Great American Federal Savings & Loan Ass'n v. NovotnyGreat American Federal Savings & Loan Ass'n v. Novotny
Lead Opinion
delivered the opinion of the Court.
More than a century after their passage, the Civil Rights Acts of the Reconstruction Era continue to present difficult problems of statutory construction. Cf. Chapman v. Houston Welfare Rights Org.,
The respondent, John R. Novotny, began his career with the Great American Federal Savings and Loan Association (hereinafter Association) in Allegheny County, Pa., in 1950. By 1975, he was secretary of the Association, a member of its board of directors, and a loan officer. According to the allegations of the complaint in this case the Association “intentionally and deliberately embarked upon and pursued a course of conduct the effect of which was to deny to female employees
Novotny filed a complaint with the Equal Employment Opportunity Commission under Title VII of the Civil Eights Act of 1964.
Novotny appealed. After oral argument before a three-judge panel, the case was reargued before the en banc Court of Appeals for the Third Circuit, which unanimously reversed
We granted certiorari,
II
The legislative history of § 2 of the Civil Rights Act of 1871, of which
The provisions of what is now
The Court’s opinion in Griffin discerned the following criteria for measuring whether a complaint states a cause of action under
“To come within the legislation a complaint must allege that the defendants did (1) ‘conspire or go in disguise on the highway or on the premises of another’ (2) ‘for the purpose of depriving, either directly or indirectly, any person or class of persons of the equal protection of the laws, or of equal privileges and immunities under the laws.’ It must then assert that one or more of the conspirators (3) did, or caused to be done, ‘any act in furtherance of the object of [the] conspiracy,’ whereby another was (4a) ‘injured in his person or property’ or (4b) ‘deprived of having and exercising any right or privilege of a citizen of the United States.’ ”403 U. S., at 102-103 .
Under Title VII, cases of alleged employment discrimination are subject to a detailed administrative and judicial process designed to provide an opportunity for nonjudicial and
“Congress enacted Title VII of the Civil Rights Act of 1964,42 U. S. C. § 2000e et seg., to assure equality of employment opportunities by eliminating those practices and devices that discriminate on the basis of race, color, religion, sex, or national origin .... Cooperation and voluntary compliance were selected as the preferred means for achieving this goal. To this end, Congress created the Equal Employment Opportunity Commission and established a procedure whereby existing state and local employment opportunity agencies, as well as the Commission, would have an opportunity to settle disputes through conference, conciliation, and persuasion before the aggrieved party was permitted to file a lawsuit.”
As part of its comprehensive plan, Congress provided that a complainant in a State or locality with a fair employment commission must first go to that commission with his claim. Alternatively, an employee who believes himself aggrieved must first file a charge with the federal Equal Employment Opportunity Commission.
If a violation of Title VII could be asserted through
The problem in this case is closely akin to that in Brown v. GSA,
“[t]he balance, completeness, and structural integrity of § 717 are inconsistent with the petitioner’s contention that the judicial remedy afforded by § 717 (c) was designed merely to supplement other putative judicial relief.”425 U. S., at 832 .
Here, the case is even more compelling. In Brown, the Court concluded that § 717 displaced other causes of action arguably available to .assert substantive rights similar to those granted by § 717.
This case thus differs markedly from the cases recently decided by this Court that have related the substantive provisions of last century’s Civil Rights Acts to contemporary legislation conferring similar substantive rights. In those cases we have held that substantive rights conferred in the 19th century were not withdrawn, sub silentio, by the subsequent passage of the modern statutes. Thus, in Jones v. Alfred H. Mayer Co.,
Somewhat similarly, in Alexander v. Gardner-Denver Co.,
“In submitting his grievance to arbitration, an employee seeks to vindicate his contractual right under a collective bargaining agreement. By contrast, in filing a lawsuit under Title VII, an employee asserts independent statutory rights accorded by Congress. The distinctly separate nature of these contractual and statutory rights is not vitiated merely because both were violated as a result of the same factual occurrence. And certainly no inconsistency results from permitting both rights to be enforced in their respectively appropriate forums.” Id., at 49-50.
