Lead Opinion
Opinion
We granted the request of the United States Court of Appeals for the Ninth Circuit for certification, pursuant to California Rules of Court, rule 29.5 to address the following questions.
1. Does state law regulating the sale of firearms and gun shows preempt a county ordinance prohibiting gun and ammunition sales on county property?
2. May a county, consistent with article XI, section 7 of the California Constitution, regulate the sale of firearms on its property located in an incorporated city within the borders of the county?
The first question may be rephrased as follows: Does state law compel counties to allow their property to be used for gun shows at which guns and ammunition are sold? We conclude that it does not.
We further conclude that a county may regulate the sale of firearms on its property located in a city when, as here, the county ordinance does not conflict with city law.
I. Certification
Rule 29.5(f) of the California Rules of Court states: “The California Supreme Court shall have discretion to accept or deny the request for an answer to [a] certified question of law. In exercising its discretion the court may consider: HQ (1) factors that it ordinarily considers in deciding whether to grant review of a decision of a California Court of Appeal or to issue an alternative writ or other order in an original matter; flO (2) comity, and whether answering the question will facilitate the certifying court’s functioning or help terminate existing litigation; flQ (3) the extent to which an answer
One of the principal grounds for granting review of Court of Appeal decisions is “the settlement of important questions of law.” (Cal. Rules of Court, rule 29(a).) This case presents two such important questions that have been hitherto unresolved by this court or the Courts of Appeal: the ability of counties to restrict gun show operations on their property more stringently than does state law, and their ability to do so when the property in question is within the bounds of a city. It appears that the resolution of these questions is critical to the certifying court’s resolution of the matter before it. Finally, although there are some qualifying factual circumstances to be considered, the questions presented are for the most part questions of law. Therefore, we concluded certification was appropriate.
n. Statement of Facts
The facts, as stated in the Ninth Circuit’s certification order and from our own review of the record, are as follows:
Great Western Shows, Inc. (Great Western) operates three gun and collector shows a year at the Los Angeles County Fairgrounds (Fairgrounds), located in the City of Pomona. It had held shows there for the past 22 years, until the fall of 1999. The exhibitors at the show include sellers of antique (pre-1898) and modem firearms, ammunition, Old West memorabilia, and outdoor clothing.
The County of Los Angeles (County) owns the Fairgrounds, but has contracted with a separate entity, the Los Angeles County Fair Association (the Fair Association), entering into a 56-year lease. Prior to the show scheduled for October 1999, the County passed an ordinance entitled Prohibition on the Sale of Firearms and Ammunition on County Property (hereafter the Ordinance). The Ordinance reads: “The sale of firearms and/or ammunition on county property is prohibited.” (Ord., L.A. County Code, ch. 13.67, § 13.67.030.) The Ordinance defines “ ‘sale’ ” to include “the act of placing an order.” {Id., § 13.67.040, subd. E.) The legislative findings accompanying the Ordinance recited the high incidence of gun-related deaths and injuries in the County and the relatively high frequency of illegal sales at gun shows contributing to such gun violence. {Id., § 13.67.010.) Although the Ordinance applies to all County property, the County passed the law expressly to discourage Great Western’s show, and the Fairgrounds is the only property at issue in this case.
To prevent the Ordinance’s enforcement from interfering with its October 1999 show, Great Western brought suit against the County in the United
The County then filed an interlocutory appeal in the Ninth Circuit, which subsequently certified to us the above questions.
III. Discussion
A. Does State Law Preempt the Greater Restriction of Gun and Ammunition Sales on County Property?
1. State Law Preemption in General and as Applied to Gun Control
The general principles governing preemption analysis were summarized in Sherwin-Williams Co. v. City of Los Angeles (1993)
“Under article XI, section 7 of the California Constitution, ‘[a] county or city may make and enforce within its limits all local, police, sanitary, and other ordinances and regulations not in conflict with general laws.’
