Lead Opinion
This case involves a constitutional challenge to DeKalb County’s Tree Ordinance. The trial court upheld the statute. Because the Tree Ordinance is not invalid as alleged by appellants, we affirm.
In February 1999, DeKalb County’s Board of Commissioners passed a comprehensive Tree Protection Ordinance. The ordinance recognizes “the many benefits that can be directly attributable to trees” and that regulation of tree preservation “is necessary for the preservation of the public health, safety, general welfare, environment and aesthetics.” The County concluded that new regulations were needed in order to “provide proper and sufficient regulation of the removal and/or replacement of trees as part of land development.” Three weeks later, Greater Atlanta Homebuilders Association, a nonprofit trade association whose members develop real property and engage primarily in the construction of single-family residences, and RLR Associates, a corporation that owns property in DeKalb County and is involved in the development of real property and residential construction, filed this action challenging the ordinance.
Zoning Procedures Law
1. Appеllants contend that the Tree Ordinance and its four amendments are invalid because they were not enacted in accordance with the Zoning Procedures Law, OCGA § 36-66-1 et seq., which imposes minimum due process standards upon local
In applying this standard, we conclude that the Tree Ordinance, viewed as a whole, does not regulate according to zones or districts. Instead the Tree Ordinance applies uniformly to all land in unincorporated DeKalb County by regulating the effect that development will have on tree coverage in the County. The Tree Ordinance applies to every building and development permit that allows land disturbance, regardless of the zoning district. The Tree Ordinance contains only three references to zones or districts.
Takings Claims
2. Appellants contend that the Tree Ordinance effects a regulatory taking of their property without just compensation in violation of the Georgia and federal constitutions.
3. (a) In order to succeed in their facial challenge, appellants must show that the “ordinance does not substantially advance legitimate state interests ... or denies an owner economically viable use of his land.”
Courts generally conclude that so long as an ordinance allows some permissible use, a party will not be able to satisfy its burden of showing a completе lack of economically viable use.
While the Tree Ordinance may impose some additional costs and thus diminish the ultimate value of appellants’ land, “[m]any regulations restrict the use of property, diminish its value or cut off certain property rights, but no compensation for the property owner is required.”
(b) Appellants’ reliance upon Dolan v. City of Tigard
(c) We need not dwell long on appellants’ contention that a different analysis appliеs because each tree is a deedable piece of real property The United States Supreme Court has characterized the approach appellants urge as “quite simply untenable”
(d) Finally, appellants argue that the Tree Ordinance constitutes a taking because it renders commercial timber harvest impractical. Appellants, however, have presented no evidence that any land has been “taken” by the Ordinance’s effect on the commercial timber harvest.
Accordingly, we affirm the trial court’s grant of summary judgment against appellants’ takings claim.
Due Process Claim
4. Appellants also contend that the Tree Ordinance violates due process by failing to provide ascertainable standards to guide the discretion granted to the County arborist in the tree protection plan approval process. This claim, however, is not ripe for review. Except in the context of protected First Amendment activity, a person seeking a permit will not be heard to complain that the regulation is vague until he has actually sought and been denied the permit.
Preemption Claim
5. Appellants also assert that the Tree Ordinance as a whole is preempted by OCGA § 12-6-24, which relates to commercial timber harvesting. Pretermitting whether appellants, who do not engage in commercial timber hаrvesting, have standing to assert this challenge,
Criminal Liability
6. Finally, appellants contend that the Tree Ordinance is invalid because it imposes strict criminal liability. As recognized by the trial court, however, any party cited for a violation of the Tree Ordinance will have the opportunity in Recorder’s Court to show why he has not violated its provisions. Therefore, no strict liability exists.
Judgment affirmed.
Notes
Appellants’ argument treats the ordinance and its four amendments as if they had been enacted at one time, rather than treating the amеndments as separate legislative actions. Compare OCGA § 36-66-3 (4) (B) and (C) (requirements of ZPL apply to adoption of individual amendments).
OCGA § 36-66-3 (5).
City of Walnut Grove v. Questco, Ltd.,
In four specified zoning districts, stream buffers and 100-year floodplains may be included in certain mathematical calculations; in some residential districts front yard trees are required with new construction; and landscaping density requirements differ depending on whether the property is residential or nonresidential/multifamily.
Ga. Const, art. I, § III, para. I (a); U. S. Const, amend. 5.