This case, by contrast, does not involve two “independent” rights, and for the same basic reasons that underlay the Court’s decision in Brown v. GSA, supra, reinforced by the other considerations discussed in this opinion,.we conclude that
Accordingly, the judgment of the Court of Appeals is vacated, and the case is remanded to that court for further proceedings consistent with this opinion.
It is so ordered.
Notes
Title
“If two or more persons in any State or Territory conspire or go in disguise on the highway or on the premises of another, for the purpose of depriving, either directly or indirectly, any person or class of persons of the equal protection of the laws; or of equal privileges and immunities under the laws; or for the purpose of preventing or hindering the constituted authorities of any State or Territory from giving or securing to all persons within such State or Territory the equal protection of the laws; or if two or more persons conspire to prevent by force, intimidation, or threat, any citizen who is lawfully entitled to vote, from giving his support or advocacy in a legal manner, toward or in favor of the election of any lawfully qualified person as an elector for President or Vice President, or as a Member of Congress of the United States; or to injure any citizen in person or property on account of such support or advocacy; in any case of conspiracy set forth in this section, if one or more persons engaged therein do, or cause to be done, any act in furtherance of the object of such conspiracy, whereby another is injured in his person or property, or deprived of having and exercising any right or privilege of a citizen of the United States, the party so injured or deprived may have an action for the recovery of damages occasioned by such injury or deprivation, against any one or more of the conspirators.”
His complaint also alleged, as a second cause .of action, that his discharge was in retaliation for his efforts on behalf of equal employment opportunity, and thus violated § 704 (a) of Title VII of the Civil Rights Act of 1964, 78 Stat. 257, as amended, 86 Stat. 109. Section 704 (a), as set forth in
“It shall be an unlawful employment practice for an employer to discriminate against any of his employees .. . because he has opposed any practice made an unlawful employment practice by this subchapter, or because he has made a charge, testified, assisted, or participated in any manner in an investigation, proceeding, or hearing under this subehapter.”
As to the Title VII claim, the District Court held that Novotny was not a proper plaintiff under § 704 (a).
The Court of Appeals ruled that Novotny had also stated a valid cause of action under Title YII. It held that § 704 (a) applies to retaliation for both formal and informal actions taken to advance the purposes of the Act. That holding is not now before this Court.
We note the relative narrowness of the specific issue before the Court. It is unnecessary for us to consider whether a plaintiff would have a cause of action under
A partial list of the opinions in this Court that have discussed the Act’s legislative history includes Chapman v. Houston Welfare Rights Org.,
At least two earlier cases in this Court involved causes of action based upon what is now
Mr. Justice Burton dissented, joined by Mr. Justice Black and Mr. Justice Douglas.
Mr. Justice Harlan concurred, with one reservation. He found it unnecessary to rely, as the Court did in part, on the defendants’ alleged interference with the right of interstate travel.
For the purposes of this question, we assume but certainly do not decide that the directors of a single corporation can form a conspiracy within the meaning of § 198.5 (3).
Title
The statute requires that a complaint be filed with the federal agency within 180 days “after the alleged unlawful employment practice
Within 10 days of the Commission’s receipt of a complaint, it must notify the employer of the charge, including the date, place, and circumstances of the alleged violation.
Section 706 (g) of the Act, as amended, as set forth in
“If the court finds that the respondent has intentionally engaged in or is intentionally engaging in an unlawful employment practice charged in the complaint, the court may enjoin the respondent from engaging in such unlawful employment practice, and order such affirmative action as may be appropriate, which may include, but is not limited to, reinstatement or hiring of employees, with or without back pay (payable by the employer, employment agency, or labor organization, as the case may be, responsible for the unlawful employment practice), or any other equitable relief as the court deems appropriate. Back pay liability shall not accrue from a date more than two years prior to the filing of a charge with the Commission. Interim earnings or amounts earnable with reasonable diligence by theperson or persons discriminated against shall operate to reduce the back pay otherwise allowable. No order of the court shall require the admission or reinstatement of an individual as a member of a union, or the hiring, reinstatement, or promotion of an individual as an employee, or the payment to him of any back pay, if such individual was refused admission, suspended, or expelled, or was refused employment or advancement or was suspended or discharged for any reason other than discrimination on account of race, color, religion, sex, or national origin or in violation of section 2000e-3 (a) of this title.”
