Lead Opinion
OPINION ON STATE’S PETITION FOR DISCRETIONARY REVIEW
Appellant was convicted before the trial court for criminal mischief and assessed a fine of $250. See V.T.C.A., Penal Code, Section 28.03(a)(2). On direct appeal, the Fort Worth Court of Appeals reversed the conviction, holding that the evidence was insufficient to support the conviction, and ordered the judgment reformed to reflect an acquittal. Green v. State,
Because the appellant challenged the sufficiency of evidence at both stages of trial, a brief review of the facts is necessary. The State presented evidence at trial that showed that someone diverted electrical energy from an outlet owned by the homeowners’ association at the town house complex where appellant lived by running an extension cord from that outlet to appellant’s individual town home, without the permission of the homeowners’ association. The electrical service at the town home was in appellant’s name, as was the lease to the town home.
The State relied on V.T.C.A., Penal Code, Section 28.03(c), which permits a presumption that the person in whose name the utility service is billed is the person who tampered with the tangible property of the owner when the supply has been diverted from passing through a metering device. The State, relying on the presumption, presented no other evidence of identity. The appellant presented no evidence.
On appeal, the Court of Appeals found, and the State acknowledged, that the presumption was unconstitutional as applied to appellant. See Gersh v. State,
In its only ground for review, the State claims its reliance on the presumption was trial error, and that the Court of Appeals should have remanded the case for a new trial, rather than reforming the verdict to reflect an acquittal. The State contends the Court of Appeals erred in excluding the improper presumption from its analysis of the sufficiency of the evidence. The State argues that there is conflicting authority from this Court on the proper remedy when a presumption is held invalid and therefore sufficiency of the evidence supporting a conviction is challenged.
When evidentiary sufficiency is challenged, the evidence is reviewed by the appellate court in the light most favorable to the prosecution. Skinner v. State,
The State relies on several cases where the use of an improper presumption at trial resulted on appeal in reversal and remand for retrial. Gersh; Gonzales v. State,
The Fort Worth Court of Appeals, in ordering reformation of the judgment to reflect acquittal, relied only on our decision in Davis v. State,
In Davis, the defendant was found guilty at trial of promoting obscenity and the judgment was affirmed by the Waco Court of Appeals. At trial, the State relied on a presumption in V.T.C.A., Penal Code, Section 43.23(e) to prove the defendant knew that the material he was promoting was obscene. This Court reversed, stating that “[a]bsent reliance upon the presumption, the proof offered did not establish that appellant knew the allegedly obscene content and character of the film. He is entitled to an acquittal.” Davis,
The State in the instant case did not fail to prove beyond a reasonable doubt the facts necessary to raise the presumption it relied on at trial. Under V.T.C.A., Penal Code, Section 28.03(c), in order to invoke the presumption, the State needed to show that appellant was the person in whose name the electricity was last billed, that appellant was receiving the economic benefit of the electricity, and that the electricity had been diverted from passing through a metering device. The trial court could have found such facts to be true beyond a reasonable doubt, and indeed would have found them true in order to reach a guilty verdict.
Since the evidence was sufficient to establish the facts necessary to raise the presumption, and since the presumption was unconstitutional as applied to appellant, the reliance on the presumption was trial error, and the correct procedure on appeal is to reverse the conviction and remand to the trial court for a new trial. We therefore vacate that portion of the Court of Appeals’ judgment ordering acquittal, and remand the case to the trial court for retrial.
Concurrence Opinion
concurring.
The issue is whether an acquittal or a retrial is appropriate when a conviction is based on the fact finder’s use of an unconstitutional statutory presumption. The issue stems from Davis v. State,
I.
A.
The plurality erroneously concludes we ordered an acquittal in Davis because, regardless of its constitutionality, the State “failed to establish the facts necessary to invoke the presumption.” Ante, p. 539. As the dissent correctly notes, Davis was not premised on insufficient proof to raise the presumption. Post, pp. 542-543. Rather, we assumed the evidence was sufficient, Davis,
We are aware of the usual rules governing statutory presumptions. However, we believe that because the statutory presumption in this instance is applicable to a First Amendment right that this makes the usual rules governing construction of presumptions inapplicable to this cause. Our research has yet to reveal a single instance where a statutory presumption, such as this one, which could infringe upon the freedoms of speech or press, has, standing alone, ever survived constitutional challenge or muster....
Davis,
Because the plurality opinion is premised on a misreading of Davis, I am unable to join that opinion.
B.
The dissent’s reliance on Davis is equally erroneous because the portion of Davis that ordered an acquittal was sub silentio overruled by Gersh v. State,
As is true in every case where discretionary review is summarily refused, such refusal does not constitute endorsement or adoption of the reasoning employed by the Court of Appeals. Sheffield v. State,650 S.W.2d 813 (Tex.Cr.App.1983).