(Emphasis supplied.) Village Centers, Inc. v. DeKalb County,
See Village of Euclid v. Ambler Realty Co.,
Agins v. City of Tiburon,
Keystone Bituminous Coal Assn. v. DeBenedictis,
See Hodel v. Virginia Surface Mining & Reclamation Assn.,
Pope,
See Lake Nacimiento Ranch Co. v. County of San Luis Obispo, 841 F2d 872, 877 (9th Cir. 1987) (where party can apply for variance, ordinance is not overly restrictive on its face); Home Builders Assn. v. City of Napa,
Id. at 385 (distinguishing cases where regulation placed limitation on land use); Garneau v. City of Seattle,
Penn Central Transp. Co. v. New York City,
Id. See also Andrus v. Allard,
See Hodel,
Bo Fancy Productions v. Rabun County Bd. of Comm’rs,
Love v. Whirlpool Corp.,
See, e.g., Suddeth v. Forsyth County,
City of Atlanta v. S.W.A.N. Consulting & Security Svcs.,
OCGA § 12-6-24 (e) (3); Ga. Laws 2003, p. 578.
OCGA § 12-6-24 (e) (4) (A); Ga. Laws 2003, p. 578.
Dissenting Opinion
dissenting.
I respectfully submit that the majority’s efforts to uphold the DeKalb County Tree Ordinance repeatedly fall short, on both statutory and constitutional grounds. As the majority must and does recognize, the ordinance is “comprehensive,” to say the least. Majority opinion, p. 295. However, the opinion does not include even a cursory review of the ordinance’s requirements. The following summary of key provisions hopefully will remedy that omission, and will also demonstrate the draconian nature of the challenged ordinance:
The stated purposes of the ordinance broadly include the protection of the public health, safety, general welfare, and aesthetics of the County and all its citizens; the promotion of several environmental benefits for the citizens and their communities; the protection of specimen and historical trees; the prevention of the loss of mature trees and the ensuring of appropriate replanting; and, the enhancement of the quality of life in the County. Code of DeKalb County § 14-39 (a). Subject to certain exemptions, the ordinance conditions the issuance of every building or land development permit in DeKalb County on the submission of a tree survey and tree protection plan by the applicant, and approval of the plan by the County Arborist. Code, supra at § 14-39 (c), (e). It establishes the following tree preservation and replacement requirements: The developer must preserve 120 inches DBH (diameter at breast height) per acre or 25 percent of healthy trees which exceed 8 inches DBH, unless the County Arborist determines that special constraints of a site would result in an inability to build. The developer may not count trees located in required buffer zones, except in four specified zoning classifications. Code, supra at § 14-39 (g) (1). Lots in certain districts must have at least one or two overstory trees with two inches DBH in the front yard, depending on the zoning classification. Code, supra at § 14-39 (g) (2). All residential subdivisions must have an average of 15 density units per acre. Code, supra at § 14-39 (g) (3) (a). Non-residential and multifamily developments must have a total of 30 density units per acre in existing and replacement trees. Code, supra at § 14-39 (g) (3) (b). All area within the 100-year floodplain must be excluded from that computation, except for four specified zoning classifications. Code, supra at § 14-39 (g) (3) (c). The calculation of density units is based on charts which differentiate between deciduous trees and evergreens and conifers. Code, supra at § 14-39 (g) (4). Tree relocation and removal of understory vegetation from tree preservation areas are subject to the approval of the County Arborist. Cоde, supra at § 14-39 (g) (6), (7). The Arborist is to identify specimen trees, as defined in the Code, which are in fair or better condition, and may require the preservation of tree stands with interlocking specimen trees. Code, supra at § 14-39 (g) (8) (a), (b), (c). Such trees may not be cut without the Arborist’s approval or a special exception, and then must be replaced by 1.5 times the equivalent DBH using species which will have comparable growth and quality at maturity. Code, supra at § 14-39 (g) (8) (d), (e). Trees to be preserved must have four-foot orange tree protection fencing installed at the critical root zones. Code, supra at § 14-39 (g) (9) (a). Negligеntly damaged trees must be replaced with four-inch caliper trees (diameter at six inches above the ground) which equal the unit value of the damaged trees. In the case of a specimen tree, the replacement trees must equal 1.5 times the DBH of the damaged tree. Code, supra at § 14-39 (g) (9) (d). Trees in the 100-year floodplain or required stream buffer may not be cut or counted towards the tree protection requirements, except for the four specified zoning
1. The above brief review of the trеe ordinance which is the subject of this case reveals that the Court’s opinion has erroneously minimized the references to zones or districts. Although the majority finds only three references to zoning, I submit that there are actually at least five. More importantly, the primary substantive provisions of the ordinance, which specify where trees are to be saved and what densities are required upon completion of a project, depend on several different combinations of existing zoning classifications. That is precisely what made the sign ordinance in City of Walnut Grove v. Questco,
2. Even conceding for the sake of argument that compliance with the ZPL was not necessary, and that, therefore, the constitutional challenges must be reached, the tree ordinance still cannot stand, because it results in a taking of property without just compensation.
