Cedric T. GREEN, Appellant,
v.
STATE of Florida, Appellee.
District Court of Appeal of Florida, Second District.
*749 NORTHCUTT, Judge.
Thе issue here is whether the legislature, when reenacting the criminal punishments contained in chapter 99-188, Laws of Florida, after it was stricken on constitutional single subject grounds, could require the reenacted punishments to be applied retroactively to the effective date of the earlier law. We hold that it could not.
Cedric Green was adjudicated guilty of violating section 893.135(1)(b)(1)(a), Florida Statutes (1999), by trafficking in more than 28 but less than 200 grams of cocaine. He committed this crime in April 2000. In September 2000, the circuit court sentenced him to 42.9 months' imprisonment, including the three-year minimum mandatory term required under the statute. After Green was sentenced, this court issued Taylor v. State,
The single subject rule provides, in pertinent part, that "[e]very law shall embrace but one subject and matter properly cоnnected therewith, and the subject shall be briefly expressed in the title." Art. III, § 6, Fla. Const. Generally, single subject defects are cured prospectively by the legislature's customary biennial reenactment of the offending laws. See Salters v. State,
Against this backdrop, on May 1, 2002, Green filed a motion pursuant to Florida Rule of Criminal Procedure 3.850, asserting that because Taylor had stricken the law that mandated a minimum sentence for his crime, and because he committed the crime during the window period for challenges on that basis, he should be resentenced under the 1997 statutes.[1] Green's argument was amply supported by precedent. Traditionally, when a defendant has been sentenced under a statute that is declаred unconstitutional on single subject grounds, he is entitled to be resentenced under the valid law in effect on the date of his offense. See Heggs v. State,
Since the circuit court issued its order, other courts have ruled likewise. The Fifth District, in Carlson v. State,
We disagree with those decisions. We hold that chapter 02-212 cannot be applied retroactively, for to do so would violate the Ex Post Facto Clauses of the United States and the Florida Constitutions. U.S. Const. art. 1, § 10; art. I, § 10, Fla. Const.[3] Therefore, we reverse Green's sentence, and we remand with directions to resentence him pursuant to section 893.135(1)(b)(1)(a), Florida Statutes (1997).
For a law to run afoul of the ex post facto prohibition, two elements must coincide: "first, the law `must be retrospective, that is, it must apply to events occurring before its enactment' and second, `it must disadvantage the offender affected by it.'" Miller v. Florida,
Our analysis does not end there, however. As mentioned, the Fifth District has upheld the retroactivity provision against an ex post facto challenge. That court discerned that its ruling was supported by Dobbert v. Florida,
Dobbert had its genesis in June 1972, when the Supreme Court struck down the Georgia death penalty statute as violative of the Eighth and Fourteenth Amendments to the United States Constitution. Furman v. Georgia,
Dobbert committed two murders between December 1971 and April 1972, while the 1971 death penalty statute was in effect. He was tried, convicted, and sentenced to death for these crimes sometime after the effective date of the 1972 statute. Id. at 289,
The Fifth District founded its decision in Carlson on this second, "operative fact," theory, thus holding that the Florida legislature's enactment of chapter 02-210 applied retroactively to cure a portion of section 893.135(1)(a)(1) that had been declared unconstitutional in Taylor.[4] "The *752 fact that the State ultimately corrected the defect in the legislation to require exactly that which it had invalidly required earlier and then mandated a retroactive application of the amendment does not, according to Dobbert, violate the ex рost facto provision of the United States Constitution." 27 Fla. L. Weekly at D2162-63, ___ So.2d at___ _ ___.
In our view, that overbroad characterization of Dobbert actually illustrates a critical distinction between the issue in Dobbert and the one before us: Dobbert did not address the effect of defective legislation. Rather, its observations about the effect of Florida's 1971 death penalty law were in the context of a validly enacted statute that contained unconstitutional provisions. In contrast to Florida's 1971 death penalty statute, chapter 99-188 was not validly enacted. Florida law draws a distinction between laws that are unconstitutional because they werе illegally enacted, as in Taylor, and ones that were validly enacted but later found to be unconstitutional, like the death penalty statute in Dobbert. The former are void, while the latter are merely voidable. See B.H. v. State,
When the enactment of a law fails to comport with constitutional procedural mandates, the law is illegally enacted and is thus void ab initio, as opposed to being merely voidable. B.H.,
This distinction between a void law and one that is merely voidable is important to the Dobbert analysis. The Dobbert "operative fact" reasoning is grounded on the notion that the existence of the unconstitutional statute provided notice to the defendant of the penalties that the State would seek to impose upon conviction. "Whether or not the old statute would in the future, withstand constitutional attack, it clearly indicated Florida's view оf the severity of murder and of the degree of punishment which the legislature wished to impose upon murderers." Dobbert,
A voidable statute one that is validly enacted but achieves an unconstitutional result might indeed provide notice to a defendant. But we cannot fathom how an unconstitutionally enacted law, which therefore "never ha[d] any actual effect," could serve as an "operative fact" under the Dobbert analysis. See B.H.,
This is especially so when the law has been enacted in violation of the single subject requirement. That constitutional provision addresses the most basic prerequisite to the exercise of legislative power, i.e., that a law may be enacted only if it is approved by a majority of legislators. See Art. III, § 7, Fla. Const. The single subject rule prevents thе subversion of that requirement through "logrolling." State v. Thompson,
"[i]t is assumed, without inquiring into the particular facts, that the unrelated subjects were combined in one bill in order to convert several minorities into a majority. The one-subject rule declares thаt this perversion of majority rule will not be tolerated. The entire act is suspect and so it must all fall."