See Albemarle Paper Co. v. Moody,
See EEOC v. Detroit Edison Co.,
Title
“In any action or proceeding under this subchapter the court in its discretion, may allow the prevailing party, other than the Commission or the United States, a reasonable attorney’s fee as part of the costs, and the Commission and the United States shall be liable for costs the same as a private person.”
See Christiansburg Garment Co. v. EEOC,
Title
See Slack v. Havens,
The Court of Appeals for the Third Circuit recently applied a 6-year Pennsylvania statute of limitations to employment discrimination claims brought under
Another difference between those cases and this one is to be found in the legislative history of the Civil Rights Act of 1964, as amended, and the Civil Rights Act of 1968. As the Court noted in Johnson v. Railway Express Agency, supra, and Jones v. Alfred H. Mayer Co.,
Concurrence Opinion
concurring.
I agree with the opinion of the Court as far as it goes, and I join it. I also agree with the views expressed by Mr. Justice Stevens’ concurring opinion. I write separately because
The Court’s specific holding is that
The Court’s unanimous decision in Griffin v. Breckenridge,
“That the statute was meant to reach private action does not, however, mean that it was intended to apply to all tortious, conspiratorial interferences with the rights of others. For, though the supporters of the legislation insisted on coverage of private conspiracies, they were equally emphatic that they did not believe, in the words of Representative Cook, That Congress has a right to punish an assault and battery when committed by two or more persons within a State.’ [Cong. Globe, 42d Cong., 1st Sess., 485 (1871).] The constitutional shoals that would lie in the path of interpreting§ 1985 (3) as a general federal tort law can be avoided by giving full effect to the congressional purpose — by requiring, as an element of the cause of action, the kind of invidiouslydiscriminatory motivation stressed by . the sponsors of the limiting amendment. See the remarks of Representatives Willard and Shellabarger, quoted supra, at 100. The language requiring intent to deprive of equal protection, or equal privileges and immunities, means that there must be some racial, or perhaps otherwise class-based, invidiously discriminatory animus behind the conspirators’ action. The conspiracy, in other words, must aim at a deprivation of the equal enjoyment of rights secured by the law to all.” 403 U. S., at 101-102 .
In reaching its conclusion, the Court identified “two constitutional sources” (id., at 107) relied upon to support a cause of action under
“We can only conclude that Congress was wholly within its powers under § 2 of the Thirteenth Amendment in creating a statutory cause of action for Negro citizens who have been the victims of conspiratorial, racially discriminatory private action aimed at depriving them of the basic rights that the law secures to all free men.
“Our cases have firmly established that the right of interstate travel is constitutionally protected, does not necessarily rest on the Fourteenth Amendment, and is assertable against private as well as governmental interference. [Citations omitted.] The 'right to pass freely from State to State’ has been explicitly recognized as 'among the rights and privileges of National citizenship.’ Twining v. New Jersey,211 U. S. 78 , 97. That right, like other rights of national citizenship, is within the power of Congress to protect by appropriate legislation.” Id., at 105-106.
By contrast, this Court has never held that the right to any particular private employment is a “right of national citizenship,” or derives from any other right created by the Constitution. Indeed, even Congress, in the exercise of its
The rationale of Griffin accords with the purpose, history, and common understanding of this Civil War Era statute. Rather than leave federal courts in any doubt as to the scope of actions under
The doubts which will remain after the Court’s decision are far from insubstantial. At least one federal court, for example, has held that although Title VII rights may not be asserted through
Concurrence Opinion
concurring.
