AMENDED MEMORANDUM OPINION AND ORDER
Thе question presented is whether Arkansas’s statute defining a political party — how a group of voters becomes a party and stays a party — is unconstitutional when applied to the Green Party of Arkansas. The Party and two of its members (collectively the Green Party) challenge Ark. Code Ann. § 7-1-101(21) (Supp.2009) as imposing an unconstitutional burden on their First and Fourteenth Amendment rights to participate in State elections. Arkansas, appearing in the person of Secretary of State Charlie Daniels, defends the statute. Secrеtary Daniels urges that the important state interests in regulating and managing elections justify any burdens imposed on the Green Party. With one exception (which will be explained in due course), this Court has jurisdiction over the Green Party’s claims and personal jurisdiction over all the parties; venue is proper too.
I.
The challenged statute, which is part of the definitional section of Arkansas’s election code, says this:
(21)(A) “Political party” means any group of voters that at the last preceding general election рolled for its candidate for Governor in the state or nominees for presidential electors at least three percent (3%) of the entire vote cast for the office.
(B) A group of electors shall no[t] assume a name or designation that is so similar in the opinion of the Secretary of State to that of an existing political party as to confuse or mislead the voters at an election.
(C) When any political party fails to obtain three percent (3%) of the total votes cast at an election for the office of Governor or nominees for presidential electors, it shall cease to be a political party;
Ark. Code Ann. § 7-l-101(21)(A-C). The Green Party concentrates its fire on subdivision (C). This part makes a party’s success in gubernatorial and presidential elections the path to continued ballot access.
Arkansas law provides another path for political parties to be recognized and get their candidates on the ballot: a petition. Ark. Code Ann. § 7-7-205 (Supp.2009). In addition to meeting some housekeeping requirements, the petition must contain the signatures of at least ten thousand registered voters; and the signatures must be gathered during any ninety-day period.
II.
The Green Party first argues that Ark. Code Ann. § 7 — 1—101(21)(C) is ambiguous. That ambiguity, the Party says, has led Secretary Daniels to misinterpret the statute. Pointing to its success in getting more thаn 3% of the votes cast in the 2008 elections for the United States Senate and three seats in the United States House of Representatives, the Green Party asks this Court to interpret the Arkansas statute as embracing this success and order Secretary Daniels to recognize the group’s continued viability as a political party under state law.
This federal Court, however, lacks jurisdiction to “award injunctive relief against State officers on the basis of state law.”
Pennhurst State School & Hospital v. Halderman,
The Eleventh Amendment bar holds notwithstanding Congress’s
post-Pennhurst
enactment of the supplemental jurisdiction statute, 28 U.S.C. § 1367.
Raygor v. Regents of University of Minnesota,
A federal court’s grant of relief against state officials on the basis of state law, whether prospective or retroactive, does not vindicate the supreme authority of federal law. On the contrary, it is difficult to think of a greater intrusion on state sovereignty than when a federal court instructs state officials on how to conform their conduct to state law. Such a result conflicts directly with the principles of federalism that underlie the Eleventh Amendment.
Pennhurst,
III.
The Green Party argues second that Arkansas’s ballot-access statute unconstitutionally burdens the associational rights of the Party and its members — the right to band together with like-minded citizens as a political party, while pursuing a common agenda and rallying voters around that agenda. This is the hub of the case. And here the Court faces a clash of important interests.
Arkansas’s party-definition statute undoubtedly burdens “two different, although overlapping, kinds of rights — the right of individuals to assоciate for the advancement of political beliefs, and the right of qualified voters, regardless of their political persuasion, to cast their votes effectively. Both of these rights, of course, rank among our most precious freedoms.”
Williams v. Rhodes,
On the other hand, Arkаnsas has “admittedly vital interests,”
American Party of Texas v. White,
Tо resolve this clash—to decide whether Arkansas’s party-definition statute offends the Constitution—this Court must make “hard judgments.”
Storer v. Brown,
This standard, as the Supreme Court has recognized, provides no bright lines.
Timmons,
IV.
Secretary Daniels has moved for summary judgment, contending that no genuine issues of materiаl fact exist and that he is entitled to judgment as a matter of the governing law. Fed. R. Civ. P. 56;
Celotex Corp. v. Catrett, 477
U.S. 317, 322-23,
Notwithstanding the voluminous evidentiary record diligently compiled by the parties, the Court concludes that the material facts are relatively few. Most of them are undisputed. And the Court assumes the disputed facts to be as the Green Party asserts.