“One of the principal purposes of the Takings Clause is ‘to bar Government from forcing some people alone to bear public burdens which, in all fairness and justice, should be borne by the public as a whole.’ [Cit.]” Dolan v. City of Tigard,
“Generally, any requirement that a developer provide or do something as a condition to receiving municipal аpproval is an exaction. [Cit.]” Town of Flower Mound v. Stafford Estates Ltd. Partnership, supra at 30 (VI) (A), fh. 7.
In an exaction takings case, the landowner is not simply denied or restricted in some desired use of his property. Rather, in an exaction takings case, some action — the exaction — is required of the landowner as a condition to obtaining governmental approval. . . . The Dolan two-part test is required in exaction cases to prevent opportunistic takings by the government simply because a landowner is seeking some type of land-related governmental approval.
Town of Flower Mound v. Stafford Estates Ltd. Partnership, supra at 30 (VI) (A). As numerous courts have held, Dolan applies even to development exactions which do not involve the dedication of real property. Town of Flower Mound v. Stafford Estates Ltd. Partnership, supra at 31-34 (VI) (B). Compare City of Monterey v. Del Monte Dunes at Monterey, supra. Although a tree ordinance such as the one challenged in this case “is not directly analogous to an actual dedication of property, it raises similar enough limitations on a landowner’s use to postulate application of Dolan’s rough proportionality test. . . .” Comment, Afforestation under Maryland’s Forest Conservation Act and Selected County Codes: Viability of this Land Use Regulation pre- and post-Dolan v. City of Tigard, 4 U. Balt. J. Envtl. L. 53, 83 (III) (C) (4) (b) (1) (1995). The fact that the public is to benefit from the tree ordinance implicates Dolan. Dudek v. Umatilla County, 69 P3d 751, 757 (Or. App. 2003).
The majority relies on Parking Assn. of Ga. v. City of Atlanta,
Furthermore, no consensus has emerged in other courts on the issue of Dolan’s application to legislative determinations. Rogers Machinery v. Washington County,
It is not clear why the existence of a taking should turn on the type of governmental entity that is responsible for the taking. A city council can take property just as well as a planning commission can. Moreover, the general applicability of the ordinance should not be relevant in a takings analysis. If Atlanta had seized several hundred homes in order to build a freeway, there would be no doubt that Atlanta had taken property. The distinction between sweeping legislative takings and particularized administrative takings appеars to be a distinction without a constitutional difference.
Parking Assn. of Ga. v. City of Atlanta,
Therefore, like commentators who have considered similar ordinances, I can only conclude that tree preservation schemes which condition development upon the maintenance, replacement, or other planting of trees are exactions which must be analyzеd as in Dolan. Note, Tree Preservation Methods: Zoning Regulation vs. Conservation Servitude, 14 J. Nat. Resources & Envtl. L. 253, 264 (II) (E) (1) (b) (2000); Comment, supra at 76 (III) (C) (4) (a). See also The Manoa Valley Special District Ordinance: Community-Based Planning in the post-Dolan Era, 19 U. Haw. L. Rev. 449, 474 (IV) (C) (2), fh. 186 (1997).
The majority asserts that Dolan does not apply to “a facial challenge to a generally applicable land-use regulation.” Majority opinion, p. 298. The opinion cites Garneau v. City of Seattle,
[HJowever, there is no majority opinion in Garneau, so the case is of limited precedential value. If Garneau is correct, then the “rough proportionality” test would not apply here — but there is no indication of what other test should then be applied instead.