In this case, however, we have reviewed the record and agree with the Court of Appeals opinion. We believe that they reached the correct result for the correct reasons in deciding this issue.
Gersh,
The dissent argues that our opinion in Gersh is not controlling because a refusal of discretionary review has no precedential value under Sheffield,
II.
A.
Moreover, treating this type of error as trial error is consistent with our treatment of inadmissible evidence when conducting a suf-fieiency review. If the sufficiency of the evidence is challenged following a jury trial, appellate courts consider all of the evidence presented whether properly or improperly admitted. Rodriguez v. State,
If, after considering all of the evidence, we find the evidence sufficient, that point of error is overruled. Rodriguez,
In the setting of an unconstitutional presumption, the fact finder is entitled to rely on the presumption, Tex.Penal Code Ann. § 2.05, in reaching its verdict just as it is entitled to rely on improperly admitted evidence. In this limited context, there should be no distinction between improperly admitted evidence and an unconstitutional statutory presumption; such unconstitutional presumptions should be considered when determining whether the evidence is sufficient.
B.
In this case, appellant waived a jury and his trial was before the court. During its closing argument, the State encouraged the trial judge to rely upon the unconstitutional presumption. Further, the Court of Appeals determined the evidence, absent the pre
With these comments, I join only the judgment of the Court.
Notes
. The dissent argues the instant case is controlled by Davis:
Davis ... is fully applicable to the instant case. As in Davis, the appellant below was convicted on the basis of an unconstitutional presumption. Without that presumption, there is insufficient evidence to support his conviction. We held in Davis that, absent an unconstitutional presumption, the proof was insufficient to support a conviction, and that Davis was “entitled to an acquittal.” Id., at 580. We must likewise order an acquittal here, or else overrule Davis. Post, p. 543.
. In Sheffield, we stated:
To prevent any misunderstanding, we take this opportunity to emphasize that the summary refusal of a petition for discretionary review by this Court is of no precedential value. This is true where the petition is refused without opinion, as is the usual practice, as well as where the petition is refused with a brief opinion disavowing the reasoning employed by the Court of Appeals, as in the instant case. The Bench and Bar of the State should not assume that the summary refusal of a petition for discretionary review lends any additional authority to the opinion of the Court of Appeals.
Id.,
Dissenting Opinion
dissenting.
The Fifth Amendment to the United States Constitution provides that no person shall “be subject for the same offense to be twice put in jeopardy.”
I.
The plurality opinion accurately recites the facts and the procedural history of the case sub judice. Shawn Alexander Green was convicted of violating V.T.C.A. Penal Code, § 28.03, criminal mischief, by unlawfully diverting electrical energy to his town house.
We granted discretionary review to answer the following question: “When the State relies on a statutory presumption in order to prove identity and the presumption is unconstitutional as applied, is the proper remedy to reverse and remand for trial error or to reverse and order an acquittal if the evidence of identity, without the presumption, is insufficient?” State’s Petition at 2.
In ordering an acquittal, the court of appeals relied on our opinion in Davis, supra. This Court, in vacating the court of appeals’ judgment and remanding for a new trial, ignores the clear meaning of Davis by finding that after “careful perusal of the entire opinion, it is apparent that the ground for reversal and acquittal (in Davis) is not the insufficiency of the evidence sans the unconstitutionally applied presumption, but rather the insufficiency of the rest of the State’s case to prove the facts necessary to invoke the presumption in the first place.” Majority op. at 538. This is a gross misreading of Davis, one which allows the plurality to blur the distinction between an appeal based upon trial error and one based upon insufficiency of the evidence.
II.
The plurality’s “careful perusal” notwithstanding, Davis was in fact grounded upon “insufficiency of the evidence sans the unconstitutionally applied presumption.” In Davis, the appellant was charged with violating V.T.C.A. Penal Code, § 43.23 by exhibiting an obscene film. Davis,
Trial was to the court on stipulated evidence. Davis, supra, at 574. The stipulation provided that an undercover Houston vice officer, one G.P. Hugo, had viewed an obscene film-, “Little Yummy,” in a quarter-operated “peep show” at an adult book store where the defendant was employed. The defendant made change for the officer, but “had nothing whatsoever to do with activating or operating the projector” for the film. Id., at 575. This Court found the stipulated evidence insufficient to support Davis’ conviction, holding that “[t]he State had the burden to establish that appellant ... ‘exhibited’ the film entitled ‘Little Yummy’ to Hugo, and in doing so he knew the character and content of the film." Id., at 576 (emphasis in the original).