“ ‘If otherwise valid local legislation conflicts with state law, it is preempted by such law and is void.’ [Citations.] flO ‘A conflict exists if the local legislation “ ‘duplicates, contradicts, or enters an area fully occupied by general law, either expressly or by legislative implication.’ ” ’ [Citations.] flQ Local legislation is ‘duplicative’ of general law when it is coextensive therewith. [Citation.]
“Similarly, local legislation is ‘contradictory’ to general law when it is inimical thereto. [Citation.]
“Finally, local legislation enters an area that is ‘fully occupied’ by general law when the Legislature has expressly manifested its intent to ‘fully occupy’ the area [citation], or when it has impliedly done so in light of one
A review of the gun law preemption cases indicates that the Legislature has preempted discrete areas of gun regulation rather than the entire field of gun control. The seminal case to advance this proposition is Galvan v. Superior Court (1969)
Neither did we find preemption by implication according to the three-part test discussed above, which had originally been articulated in In re Hubbard (1964)
Nor did we find the San Francisco ordinance preempted under the second test, i.e., partial coverage by general law couched in such terms as to indicate clearly that a paramount state concern would not tolerate further or additional local action: “The issue of ‘paramount state concern’ also involves the question ‘whether substantial, geographic, economic, ecological or other distinctions are persuasive of the need for local control, and whether local needs have been adequately recognized and comprehensively dealt with at the state level.’ [Citation.] [¶] That problems with firearms are likely to require different treatment in San Francisco County than in Mono County should require no elaborate citation of authority . . . .” (Galvan, supra, 70 Cal.2d at pp. 863-864.)
As for the third test of implied preemption, we found “that the San Francisco gun law places no undue burden on transient citizens. . . . The law, applicable to firearms possessed by persons in San Francisco, provides for a seven-day exemption and thus excludes those transients who might otherwise be burdened. [¶] The law . . . interferes less with transients than, for example, the Fresno ordinance prohibiting the consumption of alcoholic beverages on the street [citation], the Los Angeles gambling ordinance [citation], or the Los Angeles loitering ordinance [citation]—all of which were found not preempted by state law, and all of which apply to anyone within the geographic confines of the city, and not merely to residents.” (Galvan, supra, 70 Cal.2d at pp. 864-865, italics & fn. omitted.) We concluded that the San Francisco registration law was not preempted by state law. (Id. at p. 866.)
As was recognized in Olsen v. McGillicuddy (1971)
As pointed out in California Rifle & Pistol Assn. v. City of West Hollywood (1998)
On the other hand, a restrictive San Francisco firearm ordinance was held to be preempted in Doe v. City and County of San Francisco (1982)
In sum, a review of case law and the corresponding development of gun control statutes in response to that law demonstrates that the Legislature has chosen not to broadly preempt local control of firearms but has targeted certain specific areas for preemption. With this framework in mind, we turn to California law regulating gun shows to determine whether and to what extent the Legislature has preempted this area of the law.
2. State Law Preemption of Laws Regulating Gun Shows
The Legislature has enacted several statutes specifically pertaining to the regulation of gun shows. Penal Code section 12071, which concerns the licensing of retail firearms dealers and mandates a 10-day waiting period for the purchase of firearms, provides that, with certain exceptions, the firearms retail business “shall be conducted only in the buildings designated in the license.” (§ 12071, subd. (b)(1)(A).) One of those exceptions, found in subdivision (b)(1)(B), is for gun shows: “A person licensed pursuant to [this section] may take possession of firearms and commence preparation of registers for the sale, delivery, or transfer of firearms at gun shows or events, ... if the gun show or event is not conducted from any motorized or towed vehicle. A person conducting business pursuant to this subparagraph shall be entitled to conduct business as authorized herein at any gun show or event in the state without regard to the jurisdiction within this state that issued the license pursuant to [this section], provided the person complies with (i) all applicable laws, including, but not limited to, the waiting period specified in subparagraph (A) of paragraph (3), and (ii) all applicable local laws, regulations, and fees, if any.” (Italics added.)
