genuine issue of fact to be tried and inquiry concerning the facts is not desirable to clarify the application of the law.” Syllabus Point 3,
Aetna Casualty & Surety Co. v. Federal Insurance Co. of New York,
Roughly stated, a “genuine issue” for purposes of West Virginia Rule of CivilProcedure 56(c) is simply one half of a trialworthy issue, and a genuine issue does not arise unless there is sufficient evidence favoring the non-moving party for a reasonable jury to return a verdict for that party. The opposing half of a trialworthy issue is present where the non-moving party can point to one or more disputed “material” facts. A material fact is one that has the capacity to sway the outcome of the litigation under the applicable law.
Syl. pt. 5,
Jividen v. Law,
Finally, “[i]n determining on review whether there is a genuine issue of material fact between the parties, this Court will construe the facts ‘in a light most favorable to the losing party,’
Masinter v. WEBCO Co.,
III.
§ 301 PRE-EMPTION
The issue we are asked to address is whether Greenfield’s state-law tort claims for defamation, invasion of privacy and intentional infliction of emotional distress are preempted by § 301(a) of the Labor Management Relations Act [hereinafter § 301], which states:
Suits for violation of contracts between an employer and a labor organization representing employees in an industry affecting commerce as defined in this chapter, or between any such labor organizations, may be brought in any district court of the United States having jurisdiction of the parties, without respect to the amount in controversy or without regard to the citizenship of the parties.
29 U.S.C. 185(a) (1947) (1994 ed.).
The Supreme Court of the United States, in
Textile Workers Union v. Lincoln Mills,
concluded that “the substantive law to apply in suits under § 301(a) is federal law, which the courts must fashion from the policy of our national labor laws.”
The Supreme Court of the United States first addressed the pre-emptive effect of § 301 in
Teamsters v. Lucas Flour Co.,
wherein the Court explained that the substantive principles of federal labor law must be paramount in the area covered by § 301 so that such eases are decided under a uniform law rather than under inconsistent local rules.
The interests in interpretive uniformity and predictability that require that labor-contract disputes be resolved by reference to federal law also require that the meaning given a contract phrase or term be subject to uniform federal interpretation. Thus, questions relating to what the parties to a labor agreement agreed, and what legal consequences were intended to flow from breaches of that agreement, must be resolved by reference to uniform federal law, whether such questions arise in the context of a suit for breach of contract or in a suit alleging liability in tort. Any other result would elevate form over substance and allow parties to evade the requirements of § 301 by relabeling their contract claims as claims for tortious breach of contract.
Id.
at 211,
The
Allis-Chalmers
Court then held “when resolution of a state-law claim is substantially dependent upon analysis of the terms of an agreement made between the parties in a labor contract, that claim must either be treated as a § 301 claim, ... or dismissed as pre-empted by federal labor-contract law.”
Id.
at 220,
After reaching the conclusion that the state court claim in Allis-Chalmers was preempted, the Supreme Court emphasized the narrow focus of its holding by explaining that it did not hold “that every state-law suit asserting a right that relates in some way to a provision in a collective-bargaining agreement, or more generally to the parties to such an agreement, necessarily is pre-empt-ed by § 301. The full scope of the preemptive effect of federal labor-contract law remains to be fleshed out on a case-by-case basis.” Id. 6
The Supreme Court further clarified the pre-emptive effect of § 301 in
Caterpillar, Inc. v. Williams,
[T]he presence of a federal question, even a § 301 question, in a defensive argument does not overcome the paramount policies embodied in the well-pleaded complaint rule — that the plaintiff is the master of the complaint, that a federal question must appear on the face of the complaint, and that the plaintiff may, by eschewing claims based on federal law, choose to have the cause heard in state court- [A] defendant cannot, merely by injecting a federal question into an action that asserts what is plainly a state-law claim, transform the action into one arising under federal law, thereby selecting the forum in which the claim shall be litigated.
