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Gray v. United States
292 A.2d 153
D.C.
1972
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Napoleon GRAY, Appellant, v. UNITED STATES, Appellee.

No. 6307.

District of Columbia Court of Appeals.

July 11, 1972.

Argued May 17, 1972.

claimed for damages to personal property due to flooding of the premises. A trial was held on October 5, 1971, at which time the landlord moved to amend his complaint to claim rent in arrears up to the date of trial. This motion was denied and the complaint was dismissed after the trial court found that the tenant had moved in August 1971. The trial court also refused to grant the landlord‘s motion to dismiss the tenant‘s counterclaim without giving any reasons.

At the conclusion of a nonjury trial on the counterclaim, the trial court found a breach of implied warranty of habitability and awarded the tenant $1,312.13 in damages to personalty, which included recoupment of the one month‘s rent which had been paid by the tenant when she moved into the premises in December 1970. However, there is no evidence nor finding as to whether the premises had any rental value during the nine months which the tenant resided there.

On procedural grounds a fair trial was denied. First, Rule 5(b) of the rules of the Landlord and Tenant Branch1 does not permit the filing of a counterclaim for damages to the tenant‘s personalty. The tenant made no claim of payment of rent, or expenditures, or for equitable relief. Rather, her claim was for damages to her personalty caused by water in the apartment. The landlord made a timely motion to dismiss the counterclaim. Compare

Johnson v. Hawkins, D.C.Mun.App., 81 A.2d 467, 468 (1951) (no timely objection to counterclaim). Therefore, the counterclaim should have been dismissed as improperly filed in the Landlord and Tenant Branch.

Second, although the landlord‘s motion to amend his complaint to claim rent in arrears was properly denied because the original suit for possession contained no claim for rent,

Bell v. Tsintolas Realty Co., 139 U.S.App.D.C. 101, 105, 430 F.2d 474, 477-478 (1970);
Paregol v. Smith, D.C. Mun.App., 103 A.2d 576, 578 (1954)
nevertheless, in the circumstances of this case, he was denied a right to claim rent against the tenant‘s claim for damages.

We think, therefore, that it was unfair to permit the allowance of an impermissible counterclaim and, at the same time, deny an impermissible amendment to the complaint.

Reversed with instructions to dismiss the counterclaim without prejudice.

Joel H. Skirble, appointed by this court, for appellant.

Robert E. L. Eaton, Jr., Asst. U. S. Atty., with whom Harold H. Titus, Jr., U. S. Atty., John A. Terry and Lawrence H. Wechsler, Asst. U. S. Attys., were on the brief, for appellee.

Before KERN, NEBEKER and YEAGLEY, Associate Judges.

YEAGLEY, Associate Judge:

The issue raised by this appeal is whether a police officer, who observed appellant pass money to another on a city street which he considered to be in a “high narcotics area“, had on that basis reasonable grounds to believe that a sale of narcotics was afoot, and that the individuals observed were armed and dangerous warranting a

Terry frisk before seeking identification or other information. The frisk produced a side arm which was the subject of a motion to suppress that was overruled. The defense waived a jury, stipulated to the existence of the gun, and submitted, without further trial, on the evidence adduced on the motion to suppress. Appellant was found guilty by the court of carrying a pistol without a license in violation of D.C.Code 1967, § 22-3204.

The evidence may be summarized as follows. On December 21, 1971, at approximately 4:15 p.m., Officers Rosa and Skirchak were on patrol in a private car in the area of Alabama Avenue and Stanton Road, S.E. The officers were assigned to the Seventh District Tactical Squad and accordingly were dressed in old clothes. As they were heading south on Alabama Avenue, the officers observed two men,2 one of whom Officer Rosa saw “passing money” to the other.

The officers considered this to be a “high narcotics area” so they decided to place the two men under surveillance. Officer Rosa, who was driving the car, made a U-turn and parked alongside a tractor trailer. The officers positioned themselves behind the truck and maintained an observation of the two men for about six minutes during which time they saw appellant and a male companion join the other two. Officer Rosa then saw appellant pass paper money to a man in a light trench coat who also received some change from appellant‘s companion.

The officers testified that during this surveillance their suspicions were aroused by the actions of the four men in looking around as the money was being passed. According to their testimony, the foregoing conduct led the officers to believe that a narcotics transaction was in progress.

The officers decided to investigate further and approached the men for the purpose of ascertaining their identification and to see why they were acting in what they described as a suspicious manner. As the officers neared the group, the man in the light coat fled after apparently being warned by the man in a grey coat who walked away entering a nearby store.

Officer Rosa approached appellant and his companion who had remained there, with his “card” out and announced “police“, whereupon appellant “took a few steps back“. Officer Rosa then patted appellant on the side and felt a bulge3 through his coat. Keeping his hand on the bulge, Officer Rosa immediately inquired as to what this was, to which appellant responded, “Nothing“. The officer then removed a loaded .25 caliber automatic pistol from a holster on appellant‘s belt and arrested him. The companion was also patted down and, although nothing was found on him, he was transported to the precinct because he could not produce identification.