We recognize that our discussion of the efficacy of a law passed in violation of the single subject rule may be at philosophical odds with the majority opinion in Martinez v. Scanlan,
To be sure, the majority decision in Martinez stirred some controversy among the justices. See
Be that as it may, Martinez might support an argument, at least by implication, that a statute declared unconstitutional for a singlе subject violation may not be void ab initio, and may have some lingering effect. For this reason, it is important to note two reasons why Martinez has no bearing on the issue before us. First, by its terms, the Martinez decision does not apply to criminal cases. The majority prefaced its discussion of the "form" and "power" distinction with this qualification: "Clearly, a penal statute declared unconstitutional is inoperative from the time of its enactment, not only and simply from the time of the court's decision."
Second, even in the context of the workers' compensation case before it, the Martinez court did not rule on the issue presented here. Before Martinez was decided, the legislature was alerted to the possibility that chapter 90-201 violated the single subject rule. Therefore, in 1991 it curеd the single subject violation by separately reenacting the various provisions of the 1990 law. When doing so, the legislators attempted to give the reenacted provision retroactive effect to the date chapter 90-201 became effective. The Martinez court expressly declined to decide whether such a retroactive reenactment was constitutionally permissible.[7]Id. at 1175.
*755 Therefore, while we acknowledge some inconsistency with the theory espoused by the Martinez majоrity, that decision does not impede our adherence to the view that chapter 99-188 was void ab initio. As such, it did not exist for any purpose, and specifically was not an "operative fact" as contemplated in Dobbert.
Aside from all of the foregoing, even if Dobbert could be read to permit the retroactive application of chapter 02-212, we still do not believe that Green himself could be sentenced under the version of section 893.135 enacted in that chapter because it did not exist on the date of Green's sеntencing. Consider: Dobbert committed his crimes before the enactment of the 1972 death penalty statute, but he was sentenced for the crimes after the effective date of the law. In the Supreme Court he argued that it violated the Equal Protection Clause to treat him differently from the prisoners sentenced to death under the 1971 statute prior to Furman, all of whom had their sentences commuted to life imprisonment. See Donaldson,
Note that Dobbert did not hold that the 1972 statute retroactively "revived" the 1971 statute. In fact, the previously quoted language implies the opposite: the only effect of the 1971 statute was to provide notice. Here, Green was sentenced before the effective date of chapter 02-212. If the effect of the unconstitutional 1999 statute was only notiсe, Green could not be sentenced under it. He also could not be sentenced under the version of section 893.135 enacted in chapter 02-212 because it was not in effect on the date of his sentencing in 2000. In other words, if Dobbert saves the retroactivity clause in chapter 02-212 from the ex post facto prohibition, which we do not believe it does, it can only do so for those sentenced after that law came into existence on April 29, 2002.
For all the reasons stated, Dobbert is inapplicable to this case. The Ex Post Facto Clauses of the Florida and the United States Constitutions prohibit the retroactive application of chapter 02-212, Laws of Fla. See Miller,
We reverse the circuit court's order denying Green's rule 3.850 motion and remand *756 with directions to resentence him under section 893.135(1)(b)(1)(a), Florida Statutes (1997).
CASANUEVA, J., Concurs specially.
ALTENBERND, J., Concurs specially.
CASANUEVA, Judge, Concurring.
I fully concur with the majority holding that chapter 02-212 cannot be applied retroactively for to do so would violate the Ex Post Facto Clauses of the United States and Florida Constitutions.