Id.
at 398-99,
This Court previously has reviewed United States Supreme Court precedent with regard to § 301 pre-emption and recognized that “preemption of state law does not occur every time a collective bargaining agreement forms the basis of a state law claim, but rather, ‘
“only
if such application requires the
interpretation
of a collective bargaining agreement.”’
[Lowe v. Imperial Colliery
Co.], 180 W.Va. [518, 524], 377 S.E.2d [652], 658 [(1988)]. (Emphasis added).”
Ash v. Ravens Metal Products, Inc.,
jy
STATE COURT CLAIMS
A.
DefamationlLibel
1. Elements of Defamation/Libel
We begin our analysis with a discussion of the necessary elements of a defamation action for libel.
Under West Virginia law, a libel plaintiffs status sets the standard for assessing the defendant’s conduct. Plaintiffs who are public officials or public figures must prove by clear and convincing evidence that the defendants made their defamatory statement with knowledge that it was false or with reckless disregard of whether it was false or not. Private figures need only show that the defendants were negligent in publishing the false and defamatory statement.
Syl. pt. 2,
State ex rel. Suriano v. Gaughan,
“The essential elements for a successful defamation action by a private individual are (1) defamatory statements; (2) a non-privileged communication to a third party; (3) falsity; (4) reference to the plaintiff; (5) at least negligence on the part of the publisher; and (6) resulting injury.”
Rand v. Miller,
The first element of a defamation action is a defamatory statement. We do not believe that a determination of whether the comments contained in the Schmidt’s letter were defamatory requires interpretation of the CBA in this case. We have explained that “‘[a] statement may be described as defamatory “if it tends so to harm the reputation of another as to lower him in the estimation of the community or to deter third persons from associating or dealing with him.” ’ Restatement (Second) of Torts § 559 (1977)[.]”
Rand v. Miller,
at 709,
The second element is a nonprivileged communication to a third party. The complaint alleges that the letter was published to numerous third parties in the absence of a privilege. In his brief, Greenfield alleges that the letter was viewed not only by union members, but also by non-union employees and non-employee delivery personnel. Schmidt argues that it has, at a minimum, a qualified privilege to communicate with the Union and its membership. 9
We have held that:
Qualified privileges are based upon the public policy that true information be given whenever it is- reasonably necessary for the protection of one’s own interests, the interests of third persons or certain interests of the public. A qualified privilege exists when a person publishes a statement in good faith about a subject in which he has an interest or duty and limits the publication of the statement to those persons who have a legitimate interest in the subject matter; however, a bad motive will defeat a qualified privilege defense.
Syl. pt. 4,
Dzinglski v. Weirton Steel Corp.,
The third element of a successful defamation action is falsity. Greenfield alleges that the statement that he was a “reeipient[] of sick pay benefits on a habitual basis” implied falsely, to those who read it, that he was a malingerer. Greenfield submits that the proof of the falsity of this statement will come from Schmidt’s files and from Greenfield’s medical records. Conversely, Schmidt argues that the communication “suggests a pattern use of the sick pay program which may be possibly inconsistent with or even prohibited by the sick pay plan in the [CBA].” Thus, Schmidt continues, it is unclear whether the phrase has any meaning independent of the CBA.
2. General Considerations
We agree with Greenfield that the phrase “recipient ] of sick pay benefits on a habitual basis,” as used in Schmidt’s letter, implies that such recipient is a malingerer. Moreover, such an implication is actionable in West Virginia. “Direct defamatory statements are not an absolute prerequisite to recovery, however, because defamation may also be accomplished through inference, implication, innuendo or insinuation.
See State v. Aler,
The extent to which it may be necessary to
consult
the CBA to determine what sick leave benefits were available does not, in our view, require pre-emption.
Livadas v. Bradshaw,
The remaining elements of Greenfield’s defamation claim include reference to the plaintiff, at least negligence on the part of the publisher, and resulting injury. Obviously, it is not necessary to interpret the CBA to resolve whether there was a reference to the plaintiff and whether he suffered injury from the alleged defamatory statement. Finally, with regard to the requirement of at least negligence on the part of the publisher, we have stated that “the conduct of the defendant is to be measured against what a reasonably prudent person would have done under the same or similar circumstances.”