Our analysis in Davis involved two elements of the obscenity statute: 1) exhibition of the film; and 2) knowledge of its character and content. Id. The plurality misreads Davis to find it based on an absence of the exhibition element; it was, instead, based on an insufficiency of the evidence to support the knowledge element. This is clear from the plain language of Davis:
“[I]t becomes readily apparent to us that the only way one could conclude that appellant had knowledge of the character and content of the film entitled ‘Little Yummy,’ which is a necessary element of the offense of exhibiting obscene material to another, is through the presumption contained in subsection 43.23(e), which presumption appellant claims is unconstitutional, facially and as applied to this cause.”
Id.
Because of a split in the courts of appeals, we undertook in Davis to “discuss and decide the validity of the presumption.” Id. After a recitation of the applicable federal First Amendment law, we declared that “the presumption provided by Sec. 43.23(e) must fall.” Id., at 578. We held:
“Closely read, in conjunction with the offense itself, the presumption actually creates or makes the offense of promotion of obscenity a strict criminal liability offense, as to knowledge of the content and character of the material.... Appellant’s guilty ‘knowledge’ of the character and content of the film has been supplied through the presumption, by the mere fact of exhibiting the film to Hugo, assuming arguendo that appellant did ‘exhibit’ the film to Hugo.”
Id. (emphasis added).
This flies in the face of the plurality’s declaration today that the State, in Davis, “failed to establish the facts necessary to invoke the presumption, i.e., proof that the appellant had exhibited the film, thereby promoting it.” Majority op. at 538. To the contrary, we expressly stated in Davis that “it is not necessary to make the determination whether appellant actually ‘exhibited’ the film,” Davis,
Davis, then, is fully applicable to the instant case. As in Davis, the appellant below was convicted on the basis of an unconstitutional presumption. Without that presumption, there is insufficient evidence to support his conviction. We held in Davis that, absent the unconstitutional presumption, the proof was insufficient to support a conviction, and that Davis was “entitled to an acquittal.” Id., at 580. We must likewise order an acquittal here, or else overrule Davis.
That, of course, is what the State has asked us to do,
III.
The State’s argument changed little on the trip from the court of appeals to this Court. It urges this Court to find that reliance on an invalid presumption “is tantamount to the use of inadmissible evidence” and that “even improperly admitted evidence is considered in determining evidentiary sufficiency.” State’s Brief on Petition for Discretionary Review at 6. The State, unlike the plurality, recognizes that this is in direct opposition to our holding in Davis. It asks us to overrule Davis as inconsistent with both (A) our own subsequent decisions, and (B) United States Supreme Court opinions on the proper review of sufficiency of the evidence. I will address the State’s contentions seriatim.
A.
The first part of the State’s argument is grounded shakily in three cases: Shealy v. State,
In Shealy, as in Davis, this Court affirmed a court of appeals decision to reverse an obscenity conviction because of the unconstitutional presumption in subsection 43.23(e). Unlike Davis, however, the court of appeals in Shealy had remanded for a new trial. Shealy,
Shealy, therefore, is not in conflict with Davis. Instead, it is in accord with an entire line of post-Dams cases in which the remedy after reversal depended upon the posture on
Instead of explaining how its argument comports with these cases, the State cites two court of appeals opinions in which we refused discretionary review, viz: Gersh and Gonzales, supra. In Gonzales, the court of appeals reversed for insufficiency of the evidence after finding the presumption in the obscenity statute invalid. Gonzales,
Gersh likewise is of no support to the State, although perhaps less obviously so. In Gersh, the court of appeals declared invalid the same statutory presumption at issue here today, overruled the appellant’s “no evidence point,” and remanded for a new trial. Gersh,
It is unclear what precedential value, if any, an “opinion” refusing discretionary review has,
B.
The State’s federal law argument is less well developed. In essence the State simply contends that the holding it urges is in accord with the applicable precedent from the
Nelson, et al., bring us to the crux of the State’s argument, which the plurality ignores in its haste to distinguish Davis, viz: 1) that under Nelson both improperly and properly admitted evidence must be considered in a sufficiency review; and 2) that the presumption used below amounts to improperly admitted evidence that, thus, must be considered. As the State put it: “Since the evidence, including that supplied by the presumption, was sufficient to support the conviction, the State may retry Appellant if it chooses.” State’s Brief on Petition for Discretionary Review at 6.
The State, however, ignores one simple fact: a presumption is not evidence nor does it “supply” evidence. To the contrary, a presumption is an “inference,” one which is “supplied” by evidence. See County Court of Ulster County v. Allen,
Here the State conceded, and the court of appeals found, that the statutory presumption was invalid. Outside the context of the First Amendment, as in Davis, a presumption that takes the form of a permissive inference
In Nelson the Supreme Court observed:
“The basis for the Burks exception to the general rule that reversal on appeal results in remand for new trials is that a reversal for insufficiency of the evidence should be treated no differently than a trial court’s granting a judgment of acquittal at the close of all the evidence. A trial court in passing on such a motion considers all of the evidence it has admitted, and to make the analogy complete it must be this same quantum of evidence which is considered by the reviewing court.”