Anderson v. Liberty Lobby, Inc.,
The Green Party identifies five ways in which Ark. Code Ann. § 7-l-101(21)’s vote requirement burdens its associational rights. First, the statute undermines the Party’s right to choose which races to run by requiring the Party to field candidates in gubernatorial and presidential elections when it would rather focus on local or otherwise uncontested races. Rather than solving this problem, the petition alternative impales the Party on what it calls a Morton’s Fork — a choice between two bad prospects — because petition drives are expensive in both dollars and effort. Second, the statute discriminates against bottom-up parties (like the Green Party) that choose to focus on local elections and local organizing. Third, the Green Party points to history: only one party has met the 3% threshold in a presidential election (the Reform Party in 1996), while third-party candidates in gubernatorial or presidential elections have come up short approximately fifty times. This history, the Green Party says, shows that the statutory standard is almost impossible to meet. Fourth, the Party says that it has little or no control over the national Green Party’s presidential campaign: the recent candidates were not from Arkansas, did not come to Arkansas, and were not chosen by the Green Party of Arkansas. Fifth, and finally, the Green Party contends that having to petition every two years imposes what is essentially а heavy tax on the Party’s coffers and people. This point overlaps with the first; having to divert resources to repeated petition drives is the second prong of the Morton’s Fork.
Secretary Daniels counters that Arkansas’s ballot-access scheme imposes reasonable, non-discriminatory restrictions that further legitimate and constitutionally acceptable interests. First, the party-definition statute and the petition statute reserve access to the general election ballot for political parties that can demonstrate substantial support among Arkansas voters. The limitations are thus in service of reducing voter confusion, ballot overcrowding, and frivolous candidacies in the general election. Second, Secretary Daniels urges that Arkansas’s interest in avoiding the increased election costs associated with more primaries and runoffs likewise supports the State’s ballot-access limitations.
V.
How heavy are the statutory burdens on the Green Party’s First and Fourteenth Amendment rights? The Court concludes that these burdens “ — though not trivial— are not severe.”
Timmons,
1. The Court must, as the parties recognize, consider how Arkansas law as a whole regulates political parties’ access to the general election ballot.
E.g., Republican Party of Arkansas,
The most powerful fact material to the Green Party’s claim is the Party’s track record of actually getting on the ballot. Three times in the last few years the Party has petitioned for aсcess. Three times it has succeeded. “Past experience will be a helpful, if not always an unerring, guide: it will be one thing if [the Green party has] qualified with some regularity, and quite a different matter if [it has] not.”
Storer, 415
U.S. at 742,
Yes, access in 2006 required litigation in this Court. But access was аchieved for that election, and Arkansas amended the statute in response to this Court’s decision. Yes, the petition drives cost the Green Party time, effort, and money. The petition drive cost the Party approximately $40,000.00 in 2006, approximately $30,000.00 in 2008, and approximately $14,000.00 in 2010. In each of these drives, the Party spent all of its available funds. But the Constitution does not require that states make ballot access either free or easy.
Timmons,
The Green Party rightly trumpets its success in the 2008 elections: its candidate for the U.S. Senate received 207,076 votes; and its candidates in three of the State’s four congressional districts received between 32,603 and 64,398 votes each. The Party achieved this success in 2006 and 2008 even though the preceding petition drives, like the one this year, emptied the Party’s bank account and exhausted party members. Securing 10,000 signatures from the 1,612,929 registered voters in Arkansas — about six-tenths of one percent — within any ninety-day period of the Green Party’s choosing, Ark. Code Ann. § 7-7-205(a), the Court concludes, is simply not a severe burden for a political party that has achieved election results like these across Arkansas. These results demonstrate, moreover, that petitioning has not been a death knell for the Party in the general elections. The Green Party’s continued success in petitioning for ballot access, and its success in getting votes once its candidates are on the ballot, undermine the Party’s characterization of being impaled on a Morton’s Fork by Arkansas law.
2. Neither the availability of the petition process, nor the Green Party’s history of success in that process, however, responds to the Party’s deeper point about its First Amendment right to choose which races to run, how to organize and operate itself, and where to spend its money. This point underlies several of the burdens asserted by the Party: the alleged Morton’s Fork; the statutes’ alleged discrimination against bottom-up parties; and the lack of control over presidential candidates. Here the Green Party stands on cases such as
California Democratic Party v. Jones,
Based on existing law, the Court rejects this burden argument from party autonomy. First, none of the Green Party’s precedents from the Supreme Court involve a challenge to a ballot-access statute like Ark. Code Ann. § 7-1-101(21). There is no Eighth Circuit precedent on point either. Second, this argument proves too much. While the party-autonomy рrinciple recognized in
Jones, Eu,
and
Tashjian
has great constitutional power, it cannot be absolute. If these cases mean what the Green Party says, then
Jenness, American Party, Munro v. Socialist Workers Party,
3. The Court is not convinced, finally, that Ark. Code Ann. § 7-1-101(21) discriminates against the Green Party because it lacks control over the national Green Party’s presidential campaign in Arkansas. Arkansas has six votes in the Electoral College. U.S. Const, art. 2, § 1, cl. 2. The Green Party hаs not demonstrated that the major political parties in Arkansas have any greater control over their parties’ presidential campaigns. The burden imposed by this facially neutral provision falls on every party in a state like Arkansas that has few electoral votes to offer. In any event, the Green Party’s burden in this regard is not a severe one.