Crump,
Schmidt argues that its management had the right to post notices to the Union membership, particularly when such notice was in response to a grievance, and, thus, Greenfield’s claim implicates management’s right to frankly address grievances. We disagree. Greenfield’s cause of action does not challenge Schmidt’s right to post notices to union membership. Rather, Greenfield’s complaint alleges that Schmidt’s specific comments about him were libelous, invaded his privacy and were an intentional infliction of emotional distress. The fact that the comments happened to be contained in a notice that, in part, responded to a grievance is of no mo
ment
While we agree that Schmidt had a right to express to the union membership its concern with the high cost of the sick-pay program and its intention to pursue abuses of that program, we do not agree that the specific comments about Greenfield contained in the notice are, consequently, intertwined with the CBA such that his claims cannot be resolved without interpreting the CBA. Schmidt’s concerns could have been expressed, in equally strong terms, along with an expression of its intent to pursue an investigation into the use and abuse of the sick pay program, without identifying Greenfield as a “recipient[] of sick pay benefits on a habitual basis.” Thus, we find that under the specific factual circumstances of this case, where Greenfield’s claims do not challenge any of Schmidt’s rights or responsibilities under the CBA, it is not necessary to interpret the CBA to resolve such claims.
We similarly are unpersuaded by Schmidt’s argument that it was exercising its rights under Article 9 of the CBA to discipline and discharge with justice and with regard for the reasonable rights of the employees. It is plain from the text of the letter that no disciplinary action had been taken against Greenfield and that Greenfield had not been discharged. 11
Finally, we are not convinced by Schmidt’s argument that the complained of letter falls within its implied right to investigate suspected misconduct, which arises from its right under the CBA to discipline or discharge, and, therefore, the CBA must be interpreted to resolve Greenfield’s claims. We have reviewed the letter and, when viewed in the light most favorable to Greenfield, we believe it indicated that Schmidt intended to conduct an investigation, but the letter clearly was not part of any on-going investigation. Consequently, Greenfield’s claims do not challenge Schmidt’s right to investigate and do not require interpretation of the CBA for their resolution. 12
Furthermore, although Schmidt may raise defenses which require an interpretation of the CBA, we conclude that such defenses are not sufficient for § 301 pre-emption. A state court may exercise concurrent jurisdiction over § 301 claims in such circumstances, but must apply federal law in interpreting the CBA.
Caterpillar Inc. v. Williams,
Our view is in accord with the decisions of numerous courts finding, under the particular circumstances involved in each ease, defamation actions were independent of the CBA, and, thus, were not pre-empted:
Luecke v. Schnucks Markets, Inc.,
We further recognize that some courts have reached the opposite result. However, unlike the instant case, the cases we reviewed finding § 301 pre-emption involved state-law claims: (1) asserted by an employee who was involved in a related discipline or discharge process;
13
(2) ensuing from an action taken by an employer that was
specifically
required by the CBA;
14
or (3) brought
B.
Invasion of Privacy
Under West Virginia law, there are four types of invasion of privacy, any one of which may be the basis of a cause of action. “An ‘invasion of privae/ includes (1) an unreasonable intrusion upon the seclusion of another; (2) an appropriation of another’s name or likeness; (3) unreasonable publicity given to another’s private life; and (4) publicity that unreasonably places another in a false light before the public.” Syl. pt. 8,
Crump v. Beckley Newspapers, Inc.,
With regard to this cause of action, Schmidt asserts substantially the same arguments discussed above: that a determination of the reasonableness of its actions requires consideration of its rights under the CBA; that Schmidt’s management has the right to post notices to the Union membership, especially when responding to a grievance; that Schmidt was exercising its rights under Article 9 of the CBA to discipline and discharge with justice and regard for the reasonable rights of the employees; and that the complained of letter falls within Schmidt’s implied right to investigate, which arises from its right under the CBA to discipline or discharge. For the reasons stated above, we find that none of these provisions of the CBA must be interpreted to resolve Greenfield’s claim of invasion of privacy where, as here, Greenfield was not a party to the grievance of the part-time employees and was not being disciplined or discharged. 17
c.