Neither of the officers knew the appellant or the other men and there was no other testimony by either officer that might support a self-protective frisk for weapons on the ground that there was reason to believe appellant was armed and dangerous.

In attempting to justify the reasonableness of the frisk, the Government relied principally on the fact that the officers considered the area where appellant was arrested to be a “high narcotics area“, that they had observed the suspects looking around as money was passed and that appellant took a few steps backward when approached by Officer Rosa who, although dressed in old clothes, identified himself as a policeman. At argument counsel for the Government conceded that absent the fact that appellant took a few steps backward, there would be no justification for a pat-down of appellant. The Government maintained, however, that the frisk was within the bounds of

Terry v. Ohio, 392 U.S. 1, 88 S.Ct. 1868, 20 L.Ed.2d 889 (1968). In that case the Supreme Court said that a police officer may frisk a suspect where he

. . . observes unusual conduct which leads him reasonably to conclude in light of his experience that criminal activity may be afoot and that the persons with whom he is dealing may be armed and presently dangerous, where in the course of investigating this behavior he identifies himself as a policeman and makes reasonable inquiries, and where nothing in the initial stages of the encounter serves to dispel his reasonable fear for his own or others’ safety, he is entitled for the protection of himself and others in the area to conduct a carefully limited search of the outer clothing of such persons in an attempt to discover weapons which might be used to assault him. . . .

[392 U.S. at 30, 88 S.Ct. at 1885.]

The facts of this case clearly do not meet that test. There is no testimony or evidence indicating that a crime of violence was about to occur or had occurred.4 Nor does the mere passing of money on a street, which the arresting officers characterized as a “high narcotics area” give reasonable grounds to conclude that a narcotics transaction is taking place.5

In

Sibron v. New York, 392 U.S. 40, 88 S.Ct. 1889, 20 L.Ed.2d 917 (1968), the Supreme Court, citing
Terry v. Ohio, supra
, said, “In the case of the self-protective search for weapons, [the officer] must be able to point to particular facts from which he reasonably inferred that the individual was armed and dangerous.”
392 U.S. at 64, 88 S.Ct. at 1903
.

In the case at bar there is little, if any, evidence from which we might conclude that the officers had either an articulable suspicion6 or reasonable grounds to believe that the suspects, appellant included, were armed and dangerous. The testimony of the officers fails to show “specific and articulable facts, which taken together with rational inferences from those facts, reasonably warrant [an] intrusion”7 upon the protection of the fourth amendment. On approaching appellant, after a surveillance of about six minutes, Officer Rosa did not seek identification data or information of any sort regarding what he considered to be suspicious circumstances, but instead immediately patted appellant down.

Absent unusual conduct that would lead Officer Rosa reasonably to conclude that criminal activity was afoot and that appellant was armed and dangerous, we hold that his pat-down of appellant violated the fourth amendment‘s protection against unreasonable “intrusion“. Accordingly, as we read the controlling Supreme Court decisions, the pistol seized was the result of an illegal search and should have been suppressed.

Reversed.

NEBEKER, Associate Judge (concurring):

I concur in the opinion of the court and add the following observation.

We have come too far in law enforcement and police-community relations to permit officers to be so untrained in the basic law as to operate on the misapprehensions revealed herein, especially that the failure to carry identification can alone under these circumstances warrant an arrest. Moreover, we cannot fail to recognize that the continued vitality of the holding in

Terry v. Ohio, 392 U.S. 1, 88 S.Ct. 1868, 20 L.Ed.2d 889 (1968), rests on the assumption that law enforcement will sparingly use and apply the police power recognized in that decision and not attempt to disguise harassment in its mantle. See
Williams v. United States, D.C.App., 287 A.2d 814 (1972)
.

Notes

1

1. Super.Ct. L&T Rule 5:

(b) COUNTERCLAIMS. In actions in this branch for recovery of possession of property in which the basis of recovery is nonpayment of rent or in which there is joined a claim for recovery of rent in arrears, the defendant may assert an equitable defense of recoupment or set-off or a counterclaim for a money judgment based on the payment of rent or on expenditures claimed as credits against rent or for equitable relief related to the premises. No other counterclaims, whether based on personal injury or otherwise, may be filed in this branch. . . .

2
2. One of these men was described as wearing a grey coat and the other a light or white coat.
3
3. Officer Rosa testified that the bulge felt like a gun and a holster.
4
4. In
Terry v. Ohio, supra note 1 at 6, 88 S.Ct. 1868
, the arresting officer concluded, after observing the suspects for considerable time, that they were casing a store in the preparation of a robbery and therefore were very likely armed. Also see note 6 infra.
5
5. See
Munn v. United States, D.C.App., 283 A.2d 28 (1971)
;
Peterkin v. United States, D.C.App., 281 A.2d 567 (1971)
.
6
6. See
Terry v. Ohio, supra note 1, at 33, 88 S.Ct. 1868 (Harlan, J., concurring)
.
7
7.
Id. at 21, 88 S.Ct. at 1880
.

Case Details

Case Name: Gray v. United States
Court Name: District of Columbia Court of Appeals
Date Published: Jul 11, 1972
Citation: 292 A.2d 153
Docket Number: 6307
Court Abbreviation: D.C.
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