Penal Code section 12071.1 also regulates gun shows in a number of ways. It provides that “[n]o person shall produce, promote, sponsor, operate, or otherwise organize a gun show event . . . unless the person possesses a valid certificate of eligibility from the Department of Justice.” (Id., subd. (a).) Certification requires the applicant to furnish pertinent information and
Penal Code section 12071.4 requires among other things (1) that gun show or event vendors certify that no prohibited weapons will be displayed or sold, that there will be no incitement to hate crimes, that the firearms at the show are unloaded, and that they acknowledge and are responsible for complying with “all applicable federal, state, and local laws dealing with the possession and transfer of firearms” (id., subd. (b), italics added); (2) that vendors provide certain information to gun show producers and wear name tags (id., subds. (e) and (f)); and (3) that there be no firearms transfers between private parties unless conducted through a licensed dealer in accordance with applicable state and federal laws (id., subd. (j)).
Applying the preemption analysis set forth above, we first observe that there is no express preemption with regard to the regulation of gun shows. On the contrary, Penal Code section 12071, subdivision (b)(1)(B), expressly contemplates that licensing of firearms dealers at gun shows will be subject to “all applicable local laws, regulations, and fees, if any” and Penal Code, section 12071.4, subdivision (b), refers to gun show vendors’ acknowledgement of local laws dealing with the possession and transfer of firearms.
As for implied preemption, we note first of all that the Ordinance is not duplicative of state statutes. Great Western contends that the Ordinance overlaps several statutory provisions, including those prohibiting the sale of machine guns (Pen. Code, § 12220), assault weapons (id., § 12280, subd. (a)(1)) and unsafe handguns (id., § 12125, subd. (a)), and is therefore preempted. We disagree. The Ordinance prohibits and punishes as a misdemeanor “the sale of firearms and/or ammunition on County property.” (Ord., L.A. County Code, ch. 13.67, § 13.67.030.) The above statutes prohibit the sale of certain dangerous firearms. Thus, the Ordinance does not criminalize “ ‘precisely the same acts which are . . . prohibited’ ” by statute (Pipoly v. Benson (1942)
Nor is there a direct conflict between the statute and the Ordinance. The Ordinance does not mandate what state law expressly forbids, nor does it forbid what state law expressly mandates. (See, e.g., Doe, supra,
The real question, then, is whether the Legislature intended to occupy the field of gun show regulation. Employing the three-part test discussed above, we answer the first question—whether gun show regulation “ ‘has been so fully and completely covered by general law as to clearly indicate that it has become exclusively a matter of state concern’ ” (Sherwin-Williams Co., supra, 4 Cal.4th at p. 898)—in the negative. As the above case law demonstrates, the Legislature has declined to preempt the entire field of gun regulation, instead preempting portions of it, such as licensing and registration of guns and sale of imitation firearms. Nor has it preempted the field of gun show regulation, making the conduct of business at such shows subject to “applicable local laws.” (Pen. Code, § 12071, subd. (b)(1)(B); see also id., § 12071.4, subd. (b)(2).)
Second, we find that gun show regulation has not “ ‘been partially covered by general law couched in such terms as to indicate clearly that a paramount state concern will not tolerate further or additional local action.’ ” (SherwinWilliams Co., supra, 4 Cal.4th at p. 898.) The two subdivisions mentioned above expressly anticipate the existence of “applicable local laws.” (Pen. Code, § 12071, subd. (b)(1)(B); id., § 12071.4, subd. (b)(2).) In addition, we are reluctant to find such a paramount state concern, and therefore implied preemption, “when there is a significant local interest to be served that may differ from one locality to another.” (Fisher v. City of Berkeley (1984) 37
Thus, the costs and benefits of making firearms more available through gun shows to the populace of a heavily urban county such as Los Angeles may well be different than in rural counties, where violent gun-related crime may not be as prevalent. The legislative findings of the Ordinance reveal the grave problems that prompted its passage. According to these findings, in 1997 there were 1,385 firearm deaths in Los Angeles County and 2,651 hospitalizations for nonfatal firearm injuries. These figures included 271 young people age 19 or younger killed by firearms and 839 hospitalized for firearm-related injuries. (Ord., L.A. County Code, ch. 13.67, § 13.67.010.) The legislative findings further state that the widespread availability of illegally obtained firearms greatly contributed to the number of shooting incidents across the County, and that a “sting” operation conducted by the state Department of Justice uncovered significant illegal gun trafficking at the Great Western show held at the Fairgrounds. We perceive nothing in state law that impliedly forbids a county from withdrawing its property from use as a venue for gun show sales based on its own calculation of the costs and benefits of permitting such use.