Intentional infliction of Emotional Distress/Outrage
This court has previously observed that:
‘“One who by extreme or outrageous conduct intentionally or recklessly causes severe emotional distress to another is subject to liability for such emotional distress, and if bodily harm to the other results from it, for bodily harm.’ Syllabus pt. 6, Harless v. First National Bank in Fairmont,169 W.Va. 673 ,289 S.E.2d 692 (1982).” Syl.Pt. 1, Dzinglski v. Weirton Steel Corp.,191 W.Va. 278 ,445 S.E.2d 219 (1994).
Syl. pt. 3,
Tanner v. Rite Aid of West Virginia, Inc.,
Schmidt argues that this claim depends on the resolution of whether the content and posting of the letter was a reasonable response to the grievance and whether identification of Greenfield was a reasonable exercise of Schmidt’s express and implied rights under the CBA. Schmidt submits that an “actor is never liable[, for example,] where he has done no more than to insist upon his legal rights in a permissible way[,] even though he [is] well aware that such insistence was certain to cause emotional distress.” See Restatement (Second) of Torts § 46 cmt. g (1965).
We reiterate, however, that the mere existence of a CBA between the parties is not sufficient to require pre-emption of a state-law claiim. Liv
adas v. Bradshaw,
We believe that the circumstances in
McCormick
that implicated the CBA are not present in the instant action. The employee in
McCormick
had been terminated and had participated in a grievance proceeding regarding the discharge. Moreover, the employer’s allegedly offensive conduct was directly related to the discharge. Here, no disciplinary action had been taken against Greenfield. Greenfield was in no way connected with the grievance of the part-time employees that resulted in the notice containing negative comments about him. While other eases have resulted in the conclusion that claims for intentional infliction of emotion distress were pre-empted by § 301, we believe they, like
McCormick,
may be distinguished on the basis that the employee instituting the action was somehow involved in a procedure that implicated a CBA.
V-
CONCLUSION
For the foregoing reasons, we conclude that, under the particular facts of this case, resolution of Greenfield’s claims for defamation, invasion of privacy and intentional infliction of emotional distress does not require interpretation of the CBA. Consequently, such claims are not pre-empted by § 301 of the Labor Management Relations Act of 1947, 29 U.S.C. § 185 (1947) (1994 ed.). 20 The November 9, 1995, order of the Circuit Court of Berkeley County, granting summary judgment in favor of Schmidt, is reversed, and this ease is remanded for further proceedings consistent with this opinion.
Reversed and remanded.
Notes
. The record before us does not indicate whether Greenfield is still a member of the Union. However, that fact is not pertinent to our resolution of this case.
. This was a location commonly used to post notices to employees, the Union and Union members. Greenfield contends, and the appellees do not dispute, that the letter was at a location where non-union member employees and others, such as persons making deliveries to the plant, could and did read its contents.
. Greenfield suffers from hypertension. He asserts that within a few days of reading the letter he was admitted to the hospital due to dangerously high blood pressure, and he has since been unable to return to work.
. The court found that resolution of the first question required interpretation of Article 10 of the CBA, which is related to settlement of grievances and arbitration. In addition, the court found that interpretation of Article 9, pertaining to discipline, would be required in resolving the second question. With regard to the employer's power to discharge and discipline under Article 9, the court commented "[t]he controlling language the [c]ourt deems significant is: '[i]t is agreed that this power shall be exercised [with] justice and with regard [for the] reasonable rights of the employees.' ”
. The Court commented:
Because neither parly could be certain of the rights which it had obtained or conceded, the process of negotiating an agreement would be made immeasurably more difficult by the necessity of trying to formulate contract provisions in such a way as to contain the same meaning under two or more systems of law which might someday be invoked in enforcing the contract.