Tahoe-Sierra Preservation Council v. Tahoe Regional Planning Agency, 34 FSupp. 2d 1226, 1239 (I) (A) (D. Nev. 1999), aff’d in part, rev’d in part on other grounds,
In evaluating the takings claim, we must first determine whether an “ ‘essentiаl nexus’ exists between the ‘legitimate state interest’ and the permit condition exacted by the [County].” Dolan v. City of Tigard, supra at 386 (III). “[Mandatory reforestation requirements absent some [specific environmental] supporting documentation raise some significant legal questions under the . . . nexus test.” 2 Rathkopf’s The Law of Zoning and Planning § 20:67 (4), p. 20-90 (2002). The tree ordinance here clearly fails the first prong of the Dolan test to the extent that a developer is automatically required to plant trees despite the prior absence of any trees on the property. Such is the case with regard to the ordinance’s provisions for front-yard treеs and minimum densities for residential developments. Code, supra at § 14-39 (g) (2), (3) (a). At least in those instances, the permit condition does not serve the same governmental purpose of tree preservation as would a ban on the development, and the “restriction is not a valid regulation of land use but ‘an out-and-out plan of extortion.’ [Cits.]” Nollan v. Cal. Coastal Comm,.,
Under the second prong of the Dolan analysis, there must be an individualized determination that the required exaction is roughly proportional to the nature and extent of the impact of the proposed development. Dolan v. City of Tigard, supra at 388-391 (III) (B). Dolan is not satisfied simply by a legislature’s assertion that its tree preservation requirements will offset prоblems caused by development. Comment, supra at 84 (III) (C) (4) (b) (2). “[I]f mitigation requirements demand that trees be replaced with a significantly greater number of similarly sized specimens, they become increasingly suspect.” 2 Rathkopf’s, supra at § 20:67 (1), p. 20-90. The tree ordinance here requires replacement of any specimen trees which must be cut with 50 percent greater DBH, regardless of the nature and extent of the impact of the cutting. Code, supra at § 14-39 (g) (8) (e), (9) (d). The ordinance excludes from its computations trees in required buffers and in the 100-year floodplain in many developments, but not in others, without a finding that the developments hаve differing
3. When confronted with Appellants’ facial due process claim, the majority ignores its prior concession that “[f] acial challenges . . . have no ripeness requirement. [Cits.]” Majority opinion, p. 296. On its face, the tree ordinance requires the County Arborist to make numerous discretionary determinations, including the appropriateness of tree relocation, whether special constraints result in an inability to build with the required tree density, what is undesirable groundcover, exceptional aesthetic quality, negligence in damaging a tree, when specimen trees may be cut, and appropriate access points for timber harvesting. Code, supra at § 14-39 (g) (6), (7), (8) (b) (iii), (8) (d), (9) (d), (m), (n) (1). These requirements do not contain definitions or other objective and ascertainable standards to govern the exercise of the Arborist’s discretion. Hixon v. Walker County,
4. The majority seriously misreads the tree ordinance in holding that because it relates only to timber harvesting which is incidental to development it is not preempted by OCGA § 12-6-24. To the contrary, the ordinance regulates all tree harvesting, regardless of whether it is incidental to development. Code, supra at § 14-39 (n). The only mention of development is a prohibition thereof for five years if it would require the cutting of trees preserved by the regulations. Code, supra at § 14-39 (n) (6).
“[S]tate law may preempt local law expressly, by implication, or by conflict. [Cit.]” Franklin County v. Fieldale Farms Corp.,
5. This dissenting opinion is not intended to suggest that it is impossible for tree preservation ordinances to pass statutory and constitutional muster. The commentators which I have cited indicate that local governments have successfully utilized a variety of methods for protecting the arboreal resources within their respective jurisdictions. However, those methods must be chosen with scrupulous attention to the statutory and constitutional rights of property owners. As the Supreme Court of the United States stated in the takings context, a “ ‘strong public desire to improve public condition (will not) warrant achieving the desire by a shorter cut than the constitutional way of paying for the change.’ [Cit.]” Dolan v. City of Tigard, supra at 396 (IV). I am compelled to dissent to today’s approval of this particular tree ordinance because it constitutes an unwarranted and egregious short cut which imposes long-term costs on property owners while violating their constitutional rights to just compensation and due process, and ignoring the procedural safeguards established by the General Assembly.
I am authorized to state that Presiding Justice Sears joins in Division 1 of this dissent.