To prohibit lеgislative Acts "contrary to the first principles of the social compact and to every principle of sound legislation," the Framers included provisions they considered to be "perhaps greater securities to liberty and republicanism than any [the Constitution] contains." The provisions declare: "No State shall ... pass any Bill of Attainder, ex post facto Law, or Law impairing the Obligation of Contracts...." U.S. Const., Art. I, § 10.
Carmell v. Texas,
In Calder v. Bull,
Like the majority, I conclude that both elements are present in this case, and I find support for this conclusion in the reasoning of Miller. There, the Court addressed the retroactive application of Florida's sentencing guideline scheme. The Court not only concluded that the retroactive use of the guidelines at Miller's sentencing was unconstitutional but it alsо rejected an application of Dobbert v. Florida,
the revised guidelines directly and adversely affect the sentence petitioner receives. Thus, this is not a case where we can conclude, as we did in Dobbert, that "[t]he crime for which the present defendant was indicted, the punishment prescribed therefor, and the quantity or the degree of proof necessary to establish guilt, all remain unaffected by the subsequent statute."
Id. at 435,
Because the rationale of Miller, Weaver, and Calder сompel the conclusion that chapter 02-212 renders Mr. Green's punishment for an offense committed before its enactment more onerous in violation of the Ex Post Facto Clause of the United States Constitution, I join the majority's holding.
ALTENBERND, Judge, Concurring.
I fully concur in both Judge Northcutt's well-reasoned and thorough opinion for *757 this court and in Judge Casanueva's additional observations. If a single subject violation by the legislature renders an enactment void, and the supreme court so held in Heggs,
I do not believe that the analysis of a single subject violation and that of a title violation should be clumped together. The notion that a statute is inoperable if its title is inadequate and that the public is entitled to an additional period of time to discover the statute, i.e., until the next biennial reenactment, seems to me to be a good policy. On the other hand, declaring that a single subject violation is always an act of logrolling that renders the enactment void for lack of a majority is, at best, a fiction that appellate courts rely upon because they lack the ability to engage in fact-finding. The notion that an enactment that is void for logrolling can somehow become valid by virtue of the biennial reenactment, which is itself the ultimate example of logrolling, escapes my personal logic.
If the trial courts had been permitted to examine the legislative history behind the enactment of the statutes involved in Heggs and Taylor, I am convinced that they would have concluded beyond a reasonable doubt that the criminal sections of those enactments, which were adequately identified in the title, were fully and unquestionably supported by a majority of legislators. Instead of two unpopular bills being combined to create a single bill with a majority, both of these enactments involved a primary bill that was overwhelmingly popular upon which lesser bills were added like ticks on the baсk of a rhinoceros. If the supreme court had not rejected the tool of severability in Heggs, the ticks could have been removed from the relevant legislation involved in Heggs and in Taylor. The constitution would have been adequately preserved, and we would have saved the huge judicial expense associated with the resentencing of thousands of prisoners. I believe that the judiciary's experience with Heggs should cause the supreme court to reexamine the wisdom of a general rule prоhibiting severability.
NOTES
Notes
[1] The window period for asserting challenges based on the unconstitutionality of chapter 99-188 opened on July 1, 1999, see Taylor v. State,
[2] It appears this should be chapter 02-212, Laws of Florida.
[3] Although all of the mentioned 2002 reenactments contained the same retroactivity provision, our attention must focus on chapter 02-212 because it includes section 893.135(1)(b)(1)(a), the statute under which Green was sentenced. Ch. 02-212, § 1 at 1455, Lаws of Fla.
[4] It is not clear from the opinion in Carlson v. State,
[5] In fact, the court in McCormick v. Bounetheau,
The enactment is void ab initio if it violates a command or prohibition express or implied of the Constitution, while if deficient because of form as distinguished from power there may be a de facto jurisdiction to protect organic rights created "before the illegality of enactment is adjudged."
Although Klemm did involve a statute declared unconstitutional on single subject grounds, that case is, at best, confusing. We dоubt whether it has any applicability beyond its specific facts, which concern the jurisdiction and powers of a municipality to tax landowners. Moreover, Klemm muddies the waters by remarking, on the one hand, that the single subject rule is a matter of form, but later stating that "[the single subject provision of the Florida] Constitution, is mandatory in its provisions; and a legislative enactment which violates this section is invalid ab initio."
[6] All of the cases discussed in Martinez v. Scanlan,
[7] By declining to address that question, the court avoided confronting the serious policy issues that were posed by the legislature's attempt to cure the single subject violation retroactively. We believe approving that practice would eviscerate the single subject rule. At best, the practice would cause uncertainty in the law; any decision that invalidates a statute on single subject grounds would leave the parties in limbo, unable to discern or predict what law governs their rights.
[8] We may also be in conflict with the Fourth District's decisions in Nieves v. State,