While I join the Court’s opinion, including its reliance on Brown v. GSA,
Somewhat different language was used by Congress in describing the substantive rights encompassed within the two provisions: § 1 of the 1871 Act, the predecessor to
Some privileges and immunities of citizenship, such as the right to engage in interstate travel and the right to be free of the badges of slavery, are protected by the Constitution against interference by private action, as well as impairment by state action. Private conspiracies to deprive individuals of these rights are, as this Court held in Griffin v. Breckenridge,
If, however, private persons engage in purely private acts of discrimination — for example, if they discriminate against women or against lawyers with a criminal practice, see Dombrowski v. Dowling,
Here, there is no claim of such a violation. Private discrimination on the basis of sex is not prohibited by the Constitution. The right to be free of sex discrimination by other private parties is a statutory right that was created almost a century after
With this additional explanation of my views, I join the Court’s opinion.
“Standing alone,
In that opinion we quoted Senator Edmunds’ comment in the 1871 debate:
“All civil suits, as every lawyer understands, which this act authorizes, are not based upon it; they are based upon the right of the citizen. The act only gives a remedy.” Cong. Globe, 42d Cong., 1st Sess., 668 (1871).
And ante, at 376, the Court states:
“Section 1985 (3) , by contrast, creates no rights. It is a purely remedial statute, providing a civil cause of action when some otherwise defined federal right — to equal protection of the laws or equal privileges and immunities under the laws — is breached by a conspiracy in the manner defined by the section.”
In its present form,
In Griffin, supra, at 105, the Court quoted the statement from the Civil Rights Cases,
“We can only conclude that Congress was wholly within its powers under § 2 of the Thirteenth Amendment in creating a statutory cause of action for Negro citizens who have been the victims of conspiratorial, raciallydiscriminatory private action aimed at depriving them of the basic rights that the law secures to all free men.” 403 U. S., at 105 .
With respect to the right of interstate travel, the opinion added:
“Our cases have firmly established that the right of interstate travel is constitutionally protected, does not necessarily rest on the Fourteenth Amendment, and is assertible against private as well as governmental interference.” Ibid.
I have paraphrased the statutory language “preventing or hindering the constituted authorities of any State or Territory from giving or securing to all persons within such State or Territory the equal protection of the laws” because that language sheds important light on the meaning of the entire section.
As the Court stated in Shelley v. Kraemer,
Unlike the problem presented by Runyon v. McCrary,
Dissenting Opinion
dissenting.
The Court today releases employers acting with invidious discriminatory animus in concert with others from liability under
I
Respondent sought compensatory damages under
Unfortunately, the majority does not explain whether the “right created by Title VII” to which it refers is the right guaranteed to women employees under § 703 (a) or the right guaranteed to respondent under § 704 (a). Although in stating its view of the issue before the Court, the majority intimates that it is relying on the fact that respondent has a claim directly under § 704 (a),
Clearly, respondent’s right under § 704 (a) — to be free from retaliation for efforts to aid others asserting Title VII rights— is distinct from the Title VII right implicated in his claim under
Because the existence of a § 704 (a) claim is due entirely to the peculiar facts of this case, I interpret the majority’s broad holding that “deprivation of a right created by Title VII cannot be the basis for a cause of action under
II
The pervasive and essential flaw in the majority’s approach to reconciliation of
In this case, for instance, respondent is seeking to redress an injury inflicted upon him, which injury is distinct and separate from the injury inflicted upon the female employees whose § 703 (a) rights were allegedly denied. The damages available to a person such as respondent suing under
In this circumstance — where the
In enacting
Ill
I am also convinced that persons whose own Title VII rights have allegedly been violated retain the separate right to seek redress under
It is clear that such overlap as may exist between Title VII and
As previously indicated, the majority’s willingness to infer a silent repeal of
Even to the extent that
In this case, Title VII and the remedial aspect of
Title
42 II. S. C. §2000e-2 (a). This statute provides:
“It shall be an unlawful employment practice for an employer—
“(1) to fail or refuse to hire or to discharge any individual, or otherwise to discriminate against any individual with respect to his compensation, terms, conditions, or privileges of employment, because of such individual’s race, color, religion, sex, or national origin; or
“(2) to limit, segregate, or classify his employees or applicants for employment in any way which would deprive or tend to deprive any individual of employment opportunities or otherwise adversely affect his status as an employee, because of such individual’s race, color, religion, sex, or national origin.”