As for the third test, we agree with previous cases that “[l]aws designed to control the sale, use or possession of firearms in a particular community have very little impact on transient citizens, indeed, far less than other laws that have withstood preemption challenges.” (Suter v. City of Lafayette, supra,
But the conclusion that the Legislature has chosen not to preempt the field of gun show regulation does not end the matter. Great Western argues that although the gun show statutes provide for some local regulation of gun shows—for example, subjecting the location of gun shows to County zoning ordinances—the Ordinance at issue in this case goes too far. It cites certain cases interpreting the federal Resource Conservation and Recovery Act (RCRA) (42 U.S.C. §§ 6901-6991) in which local regulation is contemplated by statute but in which a total ban on the activity regulated—that is,
In Blue Circle Cement, Inc. v. Board of County Com’rs, supra, 27 F.3d at pages 1506-1507, for example, the court considered an ordinance that appeared to grant unlimited discretion to local authorities to deny authorization of industrial waste disposal and treatment facilities within the county that could result in a de facto ban on such facilities. The court noted that the RCRA, 42 United States Code section 6901 et seq., has as one of its main purposes to “enlist[] the states and municipalities to participate in a ‘cooperative effort’ with the federal government to develop waste management practices that facilitate the recovery of ‘valuable materials and energy from solid waste.’ 42 U.S.C. § 6902(a)(11).” (
Thus, Blue Circle Cement, Inc., and related cases cited by Great Western stand broadly for the proposition that when a statute or statutory scheme seeks to promote a certain activity and, at the same time, permits more stringent local regulation of that activity, local regulation cannot be used to completely ban the activity or otherwise frustrate the statute’s purpose. These cases are therefore distinguishable from the present one in at least two respects: First, unlike the RCRA, there is no evidence either in the gun show statutes or, as far as we can determine, in their legislative history, that indicates a stated purpose of promoting or encouraging gun shows. Rather the overarching purpose of Penal Code sections 12071, 12071.1, and 12071.4 appears to be nothing more than to acknowledge that such shows take place and to regulate them to promote public safety.
Second, the Ordinance does not propose a complete ban on gun shows within the County, but only disallows gun show sales on County property. Even assuming arguendo that a county is prevented from instituting a general ban on gun shows within its jurisdiction, it is nonetheless empowered to ban such shows on its own property. Government Code section
Great Western argues that this discretion only comes into play when the County acts as a proprietor rather than as a regulator, citing federal preemption cases regarding municipal airport regulation that found the proprietor/ regulator distinction significant. (Air Cal, Inc. v. City and County of San Francisco, supra,
While the proprietor/regulator distinction may have special significance in the heavily regulated realm of airport management, we do not find such significance here. Rather, the question is whether the County entirely contracted away its management discretion under Government Code section
Thus, a county has broad latitude under Government Code section 23004, subdivision (d), to use its property, consistent with its contractual obligations, “as the interests of its inhabitants require.” Aside from First Amendment public forum considerations or special statutory requirements not before us, the County is not compelled to grant access to its property to all comers. Nor do the gun show statutes mandate that counties use their property for such shows. If the County does allow such shows, it may impose more stringent restrictions on the sale of firearms than state law prescribes.
For all the above reasons, we conclude that the Ordinance is not preempted by the sale of firearms and/or ammunition on County property. We do not decide whether a broader county wide ban of gun shows would be preempted.