Moreover, whether the trial court committed trial error in utilizing the presumption does not change the fact that the full “quantum of evidence” it relied upon to support the conviction was insufficient under Jackson v. Virginia, supra. Indeed, it is quite possible for evidence to be insufficient even considering that part which was admitted erroneously. For example, a trial court commits trial error when it admits.hearsay evidence over objection. If that error is raised on appeal, and does not prove harmless beyond a reasonable doubt, the proper remedy is reversal and remand for new trial. Against a further claim that without that hearsay evidence there is insufficient evidence to support a conviction, the answer given by both the Supreme Court and this Court is that we do not conduct sufficiency analyses that way. Nelson, supra; Porier v. State,
Here the court of appeals accepted the State’s concession that the trial court’s reliance upon the § 28.03(c) presumption was trial error. But appellant did not merely claim “trial error,” and the court of appeals ruled that all of the evidence considered by the trial court was insufficient to support a conviction. Consistent with Burks and Greene, and, for that matter, Davis, the court of appeals had no alternative but to order entry of a judgment of acquittal.
I respectfully dissent.
. The Fifth Amendment is applied to the states through application of the Fourteenth Amendment. Greene v. Massey,
The State, in bringing this petition, does not cite the Fifth Amendment. However, it bases its argument on cases from the United States Supreme Court and this Court which are grounded in double jeopardy jurisprudence. Nothing we do today implicates either Article 1, Section 14 of the Texas Constitution' — the Texas Double Jeopardy Clause — or its statutory analogue, Article 1.10, V.A.C.C.P. See Heitman v. State,
. V.T.C.A. Penal Code, § 28.03(a)(2) provides that "[a] person commits an offense if, without the effective consent of the owner ... he intentionally or knowingly tampers with the tangible property of the owner and causes pecuniary loss or substantial inconvenience to the owner or a third person." The offense is a felony of the third degree, under § 28.03(b)(4)(B), if, inter alia:
"regardless of the amount of pecuniary loss, the actor causes in whole or in part impairment or interruption of public communications, public transportation, public water, gas, or power supply, or other public service, or diverts, or causes to be diverted in whole, in part, or in any manner, including installation or removal of any device for such purpose, any public communications, public water, gas, or power supplyf.]”
. Subsection 28.03(c) provides:
"For the purposes of this section, it shall be presumed that a person in whose name public communications, public water, gas, or power supply is or was last billed and who is receiving the economic benefit of said communication or supply, has knowingly tampered with the tangible property of the owner if the communication or supply has been:
(1) diverted from passing through a metering device; or
(2) prevented from being correctly registered by a metering device; or
(3) activated by any device installed to obtain public communications, public water, gas, or power supply without a metering device."
.Had the State contested the issue of the validity of the presumption used in this case, we would be faced with a different issue, one which, despite the State’s concession, we have not addressed: namely, whether the presumption in § 28.03(c) was constitutional as applied. Were we called upon to decide that question, our answer would not be as straightforward as the State’s ready concession would indicate.
The only permissive presumption this Court has invalidated is the one in V.T.C.A. Penal Code, § 43.23(e). See Davis and progeny, infra. In Davis, however we “relied upon the First Amendment implications of the presumption in reaching [our] decision, and acknowledged that the holding departed from the 'usual rules’ governing presumptions in Texas.” Gerald S. Reamey, Offenses and Defenses in Texas 361 (2d ed. 1993) (footnotes omitted); see also Hall v. State,
. State's Brief on Petition for Discretionary Review at 6, n. 2 ("If this Court rules in the State’s favor, the contrary language in Davis should be explicitly overruled.”).
. It is well settled that we neither endorse nor adopt the opinion of a court of appeals when we refuse discretionary review. See Sheffield v. State,
. Under V.T.C.A. Penal Code, § 2.05(2)(B), a jury that finds facts giving rise to a statutorily defined presumption beyond a reasonable doubt "may find that the element of the offense sought to be presumed exists, but it is not bound to so find[.]”
. Again, our grant of discretionary review did not embrace the question whether the presumption under § 28.03(c) was in fact constitutionally invalid as applied to this cause. See n. 4 ante.
.I am inclined to agree with Justice Powell's dissent in Ulster County to the effect that a presumption in the form of a permissive inference is unconstitutional if the facts sufficient to invoke the presumption do not alone rationally support