“It shall be an unlawful employment practice for an employer to discriminate against any of his employees or applicants for employment, for an employment agency, or joint labor-management committee controlling apprenticeship or other training or retraining, including on-the-job training programs, to discriminate against any individual, or for a labor organization to discriminate against any member thereof or applicant for membership, because he has opposed any practice made an unlawful employment practice by this subchapter, or because he has made a charge, testified, assisted, or participated in any manner in an investigation, proceeding, or hearing under this subchapter.”
See ante, at 372 (“The primary question in the present case, therefore, is whether a person injured by a conspiracy to violate § 704 (a) of Title VII of the Civil Rights Act of 1964 is deprived of 'the equal protection of the laws, or of equal privileges and immunities under the laws’ within the meaning of
The majority opinion does not reach the issue whether
Although Griffin v. Breckenridge, supra, at 102 n. 9, did not reach the issue whether discrimination on a basis other than race may be vindicated under
This is analogous to United States v. Johnson, supra, where the basis for a prosecution under
See Chapman v. Houston Welfare Rights Organization,
Section 706 (b) of Title VII,
It is, of course, theoretically possible that an individual could be injured by a conspiracy to violate his Title VII rights even though that conspiracy was never brought to fruition and thus there was no violation of Title VII itself.
Title VII authorizes only equitable relief, including backpay for a period not to exceed two years. See § 706 (g),
See nn. 5, 7, supra.
The Court asserts, ante, at 378, that its holding is required for “the same basic reasons that underlay the Court’s decision in Brown v. GSA,” as reinforced by the consideration that
See cases cited in n. 13, supra; Runyon v. McCrary,
Because
Cf. Callanan v. United States,
See Monell v. New York City Dept. of Social Services,
Cong. Globe, 42d Cong., 1st Sess., 568 (1871) (Sen. Edmunds). The passage from which this remark is excerpted is also instructive:
“The second section, it will be observed, only provides for the punishment of a conspiracy. It does not provide for the punishment of any act done in pursuance of the conspiracy, but only a conspiracy to deprive citizens of the United States, in the various ways named, of the rights which the Constitution and the laws of the United States made pursuant to it give to them; that is to say, conspiracies to overthrow the Government, conspiracies to impede the course of justice, conspiracies to deprive people of the equal protection of the laws, whatever those laws may be. It does not provide, as I say, for any punishment for any act which these conspirators shall do in furtherance of the conspiracy. It punishes the conspiracy alone, leaving the States, if they see fit, to punish the acts and crimes which may be committed in pursuance of the conspiracy. I confess that I thought myself it was desirable, to make the bill complete, to make it completely logical and completely effective, that a section should have been added providing not only for punishing the conspiracy, but providing also in the same way for punishing any act done in pursuance of the conspiracy. This section gives a civil action to anybody who shall be injured by the conspiracy, but does not punish an act done as a crime.” Ibid.
The majority recognizes that Congress has explicitly noted that Title VII does not pre-empt redress of grievances under
Petitioners argue that neither the Thirteenth Amendment, the Fourteenth Amendment, nor the Commerce Clause grants Congress authority to reach private conspiracies to deny Title VII rights such as are involved in this case. But petitioners do not dispute that the Commerce Clause is the source of authority for the enactment of Title VII, and Congress needs no additional grant of authority to prohibit, and provide a remedy for, invidious conspiracies to deny such rights.