B. May a County Regulate the Sale of Firearms on Its Property Located Within the Borders of a City?
In formulating this question, the Ninth Circuit cited several cases that appeared to put the answer in doubt. In Ex parte Pfirrmann (1901)
Similarly, in In re Knight (1921)
Pfirrmann and Knight establish the principle that cities and counties generally speaking do not exercise concurrent jurisdiction over regulatory matters. But in this case the County is not seeking to exercise concurrent jurisdiction. As discussed above, Government Code section 23004, subdivision (d), authorizes the County to manage its own property, and that includes deciding how the property may be used, whether that decision is embodied in a contract with a private party, in an ordinance, or in some combination of the two. The City of Pomona does not and may not dictate how the County uses its property. (See Hall v. City of Taft (1956)
Nor does County law conflict with Pomona law. No Pomona law mandates that the County use its property for gun shows, nor could it. Absent an actual conflict between city and county law, or an exercise in concurrent jurisdiction, the County’s legislation concerning the use of its property cannot be regarded as an unlawful extraterritorial act.
Amicus curiae Gun Owners of California argues that while the County may be able as a property owner to prohibit firearms sales on its property, it does not have the authority to criminalize activity on its property within the City of Pomona. Thus, amicus curiae argues the County may not, as it has done here, establish ordinances on its extraterritorial property, the violation of which constitutes a misdemeanor.
This argument misses the mark. When the County acts pursuant to Government Code section 23004, subdivision (d), it is acting for the “benefit of its inhabitants.” Therefore, although it is acting in some sense as a property owner, it is in another sense acting as a governmental entity. It may regulate property by ordinance as well as by contractual arrangement. (See Air Cal, Inc. v. City and County of San Francisco, supra,
In sum, the County has authority to enact the Ordinance, notwithstanding the fact that the Ordinance affects County property within the City of Pomona.
IV. Conclusion
We therefore conclude that:
2. A county may regulate the sale of firearms on its property located in an incorporated city within the borders of the county.
George, C. J., Kennard, J., Baxter, J., Werdegar, J., and Chin, J., concurred.
Notes
Government Code section 53071.5 states: “By the enforcement of this section, the Legislature occupies the whole field of regulation of the manufacture, sale, or possession of imitation firearms, as defined in Section 417.2 of the Penal Code, and that section shall preempt and be exclusive of all regulations relating to the manufacture, sale, or possession of imitation firearms, including regulations governing the manufacture, sale, or possession of BB guns and air rifles described in subdivision (g) of Section 12001 of the Penal Code.”
Dissenting Opinion
By enacting an ordinance prohibiting the sale of firearms on county property (L.A. County Code, ch. 13.67, § 13.67.030) and enforcing the ordinance with respect to the Los Angeles County Fairgrounds, Los Angeles County seeks to regulate affairs within the City of Pomona, an incorporated city. It cannot do so. (Cal. Const., art. XI, § 7; In re Knight (1921)
In Hall v. City of Taft, for example, the school district—a creature of state law—was acting in its capacity as a property owner by constructing a public building on its property. We said that the school district in that circumstance was not subject to local building regulations. (Hall v. City of Taft, supra, 47 Cal.2d at pp. 183-189.) We expressly distinguished situations in which the district “enact[s] laws for the conduct of the public at large.” (Id. at p. 183.) In that case, the regulatory authority would lie with the city, not the school district.
Los Angeles County, as a property owner, is free to prohibit the sale of firearms on its property. The county, however, has leased the Los Angeles County Fairgrounds to an independent party, and therefore, with respect to that property, it has contractually relinquished its property rights, at least in part. Depending on the terms of the lease, the county may have some control over the uses to which its tenant puts the property, or it may be able to
When Los Angeles County enacted an ordinance prohibiting firearm sales on county property, it was not merely acting as a property owner. Rather, it was attempting to regulate the actions of its tenants, and therefore it was “enacting laws for the conduct of the public at large.” (Hall v. City of Taft, supra,
Accordingly, I dissent.