Id.
at 103,
. In
Allis-Chalmers,
an employee/union member filed suit in a Wisconsin state court against his employer alleging a state-law action for bad-faith handling of an insurance claim. The insurance policy was negotiated as part of a CBA. The CBA established a grievance procedure for employee contract grievances, and also contained a provision allowing a specified committee to resolve disputes involving " 'any insurance-related issues that may arise.’”
Allis-Chalmers,
at 215,
. The Supreme Court also explained that the result it reached in
Lingle
was "consistent both with the policy of fostering uniform, certain adjudication of disputes over the meaning of [CBA’s] and with cases that have permitted separate fonts of substantive rights to remain unpre-empted by other federal labor-law statutes.”
Id.
at 410-11,
. We note particularly that several United States Circuit Courts of Appeal, including the Fourth Circuit, have found causes of action for defamation, invasion of privacy or intentional infliction of emotional distress were pre-empted under one set of factual circumstances, yet, when faced with different factual circumstances, the same courts found similar claims were not pre-empted.
See, e.g., Jackson v. Kimel,
. Schmidt implies, but does not argue, that it may have an absolute privilege with regard to the complained of communication. It has been recognized by some courts that "statements made in grievance proceedings are unqualifiedly, or absolutely, privileged.
Hasten v. Phillips Petroleum Co.,
. Webster’s Third New International Dictionary of the English Language Unabridged, 1367 (1970), defines malinger as: "to pretend to be ill or otherwise physically or mentally incapacitated so as to avoid duty or work ... [;] to deliberately induce, protract, or exaggerate actual illness or other incapacity so as to avoid duty or work.” According to Black's Law Dictionary, 959 (6th ed.1990), malinger means ”[t]o feign sickness or any physical disablement or mental lapse or derangement, especially for the purpose of escaping the performance of a task, duty, or work, or for purpose of continuing to receive disability payments. Person who consciously feigns or simulates mental or physical illness for gain.”
. The relevant portion of the letter stated "[t]he Company will pursue an investigation of the aforementioned individuals and others not named in an attempt to detect abuse of the sick pay program. If such abuse/fraud is detected, disciplinary action will be taken up to and including termination of employment.” (Emphasis added).
. Schmidt also commented in its brief that "[n]owhere is the interrelationship of these contractual provisions and Greenfield's claim made more clear than the fact that Greenfield filed a grievance over the posting of the letter within days of the actual posting, and sought a clear and definite remedy for what he then perceived to be the Company's overstepping of its rights provided for under the [CBA].” We note that United States Supreme Court precedent establishes that the filing of a grievance does not preclude a subsequent state-law action. The plaintiff in
Lingle v. Norge Div. of Magic Chef, Inc.,
.
See, e.g., Barbe v. Great Atlantic & Pacific Tea Co., Inc.,
.
See, e.g., Shane v. Greyhound Lines, Inc.
.
See, e.g., Crawford v. TRW, Inc.,
. We recognize that "[t]he 'right of privacy' does not extend to communications which are privileged under the law of defamation; which concern public figures or matters of legitimate public interest; or which have been consented to by the plaintiff.” Syl. pt. 9, Crump. As explained above, Greenfield claims that the alleged defamatory statement was published to individuals who were not members of the union and, in addition, to individuals who were not employed by Schmidt. A determination of whether such individuals have a legitimate interest in the subject matter of the communication, in order to establish a privilege, does not require interpretation of the CBA.
.See, e.g., Blair v. Schott Scientific Glass Co.,
But see, e.g., Willis v. Reynolds Metals,
See supra Section IV. A. 2. wherein we address and reject Schmidt's arguments for pre-emption of Greenfield's state-law claims.
.
See, e.g., Keehr v. Consolidated Freightways of Delaware, Inc.,
See supra Section IV. A. 2. wherein we address and reject Schmidt's arguments for pre-emption of Greenfield’s state-law claims.
. In
Barbe v. Great Atlantic & Pacific Tea Co., Inc.,
Moreover, the emotional distress claim in
Shane v. Greyhound Lines, Inc.,
Furthermore, in
Merchant v. CWA,
. While we conclude that Greenfield’s claims are not pre-empted by § 301, we express no opinion regarding the merits of his claims.