VI.
Now to Arkansas’s interests asserted in justification for the burden its ballot-access statutes impose on the Green Party’s constitutional rights. Having concluded that the burden is not sеvere, the Court undertakes the “less exacting review” required by precedent.
Timmons,
This review is not the rational-basis inquiry advocated by the State. The Court does not ask whether any possible reasoned basis exists for the statutes.
Cf. Independent Charities of America v. Minnesota,
The Green Party agrees that Arkansas has important interests in limiting the general election ballot to parties and candidates with significant support. The “State’s admittedly vital interests are sufficiently implicated to insist that political parties appearing on the general ballot demonstrate a significant, measurable quantum of community support.”
American Party,
Arkansas defends the reasonableness of its ballot-access statutes by pointing to both precedent and practice. The Supreme Court has repeatedly approved statutes imposing similar or heavier burdens on parties and candidates seeking access to the general ballot.
E.g., Jenness,
The Green Party’s expert, Richard Winger, made the practice point on deposition. He testified that fifteen states (including Arkansas) link party status with performance in a past election. Of those fifteen states, eight (including Arkansas) make the link between the immediatеly preceding gubernatorial or presidential election and party status. As the Constitution contemplates, of course a salutary variation exists among the states in the particulars of their election statutes. The point the Court draws is more basic: Arkansas’s statutory link between gubernatorial and presidential election performance and party status is hardly extraordinary.
The Green Party challenges the State’s reliance on avoiding voter confusion, ballot overcrowding, and frivolous candidacies as justifications for its ballot-access regime. Relying on its expert witness, the Party points out that Arkansas has one of the least crowded ballots in the nation. But the Supreme Court has been clear that a State need not have experienced these
The Green Party challenges Ark. Code Ann. § 7-l-101(21)’s reliance on presidential elections, arguing that the results in these elections are both under- and over-inclusive in measuring a political party’s support in the State. Here again the Green Party stands on expert-witness testimony offered in opposition to summary judgment. This kind of argument, however, turns on how narrowly the statute is tailored. Because the statutory burden on the Green Party is not severe, Arkansas’s party-definition statute need not be narrowly tailored. Under the precedents, linkage to the presidential election is reasonable.
E.g., Jenness,
The Green Party also challenges Ark. Code Ann. § 7-1-101(21) as the discriminatory product of the General Assembly’s desire to keep the American Party off the ballot in the early 1970s. The Party points out that only one party (the Reform Party) has maintained its status under the statute’s 3% threshold. This history weighs in the balance.
Storer,
The statute and its companion authorizing access by petition do discriminate: they discriminate against new political parties that cannot make, and continue to make, a preliminary showing of substantial community support.
Munro,
Arkansas also asserts its interest in avoiding increased costs for more primaries and runoffs involving parties whose candidates are unlikely to win. While election costs are relevant, the Green Party is correct that Arkansas may not rely solely on cost avoidance to justify restricting ballot access.
Tashjian,
VII.
There are three loose ends. First, the Green Party has moved to strike the affidavit of Dr. Gary Wekkin, one of the State’s experts. The Court relied on Wekkin’s deposition, not his affidavit, in deciding the motion for summary judgment. The Court therefore denies the motion, Document No. 58, as moot.
Second, the Green Party has also moved in limine to exclude the deposition testimony (and potential trial testimony) of Bill Vickery, anоther State expert, under Federal Rule of Evidence 702. The Court did not to rely on Vickery’s deposition in deciding whether to grant summary judgment. So this motion, Document No. 60, is denied as moot too.
Third, and finally, the Green Party has moved to strike the part of Secretary Daniels’s recent supplemental brief which cited Federalist No. 10 and asserted the State’s interest in limiting political factionalism as a justification. The Green Party says that this is a new justification, belatedly asserted. Given the context, this phrase was probably Secretary Daniels’s attempt to put a new suit on the State’s oft-repeated justifications — avoiding ballot overcrowding, voter confusion, and nonviable candidates. The Court nonetheless did not consider avoiding factionalism as a justification in its summary-judgment analysis. This motion, Document No. 77, is likewise denied as moot.
So Ordered.
Notes
E.g., Rainbow Coalition of Oklahoma v. Oklahoma State Election Board,
